As filed with the Securities and Exchange Commission on October 8, 2026

Registration No. 333- 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM S-1 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

 

RETENSION PHARMACEUTICALS, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware ​ 2834 ​ 93-2592788
(State or other jurisdiction of
incorporation or organization)
  (Primary Standard Industrial
Classification Code Number)
  (I.R.S. Employer
Identification Number)

 

1104 West Broad Street #1029
Falls Church, Virginia 22046
(703) 940-9761

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Eric Keller
Chief Executive Officer
Retension Pharmaceuticals, Inc.
1104 West Broad Street #1029
Falls Church, Virginia 22046
(703) 940-9761 

(Name, address, including zip code, and telephone number, including area code, of agent for service) 

 

 

 

Copies to:

 

Andrew P. Gilbert

Era Anagnosti

Mitchell Marder

Gina H. Lee

DLA Piper LLP (US)

500 Eighth Street, NW

Washington, District of Columbia 20004

(202) 799-4000

Brian K. Rosenzweig

Julie M. Plyler

Covington & Burling LLP

30 Hudson Yards

New York, New York 10001

(212) 841-1000

 

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after this registration statement becomes effective.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act, check the following box: ☐

 

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☒ (File No. 333-299024)

 

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act:

 

Large accelerated filer ☐ Accelerated filer ☐
Non-Accelerated filer ☒ Smaller reporting company ☒
    Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

 

The Registration Statement shall become effective upon filing in accordance with Rule 462(b) promulgated under the Securities Act of 1933, as amended.

 

 

 

 

 

 

EXPLANATORY NOTE AND INCORPORATION OF

CERTAIN INFORMATION BY REFERENCE

 

Retension Pharmaceuticals, Inc. (the “Registrant”) is filing this registration statement with the Securities and Exchange Commission (the “SEC”) pursuant to Rule 462(b) under the Securities Act of 1933, as amended. This registration statement relates to the public offering of securities contemplated by the registration statement on Form S-1 (File No. 333-299024), which was originally filed with the SEC on September 18, 2026 and subsequently amended on October 5, 2026 and October 7, 2026 (as so amended, the “Prior Registration Statement”), and declared effective on October 8, 2026.

 

The Registrant is filing this registration statement for the sole purpose of registering the sale of an additional $2,415,000.00 of shares of common stock, par value $0.0001 per share (the “Common Stock”), of the Registrant, which includes $315,000.00 of shares of Common Stock that may be sold as part of the underwriters’ option to purchase additional shares of Common Stock. The additional shares of Common Stock that are being registered for issuance and sale are in an amount and at a price that together represent no more than 20% of the maximum aggregate offering price set forth in the Filing Fee Table filed as Exhibit 107 to the Prior Registration Statement. The information set forth in the Prior Registration Statement, including all exhibits thereto and all information incorporated by reference therein, is incorporated by reference in this filing.

 

The required opinions and consents are listed on the Exhibit Index attached hereto and filed herewith.

 

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EXHIBIT INDEX

 

Exhibit
Number
  Description
     
5.1   Opinion of DLA Piper LLP (US).
     
23.1   Consent of Wolf & Company, P.C., Independent Registered Public Accounting Firm.
     
23.2   Consent of DLA Piper LLP (US) (included in Exhibit 5.1).
     
24.1   Power of Attorney (incorporated by reference to Exhibit 24.1 to the Registration Statement on Form S-1 filed on September 18, 2026 (Registration No. 333-299024)).
     
107   Filing Fee Table.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Falls Church, Virginia, on the 8th day of October, 2026.

 

  RETENSION PHARMACEUTICALS, INC.
     
  By: /s/ Eric Keller
    Eric Keller
    Chief Executive Officer

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature   Title   Date
         
/s/ Eric Keller   Chief Executive Officer and Director   October 8, 2026
Eric Keller   (Principal Executive Officer)    
         
*   Chief Financial Officer   October 8, 2026
Alex Schwartz   (Principal Financial Officer and Principal Accounting Officer)    
         
*   Chairman of the Board of Directors   October 8, 2026
Michael Joseph Berendt        
         
*   Director   October 8, 2026
Franklin M. Berger        
         
*   Director   October 8, 2026
Donald Olds        

 

* By: /s/ Eric Keller  
  Eric Keller  
  Attorney-in-Fact  

 

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ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

OPINION OF DLA PIPER LLP (US)

CONSENT OF WOLF & COMPANY, P.C., INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

FILING FEE TABLE

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