As filed with the Securities and Exchange Commission on September 1, 2026

 

1933 Act Registration No. 333-273052

1940 Act Registration No. 811-23887

 

United States

Securities and Exchange Commission

Washington, D.C.  20549

 

Form N1A

 

Registration Statement Under the Securities Act of 1933

[   ]

Pre-Effective Amendment No. __

[   ]

Post-Effective Amendment No. 331

[X]

 

and/or

 

Registration Statement Under the Investment Company Act of 1940

[   ]

Amendment No. 333

[X]

 

Roundhill ETF Trust

154 West 14th Street, 2nd Floor

New York, New York 10011
(646) 661-5441

 

Corporation Trust Company

1209 Orange Street
Wilmington, New Castle County, Delaware 19801

(Name and Address of Agent for Service)

 

Copy to:

Timothy Maloney
Roundhill Financial Inc.
154 West 14th Street, 2nd Floor

New York, New York 10011

 

Morrison Warren, Esq.
Chapman and Cutler LLP
320 South Canal Street
Chicago, Illinois 60606

 

Walter Draney, Esq.
Chapman and Cutler LLP
320 South Canal Street
Chicago, Illinois 60606

 

Approximate date of Proposed Public Offering: It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d) under the Securities Act of 1933, as amended (the “Securities Act”).

 

 

EXPLANATORY NOTE

 

This Post-Effective Amendment No. 331 to the Registration Statement on Form N-1A (File No. 333-273052) is being filed pursuant to Rule 462(d) under the Securities Act, solely for the purpose of filing additional exhibits to the Registration Statement. Accordingly, this Post-Effective Amendment No. 331 consists only of a facing page, this explanatory note, Part C of the Registration Statement on Form N-1A, the Exhibit Index, and the exhibits to the Registration Statement listed thereon. This Post-Effective Amendment No. 331 does not change the form of any prospectus or Statement of Additional Information included in post-effective amendments previously filed with the Securities and Exchange Commission (the “SEC”). As permitted by Rule 462(d), this Post-Effective Amendment No. 331 shall become effective upon filing with the SEC.

 

This Post-Effective Amendment No. 331 incorporates by reference the information contained in Parts A and B of Post-Effective Amendment No. 328 to the Registration Statement, which was filed on August 31, 2026.

 

 

 

Item 28. Exhibits

 

Exhibit No. Description

 

 

(a)

Agreement and Declaration of Trust of the Registrant (1)

 

 

 

 

(b)

By-Laws of the Registrant (1)

 

 

 

 

(c)

Not applicable

 

 

 

 

(d)

(1) Investment Advisory Agreement between the Registrant and Roundhill Financial Inc. (1)

 

 

 

 

 

(2) Amended Schedule A to the Investment Advisory Agreement between the Registrant and Roundhill Financial Inc. (6)

 

 

 

 

 

(3) Expense Reimbursement and Fee Waiver Agreement between the Registrant and Roundhill Financial Inc. (3)

 

 

 

 

 

(4) Amended Exhibit A to the Expense Reimbursement and Fee Waiver Agreement between the Registrant and Roundhill Financial Inc (6)

 

 

 

 

 

(5) Sub-Advisory Agreement between Roundhill Financial Inc. and Exchange Traded Concepts, LLC (1)

 

 

 

 

 

(6) Amended Schedule A to the Sub-Advisory Agreement between Roundhill Financial Inc. and Exchange Traded Concepts, LLC (6)

 

 

 

 

(e)

(1) ETF Distribution Agreement between the Registrant and Foreside Fund Services, LLC (1)

 

 

 

 

 

(2) Amended Exhibit A to the ETF Distribution Agreement between the Registrant and Foreside Fund Services, LLC (6)

 

 

 

 

(f)

Not Applicable.

 

 

 

 

(g)

(1) Custody Agreement between the Registrant and U.S. Bank National Association (1)

 

 

 

 

 

(2) Amended Exhibit A to the Custody Agreement between the Registrant and U.S. Bank National Association (6)

 

 

 

 

(h)

(1) Fund Servicing Agreement by and between the Registrant and U.S. Bancorp Fund Services, LLC (1)

 

 

 

 

 

(2) Amended Exhibit 1 to the Fund Servicing Agreement by and between the Registrant and U.S. Bancorp Fund Services, LLC (6)

 

 

 

 

 

(3) Form of Authorized Participant Agreement (1)

 

 

 

 

(i)

Not Applicable

 

 

 

 

(j)

Consent of Independent Registered Public Accounting Firm (7)

 

 

 

 

(k)

Not Applicable.

 

 

 

 

(l)

Not Applicable.

 

 

 

 

(m)

(1) Distribution and Service Plan (4)

 

 

 

 

 

(2) Amended Exhibit A to the Distribution and Service Plan (6)

 

 

 

 

(n)

Not Applicable.

 

 

 

 

(o)

Not Applicable.

 

 

 

 

(p)

(1) Code of Ethics of Registrant (5)

 

 

 

 

 

(2) Code of Ethics of Roundhill Financial Inc. (5)

 

 

 

 

 

(3) Code of Ethics of Exchange Traded Concepts, LLC (1)

 

 

 

 

(q)

Powers of Attorney (2)

 

(1)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on October 20, 2023.

(2)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on January 10, 2024.

(3)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on February 27, 2024.

(4)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on February 18, 2026.

(5)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on April 30, 2026.

(6)

Previously filed with the Registrant’s Registration Statement on Form N-1A (File No. 333-273052) filed on August 31, 2026.

(7)

Filed herewith.

 

Item 29.

Persons Controlled By or Under Common Control with Registrant

 

Not Applicable.

 

Item 30.

Indemnification

 

Pursuant to Article VII, Section 2(a) of the Trust’s Agreement and Declaration of Trust (the “Declaration”), the Trust shall indemnify, out of Trust Property (as such term is defined in the “Declaration”), to the fullest extent permitted under applicable law, any Person (as such term is defined in the “Declaration”) who was or is a party or is threatened to be made a party to any Proceeding (as such term is defined in the “Declaration”) by reason of the fact that such Person is or was an Agent (as such term is defined in the “Declaration”) of the Trust, against Expenses (as such term is defined in the “Declaration”), judgments, fines, settlements and other amounts actually

 

 

and reasonably incurred in connection with such Proceeding if such Person acted in good faith or in the case of a criminal proceeding, had no reasonable cause to believe the conduct of such Person was unlawful. The termination of any Proceeding by judgment, order, settlement, conviction or plea of nolo contendere or its equivalent shall not of itself create a presumption that the Person did not act in good faith or that the Person had reasonable cause to believe that the Person’s conduct was unlawful.

 

Insofar as indemnification for liability arising under the Securities Act of 1933 (the “1933 Act”) may be permitted to directors, officers and controlling persons of the Registrant pursuant to the provisions of Rule 484 under the 1933 Act, or otherwise, the Registrant has been advised that in the opinion of the SEC such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue.

The Registrant hereby undertakes that it will apply the indemnification provision of the Declaration in a manner consistent with Release 11330 of the SEC under the 1940 Act, so long as the interpretation of Sections 17(h) and 17(i) thereunder remains in effect.

 

Item 31.

Business and Other Connections of the Investment Adviser

 

Certain information pertaining to the business and other connections of Roundhill Financial Inc. (“Roundhill”), the investment adviser to the Funds, is hereby incorporated by reference from the Prospectuses and Statements of Additional Information contained herein. The information required by this Item with respect to any director, officer or partner of Roundhill is incorporated by reference to the Form ADV filed by Roundhill with the Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, as amended (File No. 801-114971).

 

Certain information pertaining to the business and other connections of Exchange Traded Concepts, LLC (“ETC”), the investment sub-adviser to the Funds, is hereby incorporated by reference from the Prospectuses and Statements of Additional Information contained herein. The information required by this Item with respect to any director, officer or partner of ETC is incorporated by reference to the Form ADV filed by ETC with the Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940, as amended (File No. 801-70485).

 

Item 32.

Principal Underwriter

 

(a) Foreside Fund Services, LLC (the “Distributor”) serves as principal underwriter for the Registrant and the following investment companies registered under the Investment Company Act of 1940, as amended:

 

 

1.

AB Active ETFs, Inc.

 

 

2.

ABS Long/Short Strategies Fund

 

 

3.

ActivePassive Core Bond ETF, Series of Trust for Professional Managers

 

 

4.

ActivePassive Intermediate Municipal Bond ETF, Series of Trust for Professional Managers

 

 

5.

ActivePassive International Equity ETF, Series of Trust for Professional Managers

 

 

6.

ActivePassive U.S. Equity ETF, Series of Trust for Professional Managers

 

 

7.

AdvisorShares Trust

 

 

8.

AFA Private Credit Fund

 

 

9.

AGF Investments Trust

 

 

10.

AIM ETF Products Trust

 

 

11.

Alexis Practical Tactical ETF, Series of Listed Funds Trust

 

 

12.

AlphaCentric Prime Meridian Income Fund

 

 

 

 

13.

Alternative Strategies Income Fund

 

 

14.

American Century ETF Trust

 

 

15.

AMG ETF Trust

 

 

16.

Amplify ETF Trust

 

 

17.

Applied Finance Dividend Fund, Series of World Funds Trust

 

 

18.

Applied Finance Explorer Fund, Series of World Funds Trust

 

 

19.

Applied Finance Select Fund, Series of World Funds Trust

 

 

20.

Ardian Access LLC

 

 

21.

ARK ETF Trust

 

 

22.

ARK Venture Fund

 

 

23.

Bitwise Funds Trust

 

 

24.

BondBloxx ETF Trust

 

 

25.

Bramshill Multi-Strategy Income Fund, Series of Investment Managers Series Trust

 

 

26.

Bridgeway Funds, Inc.

 

 

27.

Brinker Capital Destinations Trust

 

 

28.

Brookfield Real Assets Income Fund Inc.

 

 

29.

Build Funds Trust

 

 

30.

Calamos Convertible and High Income Fund

 

 

31.

Calamos Convertible Opportunities and Income Fund

 

 

32.

Calamos Dynamic Convertible and Income Fund

 

 

33.

Calamos Global Dynamic Income Fund

 

 

34.

Calamos Global Total Return Fund

 

 

35.

Calamos Strategic Total Return Fund

 

 

36.

Carlyle Tactical Private Credit Fund

 

 

37.

Cascade Private Capital Fund

 

 

38.

Catalyst/Perini Strategic Income Fund

 

 

39.

CBRE Global Real Estate Income Fund

 

 

40.

Center Coast Brookfield MLP & Energy Infrastructure Fund

 

 

41.

Cliffwater Corporate Lending Fund

 

 

42.

Cliffwater Enhanced Lending Fund

 

 

43.

Coatue Innovative Strategies Fund

 

 

44.

Cohen & Steers ETF Trust

 

 

45.

Convergence Long/Short Equity ETF, Series of Trust for Professional Managers

 

 

46.

CornerCap Small-Cap Value Fund, Series of Managed Portfolio Series

 

 

47.

CrossingBridge Ultra-Short Duration ETF, Series of Trust for Professional Managers

 

 

48.

Curasset Capital Management Core Bond Fund, Series of World Funds Trust

 

 

49.

Curasset Capital Management Limited Term Income Fund, Series of World Funds Trust

 

 

50.

CYBER HORNET S&P 500® and Bitcoin 75/25 Strategy ETF, Series of CYBER HORNET Trust

 

 

51.

Davis Fundamental ETF Trust

 

 

52.

Defiance BMNR Option Income ETF, Series of ETF Series Solutions

 

 

53.

Defiance Connective Technologies ETF, Series of ETF Series Solutions

 

 

54.

Defiance Drone and Modern Warfare ETF, Series of ETF Series Solutions

 

 

55.

Defiance Quantum ETF, Series of ETF Series Solutions

 

 

56.

Defiance Retail Kings ETF, Series of ETF Series Solutions

 

 

57.

Denali Structured Return Strategy Fund

 

 

58.

Dodge & Cox Funds

 

 

59.

DoubleLine ETF Trust

 

 

60.

DoubleLine Income Solutions Fund

 

 

 

 

61.

DoubleLine Opportunistic Credit Fund

 

 

62.

DoubleLine Yield Opportunities Fund

 

 

63.

DriveWealth ETF Trust

 

 

64.

EIP Investment Trust

 

 

65.

Ellington Income Opportunities Fund

 

 

66.

ETF Opportunities Trust

 

 

67.

Exchange Listed Funds Trust

 

 

68.

Exchange Place Advisors Trust

 

 

69.

FIS Trust

 

 

70.

FlexShares Trust

 

 

71.

Fortuna Hedged Bitcoin ETF, Series of Listed Funds Trust

 

 

72.

Forum Funds

 

 

73.

Forum Funds II

 

 

74.

Forum Real Estate Income Fund

 

 

75.

GMO ETF Trust

 

 

76.

GoldenTree Opportunistic Credit Fund

 

 

77.

Gramercy Emerging Markets Debt Fund, Series of Investment Managers Series Trust

 

 

78.

Grayscale Funds Trust

 

 

79.

Guinness Atkinson Funds

 

 

80.

Harbor ETF Trust

 

 

81.

Harris Oakmark ETF Trust

 

 

82.

Hawaiian Tax-Free Trust

 

 

83.

Horizon Kinetics Blockchain Development ETF, Series of Listed Funds Trust

 

 

84.

Horizon Kinetics Energy and Remediation ETF, Series of Listed Funds Trust

 

 

85.

Horizon Kinetics Inflation Beneficiaries ETF, Series of Listed Funds Trust

 

 

86.

Horizon Kinetics Japan Owner Operator ETF, Series of Listed Funds Trust

 

 

87.

Horizon Kinetics Medical ETF, Series of Listed Funds Trust

 

 

88.

Horizon Kinetics SPAC Active ETF, Series of Listed Funds Trust

 

 

89.

Horizon Kinetics Texas ETF, Series of Listed Funds Trust

 

 

90.

Innovator ETFs Trust

 

 

91.

Ironwood Institutional Multi-Strategy Fund LLC

 

 

92.

Ironwood Multi-Strategy Fund LLC

 

 

93.

Jensen Quality Growth ETF, Series of Trust for Professional Managers

 

 

94.

John Hancock Exchange-Traded Fund Trust

 

 

95.

Kurv ETF Trust

 

 

96.

Lazard Active ETF Trust

 

 

97.

LDR Real Estate Value-Opportunity Fund, Series of World Funds Trust

 

 

98.

Lone Peak Value Fund, Series of World Funds Trust

 

 

99.

Mairs & Power Balanced Fund, Series of Trust for Professional Managers

 

 

100.

Mairs & Power Growth Fund, Series of Trust for Professional Managers

 

 

101.

Mairs & Power Minnesota Municipal Bond ETF, Series of Trust for Professional Managers

 

 

102.

Mairs & Power Small Cap Fund, Series of Trust for Professional Managers

 

 

103.

Manor Investment Funds

 

 

104.

MoA Funds Corporation

 

 

105.

Moerus Worldwide Value Fund, Series of Northern Lights Fund Trust IV

 

 

106.

Morgan Stanley ETF Trust

 

 

107.

Morgan Stanley Pathway Large Cap Equity ETF, Series of Morgan Stanley Pathway Funds

 

 

108.

Morgan Stanley Pathway Small-Mid Cap Equity ETF, Series of Morgan Stanley Pathway Funds

 

 

 

 

109.

Morningstar Funds Trust

 

 

110.

NEOS ETF Trust

 

 

111.

Niagara Income Opportunities Fund

 

 

112.

NXG Cushing® Midstream Energy Fund

 

 

113.

NXG NextGen Infrastructure Income Fund

 

 

114.

OTG Latin American Fund, Series of World Funds Trust

 

 

115.

Overlay Shares Core Bond ETF, Series of Listed Funds Trust

 

 

116.

Overlay Shares Foreign Equity ETF, Series of Listed Funds Trust

 

 

117.

Overlay Shares Hedged Large Cap Equity ETF, Series of Listed Funds Trust

 

 

118.

Overlay Shares Large Cap Equity ETF, Series of Listed Funds Trust

 

 

119.

Overlay Shares Municipal Bond ETF, Series of Listed Funds Trust

 

 

120.

Overlay Shares Short Term Bond ETF, Series of Listed Funds Trust

 

 

121.

Overlay Shares Small Cap Equity ETF, Series of Listed Funds Trust

 

 

122.

Palmer Square Funds Trust

 

 

123.

Palmer Square Opportunistic Income Fund

 

 

124.

Partners Group Private Income Opportunities, LLC

 

 

125.

Perkins Discovery Fund, Series of World Funds Trust

 

 

126.

Philotimo Focused Growth and Income Fund, Series of World Funds Trust

 

 

127.

Plan Investment Fund, Inc.

 

 

128.

Point Bridge America First ETF, Series of ETF Series Solutions

 

 

129.

Precidian ETFs Trust

 

 

130.

Rareview 2x Bull Cryptocurrency & Precious Metals ETF, Series of Collaborative Investment Series Trust

 

 

131.

Rareview Dynamic Fixed Income ETF, Series of Collaborative Investment Series Trust

 

 

132.

Rareview Systematic Equity ETF, Series of Collaborative Investment Series Trust

 

 

133.

Rareview Tax Advantaged Income ETF, Series of Collaborative Investment Series Trust

 

 

134.

Rareview Total Return Bond ETF, Series of Collaborative Investment Series Trust

 

 

135.

Renaissance Capital Greenwich Funds

 

 

136.

REX ETF Trust

 

 

137.

Reynolds Funds, Inc.

 

 

138.

RMB Investors Trust

 

 

139.

Robinson Opportunistic Income Fund, Series of Investment Managers Series Trust

 

 

140.

Robinson Tax Advantaged Income Fund, Series of Investment Managers Series Trust

 

 

141.

Roundhill Ball Metaverse ETF, Series of Listed Funds Trust

 

 

142.

Roundhill Cannabis ETF, Series of Listed Funds Trust

 

 

143.

Roundhill ETF Trust

 

 

144.

Roundhill Magnificent Seven ETF, Series of Listed Funds Trust

 

 

145.

Roundhill Sports Betting & iGaming ETF, Series of Listed Funds Trust

 

 

146.

Roundhill Video Games ETF, Series of Listed Funds Trust

 

 

147.

Rule One Fund, Series of World Funds Trust

 

 

148.

Russell Investments Exchange Traded Funds

 

 

149.

Securian AM Real Asset Income Fund, Series of Investment Managers Series Trust

 

 

150.

Six Circles Trust

 

 

151.

Sound Shore Fund, Inc.

 

 

152.

SP Funds Trust

 

 

153.

Sparrow Funds

 

 

154.

Spear Alpha ETF, Series of Listed Funds Trust

 

 

155.

STF Tactical Growth & Income ETF, Series of Listed Funds Trust

 

 

 

 

156.

STF Tactical Growth ETF, Series of Listed Funds Trust

 

 

157.

Strategic Trust

 

 

158.

Strategy Shares

 

 

159.

Swan Hedged Equity US Large Cap ETF, Series of Listed Funds Trust

 

 

160.

Tekla World Healthcare Fund

 

 

161.

Tema ETF Trust

 

 

162.

The 2023 ETF Series Trust

 

 

163.

The Community Development Fund

 

 

164.

The Cook & Bynum Fund, Series of World Funds Trust

 

 

165.

The Private Shares Fund

 

 

166.

The SPAC and New Issue ETF, Series of Collaborative Investment Series Trust

 

 

167.

Third Avenue Trust

 

 

168.

Third Avenue Variable Series Trust

 

 

169.

Tidal Trust I

 

 

170.

Tidal Trust II

 

 

171.

Tidal Trust III

 

 

172.

Tidal Trust IV

 

 

173.

TIFF Investment Program

 

 

174.

Timothy Plan High Dividend Stock ETF, Series of The Timothy Plan

 

 

175.

Timothy Plan International ETF, Series of The Timothy Plan

 

 

176.

Timothy Plan Market Neutral ETF, Series of The Timothy Plan

 

 

177.

Timothy Plan US Large/Mid Cap Core ETF, Series of The Timothy Plan

 

 

178.

Timothy Plan US Small Cap Core ETF, Series of The Timothy Plan

 

 

179.

Total Fund Solution

 

 

180.

Touchstone ETF Trust

 

 

181.

Trailmark Series Trust

 

 

182.

T-Rex 2X Inverse Bitcoin Daily Target ETF, Series of World Funds Trust

 

 

183.

T-Rex 2x Inverse Ether Daily Target ETF, Series of World Funds Trust

 

 

184.

T-Rex 2X Long Bitcoin Daily Target ETF, Series of World Funds Trust

 

 

185.

T-Rex 2x Long Ether Daily Target ETF

 

 

186.

U.S. Global Investors Funds

 

 

187.

Union Street Partners Value Fund, Series of World Funds Trust

 

 

188.

Vest Bitcoin Strategy Managed Volatility Fund, Series of World Funds Trust

 

 

189.

Vest S&P 500® Dividend Aristocrats Target Income Fund, Series of World Funds Trust

 

 

190.

Vest US Large Cap 10% Buffer Strategies Fund, Series of World Funds Trust

 

 

191.

Vest US Large Cap 20% Buffer Strategies Fund, Series of World Funds Trust

 

 

192.

Virtus Stone Harbor Emerging Markets Income Fund

 

 

193.

Volatility Shares Trust

 

 

194.

WEBs ETF Trust

 

 

195.

Wedbush Series Trust

 

 

196.

Wellington Global Multi-Strategy Fund

 

 

197.

Wilshire Mutual Funds, Inc.

 

 

198.

Wilshire Variable Insurance Trust

 

 

199.

WisdomTree Trust

 

 

200.

XAI Octagon Floating Rate & Alternative Income Term Trust

 

 

 

(b) To the best of the Registrant’s knowledge, the following are the Officers and Manager of the Distributor, the Registrant’s underwriter. The Distributor’s main business address is 190 Middle Street, Suite 301, Portland, Maine 04101.

 

Name

Address

Position with Underwriter

Position with Registrant

Teresa Cowan

190 Middle Street, Suite 301, Portland, ME  04101

President/Manager

None

Chris Lanza

190 Middle Street, Suite 301, Portland, ME  04101

Vice President

None

Kate Macchia

190 Middle Street, Suite 301, Portland, ME  04101

Vice President

None

Alicia Strout

190 Middle Street, Suite 301, Portland, ME  04101

Vice President and Chief Compliance Officer

None

Gabriel E. Edelman

190 Middle Street, Suite 301, Portland, ME  04101

Secretary

None

Susan L. LaFond

190 Middle Street, Suite 301, Portland, ME  04101

Treasurer

None

Weston Sommers

190 Middle Street, Suite 301, Portland, ME  04101

Financial and Operations Principal and Chief Financial Officer

None

 

(c) Not Applicable.

 

Item 33.

Location of Accounts and Records

 

Accounts, books and other documents required to be maintained by Section 31(a) [15 U.S.C. 80a-30(a)] and the rules under that section, are maintained by: Roundhill Financial Inc. 154 West 14th Street, 2nd Floor, New York, New York 10011; U.S. Bancorp Fund Services, LLC, 615 East Michigan Street, Milwaukee, Wisconsin 53202; U.S. Bank, N.A, 1555 North River Center Drive, Suite 302, Milwaukee, Wisconsin 53202; Foreside Fund Services LLC, 190 Middle Street, Suite 301, Portland, Maine 04101; and Exchange Traded Concepts, LLC, 10900 Hefner Pointe Drive, Suite 400, Oklahoma City, Oklahoma 73120.

 

Item 34.

Management Services

 

Not Applicable.

 

Item 35.

Undertakings

 

Not Applicable.

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirement for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized in the City of New York, and State of New York on September 1, 2026.

 

 

Roundhill ETF Trust

 

 

 

 

 

 

By:

/s/ Timothy Maloney

 

 

 

Timothy Maloney, Chairman of the Board of Trustees

 

 

Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Capacity

 

Date

 

 

 

/s/ Will Hershey

 

President

 

September 1, 2026

Will Hershey

 

(Principal Executive Officer)

 

 

 

 

 

/s/ Timothy Maloney

 

Treasurer and Chief Financial Officer

 

September 1, 2026

Timothy Maloney

 

(Principal Financial Officer and Principal Accounting Officer)

 

 

 

 

 

 

 

John Pesce*

 

Trustee

 

September 1, 2026

John Pesce

 

 

 

 

 

 

 

 

 

Felix Rivera*

 

Trustee

 

September 1, 2026

Felix Rivera

 

 

 

 

 

 

 

 

 

Jeffrey Youngman*

 

Trustee

 

September 1, 2026

Jeffrey Youngman

 

 

 

 

 

 

*

Original powers of attorney authorizing Will Hershey and Timothy Maloney to execute this Registration Statement, and amendments thereto, for each of the trustees of the Registrant on whose behalf this Registration Statement is executed, were previously executed and were filed as an exhibit and are incorporated by reference herein.

 

 

 

Index to Exhibits

 

(j)

Consent of Independent Registered Public Accounting Firm

 


ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

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