SBSE-A/A 0000872786 XXXXXXXX true false 247694 BNP PARIBAS 94-1677765 247694 0000872786 16 BOULEVARD DES ITALIENS PARIS I0 75009 787 SEVENTH AVENUE NEW YORK NY 10019 9174714792 https://group.bnpparibas.com Claudia Lewis 212-471-6768 claudia.lewis@us.bnpparibas.com Stephanie Maarek 33 6 31 28 17 87 stephanie.maarek@bnpparibas.com BNP PARIBAS 247694 Y N N Y Autorite Des Marches Financiers BNP Paribas SA has developed and implemented written policies and procedures reasonably designed to comply with all applicable terms, conditions, and limitations stated in the SEC's Order granting conditional substituted compliance for participants subject to regulation in the French republic. Y Swap Dealer N BNP Paribas, Europe's leading provider of banking and financial services. It operates in 64 countries and more than 180,000 employees, including nearly 146,000 in Europe. BNP Paribas's activities are diversified and integrated within a distinctive model combining Commercial and Personal Banking activities in Europe and abroad, Specialized Businesses (consumer credit, mobility and leasing services, and new digital business lines), insurance, Private Banking and asset management, and banking for large corporates and institutionals. BNP Paribas' organization is based on three operating divisions: (1) Corporate & Institutional Banking (CIB), (2) Commercial, Personal Banking and Services (CPBS), and (3) Investment & Protection Service (IPS). BNP Paribas SA is the parent company of the BNP Paribas Group. For additional information please see BNPP's universal registration document and annual financial report. Y The Federal Reserve Board N N Y Y BNP PARIBAS 247694 N Y Y N N Y 21 N BNP PARIBAS 247694 Jacques Andre Aschenbroich Director 03/2017 03/2017 Y NA 505827 Jean-Laurent Bonnafe Director and Chief Executive Officer 05/2010 09/1993 Y NA 452368 Hugues Gille Eric Epaillard Director 02/2018 02/1991 Y NA 514354 Jean Lemierre Director 05/2015 05/2015 Y NA 484474 Kara Lynn Victoria Lemont Sportelli Principal 02/2020 06/2004 Y NA 528748 Lars Antoon Machenil Chief Financial Officer 03/2012 01/2004 Y NA 452379 Thomas Mennicken Risk Principal 06/2018 10/1994 Y NA 514511 Alain Papiasse Executive Advisor and Chairman of CIB 04/2013 12/2004 Y NA 452377 Juliette Brisac Director 05/2021 10/1989 Y NA 545301 Yann Nicolas Gerardin Chief Operating Officer 05/2021 08/1987 Y NA 273111 Thierry Alain Pierre Laborde Chief Operating Officer 05/2021 11/1982 Y NA 545296 Christian Noyer Director 05/2021 05/2021 Y NA 545300 Lieve Logghe Director 05/2022 05/2022 Y NA 550103 Vanessa Lepoultier Director 03/2024 12/2005 Y NA 562328 Marie Christine Lombard Director 02/2024 02/2024 Y NA 561896 Annemarie Straathof Director 07/2024 07/2024 Y NA 564668 Guillaume Poupard Director 06/2025 06/2025 Y NA 571616 Valerie Chort Director 06/2025 06/2025 Y NA 571633 Bertrand de Mazieres Director 06/2025 06/2025 Y NA 571637 Nicolas Peter Director 06/2025 06/2025 Y NA 571627 Aaron Rozenek Principal 05/2025 08/2021 Y NA 570900 004252322 BNP PARIBAS 247694 INITIAL 0247694 NFA BNPP SA is a global banking and financial services company that provides investment banking, asset management, and wealth management services for private, corporate, and institutional clients worldwide. It also operates with domestic Commercial, Personal Banking and Services in Europe, covering France, Belgium, Italy, and Luxembourg, as well as in the Americas and APAC region. In December 2012, BNPP registered with the CFTC as a swap dealer. BNPP provides retail banking networks and specialized financial services, along with cash management, trade finance, and factoring services. BNPP's Corporate Banking group provides the following products and services to Corporate clients, globally: debt financing solutions and transaction banking solutions. BNPP SA also conducts non-securities transactions in Equity Derivatives, Prime Services and Financing, Primary and Credit Markets, G10 Rates, Commodity Derivatives, and FXLM. Item 13B ICE Clear Europe Limited 0443261 6219884 60 Chiswell Street London X0 EC1Y 4S 10-25-2013 Provides clearing services for both Swaps and Security-Based Swaps Item 13B Chicago Mercantile Exhange 0174773 20 South Wacker Drive Chicago IL 60606 10-25-2013 Provides clearing services for both Swaps Item 13B ICE Clear Credit 0443260 0001559962 353 North Clark Street, Suite 310D Chicago IL 60654 10-25-2013 Provides clearing services for both Swaps and Security-Based Swaps Item 13B LCH SA 0484966 18 rue du Quatre Septembre Paris I0 750002 10-25-2013 Provides clearing services for both Swaps and Security-Based Swaps Item 13B LCH LTD 0478899 Aldgate House Aldgate High Street London X0 EC3N 1EA 10-25-2013 Provides clearing services for Swaps Item 13B Eurex Clearing AG 0514893 Mergenthalerallee 61 Eschborn 2M 65760 01-01-2018 Provides clearing services for Swaps Item 14 Jean-Laurent Bonnafe 0452368 3 rue d'Antin Paris I0 75002 05-12-2010 Director and Chief Executive Officer See attached document for complete description of prior investment-related experience. Item 14 Yann Nicolas Gerardin 0273111 3 rue d'Antin Paris I0 75002 05-18-2021 Chief Operating Officer for CIB See attached document for complete description of prior investment-related experience. Item 14 Thierry Alain Pierre Laborde 0545296 3 rue d'Antin Paris I0 75002 05-18-2021 Chief Operating Officer of Commercial, Personal Banking and Services See attached document for complete description of prior investment-related experience. BNP PARIBAS 247694 Firm BNP Paribas Securities Corp 787 Seventh Avenue New York NY 10019 Alain Papiasse Alain Papiasse Executive Advisor and Chairman of CIB 10-26-2021 Agence Francaise Anticorruption (AFA) I0 Anti-Money Laundering Office W1 Australian Securities and Investments Commission C3 Autorite des Marches Financiers I0 BaFin Federal Financial Supervisory Authority 2M Bahrain Monetary Authority C6 Bank of Spain U3 Bank of Portugal/Securities Market Commission S1 Bangko Sentral ng Pilipinas (BSP) R6 Bank Negara Malaysia (BNM) N8 Bank of Italy L6 Bank of Japan M0 Bank of Thailand (BOT) W1 Banks Superintendance of Panama / National Securities Commission R1 Banque Centrale du Luxembourg (BCL) N4 Bulgarian National Bank E0 Cayman Islands Monetary Authority (CIMA) E9 Central Bank of Greece J3 Central Bank of Kenya (CBK) M3 Central Bank of Qatar S3 Central Bank of United Arab Emirates C0 Central Bank / Unidad De Informacion Financiera C1 China Banking Regulatory Commission (CBRC) F4 National Securities Market Commission (CNMV) U3 Commission Bancaire I0 Commission de Surveillance du Secteur Financier (CSSF) N4 De Nederlandsche Bank (DNB) P7 Deutsche Bundesbank 2M Direccion General de Seguros y Fondos de Pensiones (DGS) U3 Financial Services Authority (FSA-UK) X0 Financial Services Agency (FSA-Japan) M0 Financial Supervisory Commission (FSC) F5 Financial Supervisory Service (FSS) M5 Financiere et des Assurances I0 French Prudential Supervision and Resolution Authority I0 Hong Kong Monetary Authority (HKMA) K3 Irish Financial Services Regulatory Authority (IFSRA) L2 Japan Securities Dealers Association (JDSA) M0 Jersey Financial Services Commission Y9 Financial Supervisory Authority of Norway (Kredittilsynet) Q8 Labuan Financial Services Authority N8 National Bank of Poland R9 Norges Bank Q8 Polish Financial Supervision Authority R9 Reserve Bank of India (RBI) K7 Saudi Central Bank (SAMA) T0 Securities and Futures Commission (SFCHK) K3 Securities and Exchange Board of India (SEBI) K7 Securities and Futures Bureau, Financial Supervisory Commission (SFB-Taiwan) F5 Securities Commission Malaysia (SC) N8 08-04-2026 BNP PARIBAS Alain Papiasse Alain Papiasse Executive Advisor and Chairman of Corporate and Institutional Banking