J.P. Morgan represents and warrants to the Company that:

J.P. Morgan is a national bank duly organized and existing as a banking association under the laws of the United States;

J.P. Morgan is duly qualified to carry on its business in the State of New York;

J.P. Morgan is empowered under Applicable Law and by its charter and by-laws to enter into and perform the services described in this Agreement;

J.P. Morgan is a transfer agent registered with the SEC;

all requisite corporate action has been taken to authorize J.P. Morgan to enter into and perform this Agreement;

to the best of J.P. Morgan’s knowledge, as of the date of this Agreement, no material legal or administrative proceedings have been instituted against J.P Morgan which would materially impair J.P. Morgan’s ability to perform its duties and obligations under this Agreement;

J.P. Morgan will provide the Company trade holdings reports as agreed between J.P. Morgan and the Company; and

J.P. Morgan has established and maintains and enforces written policies and procedures reasonably designed to prevent material and intentional violations of Applicable Law relating to J.P. Morgan’s duties as a service provider hereunder.

The Company represents and warrants to J.P. Morgan that:

the Company is duly organized and existing and in good standing under the laws of the State of Wisconsin;

the Company is empowered under Applicable Law and by its charter document and by-laws to enter into and perform this Agreement;

all requisite proceedings have been taken to authorize the Company to enter into and perform this Agreement;

the Company is an open-end management investment company properly registered under the 1940 Act;

a Registration Statement has been filed and shall be effective and shall remain effective during the term of this Agreement, and all necessary filings under the laws of the states shall have been made and shall be current during the term of this Agreement;

to the best of the Company’s knowledge, no legal or administrative proceedings have been instituted or threatened against the Company which would impair the Company’s ability to perform its duties and obligations under this Agreement, other than as described in the Registration Statement;

to the best of the Company’s knowledge, the Registration Statement complies in all material respects with the 1933 Act and the 1940 Act and the Prospectus does not contain any untrue statement of material fact or omit to state a material fact necessary to make the statements therein not misleading in the context in which they were made; and

to the best of the Company’s knowledge, the Company’s entrance into this Agreement shall not cause a material breach or be in material conflict with any other agreement or obligation of the Company or Applicable Law applicable to it.

resolutions of the Board authorizing the appointment of J.P. Morgan to provide certain services to the Company;

the Company’s charter documents;

the Company’s by-laws;

the Company’s Notification of Registration on Form N-8A under the 1940 Act as filed with the SEC;

the Company’s Registration Statement, as filed with the SEC;

opinions of counsel regarding the Company’s securities creation and auditors’ reports;

the Prospectus relating to all funds, series, portfolios and classes, as applicable;

the Company’s annual and semi-annual reports for the current year and annually while this Agreement is in effect; and

such other agreements as the Company may enter into from time to time including securities lending agreements, futures and commodities account agreements, brokerage agreements and options agreements.

Transfer Agency Services described in Schedule A to this Agreement;

Index Receipt Agent Services described in Schedule B to this Agreement;

Order Taking Services described in Schedule C to this Agreement; and

such other services in connection with ETF Shares as the Parties may mutually agree in writing.

As compensation for the Services rendered to the Company pursuant to this Agreement, the Company shall pay, or direct its agent to pay, J.P. Morgan the fees as may be agreed upon in writing from time to time, together with J.P. Morgan’s reasonable out-of-pocket or incidental expenses, including, but not limited to, reasonable legal fees. As provided in the Fund’s governing instrument, the liabilities and expenses incurred in connection with J.P. Morgan’s services with respect to a particular Fund shall be enforceable against the assets of such Fund only, and not against the assets of any other Fund or any director of the Fund or shareholder of the Fund. Upon request by the Company, J.P. Morgan shall provide the Company with receipts, invoices or other appropriate written evidence reasonably satisfactory to the Company confirming any expense for which payment or reimbursement is being sought under this Section.

The Parties may each request and agree to negotiate in good faith reasonable amendments to the fees at any time should there be a change in Applicable Law that results in a change to the Services, or a change in J.P. Morgan’s costs or risk associated with provision of the Services, as set forth in further detail in Section 20 hereof.

Invoices will be payable within thirty (30) days of the Company’s’ receipt of the invoice. If the Company disputes an invoice, it shall nevertheless pay, on or before the date that payment is due, such portion of the invoice that is not subject to a bona fide dispute. J.P. Morgan may deduct amounts invoiced from the Cash Account except such portion of the invoice that the Company has objected to in writing within thirty (30) days of the date of invoice

If J.P. Morgan or any other J.P. Morgan Indemnitee is required by governmental regulation, summons, subpoena or other legal process to produce its documents, or to produce its personnel as witnesses, with respect to any Services provided under this Agreement, the Company will, so long as such J.P. Morgan Indemnitee is not the subject of the investigation or proceeding in which the information or testimony is sought, reimburse such J.P. Morgan Indemnitee for its reasonable professional time and expenses (including reasonable counsel fees) incurred in responding to such requests. Nothing in this Section shall be deemed to limit in any manner the indemnification rights of J.P. Morgan Indemnitees provided in this Agreement.

The Company authorizes J.P. Morgan to accept and act upon any Instructions received by it without inquiry. The Company is solely responsible for the accuracy and completeness of Instructions, their proper delivery to J.P. Morgan, for updating such Instructions as may be necessary to ensure continued accuracy and completeness, and for monitoring their status. J.P. Morgan will not be responsible for any Liabilities resulting from the Company’s failure to perform these responsibilities.

The Company will indemnify J.P. Morgan Indemnitees against, and hold each of them harmless from, any Liabilities that may be imposed on, incurred by, or asserted against J.P. Morgan Indemnitees as a result of any action or omission taken in accordance with any Instruction or other directions upon which J.P. Morgan is authorized to rely under the terms of this Agreement, except to the extent that such Liabilities are caused by the fraud, negligence or willful misconduct of the J.P. Morgan Indemnitees in the manner in which it carries out such Instruction or direction.

To the extent possible, Instructions to J.P. Morgan shall be sent via an encrypted, electronic means using technology consistent with industry standards, or a trade information system acceptable to J.P. Morgan. The use of a JPMC API by the Company to provide Instructions to J.P. Morgan shall be subject to the terms of Exhibit A, in addition to any other applicable terms in this Agreement.

J.P. Morgan shall promptly notify an Authorized Person, if J.P. Morgan determines that an Instruction does not contain all information reasonably necessary for J.P. Morgan to carry out the Instruction. J.P. Morgan may decline to act upon an Instruction if it does not receive missing information, clarification or confirmation satisfactory to it. J.P. Morgan will not be liable for any Liabilities arising from any reasonable delay in carrying out any such Instruction while it seeks any such missing information, clarification or confirmation or in declining to act upon any Instruction for which it does not receive such missing information, clarification or confirmation satisfactory to it.

Other than with respect to Exchange Instructions, J.P. Morgan and the Company shall comply with any applicable Security Procedure to permit J.P. Morgan to verify the authenticity of Instructions. For the avoidance of doubt, Security Procedures are not applicable to Exchange Instructions and J.P. Morgan is not required to verify authenticity of Exchange Instructions.

The Company acknowledges that the Security Procedure is designed to verify the authenticity of, and not to detect errors in, instructions. The Company shall promptly notify J.P. Morgan if it does not believe that any relevant Security Procedure is commercially reasonable, and its adherence to any Security Procedure without objection constitutes its agreement that it has determined the Security Procedure to be commercially reasonable.

The Company and its Authorized Persons are solely responsible for ensuring that the User Codes are reasonably safeguarded and known to and used by only the respective Authorized Persons to whom such User Codes apply. If (i) the User Codes are (or the Company or its relevant Authorized Person reasonably suspects that the User Codes may be) lost, stolen, damaged, altered, unduly disclosed, known in a manner inconsistent with its purposes or compromised, (ii) the Company’s or any Authorized Persons’ access to J.P. Morgan’s systems, applications or products, or any third-party messaging platform through which the Instructions are transmitted, is revoked or suspended, or (iii) the Company or an Authorized Person reasonably suspects any technical or security failure relating to any systems, applications or products of J.P. Morgan or any third-party messaging platform through which the Instructions are transmitted, the Company shall immediately cease using such system, application, product or platform and promptly notify J.P. Morgan.

Notwithstanding anything to the contrary in this Agreement, the Company hereby agrees that where an instruction/directive is provided to J.P. Morgan through a JPMC API, J.P. Morgan shall not be required to authenticate such instruction/directive through any means, including an access code or User Code. J.P. Morgan shall be entitled to rely on an instruction/directive that is submitted to a JPMC API by any individual who identifies itself as an Authorized Person and such instruction/directive shall be deemed an Instruction for purposes of this Agreement, as long as such instruction/directive includes the individual’s active JPMM ID. Although no authentication will be required, J.P. Morgan hereby agrees to use commercially reasonable efforts to verify that the individual’s JPMM ID is active and is associated to the Company in J.P. Morgan’s records. The JPMM ID must be active in order for J.P. Morgan to accept such Instruction through a JPMC APL

To the extent an active JPMM ID is required in order for the Company to provide certain Instructions to J.P. Morgan, the Company shall ensure that each of its relevant Authorized Persons maintain their JPMM ID active throughout the term of this Agreement. An active JPMM ID is also required for business continuity purposes and for approval of certain orders, through J.P. Morgan’s proprietary order taking platform, where applicable.

J.P. Morgan shall use reasonable care in performing its duties under this Agreement. J.P. Morgan shall not be in violation of this Agreement with respect to any matter as to which it has satisfied its duty ofreasonable care.

Subject to Section 8.2, J.P. Morgan will only be liable for the Company’s direct Liabilities to the extent they result from J.P. Morgan’s fraud, negligence, or willful misconduct in performing its duties as set out in this Agreement (including the selection, appointment or use by J.P. Morgan of any Information Provider).

The Company will indemnify the J.P. Morgan Indemnitees against, and hold them harmless from, any Liabilities that may be imposed on, incurred by or asserted against any of the J.P. Morgan Indemnitees in connection with or arising out of J.P. Morgan’s performance under this Agreement, provided that the J.P. Morgan Indemnitee has not acted with negligence or engaged in fraud or willful misconduct in connection with the Liabilities in question.

Under no circumstances will J.P. Morgan be liable for (i) any loss of profits (whether direct or indirect); (ii) any indirect, incidental, consequential or special damages of any form, incurred by any person or entity, whether or not foreseeable and regardless of the type of action in which such a claim may be brought, with respect to J.P. Morgan’s performance or non-performance under this Agreement, or J.P. Morgan’s role as a service provider to the Company; (iii) any Liabilities suffered by any person as a result of the failure of any of the Dependencies (defined below) to be met; (iv) the assumptions made by J.P. Morgan in good faith in preparing a Report proving to be incorrect, inaccurate or inapplicable or any assumption which could or should have been made not being made; (v) any Liabilities arising as a consequence of the Company using, or providing to any other person to use, any Report or information in or derived from or based on any Report, to make decisions (including Investment Decisions); or (vi) any Liabilities suffered by any person relating to any decisions made by J.P. Morgan in complying with AML/Sanctions Requirements.

Notwithstanding any provision herein that may be to the contrary, the maximum aggregate liability of J.P. Morgan and J.P. Morgan Indernnitees in respect of any and all claims of any kind arising out of, in connection with or relating to this Agreement or the provision of the Services, regardless of the form of action (including breach of warranty, breach of contract, tort, negligence, strict liability or statutory) or type of damages, in respect of any calendar year, shall not exceed an aggregate amount equal to four (4) times the total annual amount of fees paid for the Services under this Agreement; provided that, under no circumstances will J.P. Morgan’s aggregate liability under this Agreement for the term of this Agreement (including any extensions thereof) exceed an amount equal to eight (8) times the total annual amount of fees paid for the Services under this Agreement.

The Company agrees that J.P. Morgan’s ability to provide the Services and comply with the terms of this Agreement is dependent upon the performance of actions or obligations by the Company or the Investment Adviser, or by any person (other than J.P. Morgan) (the “Dependencies”). In any period during which the Dependencies are not met, the Parties will cooperate to ensure that such period is kept as short as reasonably possible and J.P. Morgan will use commercially reasonable efforts to provide the Services, provided that J.P. Morgan shall not be obliged to incur additional costs to do so. The Dependencies are as follows:

the Company or the Investment Adviser performing any responsibility set forth in any service-level document or any other documents agreed between the Parties from time to time;

the Company, the Investment Adviser, Authorized Participant, and other service providers of the Company or the Investment Adviser whose cooperation is reasonably required in order for J.P. Morgan to provide the Services, providing such cooperation, information, documentation, data, notice and Instructions to J.P. Morgan promptly, accurately, adequately and completely and in accordance with any agreed formats or timelines to allow J.P. Morgan to provide the Services;

any information provided to J.P. Morgan by or on behalf of the Company or the Investment Adviser or the Authorized Participant, or which was prepared or maintained by the Company or Investment Adviser or Authorized Participant, or any third party (other than a sub-contractor of J.P. Morgan) on their behalf, being authorized, accurate and complete;

the continuation in force of all agreements between the Company or the Investment Adviser and Authorized Participant, as applicable, and any third-party provider, upon which J.P. Morgan relies in providing the Services and which are not being provided by a J.P. Morgan Affiliate;

any warranty, representation, covenant or undertaking made by the Company under this Agreement being and remaining true and correct at all times;

communications systems in respect of activities which interface with the Services being and remaining fully operational (whether such systems are operated by the Company, the Investment Adviser, Authorized Participant or a third party (as instructed by the Company or the Investment Adviser));

markets on which the Company’s securities or derivatives are traded are operating normally, and no cessation or suspension of trading of any securities or derivatives held by the Company on any market;

any information provided to J.P. Morgan by any Information Provider being accurate and complete; and

any data that is transitioned to J.P. Morgan prior to the time it begins to provide the Services being accurate and complete.

Without limiting subsections (a), (b), or (c) of this Section 8.2, the Company will indemnify the J.P. Morgan Indemnitees against, and hold them harmless from, any Liabilities arising out of or attributable to:

non-compliance by an Authorized Participant with the terms of the applicable Authorized Participant Agreement or the Authorized Participant handbook;

actions or omissions by the Company, an Authorized Participant or any person authorized to act on either of their behalves that violate any term or condition of use of J.P. Morgan’s electronic networks, systems, or platforms; and

any claim, demand or cause of action, whether groundless or otherwise, that the ETF Shares or any of the services provided herein for the Company infringes on, violates or misappropriates any patent, copyright, trademark, trade secret or any other proprietary right.

Either Party may terminate this Agreement inunediately upon written notice to the other Party following the occurrence of any of the following:

the other Party committing any material breach of this Agreement and failing to remedy such breach (if capable of remedy) within ninety (90) days of being given written notice of the material breach, unless the Parties agree to extend the period to remedy the breach;

the other Party (A) admits in writing its inability or is generally unable to pay its debts as they become due; (B) institutes, consents to or is otherwise subject to the institution of any proceeding under title 11 of the United States Code, as in effect from time to time, or any other liquidation, conservatorship, bankruptcy, assignment for the benefit of creditors, composition with creditors, wind-down, moratorium, rearrangement, receivership, insolvency, reorganization, or similar debtor relief law of the United States or other applicable jurisdiction from time to time in effect and affecting the rights of creditors, generally; (C) is subject to an involuntary order for the transfer of all or part of its business by a statutory authority; (D) has any of its issued shares suspended from trading on any exchange on which they are listed (if applicable); or (E) is the subject of a measure similar to any of the foregoing; or

the relevant federal or state authority withdrawing its authorization of either Party.

J.P. Morgan may terminate this Agreement by giving not less than sixty (60) days’ prior written notice to the Company in the event that J.P. Morgan reasonably determines that servicing the Company raises reputational or regulatory concerns.

In the event of the termination of the Custody Agreement between J.P. Morgan and the Company, J.P. Morgan or the Company may terminate this Agreement in whole or in part and, in such a case, J.P. Morgan shall cease to provide the Services simultaneously with the transition of the assets of the Company to a successor custodian.

If one or more provisions of this Agreement are held invalid, illegal or unenforceable in any respect on the basis of any particular circumstances or in any jurisdiction, the validity, legality and enforceability of such provision or provisions under other circumstances or in other jurisdictions and of the remaining provisions will not in any way be affected or impaired.

Except as otherwise provided herein, no failure or delay on the part of either Party in exercising any power or right under this Agreement operates as a waiver, nor does any single or partial exercise of any power or right preclude any other or further exercise, or the exercise of any other power or right. No waiver by a Party of any provision of this Agreement, or waiver of any breach or default, is effective unless it is in writing and signed by the Party against whom the waiver is to be enforced.

The Parties’ rights, protections, and remedies under this Agreement shall survive its termination.

Subject to Section 19(b), J.P. Morgan will hold all Confidential Information in confidence and will not disclose any Confidential Information except as may be required by Applicable Law, a regulator with jurisdiction over J.P. Morgan’s or the Funds’ businesses, or with the consent of the Company.

The Company authorizes J.P. Morgan to disclose Confidential Information to:

any service provider and/or vendor to the Funds that J.P. Morgan believes is reasonably required by such person in connection with J.P. Morgan’s provision of the relevant Services under this Agreement;

its professional advisers, auditors or public accountants;

its branches and J.P. Morgan Affiliates; and

any revenue authority or any governmental entity.

If either Party wishes to propose any amendment or modification to, or variation of, the Services (including the scope or details of the Services) (a “Change”) then it shall notify the other Party of that fact by sending a request (a “Change Request”) to the Party, specifying in as much detail as is reasonably practicable the nature of the Change. A Change Request, and any related changes to the fees, also may be submitted to document a Change that was previously agreed to or performed by J.P. Morgan.

Promptly following the receipt of a Change Request, the Parties shall agree whether to implement the Change Request, whether implementation of the Change Request should result in a modification of the fees contemplated by Section 6 of this Agreement, and the basis upon which J.P. Morgan will be compensated for implementing the Change Request.

If a change to Applicable Law requires a Change, the Parties shall follow the processes set forth in this Section to initiate a Change Request. If the change in Applicable Law results in a change to the Services, or an increase in J.P. Morgan’s costs or risk associated with provision of the Services, the Parties agree to negotiate in good faith a reasonable increase in the fees commensurate with the change in costs or risks associated with providing the services due to the change in Applicable Law. J.P. Morgan shall bear its own costs with respect to implementing a Change Request based upon a change to Applicable Law, except that:

The Parties agree to negotiate in good faith a charge to the Company for any changes to software that has been developed or customized for the Company; and

The Parties agree to negotiate in good faith a charge to the Company for any changes required as a result of the change in Applicable Law affecting the Company in a materially different way than it affects J.P. Morgan’s other customers, or which the Company wishes J.P. Morgan to implement in a way different from what J.P. Morgan reasonably intends to implement for its other customers.

Section 326 of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (as amended, the “USA PATRIOT Act”) requires J.P. Morgan to implement reasonable procedures to verify the identity of any person that opens a new account with it. Accordingly, the Company acknowledges that Section 326 of the USA PATRIOT Act and J.P. Morgan’s identity verification procedures require J.P. Morgan to obtain information which may be used to confirm the Company’s or Fund’s identity, including, without limitation, the name, address and organizational documents of such entity (“Identifying Information”). The Company agrees to provide J.P. Morgan with and consents to J.P. Morgan obtaining from third parties any such Identifying Information required as a condition of opening an account with or using any service provided by J.P. Morgan.

The Company hereby acknowledges that J.P. Morgan is obliged to comply with AML/Sanctions Requirements and that J.P. Morgan shall not be liable for any action it or any J.P. Morgan Affiliate reasonably takes to comply with any AML/Sanctions Requirements, including identifying and reporting suspicious transactions, rejecting transactions, and blocking or freezing funds, financial assets, or other assets. The Company shall cooperate with J.P. Morgan’s performance of its due diligence and other obligations concerning AML/Sanctions Requirements. In addition, the Company agrees that J.P. Morgan may defer acting upon an Instruction pending completion of any review under its policies and procedures for compliance with AML/Sanctions Requirements, and that J.P. Morgan shall not be responsible for any Liabilities resulting from or relating to such deferral.

Headings are for convenience ofreference only and shall not in any way form part of or affect the construction or interpretation of any provision of this Agreement.

Unless otherwise expressly stated to the contrary herein, references to Sections are to Sections of this Agreement and references to paragraphs are to paragraphs of the Sections in which they appear.

Unless the context requires otherwise, references in this Agreement to “persons” shall include legal as well as natural entities; references importing the singular shall include the plural (and vice versa) use of the term “including” shall be deemed to mean “including but not limited to” and references to appendices and numbered sections shall be to such addenda and provisions herein.

Unless the context requires otherwise, any reference to a statute or a statutory provision shall include such statute or provision as from time to time modified to the extent such modification applies to any service provided hereunder. Any reference to a statute or a statutory provision shall also include any subordinate legislation made from time to time under that statute or provision.

Name:

Title:

Date:

Gregory K. Ramirez

President & Chief Executive Officer

September 24, 2026

Name:

Title:

Date:

Adam King

Executive Director

September 24, 2026

Creation and Redemption ofETF Shares of each ETF Series.

Pursuant to such creation orders that Index Receipt Agent shall receive from Order Taker, Transfer Agent shall register the appropriate number of book entry only ETF Shares in the name of DTC or its nominee as the sole shareholder (the “Shareholder”) for each ETF Series and deliver the shares of the applicable ETF Series in Creation Units on the business day next following the trade date (T+1) to the DTC Participant Account of the Custodian for settlement. It is understood and agreed that J.P. Morgan, in its capacity as Transfer Agent, Index Receipt Agent or Custodian, shall not be responsible for determining whether any order, if accepted, shall result in the depositor of the Creation Deposit owning or appearing to own eighty percent (80%) or more of the outstanding ETF Shares of such ETF Series.

Pursuant to such redemption orders that Index Receipt Agent shall receive from Order Taker, Transfer Agent shall redeem the appropriate number of ETF Shares of the applicable ETF Series in Creation Units that are delivered to the designated DTC Participant Account of Custodian for redemption and debit such shares from the account of the Shareholder on the register of the applicable ETF Series.

Transfer Agent shall issue ETF Shares of the applicable ETF Series in Creation Units for settlement with purchasers through DTC as the purchaser is authorized to receive. Beneficial ownership ofETF Shares shall be shown on the records of DTC and DTC Participants and not on any records maintained by the Transfer Agent. In issuing ETF Shares of the applicable ETF Series through DTC to a purchaser, Transfer Agent shall be entitled to rely upon the latest Instructions that are received from Order Taker (as set forth in Schedule B, Section A, Subsection 4(b) of this Agreement) concerning the creation and delivery of such shares for settlement.

Transfer Agent shall not create any ETF Shares for a particular ETF Series where it has received an Instruction from the Company or written notification from any federal or state authority that the sale of the ETF Shares of such ETF Series has been suspended or discontinued, and Transfer Agent shall be entitled to rely upon such Instructions or written notification.

Upon the creation of ETF Shares of any ETF Series as provided herein, Transfer Agent shall not be responsible for the payment of any taxes, if any, required to be paid by the Company in connection with such creation.

ETF Shares of any ETF Series may be redeemed in accordance with the procedures set forth in the Prospectus and in the Authorized Participant Agreement and J.P. Morgan shall duly process all redemption requests.

Payment of Dividends and Distributions on ETF Shares of each ETF Series.

Transfer Agent shall prepare and make payments for dividends and distributions declared by the Company on behalf of the ETF Series.

The Company or its designated agent shall promptly notify both the Custodian and the Transfer Agent of the declaration of any dividend or distribution in respect of each ETF Series. The Company shall instruct the Transfer Agent in the form of a statement signed by an Authorized Person: (i) indicating that dividends have been declared on a specific periodic basis and Instructions specifying the date of the declaration of such dividend or distribution, the date of payment thereof, the record date as of which the Shareholder shall be entitled to payment, the total amount payable to the Shareholder and the total amount payable to Transfer Agent on the payment date; or (ii) setting forth the record date as of which the Shareholder is entitled to payment, and the amount declaration of any dividend or distribution by ETF Series, the date of payment thereof payable per share to the Shareholder as of that date and the total amount payable to Transfer Agent on the payment date. The Company’s Board of Directors shall approve the Authorized Persons to provide such information to Transfer Agent.

Upon its receipt from the Company of the information set forth in Subsection 2 immediately above in this Section B, the Company shall instruct the Fund Administrator, based upon the amount of ETF Shares outstanding on its books and records, to calculate the total dollar amount of the dividend or distribution on each ETF Series and to notify the Company of this amount. The Company shall verify this total dollar amount as calculated by the Fund Administrator. Provided the Company is in agreement with the Fund Administrator, the Company shall issue an Instruction to the Custodian to place in a dividend disbursing account maintained by the Transfer Agent funds equal to the total cash amount of the dividend or distribution to be paid out in respect of each ETF Series. Should Custodian determine that it does not have sufficient cash in the Custody Account to pay the total amount of the dividend or distribution to the Transfer Agent, Custodian shall advise the Company and the Company shall either adjust the rate of the dividend or distribution or provide additional cash to Custodian for credit to the dividend disbursing account maintained by Transfer Agent. The Transfer Agent shall credit such dividend or distribution to the account of the Shareholder.

Should Transfer Agent not receive from Custodian sufficient cash to make payment as provided in the immediately preceding Subsection, Transfer Agent or Custodian shall notify the Company, and Transfer Agent shall withhold payment to the Shareholder until sufficient cash is provided to Transfer Agent and Transfer Agent shall not be liable for any claim arising out of such withholding.

Recordkeeping.

J.P. Morgan shall create and maintain such records in accordance with laws, rules and regulations applicable to J.P. Morgan as a registered transfer agent. All records shall be available for inspection and use by the Company. J.P. Morgan shall maintain such records for at least six (6) years or for such other period as J.P. Morgan and the Company may mutually agree.

Upon reasonable notice by the Company, J.P. Morgan shall make available during regular business hours all records and other data created and maintained by J.P. Morgan as Transfer Agent for reasonable audit and inspection by the Company, or any person retained by the Company.

Establish Procedures.

Exchanges of Conventional Shares of the same Portfolio to ETF Shares.

Index Receipt Agent Services.

Index Receipt Agent, with the assistance of the Company, shall make application to NSCC to be the Index Receipt Agent on behalf of the Company and each ETF Series for the processing, clearance and the settlement of creation and redemption orders for ETF Shares of each ETF Series and Creation Deposits through the facilities of NSCC and DTC. The Company, on behalf of each ETF Series, understands and agrees to be bound by all the rules and procedures of NSCC and DTC, as though it were the member or participant of such clearing and settlement systems.

The Distributor, on behalf of the Company, shall enter into an Authorized Participant Agreement with each Authorized Participant, which J.P. Morgan in its capacity as Index Receipt Agent shall acknowledge.

Index Receipt Agent will set up each ETF Series for processing, clearing and settlement within the Clearing Process or Outside of the Clearing Process. This set up is not subject to change on an ad hoc basis.

In connection with the procedures that may be established from time to time between Index Receipt Agent and the Company on behalf of each ETF Series for the processing, clearance and settlement of the creation and redemption of Creation Units through the Clearing Process, Index Receipt Agent shall:

receive daily from the Investment Adviser or from J.P. Morgan as basket creation agent pursuant to Schedule B - Appendix 1, a computer generated file that is in form and substance acceptable to NSCC containing a list of the Deposit Securities or Redemption Securities for each ETF Series (including both standard and customized baskets) and transmit the file as received by Index Receipt Agent to NSCC. Each such file received by Index Receipt Agent shall contain the CUSIP number of the particular ETF Series. Prior to Index Receipt Agent’s delivery to NSCC of these computer generated files, Index Receipt Agent shall remove from them their identifying CUSIP numbers and post these orders to J.P. Morgan’s custody system for settlement to the J.P. Morgan’s designated participant account at DTC;

receive from Order Taker daily, a computer generated file that is in form and substance acceptable to NSCC containing the Balancing Amount and the Transaction Fee for each ETF Series;

transmit both of these files (a) and (b) as received to the NSCC;

at the appropriate times, cause to be paid to Authorized Participants Balancing Amounts on the creation or redemption of Creation Units, as instructed by Order Taker on behalf of each ETF Series; and

receive back from NSCC the file of creation orders and/or redemption enhanced with NSCC generated prices for the Deposit Securities contained in the file and deliver the enhanced file to Custodian for settlement; and, (i) pursuant to any such creation order, instruct the Transfer Agent to issue the appropriate number of ETF Shares of the applicable ETF Series for deposit to the Custodian’s DTC Participant Account and (ii) pursuant to any such redemption order, instruct the Transfer Agent to redeem the appropriate number of ETF Shares of the applicable ETF Series in Creation Units and reduce the account of the Shareholder accordingly.

The Company understands and agrees that all risk associated with the processing, clearance and settlement of the creation and redemption of ETF Shares, Deposit Securities and Redemption Securities and cash through the Clearing Process shall be that of the Company and each ETF Series regardless of whether in effecting such creations and redemptions Index Receipt Agent, as a member ofNSCC, is acting as principal or as agent under the NSCC rules. The Company and each Series, shall be bound by all the rules and procedures of NSCC and DTC as though it were the member or participant of such clearing and settlement systems.

The Parties hereby acknowledge that once an order is submitted to the Clearing Process by the Index Receipt Agent, such order cannot be ordinarily cancelled or withdrawn without NSCC’s consent. Upon the Index Receipt Agent’s request, the Company hereby agrees to cooperate with and assist the Index Receipt Agent in seeking the cancellation or withdrawal of an order from the Clearing Process, including by reaching out to and seeking the relevant Authorized Participant’s consent. If successfully cancelled or withdrawn from the Clearing Process, such order may then be handled Outside the Clearing Process.

The Index Receipt Agent shall have the right to cease processing, clearing and settling transactions through the Clearing Process at any time, on prompt notice to the Company.

Outside the Clearing Process.

The following transactions shall be handled Outside the Clearing Process:

any purchase or redemption ofETF Shares that the Company, its Distributor or another authorized agent shall instruct Index Receipt Agent to settle Outside the Clearing Process;

any security that is part of a Creation Deposit or redemption of Creation Units and that according to NSCC rules is deemed to be ineligible for the Clearing Process, including securities that are not eligible to be settled through DTC; and

any purchase or redemption ofETF Shares that is cancelled or withdrawn from the Clearing Process pursuant to Section A, paragraph 6, above.

Transactions handled Outside the Clearing Process will be processed via proprietary ETF servicing modules.

Transactions Outside the Clearing Process shall be effected by Index Receipt Agent on a delivery versus payment and receive versus payment basis, and for DTC eligible securities, through DTC and in compliance with such terms and rules under which the DTC customarily operates. The Company’s or the ETF Series’s Instruction shall provide for settlement to be made free of payment; provided, however, that any security that is not DTC eligible shall be settled consistent with standard market practice. US domestic fixed-income securities that are not eligible for settlement through the DTC will be settled free of payment through the U.S. Federal Reserve Bank or similar U.S. clearing structure. Foreign equity securities and fixed income securities will be settled locally free of payment. All transactions handled Outside the Clearing Process that are not settled through DTC shall be effected by J.P. Morgan pursuant to the terms of the Custody Agreement.

The Company recognizes that (i) failure (including partial failures) to receive one or more of the Deposit Securities needed to settle the creation of a Creation Unit or (ii) failure to receive the ETF Shares on the redemption of a Creation Unit may occur with respect to transactions settled Outside the Clearing Process.

If an Authorized Participant has submitted a creation order for an ETF Series Outside the Clearing Process, but is unable to transfer all or part of the Deposit Securities to Index Receipt Agent at or prior to the required time, Order Taker will nonetheless accept the creation order if it is otherwise acceptable in form and substance, and the Company shall rely on an undertaking by such Authorized Participant to deliver the missing Deposit Securities as soon as possible, which undertaking shall be secured by such Authorized Participant’s delivery and maintenance of collateral having a percentage value of the market value of the missing Deposit Securities specified by the Company (the “Creation Required Cash Collateral”).

The Company acknowledges and agrees that Index Receipt Agent’s calculation of the Creation Required Cash Collateral will be based solely on the information it receives pursuant to Section B.5 of this Schedule B and will not reflect any adjustment for purchase interest on debt securities or any other such adjustments.

If Index Receipt Agent has received from the Authorized Participant the Creation Deposit and Creation Required Cash Collateral (if any) required to settle a creation order, the Index Receipt Agent will instruct the Transfer Agent to create the appropriate number of ETF Shares of the applicable ETF Series for deposit to the Custodian’s DTC Participant Account for transfer to the Authorized Participant.

If the Index Receipt Agent holds cash received from an Authorized Participant in connection with a creation order in excess of the amount of Creation Required Cash Collateral, Index Receipt Agent is authorized to return such collateral to the Authorized Participant once it exceeds a minimum threshold specified by Index Receipt Agent. Moreover, Index Receipt Agent is authorized to accept from any Authorized Participant, both prior to and after the settlement date of each order, Deposit Securities in exchange for an off-setting amount of Creation Required Cash Collateral previously received in connection with such order.

If Index Receipt Agent has not received from the Authorized Participant the Creation Deposit and Creation Required Cash Collateral (if any) required to settle a creation order, Index Receipt Agent shall have no

In the event an Authorized Participant has submitted a redemption request in proper form for a Creation Unit but is unable to transfer all of the ETF Shares required to redeem the Creation Unit, the Index Receipt Agent will nonetheless accept and effect the redemption request in reliance on the undertaking by the Authorized Participant to deliver the missing ETF Shares as soon as possible, which such undertaking shall be secured by the Authorized Participant’s delivery and maintenance of collateral having a specified percentage value of the value of the missing ETF Shares (“Redeem Required Cash Collateral”).

Where all of the Redemption Securities are US domestic securities, beginning on settlement date, Index Receipt Agent will compare (i) the ETF Shares received from the Authorized Participant to (ii) the ETF Shares required to redeem each Creation Unit. If the Index Receipt Agent has failed to receive any of the required ETF Shares, on the settlement date and on each subsequent business day, Index Receipt Agent shall calculate and notify the Authorized Participant of the amount of the Redeem Required Cash Collateral using (i) prices and foreign exchange rates as furnished to Index Receipt Agent by the Fund Administrator or a third party on behalf of the Company and (ii) the collateral valuation percentage specified by the Company pursuant to Section B.5 of this Schedule B. Any Redeem Required Cash Collateral shall be in the form of US dollars and will be held by Index Receipt Agent subject to the terms of the Custody Agreement and, if applicable any Concentration Account Agreement. The Company authorizes Index Receipt Agent to permit the Authorized Participant at any time to exchange the ETF Shares required to redeem the Creation Unit in exchange for an equivalent amount of the Redeem Required Cash Collateral.

Where any of the Redemption Securities are not US domestic securities, the Index Receipt Agent shall request from the Authorized Participant on the business day after the trade date of the redemption transaction either (i) the Redeem Required Cash Collateral or (ii) the ETF Shares required to redeem each Creation Unit. The Index Receipt Agent will return the Redeem Required Cash Collateral on the redemption transaction settlement date following receipt of (i) the ETF Shares required to redeem each Creation Unit or (ii) the Redeem Required Cash Collateral.

Where the Creation Required Cash Collateral and Redeem Required Cash Collateral are held pursuant to the terms of a Concentration Account Agreement, all Creation Required Cash Collateral and Redeem Required Cash Collateral posted by a specific Authorized Participant will be held in a single omnibus account for the benefit of all Funds for which the Index Receipt Agent provides services under this Schedule; provided that the Index Receipt Agent shall identify on its records the amounts of Redeem Required Cash Collateral and/or Creation Required Cash Collateral, as applicable, in the concentration account that are attributable to each Fund and order.

Settlement of Cash Component.

Creation Deposits through the Clearing Process: Allocation of Fails; Posting of Accounts.

The Company recognizes that failure to receive (including partial failure) may occur from time to time with respect to one or more of the securities in a basket of Deposit Securities settled through the Clearing Process. The Company acknowledges and agrees that, whenever a failure to receive shall occur on a settlement date, Index Receipt Agent shall book to a single control account maintained for all funds for which Index Receipt Agent provides Index Receipt Agent services (the “Control Account”), the quantity of the security that it failed to receive (each such failure a “short receive position”) and the cash value of that short position that it receives from NSCC (and that NSCC, pursuant to its rules, marks to market daily) pending settlement. Index Receipt Agent shall not post to any ETF Series account any cash that it receives from NSCC on a short receive position pending settlement.

Index Receipt Agent shall make available to the Company a daily listing of all short receive positions that are in the Control Account and that relate to any ETF Series. Index Receipt Agent will allocate daily, on a pro-rata or other basis deemed by it to be fair and equitable, short receive positions in the same security that is common to the securities accounts of such ETF Series and to the securities accounts of such other funds for which Index Receipt Agent is acting as Index Receipt Agent. The Company agrees that any such allocation shall be conclusive on the Company and the affected ETF Series. When the Deposit Securities that are subject of the short receive positions are received by Index Receipt Agent, they will be credited by Index Receipt Agent on a first-in first-out (FIFO) basis to the custody accounts of the applicable funds. Index Receipt Agent shall not process a securities transaction in a security having a short receive position in the Control Account to the extent the Company does not have a sufficient quantity of that security in its ETF Series accounts with Index Receipt Agent to settle the transaction. Custodian shall post Deposit Securities to the applicable ETF Series custody accounts on a contractual settlement basis pursuant to the terms of the Custody Agreement.

Should a short receive position in a security remain in the Control Account for two (2) or more NSCC business days, Index Receipt Agent may elect to exercise NSCC’s buy-in rules with respect to that short position. If an ETF Series needs to sell a short security in its account, the Company may request that Index Receipt Agent exercise a buy-in of the short security under applicable NSCC rules.

Creations and Redemptions through the Clearing Process: Delivery Fails; Posting of Cash.

The Company recognizes that on the creation and/or redemption of Creation Units ofan ETF Series through the Clearing Process, Index Receipt Agent, on behalf of the applicable ETF Series, is obligated to deliver to NSCC on the settlement date the Cash Component (if applicable), and the required quantity of Creation Units or the required type and amount of Redemption Securities (as applicable) to create or redeem the Creation Units of the applicable ETF Series. It shall be the responsibility of the Company and each ETF Series to: (a) maintain the required amount of Creation Units unencumbered, free and clear of any restrictions on transfer until they have been delivered to NSCC for the creation of such Creation Units of an ETF Series, (b) maintain in the custody account the required type and amount of Redemption Securities for the redemption of Creation Units of each ETF Series, and (c) maintain in the custody account the required amount of the Cash Component (if applicable) for the creation or redemption (as applicable) of Creation Units of an ETF Series. Should the Index Receipt Agent be unable to deliver to NSCC, on settlement date, the Cash Component and/or the sufficient quantity of ETF Shares (in case of a creation) or Redemption Securities (in case of a redemption) for any reason (for example, the Company has insufficient funds for the payment of any applicable Cash Component or has a short position in respect of any of the securities comprising the basket of Redemption Securities (through the Company’s participation in a securities lending program on behalf of the ETF Series or otherwise) (a “short delivery position”), the Company acknowledges that Index

In the event of a short delivery position at NSCC for an ETF Series, Index Receipt Agent may, in its discretion, elect to advance its own funds to cover such shortfall. If Index Receipt Agent elects to make such an advance, the advance will be deemed a loan to the Company, payable either on demand or automatically upon the occurrence of any event with respect to the Company that is specified in either section 9.2(a)(ii) of this Agreement or section 365(e)(l) of the U.S. Bankruptcy Code, as amended from time to time. Any such advance will bear interest at the applicable rate charged by Index Receipt Agent from time to time for such advances, from the date of such advance to the date of payment (including after the date any judgment may be entered against the Company with respect to any advance) and otherwise on the terms on which Index Receipt Agent makes similar advances available from time to time. No prior action or course of dealing on Index Receipt Agent’s part with respect to the settlement of transactions on the Company’s behalf will be asserted by the Company against Index Receipt Agent for Index Receipt Agent’s refusal to make advances. The Company acknowledges that any advance made under this Agreement is intended to be treated as a “securities contract” for purposes of the U.S. Bankruptcy Code to the maximum extent permitted by that Code, as amended from time to time. Index Receipt Agent shall have, from the date an order is submitted to the Clearing Process until full settlement of that order by the Company, a security interest in the ETF Series custody account and the securities and cash that remain in the ETF Series custody account as security for the ETF Series’ obligation to settle the order on settlement date and for any advances made by Index Receipt Agent to cover a short delivery position. Index Receipt Agent shall have all the rights and remedies of a secured party under the New York Uniform Commercial Code including the right to withhold securities and cash until the relevant order and, to the extent applicable, any advances made by Index Receipt Agent to cover a short delivery position, have been fully settled by the Company. Nothing herein or in the Custody Agreement shall be construed to mandate that Index Receipt Agent, acting as Index Receipt Agent for the Company and each ETF Series, effect redemptions of Creation Units where Index Receipt Agent, acting in good faith, believes that it may not be repaid an advance by the Company or the ETF Series or otherwise not receive from the ETF Series delivery of the Redemption Securities that are the subject of a short delivery position.

Establish Procedures.

Calculation of the “ETF Basket,” which reflects the components and quantities of the securities comprising each ETF.

With respect to passive ETFs, the ETF Basket will be comprised of securities with weights mirroring the index the ETF tracks and J.P. Morgan’s ability to calculate the ETF Basket is subject to its receipt of the index composition file from a third-party index agent, currently Solactive.

With respect to active ETFs, the ETF Basket is comprised of a pro rata slice of the ETF’s holdings equivalent to one Creation Unit. J.P. Morgan’s ability to create the ETF Basket File is dependent upon its receipt from the Company of a file reflecting the ETFs holdings (IBOR file).

Alternative calculation methodologies may be utilized if mutually agreed by the Parties.

Transmission of a computer file in a form acceptable to NSCC containing each ETF Basket.

Order Taking Process.

Order Taker will receive creation or redemption orders from the Authorized Participants in accordance with the Prospectus and any procedures established in the applicable Authorized Participant handbook (“ AP Handbook”). In the event of any conflict between the Prospectus and any procedures established in the AP Handbook, the Prospectus shall prevail; provided, however, that this paragraph A. l shall not apply to any updates to a Prospectus impacting Order Taker’s obligations under this Agreement unless Order Taker and the Company have mutually agreed to modify the Services to accommodate such change in accordance with the Change Procedures set forth in Section 20 of this Agreement.

The Company agrees that all obligations of the Authorized Participants set forth in this Schedule C shall be included in the applicable AP Handbook.

Order Taker will receive from the Authorized Participant orders via any electronic means approved by Order Taker, including an electronic order-taking platform (“Electronic Order Taking Means”) or by phone. All phone orders must be promptly followed by a fax communication from the Authorized Participant for verification before the order is considered effective. When placing orders by phone or through Electronic Order Taking Means, the Authorized Participant and each individual authorized by the Authorized Participant to instruct orders on its behalf(“Authorized Participant User”), will be required to provide the appropriate identifiers and/or security devices or procedures relating to use of Order Taker’s electronic network, systems or platforms, which may include the use of User Codes, dual-factor authentication, telephone call backs, or third-party utilities.

Each Authorized Participant User must agree to comply with the terms and conditions governing access to and use of Order Taker’s JPMC API, electronic network, systems, or platforms (“Terms and Conditions”). Upon receipt of an Authorized Participant User’s agreement to abide by the Terms and Conditions, Order Taker will work with the Authorized Participant to complete any other necessary documentation and steps to allow the Authorized Participant User to use the Electronic Order Taking Means.

Notwithstanding anything to the contrary herein, the Company acknowledges that technological irregularities, periods of heavy market activity or other circumstances may prevent Authorized Participant Users from being able to timely or successfully use the Electronic Order Taking Means or Order Taker’s other order-taking processes. Order Taker will promptly notify the Company of the same and will use commercially reasonable efforts to correct or replace any of the unavailable processes, and the Company and the Authorized Participant shall cooperate with Order Taker to allow it to resume providing the order taking services set forth in this Schedule C.

Post-Order Process.

Order Taker will receive orders from Authorized Participants during each business day up until the relevant cutoff hours that have been provided to Order Taker in writing by the Company, which cutoff hours must be acceptable to Order Taker and consistent with Order Taker’s operating procedures (the “Cut-Off Time”). Any changes to the Cut-Off Time must be acceptable to Order Taker and must be provided by the Company to Order Taker in writing. An acceptable change to the Cut-off Time will become effective after Order Taker has had a reasonable opportunity to adjust therefor. Order Taker will notify the Company of any orders received in a reasonably prompt manner. After the Cut-Off Time, Order Taker will provide the Company

The Company or its designated agent shall be responsible for instructing Order Taker as to its approval or rejection of each order via Electronic Order Taking Means or in accordance with the tenns of Order Taker’s service level documentation. Order Taker will send preliminary and final confirmations to each Authorized Participant and will generate a consolidated report detailing all confirmations, which shall be sent to relevant parties as instructed by the Company. Order Taker will maintain copies and provide to the Company upon request such confirms, which will be retained for a period consistent with Applicable Law and Order Taker’s record keeping policies, procedures and practices.

Orders’ Compilation and Publication.

Security Procedures.

The Company agrees that all instructions issued to it or J.P. Morgan by an Authorized Participant User are deemed to be Instructions under this Agreement.

Concurrently with each request by the Authorized Participant for Order Taker to grant an Authorized Participant User access to Electronic Order Taking Means, and as requested from time to time by Order Taker (but no less frequently than annually), the Authorized Participant shall deliver to Order Taker, a certificate setting forth the names and other details of all Authorized Participant Users. Such certificate may be accepted and relied upon by Order Taker as conclusive evidence of the facts set forth therein.

Upon the termination or revocation of authority of an Authorized Participant User by the Authorized Participant, the Authorized Participant shall give prompt written notice of such fact to Order Taker, together with an updated certificate as described in subsection 2 above, with such notice being effective after Order Taker has received and had reasonable time to act on such notice of revocation.

Any User Codes provided by Order Taker in accordance with this Schedule C shall be kept confidential and may only be used by or provided to Authorized Participant Users (unless required otherwise by Applicable Law). The User Codes may be revoked by the Authorized Participant at any time upon written notice to Order Taker and as provided for in the Terms and Conditions, and the Authorized Participant shall be responsible for doing so in the event that it becomes aware that an unauthorized person has received access to, or used, the User Codes in an unauthorized manner. Upon receipt of such written request, Order Taker shall promptly withdraw, destroy, disable or de-activate the relevant User Codes, as necessary in its discretion.

Notwithstanding anything to the contrary in this Agreement, the Company hereby agrees that, with respect to orders received by Order Taker from an Authorized Participant through a JPMC API, Order Taker shall

Establishment of Procedures.

  Company may access the JPMC API solely to submit Instructions under this Agreement, in accordance with the terms of this Agreement. It is hereby understood that J.P. Morgan may stop accepting Instructions through the JPMC API at any time and in its discretion, upon prompt notice to the Company.

The Company shall be solely responsible for ensuring that the users with access to the JPMC API are limited to the individuals who have been authorized by the Company to submit Instructions on its behalf to J.P. Morgan and that have a valid JPMM ID. Company is solely responsible for all actions taken or omitted with respect to its use and access of the JPMC API by the Company users, whether they are Authorized Persons or not. Company shall provide J.P. Morgan with prior written notice of the range of network addresses from which the Company will use the JPMC APL Company shall provide J.P. Morgan with at least thirty (30) days’ prior written notice of any changes to such range of network addresses it uses to access the JPMC APL Company will promptly notify J.P. Morgan in writing if at any time (i) a JPMC API or JPMM ID becomes accessible to a person who is not, or who has ceased to be, an Authorized Person, (ii) Company becomes aware of any loss, theft or unauthorized use of an Authorized Person’s JPMM ID, or (iii) Company has reason to believe that the confidentiality of any JPMM ID may have been compromised. Upon receipt of such notice, J.P. Morgan will cancel such JPMM IDs; provided however, that Company will remain responsible for any actions taken through the use of or with respect to such JPMM IDs prior to such cancellation. Notwithstanding the above, J.P. Morgan reserves the right to terminate or change any JPMM ID at any time and at its sole discretion. In addition, Company acknowledges that J.P. Morgan has the right to deny or terminate Company’s access to a JPMC API without notice.

The Company represents and warrants that the Company’s system will not contain any computer code that (i) is designed to disrupt, disable, harm, modify, delete or otherwise impede in any manner, including aesthetic disruptions or distortions of J.P. Morgan’s software, firmware, hardware, computer systems or networks, such devices sometimes referred to as “viruses” or “worms”, (ii) would disable any J.P. Morgan systems (including J.P. Morgan’s electronic order taking platform and JPMM, together referred to as the “System”); or (iii) permits Company or any third party to access the System and/or the JPMC API whether or not to cause disablement or impairments (sometimes referred to as “trap doors”, “access codes” or “back door” devices).

The Company represents and warrants that it will not cause J.P. Morgan to be in violation of any regulation administered by the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”), and neither Company nor any individual, entity, or organization holding any material ownership interest in

The Company will notify J.P. Morgan immediately of any actual or threatened occurrence of any event that does, or could reasonably be expected to, materially adversely affect Company’s ability to perform its obligations under this Agreement. Company will notify J.P. Morgan immediately of any Security Breach (defined below), including the expected impact that the Security Breach may have on J.P. Morgan. On receipt of any notices under this section, J.P. Morgan may request, and Company will as soon as reasonably practicable provide further information and adequate assurances acceptable to J.P. Morgan.

The Company will cooperate with J.P. Morgan to assess and remediate vulnerabilities that could compromise the System and/or the JPMC API, the Instructions and any other information or data transmitted to J.P. Morgan, systems, or critical functioning of the information technology infrastructure of J.P. Morgan or its clients or customers or that impacts Company’s external-facing, internal or partner environments. To that end, the Company will: (i) actively monitor industry resources for applicable security alerts and immediately notify J.P. Morgan upon the discovery ofa critical vulnerability in its external-facing, internal, subcontractor or partner environments or in the systems connected to the System and/or the JPMC API (each, a “Critical Vulnerability”); (ii) respond in writing as soon as reasonably practicable to a J.P. Morgan inquiry about the impact of a known Critical Vulnerability; (iii) as soon as reasonably practicable after (A) the Company’s discovery of a Critical Vulnerability, or (B) receipt of a J.P. Morgan inquiry about a Critical Vulnerability, provide J.P. Morgan with a written and detailed plan to appropriately remediate such Critical Vulnerability; and (iv) provide J.P. Morgan with written confirmation as soon as each such Critical Vulnerability has been remediated.

In the event of any actual or reasonably suspected act or omission that compromises the integrity of any systems used for transmitting, processing, storing or otherwise handling the Instructions, including unauthorized or suspicious intrusion into those systems, improper access to or misuse of the System, JPMC API or Company systems as well as applicable industry standard control requirement (“Security Breach”), Company will immediately notify J.P. Morgan of, and will cooperate fully with J.P. Morgan to investigate and remediate, that Security Breach.

Artisan Focus Fund

Artisan Global Equity Fund

Artisan Select Equity Fund

Artisan Sustainable Emerging Markets Fund

Trader Name:

Trader JPMM ID:

Authorized Participant Entity Name:

Units:

Authorized Participant Signature:                 

Please fax this form to 617-275-4474