X0505 N-CEN LIVE 0001689873 XXXXXXXX 811-23214 N-1A true GraniteShares ETF Trust 811-23214 0001689873 549300ODHHSS5JB0RB94 250 Broadway, 24th Floor New York 10038 US-NY US 800-422-3554 ALPS Funds Services, Inc. 1290 Broadway Suite 1000 Denver 80203 800-234-0556 Records as Administrator to Trust. Brown Brothers Harriman & Co 50 Post Office Square Boston 02110 617-772-1818 Records as Custodian and Transfer Agent. GraniteShares Advisors LLC 250 Broadway, 24th Floor New York 10007 844-476-8747 Records as Advisor for the Trust. ALPS Distributors, Inc. 1290 Broadway Suite 1000 Denver 80203 800-234-0556 Records as Distributor. N N N-1A 82 Y Seddik Meziani N/A N William Rhind 005652588 Y Steven James Smyser 004072455 N Theodore J. Uhl N/A 1290 Broadway, Suite 1000 Denver 80203 XXXXXX N N N N N N N ALPS Distributors, Inc. 8-67659 000144464 N/A N/A N N Tait, Weller & Baker, LLP 445 N/A N/A N N N N N N GraniteShares YieldBOOST HOOD ETF S000094940 25490043W2S9ECAE3A04 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 774946 774946 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 46017922 46017922 N 13695778 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long TSM Daily ETF S000088295 25490075CZD1FBCY1L71 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 686478809 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 6658255 693137064 N 33600483 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long ISRG Daily ETF S000094368 2549004BNEUA97W02761 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 7988067 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 1621410 Clear Street Derivatives, LLC 8-69972 000288933 549300KNQS43Y7TO3X67 N/A 42624 9652101 N 4343950 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST QBTS ETF S000094926 254900OKN6WG5DFU9L64 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 135955 135955 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1974584 1974584 N 1563176 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Short TSLA Daily ETF S000081144 5493000MXD3FRDQCOL53 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 14581957 Clear Street Derivatives, LLC 008-69972 000288933 549300KNQS43Y7TO3X67 459439 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 19176939 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 17765191 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 25802357 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 4440178 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 7984789 90210850 N 62083834 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long MSTR Daily ETF S000090805 2549005WJR1Y8OW61659 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 7089984 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1997017 9087001 N 4599928 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST RGTI ETF S000094927 254900JJQFBA2F7VWC39 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 258921 258921 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1971478 1971478 N 1943480 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF S000056279 549300TM9TYJ47SK6836 N 1 0 0 Exchange-Traded Fund N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 389429077 389429077 N 120879433 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-commodity N GraniteShares Autocallable PLTR ETF S000099361 254900F1C7SUA9D0OM42 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 2454 2454 N 2219325 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long COIN Daily ETF S000076356 549300E42PVJXKDXP706 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 93776307 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 93008405 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 96162260 NATIXIS SECURITIES AMERICAS LLC 008-00719 000001101 549300L8G1E7ZHVEOG75 74996862 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 133015580 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 4759101539 5250060953 N 663426510 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST BABA ETF S000086454 254900T1QGMW1QAY8O60 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 51958 51958 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1780593 1780593 N 1120256 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares HIPS US High Income ETF S000059908 549300T81ZQ2D4QI1D15 N 1 0 0 Exchange-Traded Fund N Y 0.25 -0.49 1.861 1.864 N N N N N/A N/A N/A Rule 18f-4(f)(17 CFR 270.18f-4(f)) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) N N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 116525 VIRTU FINANCIAL CAPITAL MARKETS LLC 8-51262 000045986 5493006FX0HRYU3G2R47 N/A 287 116812 VIRTU FINANCIAL CAPITAL MARKETS LLC 008-51262 000045986 5493006FX0HRYU3G2R47 10211301 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 30723075 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 2403243 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 2254 JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 23700503 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 418002481 485042857 N 105905181 N N N GraniteShares 2x Long IONQ Daily ETF S000090911 254900NTCSTDNV0QUY52 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 510728494 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 51100338 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 N/A 4405810 566234642 N 58202214 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST COIN ETF S000086457 254900H8SLWDDWED3Q78 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 7749486 JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 73485 7822971 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 178319977 178319977 N 55805892 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST HIMS ETF S000094939 25490027JIFSEP8D5452 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 287778 287778 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1435014 1435014 N 946470 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable MARA ETF S000099351 254900NU5FD4EPN2ZC31 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 32348 32348 N 736688 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable COIN ETF S000099373 254900S3B907STT9UY78 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 997929 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 43911 1041840 N 771478 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST CRWV ETF S000098068 2549007RC0XOZ80Q7143 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 10728 10728 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 396068 396068 N 652711 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long NOW Daily ETF S000090914 254900ZVR8EV538U6E02 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 20866150 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 24261953 45128103 N 65757902 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long AMZN Daily ETF S000076354 25490013U4YRPOA65D44 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 15251403 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 88341056 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 5783537 109375996 N 56869307 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST META ETF S000086439 2549001Y8UN9R5D6FA27 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 23718 23718 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1190127 1190127 N 482051 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST MSTR ETF S000094921 254900ZLS0EJD0X77L92 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 835139 835139 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 4640853 4640853 N 2167334 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST SINGLE STOCK UNIVERSE ETF S000097532 254900JXDPBFE989PB44 Y 1 0 0 Exchange-Traded Fund Fund of Funds Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 2015 2015 0 N 2299242 N N N GraniteShares 2x Long MU Daily ETF S000088289 254900PI1BRPD1Q4F957 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 N/A 97098056 MORGAN STANLEY 8-68191 000149777 IGJSJL3JD5P30I6NJZ34 N/A 50341912 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 26347327 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 3481142726 HSBC SECURITIES (USA) INC. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 N/A 32246607 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 N/A 11711323 3698887951 N 327197989 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST IONQ ETF S000094941 254900ASVVEHN41IOQ16 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 485363 485363 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 8595088 8595088 N 6963049 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 1.25x Long TSLA Daily ETF S000076347 549300G1ZXTYRZXFDM60 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 10221275 BNY Mellon Capital Markets, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 127255722 137476997 N 22105645 N N N Graniteshares Advisors LLC N/A N/A N/A N/A Y Derivative-equity N GraniteShares 2x Long RDDT Daily ETF S000090916 254900Y8A4JMV33F2961 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 42130793 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 815902746 858033539 N 55956534 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable TSLA ETF S000099368 254900PG5VLFJAP8ZZ18 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 24027 24027 N 1539325 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long PDD Daily ETF S000090915 254900VWR96M1P4SHF39 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 6785808 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 4862946 11648754 N 6145539 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Gold Miners ETF S000086438 25490029TFWZXVKEFL42 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 91966 91966 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 13420002 13420002 N 11927401 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST MARA ETF S000094943 254900G3SDN4BFVPVH32 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 778479 778479 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 3859029 3859029 N 3085977 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST PLTR ETF S000094925 254900RKSPBMPF4X2C86 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 477891 477891 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 9685006 9685006 N 5437894 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable HOOD ETF S000099348 254900LPPMG1HU4TI736 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 147 147 N 1033948 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST TSM ETF S000094933 254900NQWYMNLO4QC417 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 6367 6367 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 396068 396068 N 993470 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long UBER Daily ETF S000076351 2549000EIRKLFJYZVI62 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 6750661 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 234118264 240868925 N 25483150 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST SMCI ETF S000094931 25490089EQM6OGEQA263 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 1194336 1194336 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 27256267 27256267 N 9059974 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST MU ETF S000094922 254900CFVLXK0PMUMF96 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 16736 16736 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 5328552 5328552 N 8949667 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long MRVL Daily ETF S000090913 254900DU0BNU14UHOK38 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 69203332 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 2005499870 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 14834370 HSBC SECURITIES (USA) INC. 8-41562 000019585 CYYGQCGNHMHPSMRL3R97 N/A 2425572 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 34302098 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 97138495 NATIONAL BANK OF CANADA FINANCIAL INC. 8-39947 000022698 549300K66TF1ST7A3V76 N/A 370256 2223773993 N 191050948 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST 20-Year Treasuries ETF S000086434 254900IP7RZA707T5Z74 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 1588 1588 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 393249 393249 N 733538 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long INTC Daily ETF S000088287 254900FQZ28WCLLHTH17 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 2985503481 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 51703822 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 N/A 87080002 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 71704501 3195991806 N 228135034 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long BABA Daily ETF S000076352 5493006RKRPWT7AIMH26 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N N N 0 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 60276816 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 4954825 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 738580077 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 2193030 806004748 N 145409182 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long RIVN Daily ETF S000081164 254900E2RBASOTDROH85 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 6167921 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 74474222 80642143 N 8561663 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST NVDA ETF S000086441 2549001MT72HJXG8C107 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 36383 Stonex Securities Inc. 8-36638 000018456 N/A N/A 1970590 2006973 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 170630099 170630099 N 73698916 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long NVDA Daily ETF S000076344 549300MN9FQ2LPTGZI97 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 397553 Mischler Financial Group, Inc. 8-48067 000037818 2549004IPXPSM9EJFC92 2778357 3175910 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 203601845 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 237230121 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 277785348 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 287569308 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 N/A 190600246 GOLDMAN SACHS & CO. LLC 008-129 000000361 FOR8UP27PHTHYVLBNG30 527009546 NATIXIS SECURITIES AMERICAS LLC 008-00719 000001101 549300L8G1E7ZHVEOG75 16231828 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 109856086 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 85393889999 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 187193914 87457345038 N 4327713936 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long MSFT Daily ETF S000076341 2549009UXVC9HTT07X77 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 COWEN PRIME SERVICES LLC 008-68531 000153397 5493008YIIJEE4T4UC61 22316646 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 N/A 8663405 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 74836364 105816415 N 72286791 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST QQQ ETF S000086443 254900G4L5BXEHEYJD68 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 319370 JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 3090 322460 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 18509710 18509710 N 9200338 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST SPY ETF S000086444 254900EFB2SYR7EVYX91 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 177241 JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 2415 179656 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 33144968 33144968 N 17245730 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable MSTR ETF S000099355 254900YD9SDRTYRAR571 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 1995858 1995858 N 534221 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long PLTR Daily ETF S000076345 254900G23GAGWEFBUR35 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 42739450 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 82512267 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 79090838 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 7108603480 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 147650477 7460596512 N 558334745 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Nasdaq Select Disruptors ETF S000066595 549300GEKOLT25ZR0R69 N 1 0 0 Exchange-Traded Fund N Y 0.02 -0.58 0.123 0.122 N N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) N N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 3915 3915 VIRTU FINANCIAL CAPITAL MARKETS LLC 008-51262 000045986 5493006FX0HRYU3G2R47 9542363 9542363 N 53355367 N N N GraniteShares 2x Long GOOGL Daily ETF S000076353 254900VZ4JN7PTOEYP98 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 1119265 1119265 N 6281850 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Semiconductor ETF S000086446 254900SXTPIII75ZZA59 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 900418 900418 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 52602269 52602269 N 60413393 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long SpaceX Daily ETF S000103724 254900XYOHY1VH5TEK92 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BMO CAPITAL MARKETS CORP. 8-34344 000016686 RUC0QBLBRPRCU4W1NE59 N/A 4960539 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 4273640 9234179 N 31275443 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long AVGO Daily ETF S000088314 2549001CDMWN70D01176 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 15327446 15327446 N 14965379 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST AMD ETF S000086452 2549009HLKADHF3AL939 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 916659 916659 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 14551973 14551973 N 9491042 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long AMD Daily ETF S000076350 254900L7BO42LEAGEH03 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 N/A 476004 476004 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 161926984 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 8129580975 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 74013418 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 249492179 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 86502517 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 363812400 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 134631992 9199960465 N 828341949 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Technology ETF S000086450 254900HVEXYIQHYSRK30 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 1326 1326 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 393249 393249 N 715519 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long LCID Daily ETF S000081163 254900MFUWKBPQ76PD61 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N/A N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N/A N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N/A N Thomson Reuters Corporation 549300561UZND4C7B569 N/A CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 6414691 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 44805135 51219826 N 6138356 N N N Graniteshares Advisors LLC N/A N/A N/A N/A Y Derivative-equity N GraniteShares YieldBOOST TSLA ETF S000086449 254900P4DSEF19CI9903 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 21032446 JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 290725 21323171 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 497545481 497545481 N 211695806 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long TSLA Daily ETF S000081146 5493000MXCOJYRTOSK53 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N MISCHLER FINANCIAL GROUP, INC. 8-48067 000037818 2549004IPXPSM9EJFC92 N/A 144571 144571 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 1375105672 WELLS FARGO SECURITIES, LLC 8-65876 000126292 PBLD0EJDB5FWOLXP3B76 63615963 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 39871106 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 53762962 JPMORGAN DISTRIBUTION SERVICES, INC. 8-52700 000104234 N/A N/A 7098486 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 41911274 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 23022935 1604388398 N 220211642 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long SMCI Daily ETF S000088294 254900BP480WOIC7BJ76 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 11254001 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 96788352 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 23271166 Clear Street Derivatives, LLC 8-69972 000288933 549300KNQS43Y7TO3X67 503198 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 1648439 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 16355092 149820248 N 51616316 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long CRWD Daily ETF S000088316 254900BNBVC52JRHR414 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 27275763 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 443304897 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 14028587 484609247 N 37330181 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long DELL Daily ETF S000088317 254900ER4OWCA47EQL21 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 734300471 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 5799866 BOFA SECURITIES, INC. 8-69787 000283942 549300HN4UKV1E2R3U73 N/A 20941167 761041504 N 44236788 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable SMCI ETF S000099365 254900JBL0PA54QMX390 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 53671 53671 N 825538 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long NBIS Daily ETF S000094372 2549002Y4IEJLX3KRL08 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 58524963 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 993839016 1052363979 N 76688948 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Financials ETF S000086436 254900W9W5Q04BGWME17 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 1387 1387 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 393249 393249 N 753763 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST RIOT ETF S000094928 25490015CL63AXIQ4A60 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 398457 398457 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 4046441 4046441 N 4030167 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Biotech ETF S000086455 2549008L5S27TEHJ5352 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 1479 1479 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 393249 393249 N 706190 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST TOPYIELDERS ETF S000097533 254900B3WKU54P35KX12 Y 1 0 0 Exchange-Traded Fund Fund of Funds Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 6523 6523 0 N 3339557 N N N GraniteShares 2x Long QCOM Daily ETF S000088293 254900ZUL0J8VD3SQ281 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 22067696 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 13846734 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 10299919 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 3991495 50205844 N 41922841 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Short SpaceX Daily ETF S000103725 254900U7SDDFMAKOE651 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 29738289 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 4157295 33895584 N 38107813 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST CRCL ETF S000098067 254900BT7H4SDOWTI609 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 12725 12725 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 392980 392980 N 805238 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Ether ETF S000098065 254900JDOAOZF7OJY306 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 11126 11126 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 392980 392980 N 679290 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long VRT Daily ETF S000090909 254900O5UJO1RA0X0A47 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 21080595 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 688463906 709544501 N 40015065 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Short COIN Daily ETF S000081153 254900625ZIMJV3CV569 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Cowen Financial Products 8-68531 000153397 5493008YIIJEE4T4UC61 19782 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 31315969 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 372169076 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 1526043 405030870 N 17613726 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares Autocallable NVDA ETF S000099359 254900EWRVLKGFKPXF90 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 18133 18133 N 1603464 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long AAPL Daily ETF S000076355 549300T23484L2NYG349 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 N/A 5101163 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 12936691 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 280476911 298514765 N 25509059 N N N Graniteshares Advisors LLC N/A N/A N/A N/A Y Derivative-equity N GraniteShares 2x Short NVDA Daily ETF S000081142 5493000MX58UTWU6XA25 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 4995613 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 48077036 Clear Street Derivatives, LLC 008-69972 000288933 549300KNQS43Y7TO3X67 2353576 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 25237867 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 57684669 138348761 N 115733693 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long META Daily ETF S000076340 549300COJNDX4PDNE610 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 32a-4 (17 CFR 270.32a-4) Y N N N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 613783842 GOLDMAN SACHS & CO. LLC 8-129 000000361 FOR8UP27PHTHYVLBNG30 55628703 MORGAN STANLEY 8-68191 000149777 IGJSJL3JD5P30I6NJZ34 N/A 13479780 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 6321215 Cowen Financial Products 008-68531 000153397 5493008YIIJEE4T4UC61 40114814 729328354 N 256293064 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares 2x Long MARA Daily ETF S000090912 25490063ICLIM11ZYB24 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y N N Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N 0 NATIXIS SECURITIES AMERICAS LLC 8-719 000001101 549300L8G1E7ZHVEOG75 N/A 3380617 CREDIT SUISSE SECURITIES (USA) LLC 8-422 000000816 1V8Y6QCX6YMJ2OELII46 N/A 33014150 NOMURA SECURITIES INTERNATIONAL, INC. 8-15255 000004297 OXTKY6Q8X53C9ILVV871 N/A 1662586 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 10275586 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 271635478 Marex Capital Markets Inc. 8-69039 000161014 5493003EETVWYSIJ5A20 19142424 339110841 N 66543958 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST AMZN ETF S000086453 254900XVBEZIZHT20G78 Y 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Rule 18f-4 (17 CFR 270.18f-4) Y Y Y N GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N Stonex Securities Inc. 8-36638 000018456 N/A N/A 125686 125686 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 N/A 3754745 3754745 N 2572717 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST Bitcoin ETF S000086456 254900W1085S9YFNEB73 N 1 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 18f-4 (17 CFR 270.18f-4) Rule 32a-4 (17 CFR 270.32a-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y Y Y GraniteShares Advisors LLC 801-110093 000287806 549300SAJ3UR5R2SPL06 N Brown Brothers Harriman & Co 084-06072 N/A N/A N N N Bloomberg Global Markets Services LLC 254900X21QX3H0T4HC32 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N Thomson Reuters Corporation 549300561UZND4C7B569 CA N N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N Brown Brothers Harriman & Co 5493006KMX1VFTPYPW14 N N N ALPS Funds Services, Inc. N/A N/A N N N JANE STREET CAPITAL, LLC 8-52275 000103782 549300ZM16HMPEPNV857 N/A 39000 Stonex Securities Inc. 8-36638 000018456 N/A N/A 2224410 2263410 BNY MELLON CAPITAL MARKETS, LLC 8-35255 000017454 VJW2DOOHGDT6PR0ZRO63 104517561 104517561 N 32588823 N N N Graniteshares Advisors LLC N/A N/A Y Derivative-equity N GraniteShares YieldBOOST HOOD ETF S000094940 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long TSM Daily ETF S000088295 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long ISRG Daily ETF S000094368 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST QBTS ETF S000094926 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Short TSLA Daily ETF S000081144 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long LCID Daily ETF S000081163 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long MSTR Daily ETF S000090805 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST RGTI ETF S000094927 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF S000056279 N 50000 100 0 0 0 100 0 0 0 N/A 500 0 N/A 500 0 N/A 500 0 N/A 500 0 N GraniteShares Autocallable PLTR ETF S000099361 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares 2x Long COIN Daily ETF S000076356 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST BABA ETF S000086454 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares HIPS US High Income ETF S000059908 Y 50000 0.37020628 0.77053708 99.62979372 0.77053708 0.19879179 0.22916606 99.80120821 0.22916606 N/A 500 0 N/A 500 0 N/A 500 0 N/A 500 0 Y GraniteShares 2x Long IONQ Daily ETF S000090911 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST COIN ETF S000086457 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST HIMS ETF S000094939 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable MARA ETF S000099351 N 10000 100 0 0 0 100 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares Autocallable COIN ETF S000099373 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares YieldBOOST CRWV ETF S000098068 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long NOW Daily ETF S000090914 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long AMZN Daily ETF S000076354 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST META ETF S000086439 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST MSTR ETF S000094921 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST SINGLE STOCK UNIVERSE ETF S000097532 N 10000 76.1294536 41.3449991 23.8705464 41.3449991 3.6917051 0 96.3082949 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 Y GraniteShares 2x Long MU Daily ETF S000088289 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST IONQ ETF S000094941 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 1.25x Long TSLA Daily ETF S000076347 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long RDDT Daily ETF S000090916 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable TSLA ETF S000099368 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares 2x Long PDD Daily ETF S000090915 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Gold Miners ETF S000086438 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST MARA ETF S000094943 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST PLTR ETF S000094925 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable HOOD ETF S000099348 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares YieldBOOST TSM ETF S000094933 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long UBER Daily ETF S000076351 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST SMCI ETF S000094931 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST MU ETF S000094922 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long MRVL Daily ETF S000090913 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST 20-Year Treasuries ETF S000086434 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long INTC Daily ETF S000088287 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long BABA Daily ETF S000076352 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long RIVN Daily ETF S000081164 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST NVDA ETF S000086441 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long NVDA Daily ETF S000076344 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long MSFT Daily ETF S000076341 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST QQQ ETF S000086443 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST SPY ETF S000086444 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable MSTR ETF S000099355 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares 2x Long PLTR Daily ETF S000076345 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Nasdaq Select Disruptors ETF S000066595 N 50000 0 0 0 0 0.18005207 0.1024673 99.81994793 0.1024673 N/A 500 0 N/A 500 0 N/A 500 0 N/A 500 0 Y GraniteShares 2x Long GOOGL Daily ETF S000076353 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Semiconductor ETF S000086446 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long SpaceX Daily ETF S000103724 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long AVGO Daily ETF S000088314 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST AMD ETF S000086452 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long AMD Daily ETF S000076350 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Technology ETF S000086450 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST TSLA ETF S000086449 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long TSLA Daily ETF S000081146 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long SMCI Daily ETF S000088294 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long CRWD Daily ETF S000088316 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long DELL Daily ETF S000088317 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable SMCI ETF S000099365 N 10000 100 0 0 0 100 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares 2x Long NBIS Daily ETF S000094372 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Financials ETF S000086436 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST RIOT ETF S000094928 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Biotech ETF S000086455 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST TOPYIELDERS ETF S000097533 N 10000 33.08636161 47.97543703 66.91363839 47.97543703 35.06853534 45.92455271 64.93146466 45.92455271 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 Y GraniteShares 2x Long QCOM Daily ETF S000088293 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Short SpaceX Daily ETF S000103725 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST CRCL ETF S000098067 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Ether ETF S000098065 N 10000 100 0 0 0 0 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long VRT Daily ETF S000090909 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Short COIN Daily ETF S000081153 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares Autocallable NVDA ETF S000099359 N 10000 100 0 0 0 0 0 0 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N/A N/A 0 N GraniteShares 2x Long AAPL Daily ETF S000076355 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Short NVDA Daily ETF S000081142 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long META Daily ETF S000076340 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares 2x Long MARA Daily ETF S000090912 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST AMZN ETF S000086453 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N GraniteShares YieldBOOST Bitcoin ETF S000086456 N 10000 100 0 0 0 100 0 0 0 N/A 250 0 N/A 250 0 N/A 250 0 N/A 250 0 N true