MA/A
0001984370
XXXXXXXX
Jeff Wong
6049838828
jeff.wong@agentiscapital.com
robert.vanbelle@agentiscapital.com
lee.foster@agentiscapital.com
jeff.wong@agentiscapital.com
Agentis Capital Advisors Ltd.
867-02657
1270-999 WEST HASTINGS ST.
VANCOUVER
A1
V6C2W2
6049838828
Add
18 King Street East
Suite 810
Toronto
A6
M5C 1C4
6046871594
N
www.agentiscapital.com
Henry
Robert
Van Belle
Director
1270-999 WEST HASTINGS STREET
VANCOUVER
A1
V6C2W2
6049838828
NONE
robert.vanbelle@agentiscapital.com
Henry
Robert
Van Belle
Director
1270-999 West Hastings Street
Vancouver
A1
V6C2W2
6049838828
robert.vanbelle@agentiscapital.com
Agentis Capital Ltd.
N
0889700 BC Ltd.
N
0889706 BC Ltd.
N
0889698 BC Ltd.
N
0889703 BC Ltd.
N
Agentis Capital Advisors General Partnership
N
1459826 BC Ltd.
N
Agentis Capital Partners
N
0889692 BC Ltd.
N
0889695 BC Ltd.
N
1459571 BC Ltd.
N
Trium Limited Partnership
N
AGENTIS CAPITAL MARKETS US, LLC
Y
SEC
SEC File No. 8-71174; CRD No. 328336
AGENTIS SPV MANAGEMENT LTD.
N
AGENTIS CAPITAL MINING PARTNERS
N
AGENTIS CAPITAL UK HOLDINGS LTD.
N
AFN LIMITED PARTNERSHIP
Y
CIRO
NRD #75250
Z4
AGENTIS CAPITAL ADVISORS INDIA PVT. LTD.
N
AGENTIS CAPITAL ADVISORS UK LTD.
N
VAN BELLE FAMILY TRUST
N
GRIEVE FAMILY TRUST
N
DOWNS FAMILY TRUST
N
September
A1
06-22-2023
N
7
7
6
0
0
1
Corporations or other businesses
0
0
0
Not Applicable
Fixed Fees
Contingent Fees
Other
MILESTONE FEES
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice Guaranteed IC
Advice On Selection
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Trust Company
Insurance company or agency
Sponsor or syndicator of limited partnerships
12
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Agentis Capital Markets US, LLC
Agentis Capital Markets US, LLC
N
Y
N
Add
Trust Company
2518025 Alberta Ltd.
2518025 Alberta Ltd.
N
Y
N
Add
Trust Company
2516397 Alberta Ltd.
2516397 Alberta Ltd.
N
Y
N
Amend
Broker-dealer municipal securities dealer or government securities broker or dealer
AFN LIMITED PARTNERSHIP
First Nations Financial Markets
N
Y
Y
Canadian Investment Regulatory Organization (CIRO, formerly IIROC)
NRD #75250
Z4
Add
Investment Adviser
Agentis Capital Advisors UK Ltd.
Agentis Capital Advisors UK Ltd.
N
Y
N
Delete
Investment Adviser
Agentis Private Markets GP Inc.
Agentis Private Markets GP Inc.
N
Y
N
Add
Insurance company or agency
Stalwart Insurance Brokers Ltd.
Stalwart Insurance Brokers Ltd.
N
Y
N
NewAdd
Sponsor or syndicator of limited partnerships
AGENTIS CAPITAL LTD.
AGENTIS CAPITAL LTD.
N
Y
N
NewAdd
Sponsor or syndicator of limited partnerships
1459571 BC LTD.
1459571 BC LTD.
N
Y
N
NewAdd
Investment Adviser
AGENTIS CAPITAL PARTNERS
AGENTIS CAPITAL PARTNERS
N
Y
N
NewAdd
Investment Adviser
AGENTIS CAPITAL ADVISORS GENERAL PARTNERSHIP
AGENTIS CAPITAL ADVISORS
Y
Y
N
NewAdd
Investment Adviser
AGENTIS SPV MANAGEMENT LTD.
AGENTIS SPV MANAGEMENT
N
Y
N
NewAdd
Investment Adviser
AGENTIS CAPITAL MINING PARTNERS
AGENTIS CAPITAL MINING PARTNERS
N
Y
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
This amendment is filed to update and correct information previously reported on Form MA, including: (i) adding affiliates not previously listed and updating affiliate names, including AFN Limited Partnership (formerly Agentis Capital Markets Limited Partnership and First Nations Financial Markets Limited Partnership); (ii) adding Andrew Grieve, a director, to Schedule A; (iii) reporting under Item 9C the May 30, 2025 SEC administrative proceeding (File No. 3-22479) involving the applicant's affiliate, Agentis Capital Advisors General Partnership; and (iv) other minor changes. Related Form MA-I amendments for the applicant's municipal advisor representatives are being filed concurrently.
N
N
N
N
N
Y
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
Y
Agentis Capital Advisors General Partnership
N
Owner
01-01-2026
E
Y
74458 0515
1459826 BC Ltd.
N
Owner
01-01-2026
C
Y
76611 3955
Henry
Robert
Van Belle
Director and Chief Compliance Officer
06-22-2023
NA
Y
000000000
0889700 BC Ltd.
0889698 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889698
0889706 BC Ltd.
0889703 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889703
Agentis Capital Partners
0889700 BC Ltd.
N
Owner
10-30-2010
C
Y
0889700 BC
Agentis Capital Partners
0889706 BC Ltd.
N
Owner
10-30-2010
C
Y
0889706 BC
0889698 BC Ltd.
Van Belle Family Trust (Henry Robert Van Belle, Trustee)
N
Owner
09-01-2009
E
Y
none
0889703 BC Ltd/
Grieve Family Trust (Andrew Grieve, Trustee)
N
Owner
09-01-2009
E
Y
none
Agentis Capital Advisors General Partnership
Trium Limited Partnership
N
Owner
01-09-2024
E
Y
LP0893824
Trium Limited Partnership
1459571 BC Ltd.
N
Owner
01-09-2024
F
Y
BC1459571
0889692 BC Ltd.
Downs Family Trust (Landon Downs, Trustee)
N
Owner
09-03-2010
E
Y
None
Agentis Capital Partners
0889695 BC Ltd.
N
Owner
09-03-2010
C
Y
BC0889695
0889695 BC Ltd.
0889692 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889682
Trium Limited Partnership
Agentis Capital Partners
N
Owner
01-09-2024
E
Y
83623 8006
1459826 BC Ltd.
Agentis Capital Ltd.
N
Owner
01-09-2024
E
Y
724625-1
1459571 BC Ltd.
Henry Robert
NMN
Van Belle
Owner
01-09-2024
D
Y
7814930
1459571 BC Ltd.
Andrew
William
Grieve
Owner
01-09-2024
D
Y
000000000
Downs Family Trust
Landon
Nicholas
Downs
Trustee
08-18-2010
E
Y
000000000
Agentis Capital Advisors General Partnership
N
Owner
01-01-2026
E
Y
74458 0515
1459826 BC Ltd.
N
Owner
01-01-2026
C
Y
76611 3955
Amend
Henry
Robert
Van Belle
Director and Chief Compliance Officer
06-22-2023
NA
Y
7814930
NewAdd
ANDREW
WILLIAM
GRIEVE
DIRECTOR (PASSIVE)
06-22-2023
NA
Y
7817429
0889700 BC Ltd.
0889698 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889698
0889706 BC Ltd.
0889703 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889703
Agentis Capital Partners
0889700 BC Ltd.
N
Owner
10-30-2010
C
Y
0889700 BC
Agentis Capital Partners
0889706 BC Ltd.
N
Owner
10-30-2010
C
Y
0889706 BC
0889698 BC Ltd.
Van Belle Family Trust (Henry Robert Van Belle, Trustee)
N
Owner
09-01-2009
E
Y
none
Amend
0889703 BC Ltd.
Grieve Family Trust (Andrew Grieve, Trustee)
N
Owner
09-01-2009
E
Y
none
Agentis Capital Advisors General Partnership
Trium Limited Partnership
N
Owner
01-09-2024
E
Y
LP0893824
Trium Limited Partnership
1459571 BC Ltd.
N
Owner
01-09-2024
F
Y
BC1459571
0889692 BC Ltd.
Downs Family Trust (Landon Downs, Trustee)
N
Owner
09-03-2010
E
Y
None
Agentis Capital Partners
0889695 BC Ltd.
N
Owner
09-03-2010
C
Y
BC0889695
0889695 BC Ltd.
0889692 BC Ltd.
N
Owner
09-03-2010
E
Y
BC0889682
Trium Limited Partnership
Agentis Capital Partners
N
Owner
01-09-2024
E
Y
83623 8006
1459826 BC Ltd.
Agentis Capital Ltd.
N
Owner
01-09-2024
E
Y
724625-1
1459571 BC Ltd.
Henry Robert
NMN
Van Belle
Owner
01-09-2024
D
Y
7814930
1459571 BC Ltd.
Andrew
William
Grieve
Owner
01-09-2024
D
Y
000000000
Downs Family Trust
Landon
Nicholas
Downs
Trustee
08-18-2010
E
Y
000000000
1
9-C2
9-C4
9-C5
AGENTIS CAPITAL ADVISORS GENERAL PARTNERSHIP
N
U.S. Securities and Exchange Commission, Administrative Proceeding
Administrative Proceeding File No. 3-22479 (Release No. 34-103154)
100 F Street, NE
WASHINGTON
DC
20549
On May 30, 2025, the SEC instituted settled administrative and cease-and-desist proceedings against Agentis Capital Advisors General Partnership (f/k/a Agentis Capital Advisors), an affiliate of the applicant (Admin. Proc. File No. 3-22479). The SEC found that, from December 2020 to February 2023, the affiliate provided advice to six private-sector clients regarding the structure, timing and terms of municipal securities offerings related to public-private partnership projects without being registered as a municipal advisor, in willful violation of Exchange Act Section 15B(a)(1)(B). Without admitting or denying the findings, the affiliate consented to a censure, a cease-and-desist order, and a civil money penalty of $100,000 payable in three installments. All three installments of the civil penalty were paid in full as of April 14, 2026. An additional payment for accrued interest was submitted on July 23, 2026. The applicant, Agentis Capital Advisors Ltd., was not a party to the proceeding.
05-30-2025
U.S. Securities and Exchange Commission
Cease and Desist
Censure
CivilAdminPenaltyFine
Debt - Municipal
The SEC found that Agentis Capital Advisors General Partnership (f/k/a Agentis Capital Advisors), an affiliate of the applicant, provided advice to private-sector clients in connection with municipal securities offerings related to public-private partnership projects between December 2020 and February 2023 while not registered as a municipal advisor, in willful violation of Section 15B(a)(1)(B) of the Securities Exchange Act of 1934.
05-30-2025
Order
Settled
Resolved by an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, entered by the SEC pursuant to an Offer of Settlement submitted by the affiliate. The affiliate consented to the entry of the order without admitting or denying the findings, except as to the Commission's jurisdiction and the subject matter of the proceedings.
N
Y
Cease and Desist
Censure
CivilAdminPenaltyFine
100000.00
100000.00
07-23-2026
100000.00
JEFF WONG
JEFF WONG
OPERATIONS MANAGER
10-09-2026
N
N
N
N
N
N
N
Y
N
N
N
N
Y
N
N
N
N
N
Y
N
N