SBSE-A/A 0001279224 XXXXXXXX true false 519517 Citigroup Global Markets Europe AG 00-0000000 519517 0001279224 6TJCK1B7E7UTXP528Y04 BOERSENPLATZ 9 FRANKFURT AM MAIN 2M 60313 BOERSENPLATZ 9 FRANKFURT AM MAIN 2M 60313 44-207-066-1000 Michael McClain (716) 730-6178 michael.mcclain@citi.com Holger Haedrich 0049 69 1366 5136 holger.haedrich@citi.com Citigroup Global Markets Europe AG 519517 Y N N Y European Central Bank (ECB), German Federal Financial Supervisory Authority / Bundesanstalt fuer Finanzdienstleistungsaufsicht (BaFin) The applicant maintains policies and procedures in respect of Commission rules, including as it relates to substituted compliance. Y Swap Dealer N CGME is a wholly owned subsidiary of CGML, which in turn is a wholly owned indirect subsidiary of Citigroup Inc. It is provisionally registered as a swap dealer with the CFTC and is a member of the National Futures Association. CGME is an investment firm, authorized and primarily regulated by the ECB, BaFin and Bundesbank. The target market of CGME includes European Economic Area domiciled clients including large international corporates, financial institutions, institutional investors such as asset managers and insurance companies and government and public sector entities including local public authorities and municipalities. CGMEs product offering includes Markets, Banking, Capital Markets and Advisory and Citi Research. The principal markets in which CGME conducts business are France, Germany, Italy and Spain. CGME has branches in France, Italy, Spain and UK. N N N Y Y Citigroup Global Markets Europe AG 519517 Y Y Y N N Y 10 N Citigroup Global Markets Europe AG 519517 Andrew John Morton HEAD OF BUSINESS UNIT DIVISION OR FUNCTION 12/2020 08/2008 N 522954 Stefan Thomas Hafke CHIEF EXECUTIVE OFFICER, Head of a Business Unit 06/2023 05/2023 N 521784 Ulrich Peter Bender HEAD OF BUSINESS UNIT, DIVISION OR FUNCTION 09/2024 10/2002 N 569393 Holger Haedrich CHIEF COMPLIANCE OFFICER 01/2025 11/2014 N 569556 NIKHIL JOSHI HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 04/2026 04/2026 N 577739 004972440 NICOLA KANE HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 10/2024 10/2024 N 515303 007992793 PETER KOVARI CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER 07/2025 01/2025 N 577838 CRISTINA PAVIGLIANITI HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 08/2024 03/2019 N 566893 LEE William SMALLWOOD HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 07/2026 07/2026 N 578809 006652325 Ann Katrin WILCZEK HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION 03/2026 06/2025 N 577867 Citigroup Global Markets Europe AG 519517 AMENDED 6TJCK1B7E7UTXP528Y04 European Central Bank (ECB), Bundesanstalt fuer Finanzdienstleistungsaufsicht (BaFin) CGMEs product offering includes Banking, Capital Markets and Advisory and Citi Research. Item 13A ZL Technologies Inc. 860 N. McCarthy Blvd., Ste 100 Milpitas CA 95035 02-15-2018 Electronic communication records are transmitted by CGML to ZL Tech for storage Item 13A BDO AG Wirtschaftspruefungsgesellschaft Hanauer Landstrasse 115 Frankfurt am Main 2M 60314 01-01-2020 Relationship in respect of books or records - statutory auditors Item 13B The Bank of New York Mellon SA/NV 46 Rue Montoyerstraat Brussels C9 1000 03-01-2018 The organization provides margin custody services. Item 13B Euroclear Bank SA/NV 1, Boulevard du Roi Albert II Brussels C9 1210 03-01-2018 The organization provides margin custody services. Item 14 Citigroup Global Markets Limited 0001012467 CITIGROUP CENTRE, CANADA SQUARE CANARY WHARF LONDON X0 E14 5LB 03-01-2018 CGME is a direct wholly owned subsidiary of CGML. Item 14 Citigroup, Inc. 0000083001 388 Greenwich St. New York NY 10013 10-08-1998 CGME is an indirect wholly owned subsidiary of Citigroup, Inc. Citigroup Global Markets Europe AG 519517 Firm Citigroup Global Markets Inc. 388 Greenwich St. New York NY 10013 Holger Haedrich Holger Haedrich Chief Compliance Officer 09-28-2026 German Federal Financial Supervisory Authority (BaFin) 100120 2M German Central Bank (Deutsche Bundesbank) n/a 2M European Central Bank (ECB) 2M 09-28-2026 Citigroup Global Markets Europe AG Holger Haedrich Holger Haedrich Chief Compliance Officer