X0405 TA-1/A 0001557183 XXXXXXXX 084-06488 true LIVE SEC ASCENSUS COLLEGE SAVINGS RECORDKEEPING SERVICES LLC UPROMISE INVESTMENTS RECORDKEEPING SERVICES LLC 347856 95 Wells Avenue Ste 160 Newton MA 02459 N 800-346-3860 Y 1001 E 101st Terrace Suite 200 Kansas City MO 64131 N Y The Vanguard Group, Inc. 084-00772 100 Vanguard Boulevard V26 Malvern PA 19355-2900 Y PRICE ROWE T SERVICES INC /TA 084-01079 4515 Painters Mill Road Owings Mills MD 21117 Other Margaret Brennan Creonte 05/29/2020 President Control Person Michael Folmer 07/15/2015 Treasurer/VP, Tax and Finance Control Person Robert Barry Kaplan 07/20/2018 Chief Compliance Officer Control Person 07/20/2026 Joseph Drew Dansky 05/01/2020 Secretary Control Person 02/24/2025 Thomas Joseph Hewitt 05/01/2023 Senior Vice President Control Person ASCENSUS, LLC 01/01/2025 100% SHAREHOLDER CONTROL PERSON Phillip Gillespie 02/24/2025 Secretary Control Person David MacInnis 07/20/2026 Chief Compliance Officer Control Person LLC Y Ascensus Holdings, Inc. 100% Shareholder of Ascensus, LLC MERCURY INTERMEDIATE II, INC. 100% Shareholder of Ascensus Group Holdings, Inc. MERCURY INTERMEDIATE I, INC. 100% Shareholder of Mercury Intermediate II, Inc. MERCURY PARENT HOLDINGS, INC. 100% Shareholder of Mercury Intermediate I, Inc. STONEPOINT CAPITAL INVESTORS - TRIDENT VIII, L.P. SHAREHOLDER OF MERCURY PARENT HOLDINGS, INC. ASCENSUS GROUP HOLDINGS, INC. 100% SHAREHOLDER OF ASCENSUS HOLDINGS, INC. N N N N N N N N N N N N N N N N N N N N N N N David MacInnis 9788850873 Chief Compliance Officer 07/22/2026