UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM
CURRENT REPORT
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Securities Exchange Act of 1934
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Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As reported below under Item 5.07 of this Current Report, CNS Pharmaceuticals, Inc. (the “Company”) held its scheduled 2026 Annual Meeting of Stockholders (the “Annual Meeting”) at which the Company’s stockholders approved amendments to the Company's 2020 Equity Plan (the “2020 Plan”) including an increase in the number of shares of common stock, par value $0.001 per share, authorized for issuance under the 2020 Plan by 650,000 shares. As amended, the number of shares of the common stock that may be issued under the 2020 Plan is 765,061 shares (this includes the 650,000 share increase).
For more information about the 2020 Plan and amendments thereto, see the Company’s definitive proxy statement filed with the U.S. Securities and Exchange Commission on August 21, 2026 (the “Proxy Statement”), the relevant portions of which are incorporated herein by reference. The foregoing description of the amendments to the 2020 Plan does not purport to be complete and is qualified in its entirety by reference to the complete text of the 2020 Plan, as amended, a copy of which is filed as Exhibit 10.1 to this Current Report and is incorporated herein by reference.
Item 5.07 Submission of Matters to a Vote of Security Holders.
The Company held its Annual Meeting at 12:00 p.m. ET on September 30, 2026. As of August 10, 2026, the record date for the Annual Meeting, there were 1,461,449 shares of common stock issued and outstanding and entitled to vote on the proposals presented at the Annual Meeting, of which 668,188, or 45.72%, were present in person or represented by proxy, which constituted a quorum. The holders of shares of Company common stock are entitled to one vote for each share held. Set forth below are the final voting results for each of the proposals submitted to a vote of the Company's stockholders at the Annual Meeting.
The proposals are described in detail in the Company’s Proxy Statement, the relevant portions of which are incorporated herein by reference.
Proposal 1. Election of Directors – The Company’s stockholders elected Faith Charles, Bettina Cockroft, Michal Fisher, Jeffrey Keyes, Rami Levin and Amy Mahery, as directors of the Company until the Company’s 2027 Annual Meeting of Stockholders, or until their respective successors have been duly elected and qualified, by the following vote:
| Director | Votes For | Votes Withheld | Broker Non-Votes | |||
| Faith Charles | 101,003 | 4,113 | 563,072 | |||
| Bettina Cockroft | 102,445 | 2,671 | 563,072 | |||
| Michal Fisher | 102,460 | 2,656 | 563,072 | |||
| Jeffrey Keyes | 100,524 | 4,592 | 563,072 | |||
| Rami Levin | 102,434 | 2,682 | 563,072 | |||
| Amy Mahery | 101,295 | 3,821 | 563,072 |
Proposal 2. Ratification of Appointment of Independent Registered Public Accounting Firm - The Company's stockholders ratified the appointment of MaloneBailey, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2026, by the following vote:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 637,228 | 30,874 | 89 | 0 |
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Proposal 3. Executive Compensation – The Company’s stockholders approved a resolution approving, on an advisory basis, the compensation paid to the Company’s executive officers, by the following vote:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 98,103 | 6,682 | 331 | 563,072 |
Proposal 4. Amendment to 2020 Equity Plan Approval - The Company’s stockholders approved amendments to the 2020 Plan including an increase in the number of shares of common stock authorized for issuance by 650,000 shares under the 2020 Plan, by the following vote:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 96,953 | 8,128 | 35 | 563,072 |
Proposal 5. To Authorize an Adjournment of the Annual Meeting - The Company’s stockholders authorized the adjournment of the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the Annual Meeting or adjournment or postponement thereof to approve any of the above proposals, by the following vote:
| Votes For | Votes Against | Abstain | Broker Non-Votes | |||
| 622,421 | 45,635 | 132 | 0 |
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| No. | Description | |
| 10.1 | CNS Pharmaceuticals, Inc. 2020 Equity Plan (as amended and restated) | |
| 104 |
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Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CNS Pharmaceuticals, Inc. | |||
| By: | /s/ Rami Levin | ||
| Rami Levin | |||
| Chief Executive Officer and President | |||
Dated: October 1, 2026
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