September 30, 2026

 

State Street Bank and Trust Company

One Congress, OCB

1 Congress Street 

Boston, MA 02114 

Attention:  Andrea Sharp, MD

 

Re:  FINANCIAL INVESTORS TRUST (the “Trust”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Trust has established a new series (the “Portfolio”) of shares to be known as follows:

 

ALPS Premium Income ETF

 

In accordance with Section 11, the Additional Portfolio provision, of the Transfer Agency and Service Agreement dated as of July 5, 2024, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Trust hereby requests that State Street act as Transfer Agent for the new Portfolio under the terms of the Agreement. In connection with such request, the undersigned Trust hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement. Schedule A to the Agreement shall be deleted and replaced in its entirety with Schedule A attached herein.

 

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Trust and retaining one for your records.

 

  Sincerely,
  FINANCIAL INVESTORS TRUST
  on behalf of:
  ALPS Premium Income ETF
 
  By: /s/Lucas Foss
  Name:  Lucas Foss
  Title:   President

 

 

Agreed and Accepted:
STATE STREET BANK AND TRUST COMPANY
By: Andrea E. Sharp
Name: Andrea E. Sharp
Title:  Managing Director

 

Effective Date: September 30, 2026

 

Information Classification: Limited Access

 

 

 

Schedule A

 

LIST OF PORTFOLIOS

 

ALPS | CoreCommodity Natural Resources ETF Effective 7/5/2024
ALPS Premium Income ETF Effective 9/30/2026

 

Information Classification: Limited Access