Nicholas Defense and Rare Earth Income ETF
Consolidated Schedule of Investments
July 31, 2026 (Unaudited)
COMMON STOCKS - 76.6%  Shares   Value 
Industrial Products - 31.6%(a)          
AeroVironment, Inc.(b)(c)   1,374   $205,234 
Axon Enterprise, Inc.(b)(c)   480    253,325 
BWX Technologies, Inc.(c)   1,266    213,574 
Huntington Ingalls Industries, Inc.(c)   608    198,482 
Kratos Defense & Security Solutions, Inc.(b)(c)   3,071    143,109 
Lockheed Martin Corp.(c)   403    234,844 
Northrop Grumman Corp.(c)   359    194,750 
Ondas, Inc.(b)(c)   26,511    198,568 
RTX Corp.(c)   1,295    278,710 
         1,920,596 
           
Materials - 12.2%          
Albemarle Corp.(c)   777    91,406 
Alcoa Corp.(c)   2,157    97,626 
American Resources Corp. - Class A(c)   42,081    75,325 
Critical Metals Corp.(b)(c)   12,636    69,372 
Energy Fuels, Inc.(b)   5,984    68,457 
IperionX Ltd., ADR(b)(c)   1,374    28,510 
MP Materials Corp.(b)(c)   2,175    89,980 
Sociedad Quimica y Minera de Chile SA - Class B, ADR(c)   1,824    122,317 
USA Rare Earth, Inc.(b)(c)   6,624    99,029 
         742,022 
           
Media - 6.4%          
Space Exploration Technologies Corp. - Class A(b)   3,547    384,388 
           
Software & Tech Services - 26.4%(a)          
CACI International, Inc. - Class A(b)(c)   438    218,015 
CrowdStrike Holdings, Inc. - Class A(b)(c)   2,856    545,096 
Palantir Technologies, Inc. - Class A(b)(c)   1,899    233,691 
Palo Alto Networks, Inc.(b)(c)   1,824    605,258 
         1,602,060 
           
TOTAL COMMON STOCKS (Cost $4,556,870)        4,649,066 
           
EXCHANGE TRADED FUNDS - 24.9%   Shares    Value 
abrdn Physical Platinum Shares ETF(b)(d)   15,388    230,204 
Global X Lithium & Battery Tech ETF(c)   2,744    189,940 
Global X Uranium ETF(c)   3,683    143,895 
Invesco DB Base Metals Fund(c)   17,276    434,664 
United States Copper Index Fund(b)(c)   5,701    225,531 
VanEck Steel ETF(c)   2,739   $288,910 
         1,513,144 
           
TOTAL EXCHANGE TRADED FUNDS (Cost $1,572,717)        1,513,144 

 

 

 

 

PURCHASED OPTIONS - 2.1%(b)(e)(f)(g)   Notional Amount    Contracts    Value 
Call Options - 0.4%               
CrowdStrike Holdings, Inc., Expiration: 8/7/2026; Exercise Price: $196.25  $534,408    28    10,920 
Global X Lithium & Battery Tech ETF, Expiration: 8/21/2026; Exercise Price: $74.00   186,894    27    2,025 
Global X Uranium ETF, Expiration: 8/21/2026; Exercise Price: $47.00   140,652    36    900 
Palo Alto Networks, Inc., Expiration: 8/7/2026; Exercise Price: $350.00   597,294    18    6,165 
United States Copper Index Fund, Expiration: 8/21/2026;
Exercise Price: $42.00
   225,492    57    2,280 
VanEck Steel ETF, Expiration: 8/21/2026; Exercise Price: $111.00   284,796    27    297 
              22,587 
                
Put Options - 1.7%               
AeroVironment, Inc., Expiration: 8/7/2026; Exercise Price: $150.00   194,181    13    7,605 
Albemarle Corp., Expiration: 8/7/2026; Exercise Price: $115.00   82,348    7    2,086 
Alcoa Corp., Expiration: 8/7/2026; Exercise Price: $42.00   95,046    21    493 
Axon Enterprise, Inc., Expiration: 8/7/2026; Exercise Price: $490.00   211,104    4    7,860 
BWX Technologies, Inc., Expiration: 8/21/2026; Exercise Price: $165.00   202,440    12    8,280 
CACI International, Inc., Expiration: 8/21/2026; Exercise Price: $440.00   199,100    4    2,260 
Critical Metals Corp., Expiration: 8/14/2026; Exercise Price: $5.50   69,174    126    4,410 
Energy Fuels, Inc., Expiration: 8/7/2026; Exercise Price: $11.00   67,496    59    2,331 
Huntington Ingalls Industries, Inc., Expiration: 8/21/2026;
Exercise Price: $300.00
   195,870    6    1,695 
Kratos Defense & Security Solutions, Inc., Expiration: 8/14/2026;
Exercise Price: $44.50
   139,800    30    6,075 
Lockheed Martin Corp., Expiration: 8/7/2026; Exercise Price: $550.00   233,096    4    380 
MP Materials Corp., Expiration: 8/14/2026; Exercise Price: $38.50   86,877    21    2,751 
Northrop Grumman Corp., Expiration: 8/21/2026; Exercise Price: $490.00   162,744    3    1,125 
Ondas, Inc., Expiration: 8/7/2026; Exercise Price: $6.50   198,485    265    2,120 
Palantir Technologies, Inc., Expiration: 8/7/2026; Exercise Price: $121.00   221,508    18    10,620 
RTX Corp., Expiration: 8/7/2026; Exercise Price: $202.50   258,264    12    264 
Sociedad Quimica y Minera de Chile SA, Expiration: 8/21/2026;
Exercise Price: $60.00
   120,708    18    1,620 
Space Exploration Technologies Corp., Expiration: 8/14/2026;
Exercise Price: $109.00
   379,295    35    39,550 
USA Rare Earth, Inc., Expiration: 8/14/2026; Exercise Price: $13.50  $98,670    66   $3,762 
              105,287 
                
TOTAL PURCHASED OPTIONS (Cost $166,970)             127,874 

 

 

 

 

SHORT-TERM INVESTMENTS - 0.0%(h)          
Money Market Funds - 0.0%(h)   Shares    Value 
First American Government Obligations Fund - Class X, 3.58%(i)   1,606    1,606 
           
TOTAL SHORT-TERM INVESTMENTS (Cost $1,606)        1,606 
           
TOTAL INVESTMENTS - 103.6% (Cost $6,298,163)       $6,291,690 
Liabilities in Excess of Other Assets - (3.6)%        (216,474)
TOTAL NET ASSETS - 100.0%       $6,075,216 

 

Percentages are stated as a percent of net assets.

                 

ADR American Depositary Receipt
   

(a) To the extent that the Fund invests more heavily in a particular industry or sector of the economy, its performance will be especially sensitive to developments that significantly affect those industries or sectors.
(b) Non-income producing security.
(c) All or a portion of this security has been pledged as collateral for written options contracts. The fair value of securities committed as collateral as of July 31, 2026 is $1,555,541.
(d) All or a portion of the investment is a holding of the Nicholas Defense and Rare Earth Income WEPN Cayman Subsidiary.
(e) Exchange-traded.
(f) 100 shares per contract.
(g) Held in connection with written option contracts. See Schedule of Written Options Contracts for further information.
(h) Does not round to 0.1% or (0.1)%, as applicable.
(i) The rate shown represents the 7-day annualized effective yield as of July 31, 2026.

 

 

 

 

             
Nicholas Defense and Rare Earth Income ETF
Consolidated Schedule of Written Options Contracts
July 31, 2026 (Unaudited)
             
WRITTEN OPTIONS - (3.8)%(a)(b)   Notional Amount    Contracts    Value 
Call Options - (0.9)%               
CrowdStrike Holdings, Inc., Expiration: 8/7/2026; Exercise Price: $190.00  $(534,408)   (28)  $(18,760)
Global X Lithium & Battery Tech ETF, Expiration: 8/21/2026;
Exercise Price: $72.00
   (186,894)   (27)   (3,578)
Global X Uranium ETF, Expiration: 8/21/2026; Exercise Price: $45.00   (140,652)   (36)   (1,170)
Palo Alto Networks, Inc., Expiration: 8/7/2026; Exercise Price: $340.00   (597,294)   (18)   (11,790)
United States Copper Index Fund, Expiration: 8/21/2026; Exercise Price: $40.00   (225,492)   (57)   (5,272)
VanEck Steel ETF, Expiration: 8/21/2026; Exercise Price: $103.00   (284,796)   (27)   (13,500)
              (54,070)
                
Put Options - (2.9)%               
AeroVironment, Inc., Expiration: 8/7/2026; Exercise Price: $155.00   (194,181)   (13)   (11,310)
Albemarle Corp., Expiration: 8/7/2026; Exercise Price: $119.00   (82,348)   (7)   (4,078)
Alcoa Corp., Expiration: 8/7/2026; Exercise Price: $44.00   (95,046)   (21)   (1,533)
Axon Enterprise, Inc., Expiration: 8/7/2026; Exercise Price: $510.00   (211,104)   (4)   (11,080)
BWX Technologies, Inc., Expiration: 8/21/2026; Exercise Price: $185.00   (202,440)   (12)   (22,920)
CACI International, Inc., Expiration: 8/21/2026; Exercise Price: $470.00   (199,100)   (4)   (5,120)
Critical Metals Corp., Expiration: 8/14/2026; Exercise Price: $6.50   (69,174)   (126)   (14,490)
Energy Fuels, Inc., Expiration: 8/7/2026; Exercise Price: $12.00   (67,496)   (59)   (5,280)
Huntington Ingalls Industries, Inc., Expiration: 8/21/2026; Exercise Price: $310.00   (195,870)   (6)   (2,505)
Kratos Defense & Security Solutions, Inc., Expiration: 8/14/2026;
Exercise Price: $46.50
   (139,800)   (30)   (10,950)
Lockheed Martin Corp., Expiration: 8/7/2026; Exercise Price: $562.50   (233,096)   (4)   (910)
MP Materials Corp., Expiration: 8/14/2026; Exercise Price: $39.50   (86,877)   (21)   (3,633)
Northrop Grumman Corp., Expiration: 8/21/2026; Exercise Price: $530.00   (162,744)   (3)   (2,415)
Ondas, Inc., Expiration: 8/7/2026; Exercise Price: $7.00   (198,485)   (265)   (5,433)
Palantir Technologies, Inc., Expiration: 8/7/2026; Exercise Price: $124.00   (221,508)   (18)   (13,410)
RTX Corp., Expiration: 8/7/2026; Exercise Price: $210.00   (258,264)   (12)   (1,140)
Sociedad Quimica y Minera de Chile SA, Expiration: 8/21/2026; Exercise Price: $67.50   (120,708)   (18)   (6,930)
Space Exploration Technologies Corp., Expiration: 8/14/2026;
Exercise Price: $113.00
   (379,295)   (35)   (47,950)
USA Rare Earth, Inc., Expiration: 8/14/2026; Exercise Price: $14.50  $(98,670)   (66)  $(6,501)
              (177,588)
                
TOTAL WRITTEN OPTIONS (Premiums received $257,151)            $(231,658)

 

Percentages are stated as a percent of net assets.          

 

(a) Exchange-traded.
(b) 100 shares per contract.