September 30, 2026
State Street Bank and Trust Company
One Congress, OCB
1 Congress Street
Boston, MA 02114
Attention: Andrea Sharp, MD
Re: FINANCIAL INVESTORS TRUST (the “Trust”)
Ladies and Gentlemen:
Please be advised that the undersigned Trust has established a new series (the “Portfolio”) of shares to be known as follows:
ALPS Premium Income ETF
In accordance with Section 11, the Additional Portfolio provision, of the Transfer Agency and Service Agreement dated as of July 5, 2024, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Trust hereby requests that State Street act as Transfer Agent for the new Portfolio under the terms of the Agreement. In connection with such request, the undersigned Trust hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement. Schedule A to the Agreement shall be deleted and replaced in its entirety with Schedule A attached herein.
Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Trust and retaining one for your records.
| Sincerely, | |
| FINANCIAL INVESTORS TRUST | |
| on behalf of: | |
| ALPS Premium Income ETF | |
| By: /s/Lucas Foss | |
| Name: Lucas Foss | |
| Title: President |
| Agreed and Accepted: |
| STATE STREET BANK AND TRUST COMPANY |
| By: Andrea E. Sharp |
| Name: Andrea E. Sharp |
| Title: Managing Director |
Effective Date: September 30, 2026
Information Classification: Limited Access
Schedule A
LIST OF PORTFOLIOS
| ALPS | CoreCommodity Natural Resources ETF | Effective 7/5/2024 |
| ALPS Premium Income ETF | Effective 9/30/2026 |
Information Classification: Limited Access