MA-A 0001622497 XXXXXXXX George Majors 2158596791 gmajors@majorsgrp.com 2024 Y Majors Group George Allen Majors 866-01391-00 215-859-6791 N www.majorsgrp.com George Allen Majors 215-859-6791 gmajors@majorsgrp.com December FL 12-21-2009 N 1 1 0 0 0 6 Municipal Entities Non-profit organizations 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice ME Other Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Brokerage Of MEI Y Services similar to those provided to municipal entities and municipal obligated persons are also provided to entities (e.g., Rural Electric Cooperatives) that are not municipal market participants. N 0 N N N N N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N Y Y N George Allen Majors Sole Proprietor 12-21-2009 E Y 000000000 George Allen Majors Sole Proprietor 12-21-2009 E Y 000000000 9-H2 United States District Court for the Northern District of California Case No. 3:25-cv-03348-CRB, City of Richmond and Richmond Joint Powers Financing Authority v. Royal Bank of Canada, Public Resources Advisory Group, and The Majors Group 450 Golden Gate Avenue San Francisco CA 94102 03-17-2025 Other Municipality, Political Subdivision City of Richmond, California; Richmond Joint Powers Financing Authority Y Royal Bank of Canada; Public Resources Advisory Group; The Majors Group Y Money Damage(s) (Private/Civil Complaint) 03-17-2025 The Majors Group has NOT been served with notice or process as of August 19, 2026. The date entered is the date the original complaint was filed and is provided because the electronic form requires a date. Swap Plaintiffs allege that The Majors Group, while serving as the City's municipal and swap advisor from August 4, 2015 through December 31, 2022, breached fiduciary duties by failing to advise (despite that any such advice would have been wholly legal, rather than within the scope of contracted financial advisory services) that certain municipal swaps and a swaption were allegedly ultra vires, void and unenforceable (despite outside Counsel & City Attorney Opinions to the contrary), and by not recommending against continued regular and termination payments. Plaintiffs seek damages allegedly equal to all payments made to Royal Bank of Canada during that period, plus interest, fees and costs. The Majors Group denies the allegations and liability. 03-17-2025 The Majors Group has NOT been served with notice or process as of August 19, 2026. The date entered is the date the original complaint was filed and is provided because the electronic form requires a date. George A. Majors George A. Majors Principal (Sole Proprietor) 08-19-2026 Y N N N N Y N N N N N N N N N N N N N N N