v3.26.3
CONSOLIDATED STATEMENTS OF ASSETS AND LIABILITIES (Parenthetical) - USD ($)
$ in Thousands
Sep. 30, 2026
Jun. 30, 2026
Investments, cost $ 5,944,319 $ 6,315,369
Restricted cash $ 1,986 $ 2,812
Preferred stock, par value (usd per share) $ 0.001 $ 0.001
Preferred stock, shares authorized (in shares) 764,723,593 766,678,529
Preferred stock, shares issued (in shares) 67,450,547 68,468,200
Preferred stock, shares outstanding (in shares) 67,450,547 68,468,200
Common stock, par value (usd per share) $ 0.001 $ 0.001
Common stock, shares authorized (in shares) 3,235,276,407 1,233,321,471
Common stock, shares issued (in shares) 536,295,785 512,746,556
Common stock, shares outstanding (in shares) 536,295,785 512,746,556
Public Notes    
Unamortized discount and debt issuance costs $ 8,668 $ 10,547
Prospect Capital InterNotes®    
Unamortized discount and debt issuance costs 6,965 7,399
Control investments    
Investments, cost 3,323,679 [1] 3,367,618 [2]
Non-controlled/affiliated    
Investments, cost 12,835 12,835
Non-control/non-affiliate investments    
Investments, cost $ 2,607,805 $ 2,934,916
[1] As defined in the 1940 Act, we are deemed to “Control” these portfolio companies because we own more than 25% of the portfolio company’s outstanding voting securities. Transactions during the three months ended September 30, 2026 with these controlled investments were as follows:
Controlled CompaniesFair Value at June 30, 2026Gross Additions (Cost)(A)Gross Reductions (Cost) (B)Net unrealized
gains (losses)		Fair Value at September 30, 2026Interest
income		Dividend
income		Other
income		Net realized
gains (losses)
Belnick, LLC$108,565 $2,207 $— $(6,541)$104,231 $3,079 $— $13 $— 
CP Energy Services Inc.82,823 4,693 — (1,152)86,364 3,596 — — — 
CP Energy - Spartan Energy Services, LLC58,456 483 — 2,802 61,741 1,884 — — — 
Credit Central Loan Company, LLC56,537 1,398 — (3,822)54,113 1,371 — — — 
Echelon Transportation, LLC— — — — — — — — — 
First Tower Finance Company LLC960,778 9,366 — 13,756 983,900 18,824 — 3,079 — 
Freedom Marine Solutions, LLC12,077 — — (69)12,008 — — — — 
InterDent, Inc.340,451 8,414 — (17,103)331,762 11,379 — — — 
Kickapoo Ranch Pet Resort3,828 — — 572 4,400 20 — — — 
MITY, Inc.82,436 2,015 — (5,747)78,704 2,321 — 50 6 
National Property REIT Corp.1,081,596 15,017 — (25,506)1,071,107 8,998 — — — 
Nationwide Loan Company LLC31,732 282 — (1,996)30,018 281 — — — 
NMMB, Inc.79,804 — — 4,403 84,207 949 1,351 — (1,351)
Pacific World Corporation112,412 2,094 — (1,504)113,002 2,499 — — — 
QC Holdings TopCo, LLC100,106 3,430 — (7,057)96,479 3,482 — — — 
R-V Industries, Inc.98,475 — — 1,602 100,077 1,828 — — — 
Strategic Chemical Solutions Corp.9,375 564 — (1,364)8,575 733 — — — 
Universal Turbine Parts, LLC124,259 2,148 (63)1,360 127,704 1,493 2,148 — — 
Valley Electric Company, Inc.293,854 — (95,912)(197,942)— 2,515 (1,083)9,840 132,904 
Victor Technology, LLC (C)6,710 — (75)5,691 12,326 
(C)
313 — 6 — 
Total$3,644,274 $52,111 $(96,050)$(239,617)$3,360,718 $65,565 $2,416 $12,988 $131,559 
(A) Gross additions include increases in the cost basis of the investments resulting from new portfolio investments, OID accretion and PIK interest, and any transfer of investments.
(B) Gross reductions include decreases in the cost basis of investments resulting from principal collections related to investments repayments or sales, impairments, and any transfer of investments.
(C) Victor Technology LLC, was transferred to a control investment during the quarter-ended March 31, 2026 (see Note 14). Income recognized prior to the reclassification date is reflected as income from non-control/non-affiliate investments on our Consolidated Statement of Operations.
[2] As defined in the 1940 Act, we are deemed to “Control” these portfolio companies because we own more than 25% of the portfolio company’s outstanding voting securities. Transactions during the year ended June 30, 2026, with these controlled investments were as follows:
Controlled CompaniesFair Value at June 30, 2025Gross Additions (Cost)(A)Gross Reductions (Cost)(B)Net unrealized
gains (losses)		Fair Value at June 30, 2026Interest
income		Dividend
income		Other
income		Net realized
gains (losses)
Belnick, LLC (d/b/a The Ubique Group)$51,166 $11,505 $— $45,894 $108,565 $11,508 $— $50 $— 
CP Energy Services Inc.85,359 10,853 — (13,389)82,823 13,355 — — — 
CP Energy - Spartan Energy Services, LLC36,830 9,952 — 11,674 58,456 6,898 — — — 
Credit Central Loan Company, LLC78,736 2,714 — (24,913)56,537 6,355 — — — 
Echelon Transportation, LLC65,653 — (110,320)44,667 — 1,297 — — (52,334)
First Tower Finance Company LLC760,518 10,959 (2,867)192,168 960,778 71,975 — 328 — 
Freedom Marine Solutions, LLC11,660 850 — (433)12,077 — — — — 
InterDent, Inc.338,781 35,916 — (34,246)340,451 42,685 — — — 
Kickapoo Ranch Pet Resort3,917 — — (89)3,828 81 — — — 
MITY, Inc.94,418 7,123 — (19,105)82,436 9,590 — 178 19 
National Property REIT Corp.1,300,972 47,564 (73,323)(193,617)1,081,596 60,395 — — — 
Nationwide Loan Company LLC36,780 1,049 — (6,097)31,732 1,049 — — — 
NMMB, Inc.72,207 — — 7,597 79,804 3,820 2,112 — 2,108 
Pacific World Corporation107,970 24,826 — (20,384)112,412 9,775 — 418 — 
QC Holdings TopCo, LLC77,286 6,805 — 16,015 100,106 13,767 — — — 
R-V Industries, Inc.105,577 14,000 — (21,102)98,475 6,333 13,288 — — 
Strategic Chemical Solutions Corp. (f/k/a USES Corp.)14,518 1,405 (66,219)59,671 9,375 2,826 — 6 (66,219)
Universal Turbine Parts, LLC102,728 6,179 (248)15,600 124,259 6,043 6,179 — — 
Valley Electric Company, Inc.351,291 — — (57,437)293,854 12,538 10,924 666 — 
Victor Technology, LLC (C)— 12,950 (300)(5,940)6,710 (C)619 — 13 — 
Total$3,696,367 $204,650 $(253,277)$(3,466)$3,644,274 $280,909 $32,503 $1,659 $(116,426)
(A) Gross additions include increases in the cost basis of the investments resulting from new portfolio investments, OID accretion and PIK interest, and any transfer of investments.
(B) Gross reductions include decreases in the cost basis of investments resulting from principal collections related to investments repayments or sales, impairments, and any transfer of investments.
(C) Victor Technology LLC, was transferred to a control investment during the quarter-ended March 31, 2026 (see Note 14). Income recognized prior to the reclassification date is reflected as income from non-control/non-affiliate investments on our Consolidated Statement of Operations.