UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549  

 

FORM 8-A  

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) or (g) OF

THE SECURITIES EXCHANGE ACT OF 1934  

 

Lazard Active ETF Trust

(Exact name of registrant as specified in its charter)

 
     
State of Delaware   See Below
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

30 Rockefeller Plaza

New York, New York 10112

(Address of principal executive offices)

Securities to be registered pursuant to Section 12(b) of the Act:

 

         

Title of Each Class

to be so Registered

 

Name of the Exchange on which

Each Class is to be so Registered

 

I.R.S. Employer

Identification Number

Shares of beneficial interest, par value per share of $0.001, of:        
Lazard Hybrid Financial Income ETF   NYSE Arca, Inc.   42-1344459
Lazard Non-Dollar Active Income ETF   NYSE Arca, Inc.   42-4160313
Lazard US High Yield ETF   NYSE Arca, Inc.   13-3963225
 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐

Securities Act registration statement file number to which this form relates: 333-285466 

Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.

 
 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

Item 1. Description of Registrant’s Securities to be Registered.

A description of the shares of beneficial interest, par value of $0.001 per share, of Lazard Hybrid Financial Income ETF, Lazard Non-Dollar Active Income ETF and Lazard US High Yield ETF, each a series of Lazard Active ETF Trust (the “Trust” or “Registrant”) to be registered hereunder, is set forth in Post-Effective Amendment No. 7 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-285466; 811-24041) filed on September 14, 2026, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.

Item 2. Exhibits.

1.The Trust’s Certificate of Trust is included as Exhibit (a)(1) to the Trust’s Registration Statement on Form N-1A (Accession No. 0000930413-25-000091) filed with the Securities and Exchange Commission on January 15, 2025.

 

2.The Trust’s Amended and Restated Declaration of Trust is included as Exhibit (a)(2) to Pre-Effective Amendment No. 1 to the Trust’s Registration Statement on Form N-1A (Accession No. 0000930413-25-000912), as filed with the Securities and Exchange Commission on March 10, 2025.

 

3.The Trust’s By-Laws are included as Exhibit (b) to the Trust’s Registration Statement on Form N-1A (Accession No. 0000930413-25-000091) filed with the Securities and Exchange Commission on January 15, 2025.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 2nd day of November, 2026.

 

     
LAZARD ACTIVE ETF TRUST
   
By:   /s/ Robert Spiro
Name:   Robert Spiro
Title:   Assistant Secretary