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Delaware
(State or other jurisdiction of
incorporation or organization) |
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46-4097528
(I.R.S. Employer
Identification Number) |
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Large accelerated filer
☐
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Accelerated filer
☐
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Non-accelerated filer
☒
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Smaller reporting company
☒
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Emerging growth company
☐
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| | | | | | SA-1 | | | |
| | | | | | SA-2 | | | |
| | | | | | SA-3 | | | |
| | | | | | SA-4 | | | |
| | | | | | SA-5 | | | |
| | | | | | SA-7 | | | |
| | | | | | SA-8 | | | |
| | | | | | SA-9 | | | |
| | | | | | SA-13 | | | |
| | | | | | SA-14 | | | |
| | | | | | SA-14 | | | |
| | | | | | SA-15 | | | |
| | | | | | SA-15 | | |
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Assumed public offering price per share
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| | | | | | | | | $ | 3.16 | | |
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Historical net tangible book value per share as of June 30, 2026
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| | | $ | 0.69 | | | | | | | | |
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Increase in as adjusted net tangible book value per share attributable to new investors purchasing shares in this offering
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| | | $ | 0.56 | | | | | | | | |
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As adjusted net tangible book value per share after giving effect to this offering
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| | | | | | | | | $ | 1.25 | | |
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Dilution per share to new investors purchasing shares in this offering
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| | | | | | | | | $ | 1.91 | | |
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SEC registration fee
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| | | $ | 55,240.00 | | |
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Printing and engraving
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(1)
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Accounting services
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(1)
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Legal fees of registrant’s counsel
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(1)
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Transfer agent’s, trustee’s and depositary’s fees and expenses
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(1)
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Miscellaneous
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(1)
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Total
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| | | $ | (1) | | |
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Exhibit No.
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Description
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1*
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| | Form of Underwriting Agreement | |
| | 1.2 | | | | |
| | 4.1 | | | Restated Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on June 2, 2025) | |
| | 4.2 | | | | |
| | 4.3 | | | | |
| | 4.4 | | | | |
| | 4.5 | | | | |
| | 4.6 | | | | |
| | 4.7 | | | | |
| | 4.8* | | | Form of Deposit Agreement | |
| | 4.9* | | | Form of Warrant Agreement | |
| | 4.10* | | | Form of Subscription Rights Agreement | |
| | 4.11* | | | Form of Purchase Contract Agreement | |
| | 4.12* | | | Form of Unit Agreement | |
| | 5.1 | | | | |
| | 23.1 | | | | |
| | 23.2 | | | | |
| | 24 | | | | |
| | 25.1** | | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of the Trustee under the Senior Indenture | |
| | 25.2** | | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of the Trustee under the Subordinated Indenture | |
| | 107 | | | |
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Signature
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Title
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Date
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/s/ Gilmore O’Neill
Gilmore O’Neill
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| | President and Chief Executive Officer and Director (principal executive officer) | | |
August 31, 2026
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/s/ Amy Parison
Amy Parison
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| | Senior Vice President and Chief Financial Officer (principal financial and accounting officer) | | |
August 31, 2026
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/s/ Jessica Hopfield
Jessica Hopfield, Ph.D.
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| | Chair of the Board | | |
August 31, 2026
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/s/ Bernadette Connaughton
Bernadette Connaughton
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| | Director | | |
August 31, 2026
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/s/ Patrick Ellinor
Patrick Ellinor, M.D., Ph.D.
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| | Director | | |
August 31, 2026
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Signature
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Title
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Date
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/s/ Andrew Hirsch
Andrew Hirsch
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| | Director | | |
August 31, 2026
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/s/ David Scadden
David Scadden, M.D.
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| | Director | | |
August 31, 2026
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