MA-A 0000225345 XXXXXXXX Ann Nicholson 502-893-7288 anicholson@firstky.com anicholson@firstky.com ryan@firstky.com 09-30-2026 N FIRST KENTUCKY SECURITIES CORPORATION 7524 61-0924505 866-0117800 867-01954 008-22224 7524 801-67742 7524 4360 Brownsboro Road Suite 300 Louisville KY 40207 502-893-7288 502-893-1626 Add 1500 Leestown Road Suite 330 Lexington KY 40511 859-425-1100 859-281-1111 N firstky.com Ann Marie Nicholson

4360 Brownsboro Road Suite 300 Louisville KY 40207

5028937288 5028931626 anicholson@firstky.com OConnor Patrick Ryan

4360 Brownsboro Road Suite 300 Louisville KY 40270

5022387740 5028931626 ryan@firstky.com Add First KY Securities corp 1500 Leestown Road Suite 330 Lexington KY 40511 859-425-1100 859-281-1111 various books and records First Credit Advisors Y SEC 801-77178 September KY 10-01-1977 N 19 2 2 2 0 3 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Contingent Fees Contingent Fees Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Y Y Y Y Y Y N 0 N N N N N N Y Y N N N N N N N N N Y Y N Y Y N Y N Y N N Y N N N N N N N N Y N Raymond Strand Kramer Municipal Principal/Branch Manager 10-01-2016 C Y 1053345 Kevin P O'Connor Senior VP 05-01-2004 C Y 1250514 Christina J Harrison Vice President 05-01-2001 NA N 1171516 Tyler Darrell Current Senior Vice President/Board Member 11-01-2015 B Y 5363467 Judy E Howell Private Wealth Advisor 01-01-2001 NA N 1634346 Ann Marie Nicholson CCO 10-01-2015 NA Y 2449342 Ryan Patrick OConnor CEO/CFO/Branch Manager 10-01-2019 B Y 5337922 Mary Jane Jennings Vice President/Secretary 10-01-2015 NA Y 1850902 Raymond Strand Kramer Municipal Principal/Branch Manager 10-01-2016 C Y 1053345 Kevin P O'Connor Senior VP 05-01-2004 C Y 1250514 Christina J Harrison Vice President 05-01-2001 NA N 1171516 Tyler Darrell Current Senior Vice President/Board Member 11-01-2015 B Y 5363467 Judy E Howell Private Wealth Advisor 01-01-2001 NA N 1634346 Ann Marie Nicholson CCO 10-01-2015 NA Y 2449342 Ryan Patrick OConnor CEO/CFO/Branch Manager 10-01-2019 B Y 5337922 Mary Jane Jennings Vice President/Secretary 10-01-2015 NA Y 1850902 9-D2 9-D4 First KY Securities 7524 1815466 9-E2 First KY Securities Corp. 7524 1607989 9-E2 First KY Securities Corp 7524 1530813 9-E2 First KY Securities Corp. 7524 1304052 9-E2 First KY Securities Corp. 7524 274414 1 9-E2 First KY Securities 7524 203383 Raymond Strand Kramer N 1053345 First KY Securities Corp 7524 203383 9-E2 First Kentucky Securities Corporation 7524 1970892 9-C1 9-C2 9-C4 9-C5 First Kentucky Securities Corporation 7524 2020182 9-D2 First Kentucky Securities Corporation 7524 1871755 9-D2 First Kentucky Securities Corporation 7524 1871646 1 9-E2 Frederick Jennings Kramer N 2299599 First Kentucky Securities Corporation 7524 2056659 Ann Nicholson Ann Nicholson CCO 10-02-2026 7524 N N N N N Y N Y N N Y N Y N N N N N N N N