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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
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SYNTEC OPTICS HOLDINGS, INC. (Name of Issuer) |
Common Stock, par value $0.0001 per share (Title of Class of Securities) |
(CUSIP Number) |
Al Kapoor 515 Lee Road, Rochester, NY, 14606 (585) 768-2513 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) |
09/18/2026 (Date of Event Which Requires Filing of This Statement) |
SCHEDULE 13D
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| CUSIP No. |
| 1 |
Name of reporting person
Al Kapoor | ||||||||
| 2 | Check the appropriate box if a member of a Group (See Instructions)
(a)
(b) | ||||||||
| 3 | SEC use only | ||||||||
| 4 |
Source of funds (See Instructions)
OO | ||||||||
| 5 |
Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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| 6 | Citizenship or place of organization
UNITED STATES
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| Number of Shares Beneficially Owned by Each Reporting Person With: |
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| 11 | Aggregate amount beneficially owned by each reporting person
29,631,090.00 | ||||||||
| 12 | Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)
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| 13 | Percent of class represented by amount in Row (11)
73.56 % | ||||||||
| 14 | Type of Reporting Person (See Instructions)
IN |
SCHEDULE 13D
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| Item 1. | Security and Issuer | |
| (a) | Title of Class of Securities:
Common Stock, par value $0.0001 per share | |
| (b) | Name of Issuer:
SYNTEC OPTICS HOLDINGS, INC. | |
| (c) | Address of Issuer's Principal Executive Offices:
515 Lee Road, Rochester,
NEW YORK
, 14606. | |
Item 1 Comment:
This Amendment No. 1 to Schedule 13D is being filed to reflect the Gift and amends and supplements the initial statement on Schedule 13D filed with the Securities and Exchange Commission on November 14, 2023. Except as set forth below, all items of the Original Schedule 13D remain unchanged. | ||
| Item 4. | Purpose of Transaction | |
Item 4 of the Schedule 13D is hereby amended and restated as follows:
This transaction involved the Reporting Person's gift of shares of Syntec Optics Holdings, Inc. Class A Common Stock to irrevocable trusts for which he does not exercise or share voting or investment control. The Reporting Person disclaims beneficial ownership of the securities held by the trust, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner for the purposes of Section 16 or for any other purpose. | ||
| Item 5. | Interest in Securities of the Issuer | |
| (a) | Item 5 of the Schedule 13D is hereby amended and restated as follows: The Reporting Person owns 29,631,090 shares of Common Stock. The Reporting Person's holdings represent approximately 73.56% of the Issuer's issued and outstanding shares of Common Stock, based on 40,279,878 shares of Common Stock outstanding as reported in the Issuer's most recent Form 10-Q filed with the SEC on August 10, 2026. | |
| (b) | Item 5 of the Schedule 13D is hereby amended and restated as follows: The Reporting Person has sole power to vote or direct the vote of, and sole power to dispose or direct the disposition of, 29,631,090 shares of Common Stock. The Reporting Person has shared voting power and shared dispositive power over zero (0) shares of Common Stock. | |
| (c) | Item 5 of the Schedule 13D is hereby amended and restated as follows: Except as otherwise set forth herein, no securities of the Issuer were acquired or disposed by the Reporting Person during the past 60 days. On September 18, 2026, the Reporting Person gifted 1,000,000 shares of Syntec Optics Holdings, Inc. Class A Common Stock to irrevocable trusts, as described in Item 4. | |
| (d) | Not applicable. | |
| (e) | Not applicable. The Reporting Person continues to beneficially own more than five percent of the class. | |
| Item 6. | Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer | |
Not amended. | ||
| Item 7. | Material to be Filed as Exhibits. | |
No new exhibits are being filed with this Amendment No. 1. | ||
| SIGNATURE | |
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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