| Delaware | 26-1243872 | |
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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Large accelerated filer
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☐
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Accelerated filer
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☐
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Non-accelerated filer
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☒
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Smaller reporting company
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☒
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Emerging growth company
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☐
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File No.
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Date Originally Filed with the SEC |
Name of Equity Plan(s) or Agreement(s) | Shares of Common Stock |
|||
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April 13, 2017
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Tocagen Inc. 2009 Equity Incentive Plan
Tocagen Inc. 2017 Equity Incentive Plan
Tocagen Inc. 2017 Employee Stock Purchase Plan
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4,829,573 | ||||
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March 9, 2018
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Tocagen Inc. 2017 Equity Incentive Plan
Tocagen Inc. 2017 Employee Stock Purchase Plan
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994,128 | ||||
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February 28, 2019
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Tocagen Inc. 2017 Equity Incentive Plan
Tocagen Inc. 2017 Employee Stock Purchase Plan
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1,325,007 | ||||
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January 8, 2020
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Tocagen Inc. 2017 Equity Incentive Plan
Tocagen Inc. 2017 Employee Stock Purchase Plan
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1,194,962 | ||||
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August 11, 2020
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Forte Biosciences, Inc. 2020 Inducement Equity Incentive Plan
Forte Subsidiary, Inc. 2018 Equity Incentive Plan
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1,032,333 | ||||
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April 8, 2021
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Forte Biosciences, Inc. 2017 Equity Incentive Plan
Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
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813,224 | ||||
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June 24, 2022
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Forte Biosciences, Inc. 2021 Equity Incentive Plan
Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
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2,647,544 | ||||
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March 31, 2023
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Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
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210,000 | ||||
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April 12, 2024
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Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
Forte Biosciences, Inc. 2020 Inducement Equity Incentive Plan
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1,800,000 | ||||
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February 7, 2025
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Forte Biosciences, Inc. Amended and Restated 2021 Equity Incentive Plan
Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
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3,352,000 | ||||
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September 30, 2025
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Forte Biosciences, Inc. 2020 Inducement Equity Incentive Plan
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1,000,000 | ||||
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June 2, 2026
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Forte Biosciences, Inc. Amended and Restated 2021 Equity Incentive Plan
Forte Biosciences, Inc. 2017 Employee Stock Purchase Plan
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1,862,000 |
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Forte Biosciences, Inc.
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| Date: August 27, 2026 | By: | /s/ Hemamalini (Malini) Moorthy |
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Name: Hemamalini (Malini) Moorthy
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Title: Vice President and Secretary
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