Loan Number Loan ID Finding # Last Name Note Date Audit Category Audit Issue Finding ID Exception Finding Remediation Status Responsible Party Exception Rebuttal Exception Response Status Comment Compensating Factors Initial Findings Grade Final Findings Grade Initial Loan Grade Final Loan Grade
XXXX 1000707686 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000707686 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000707686 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within
10% of original appraisal amount
XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were
satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.
  Not Applicable         1 1 1 1
XXXX 1000707688 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000707688 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000707688 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731036 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731036 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731036 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731038 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731038 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731038 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied.The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731039 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731039 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731039 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731042 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 2 2
XXXX 1000731042 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 2 2
XXXX 1000731042 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. A CDA was provided which did not support appraised value. A reconciliation report was provided of the appraisal & CDA that supported the appraised value. As the Recon was a 2nd valuation product, this is graded as an EV2. Acknowledged Not Applicable         2 2 2 2
XXXX 1000731043 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731043 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731043 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731044 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731044 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731044 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731046 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731046 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731046 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731047 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731047 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731047 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731049 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731049 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731049 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731050 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731050 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731050 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731051 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731051 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731051 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731052 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731052 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731052 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731053 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731053 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731053 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied.The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731054 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731054 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731054 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731056 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731056 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731056 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731057 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731057 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731057 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA datedXX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731058 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731058 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731058 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731060 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731060 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731060 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731061 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731061 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731061 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731063 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731063 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731063 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731064 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731064 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731064 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731067 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 3 1
XXXX 1000731067 2 of 3 XXXX XXXX Credit DSCR - Missing Entity Documentation XXXX The loan file is missing required business documentation per guidelines. Missing Employer Identification Number (EIN#) source documentation. Resolved Not Applicable Rebuttal 1 (XX/XX/XXXX XX:XXPM)
EIN # attached for XXXX - found on
page XXXX, part I. - MDA XX/XX/XXXX

Response 1 (XX/XX/XXXX XX:XXPM)
Documentation received is sufficient.
(Resolved)

    3 1 3 1
XXXX 1000731067 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 3 1
XXXX 1000731071 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731071 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731071 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX, which supports the opinion of value in the origination appraisal report.   Not Applicable         1 1 1 1
XXXX 1000731072 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731072 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731072 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731073 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731073 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731073 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied.The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731081 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 3 1
XXXX 1000731081 2 of 3 XXXX XXXX Credit Program Parameters - Loan Amount XXXX Subject transaction is a cash-out refinance with a loan amount of $XXXX The property was purchased XX/XX/XXXX for $XXXX per the appraisal, fraud report, and web search of property. The Underwriting Approval indicates acquisition cost was $XXXX; however, the file does not contain documentation to support. In addition, $XXXX is less than subject loan amount $XXXX. Per the guidelines for a property purchased within the last XXXX months; the loan amount will be limited to XXXX% of the acquisition cost ($XXXX) plus costs of documented improvements. Or an Executive Approval setting the loan amount is required if the lender believes a loan amount below the acquisition cost (plus improvements if applicable) is reasonable and supported. The file does not contain any documented improvements and the file does not contain an Executive Approval setting the loan amount. Therefore; the maximum loan amount allowed would be $XXXX per file documentation. Resolved Not Applicable Rebuttal 1 (XX/XX/XXXX XX:XXPM)
The loan amount is supported by the file documentation and Executive Approval. The UW Approval on page XXXX reflects the subject was purchased on XX/XX/XXXX for $XXXX and lists documented improvements of $XXXX, resulting in a cost basis / XXXX loan amount of $XXXX. The current loan amount is $XXXX, which is below the supported XXXX loan amount. Additionally, the Executive Approval / Value Review on page XXXX was approved on XX/XX/XXXX and specifically states the $XXXX acquisition cost was validated and the $XXXX in improvements were deemed verified through review of the appraisal condition, Scope of Work, and appraiser comments regarding renovations. The appraisal supports this, noting C3 condition, kitchen and bathrooms updated less than XXXX year ago, utilities on at inspection, and the property in overall good condition. Therefore, the loan amount complies with the requirement of acquisition cost plus documented improvements / Executive Approval, and no loan amount reduction is required. Supporting pages: XXXX, XXXX, XXXX, XXXX–XXXX, and XXXX.

Response 1 (XX/XX/XXXX XX:XXPM)
Explanation received is sufficient. (Resolved)

    3 1 3 1
XXXX 1000731081 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 3 1
XXXX 1000731102 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731102 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731102 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731103 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731103 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731103 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1
XXXX 1000731104 1 of 3 XXXX XXXX Compliance No Compliance Findings XXXX The loan is in compliance with all applicable laws and regulations.   Not Applicable         1 1 1 1
XXXX 1000731104 2 of 3 XXXX XXXX Credit No Credit Findings XXXX The loan meets all applicable credit guidelines.   Not Applicable         1 1 1 1
XXXX 1000731104 3 of 3 XXXX XXXX Valuation Appraisal - Value is supported within 10% of original appraisal amount XXXX The appraised value was supported within 10% and all applicable appraisal guidelines were satisfied. The loan file contains a CDA dated XX/XX/XXXX which supports the appraised value.   Not Applicable         1 1 1 1