Exhibit 4.1
APTEVO THERAPEUTICS INC.
AMENDMENT NO. 6
TO RIGHTS AGREEMENT
This Amendment No. 6 (this “Amendment”), dated as of October 23, 2026, to the Rights Agreement, dated November 8, 2020 (as amended and/or restated from time to time, the “Rights Agreement”), is entered into by and between Aptevo Therapeutics Inc., a Delaware corporation (the “Company”), and Broadridge Corporate Issuer Solutions, LLC, as rights agent (the “Rights Agent”). Capitalized terms used but not defined herein shall have the meanings ascribed to them in the Rights Agreement.
WHEREAS, the Company may from time to time supplement or amend the Rights Agreement in accordance with the provisions of Section 27 thereof; and
WHEREAS, the Company desires to amend certain provisions of the Rights Agreement as set forth herein.
NOW THEREFORE, in consideration of the foregoing and the mutual agreements set forth in the Rights Agreement and this Amendment, the parties hereto hereby agree as follows:
1. Section 7. Section 7(a) of the Rights Agreement is hereby amended by deleting the reference to “October 29, 2026” therein and inserting “October 23, 2027” in place thereof.
2. Exhibit B. Exhibit B to the Rights Agreement is hereby amended by deleting all references therein to “October 29, 2026” and inserting “October 23, 2027” in place thereof.
3. Exhibit C. Exhibit C to the Rights Agreement is hereby amended by deleting the reference therein to “October 29, 2026” in Section 4 and inserting “October 23, 2027” in place thereof.
4. Definition of “Purchase Price.” The definition of “Purchase Price” in the Rights Agreement (including exhibits) is hereby amended by deleting the prior definition of $70 per one one-thousandth of a Preferred Share and replacing such reference with $14.56 per one one-thousandth of a Preferred Share.
5. Full Force and Effect. Except as expressly amended hereby, the Rights Agreement shall continue in full force and effect in accordance with the provisions thereof.
6. Governing Law. This Amendment shall be deemed to be a contract made under the laws of the State of Delaware and for all purposes shall be governed by and construed in accordance with the laws of such jurisdiction applicable to contracts made and to be performed entirely within such jurisdiction; provided, however, that all provisions regarding the rights, duties, and obligations of the Rights Agent shall be governed by and construed in accordance with the laws of the State of New York applicable to contracts made and to be performed entirely within such State.