The Securities and Exchange Commission has not necessarily
reviewed the information in this filing and has not determined
if it is accurate and complete.
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,171,514 | 64,300 | SH | DFND | 1,2,3 | 64,300 | 0 | 0 | |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 94,549,901 | 985,100 | SH | Call | DFND | 1,2,3 | 985,100 | 0 | 0 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 147,271,717 | 1,534,400 | SH | Put | DFND | 1,2,3 | 1,534,400 | 0 | 0 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | 1,816,200 | 6,000 | SH | Call | DFND | 1,2,3 | 6,000 | 0 | 0 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | 101,101,804 | 334,000 | SH | Put | DFND | 1,2,3 | 334,000 | 0 | 0 |
| DTE ENERGY CO | COM | 233331107 | 51,805,800 | 340,000 | SH | DFND | 1,2,3 | 340,000 | 0 | 0 | |
| NET POWER INC | *W EXP 06/08/202 | 64107A113 | 7,250 | 25,000 | SH | DFND | 1,2,3 | 25,000 | 0 | 0 | |
| NRG ENERGY INC | COM NEW | 629377508 | 10,224,200 | 70,000 | SH | DFND | 1,2,3 | 70,000 | 0 | 0 | |
| PG&E CORP | COM | 69331C108 | 29,435,000 | 1,750,000 | SH | DFND | 1,2,3 | 1,750,000 | 0 | 0 | |
| SANDISK CORP | COM | 80004C200 | 218,050,706 | 95,900 | SH | Put | DFND | 1,2,3 | 95,900 | 0 | 0 |
| XCEL ENERGY INC | COM | 98389B100 | 53,801,000 | 670,000 | SH | DFND | 1,2,3 | 670,000 | 0 | 0 | |