FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Haglund Brian James

(Last) (First) (Middle)
4201 WOODLAND ROAD, POST OFFICE BOX 69

(Street)
CIRCLE PINES MN 55014

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2026
3. Issuer Name and Ticker or Trading Symbol
NORTHERN TECHNOLOGIES INTERNATIONAL CORP [ NTIC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,589.26
D
 
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)   (1) 08/31/2030 Common Stock 21,370 8.24 D  
Stock Option (right to buy)   (1) 08/31/2031 Common Stock 7,753 16.97 D  
Stock Option (right to buy)   (1) 08/31/2032 Common Stock 17,684 11.38 D  
Stock Option (right to buy)   (1) 08/31/2033 Common Stock 18,383 13.25 D  
Stock Option (right to buy)   (2) 08/31/2034 Common Stock 19,988 13.26 D  
Stock Option (right to buy)   (3) 08/31/2035 Common Stock 21,027 7.42 D  
Stock Option (right to buy)   (4) 08/31/2036 Common Stock 21,137 8.08 D  
Explanation of Responses:
1. This option has fully vested.
2. This option has vested with respect to 13,324 shares and will vest with respect to the remaining shares on September 1, 2027.
3. This option has vested with respect to 7,009 shares and will vest with respect to 7,009 shares on each of September 1, 2027 and September 1, 2028.
4. This option vests with respect to 7,045 shares on September 1, 2027 and with respect to 7,046 shares on each of September 1, 2028 and September 1, 2029.
/s/ Matthew C. Wolsfeld-Attorney-in-fact 09/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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