UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-22853
(Exact name of registrant as specified in charter)
100 Fillmore Street, Suite 325
Denver, CO 80206
(Address of principal executive offices) (Zip code)
Sanjai Bhonsle, CEO
ArrowMark Asset Management, LLC
100 Fillmore Street, Suite 325
Denver, CO 80206
(Name and address of agent for service)
Copies of Communications to:
John M. Ford, Esq.
Troutman Pepper Hamilton Sanders LLP
3000 Two Logan Square / Eighteenth and Arch Streets
Philadelphia, PA 19103-2799
(215) 981-4659
Registrant’s telephone number, including area code: (303) 398-2929
Date of fiscal year end: December 31
Date of reporting period:
Item 19. Exhibits.
| (a)(1) | Code of Ethics – Incorporated by reference to the Original Filing. |
| (a)(2) | Not applicable. |
| (a)(3) | Certifications pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act of 2002 are attached hereto. |
| (a)(4) | There were no written solicitations to purchase securities under Rule 23c-1 under the Act sent or given during the period covered by the report by or on behalf of the Registrant to 10 or more persons. |
| (a)(5) | There was no change in the Registrant’s independent public accountant during the period covered by the report. |
| (b) | Certifications pursuant to Rule 30a-2(b) under the 1940 Act and Section 906 of the Sarbanes- Oxley Act of 2002 are attached hereto. |
| (c) | Consent of independent registered public accounting firm. Filed herewith. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | ArrowMark Financial Corp. |
| By (Signature and Title)* | /s/ Sanjai Bhonsle | |
| Sanjai Bhonsle, Chief Executive Officer | ||
| & Chairman of the Board | ||
| (principal executive officer) |
| Date | 9/25/26 |
| Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. |
| By (Signature and Title)* | /s/ Sanjai Bhonsle | |
| Sanjai Bhonsle, Chief Executive Officer | ||
| & Chairman of the Board | ||
| (principal executive officer) |
| Date | 9/25/26 |
| By (Signature and Title)* | /s/ Katherine Jones | |
| Katherine Jones, Chief Financial Officer | ||
| (principal financial officer) |
| Date | 9/25/26 |
* Print the name and title of each signing officer under his or her signature.