144: Filer Information
| Filer CIK | 0002150051 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
| Form 144 Filer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 | |
FORM 144 |
| Filer CIK | 0002150051 |
| Filer CCC | XXXXXXXX |
| Is this a LIVE or TEST Filing? | LIVE TEST |
Submission Contact Information | |
| Name | |
| Phone | |
| E-Mail Address |
| Name of Issuer | Virtu Financial, Inc. |
| SEC File Number | 001-37352 |
| Address of Issuer | 1633 BROADWAY NEW YORK NEW YORK 10019 |
| Phone | 212-418-0100 |
| Name of Person for Whose Account the Securities are To Be Sold | AS & SO Investments LLC |
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account
the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given
as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales
for the account of the person filing this notice.
| |
| Relationship to Issuer | Officer |
| Title of the Class of Securities To Be Sold | Name and Address of the Broker | Number of Shares or Other Units To Be Sold | Aggregate Market Value | Number of Shares or Other Units Outstanding | Approximate Date of Sale | Name the Securities Exchange |
|---|---|---|---|---|---|---|
| Common | UBS SECURITIES LLC 11 Madison Avenue New York NY 10010 | 200000 | 12172300.00 | 88524968 | 08/20/2026 | NYSE |
| Title of the Class | Date you Acquired | Nature of Acquisition Transaction | Name of Person from Whom Acquired | Is this a Gift? | Date Donor Acquired | Amount of Securities Acquired | Date of Payment | Nature of Payment * |
|---|---|---|---|---|---|---|---|---|
| Common | 04/15/2015 | EMPLOYEE COMPENSATION | ISSUER | 200000 | 04/15/2015 | N/A |
| Nothing to Report |
| Remarks | On August 20, 2026, AS and SO Investments LLC (the VPF Entity) entered into a variable prepaid forward sale transaction with an unaffiliated bank (the Bank) pursuant to a separate Stock Purchase Agreement entered into between the VPF entity and the Bank, dated August 20, 2026 (the Agreement) relating to up to 200,000 shares of Class A Common Stock, Par value $0.00001 per share (Common Stock), of Virtu Financial, Inc. (the Issuer), or non voting common interest units of Virtu Financial LLC (Units), convertible into Common Stock of the Issuer, and obligating the VPF Entity to deliver to the Bank up to such number of shares of Common Stock or Units (or, at the VPF Entitys election, under certain circumstances, an equivalent amount of cash) to settle the applicable Agreement. |
| Date of Notice | 08/20/2026 |
ATTENTION: | |
| The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
| Signature | /s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for AS&SO Investments LLC |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) | |