|
Outstanding Equity Awards at Fiscal Year-End
| |
|
Option Awards |
|
|
Stock Awards |
|
Name (a) |
|
Number of Securities Underlying Unexercised Options Exercisable (b) |
|
|
Number of Securities Underlying Unexercised Options Unexercisable (c) |
|
|
Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (d) |
|
|
Option Exercise Price (e) |
|
|
Option Expiration Date (f) |
|
|
Stock Awards Number of Shares or Units of Stock That Have Not Vested (g) |
|
|
Market Value of Shares or Units of Stock That Have Not Vested (h) |
|
|
Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (i) |
|
|
Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units of Other Rights That Have Not Vested (j) |
|
| Ian T. Bothwell |
|
|
37,500 |
|
|
|
- |
|
|
|
- |
|
|
$ |
5.60 |
|
|
02/26/30 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
150,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
4.00 |
|
|
07/13/32 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
125,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
2.35 |
|
|
07/10/34 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
55,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
2.86 |
|
|
05/07/30 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
625,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
1.67 |
|
|
06/10/36 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
- |
|
|
|
- |
|
|
|
625,000 |
|
|
$ |
1.67 |
|
|
06/10/36 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| Dr. George Shapiro |
|
|
15,750 |
|
|
|
- |
|
|
|
- |
|
|
$ |
4.00 |
|
|
07/13/32 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
125,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
2.35 |
|
|
07/10/34 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
55,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
2.86 |
|
|
05/07/30 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
625,000 |
|
|
|
- |
|
|
|
- |
|
|
$ |
1.67 |
|
|
06/10/36 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
| |
|
|
- |
|
|
|
- |
|
|
|
625,000 |
|
|
$ |
1.67 |
|
|
06/10/36 |
|
|
|
- |
|
|
|
- |
|
|
|
- |
|
|
$ |
- |
|
|