EFMT DEPOSITOR LLC ABS-15G

Exhibit 99.04 - Schedule 4

 

Loan ID Redaction ID Investor Loan ID Overall Initial Loan Grade Overall Final Loan Grade Credit Initial Loan Grade Credit Current/Final Loan Grade Compliance Initial Loan Grade Compliance Current/Final Loan Grade Property Initial Loan Grade Property Current/Final Loan Grade Queue Finding Code Date Created Date Modified Finding Status Event Level Initial Finding Grade Current/Final Finding Grade Finding Category Finding Sub Category Finding Name Finding Comments Seller Comments Resolution Comments Reviewer Comp Factor Originator Comp Factors Finding Documents Originator QM Status Final Reviewed QM Status Loan Amount Property State Occupancy Loan Purpose Refinance Purpose Acknowledged / WaivedBy Waiver in File? Unique Finding ID
XXXX 2138676 XXXX D B C B D A A A Closed FCRE1506 2026-01-20 13:48 2026-02-06 13:03 Resolved 1 - Information C A Credit QM-ATR Invalid Final QM Status - ATR/QM: Status Pending Resolved-DTI finding was waived. - Due Diligence Vendor-02/06/2026

Ready for Review-Document Uploaded. Exception was granted to allow a higher DTI. Please clear finding. - Seller-02/06/2026

Open-The Final Reviewed QM Status is 'ATR/QM: Status Pending' on a non-Business Purpose loan. DTI Exceeds maximum - Due Diligence Vendor-01/20/2026
Ready for Review-Document Uploaded. Exception was granted to allow a higher DTI. Please clear finding. - Seller-02/06/2026

Resolved-DTI finding was waived. - Due Diligence Vendor-02/06/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7184937
XXXX 2138676 XXXX D B C B D A A A Closed FCRE1193 2026-01-20 13:46 2026-02-06 13:00 Waived 2 - Non-Material C B Credit Eligibility Audited DTI Exceeds Guideline DTI Waived-Originator exception granted to allow 51.18% DTI exceeding guideline DTI of 50%. Non-material waiver applied to finding with compensating factors. - Due Diligence Vendor-02/06/2026

Ready for Review-Document Uploaded. Exception was granted to allow a higher DTI. Please clear finding. - Seller-02/06/2026

Open-Audited DTI of 51.18% exceeds Guideline DTI of 50% DTI Exceeds 50% - borrower does not meet the requirements for expanded DTI to 55% - Due Diligence Vendor-01/20/2026
Ready for Review-Document Uploaded. Exception was granted to allow a higher DTI. Please clear finding. - Seller-02/06/2026

Waived-Originator exception granted to allow 51.18% DTI exceeding guideline DTI of 50%. Non-material waiver applied to finding with compensating factors. - Due Diligence Vendor-02/06/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
6 months reserves
759 FICO
4.33 years at present address
XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA Originator Post-Close Yes 7184908
XXXX 2138676 XXXX D B C B D A A A Closed FCRE8013 2026-01-20 13:47 2026-01-29 15:09 Resolved 1 - Information C A Credit Eligibility Purchase Contract Issue Resolved-Received contract addendum showing the higher contributions - Due Diligence Vendor-01/29/2026

Ready for Review-Document Uploaded. Addendum for the seller's contribution of $15,500.00 provided. Please clear finding. - Seller-01/27/2026

Open-Loan Purpose is Purchase but Purchase Contract is only Partially Provided. Per the contract $7,500 in contributions were shown. The final CD shows $15,500 in contributions. A contract addendum showing the higher contributions is required.  - Due Diligence Vendor-01/20/2026
Ready for Review-Document Uploaded. Addendum for the seller's contribution of $15,500.00 provided. Please clear finding. - Seller-01/27/2026

Resolved-Received contract addendum showing the higher contributions - Due Diligence Vendor-01/29/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7184928
XXXX 2138676 XXXX D B C B D A A A Closed FCOM9998 2026-01-13 13:17 2026-01-29 10:41 Resolved 1 - Information C A Compliance TRID Closing Disclosure Issue Resolved-----Received explanation for different dates. Finding Resolved. - Due Diligence Vendor-01/29/2026
Ready for Review-Loan documents were originally executed on XXXX and the loan funded. It was noticed after the co-borrower's last name was misspelled, Escrow approved proceeding since the signatures were correct. The documents were re-executed to show the correct spelling of the co-borrower's last name. Please clear finding. - Seller-01/27/2026
Open-Please provide clarification of the exact closing date of loan. Documents reflect both XXXX and XXXX for closing dates.  Additional findings may apply. - Due Diligence Vendor-01/13/2026
Ready for Review-Loan documents were originally executed on XXXX and the loan funded. It was noticed after the co-borrower's last name was misspelled, Escrow approved proceeding since the signatures were correct. The documents were re-executed to show the correct spelling of the co-borrower's last name. Please clear finding. - Seller-01/27/2026
Resolved-----Received explanation for different dates. Finding Resolved. - Due Diligence Vendor-01/29/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7069863
XXXX 2138676 XXXX D B C B D A A A Closed finding-3617 2026-01-13 11:28 2026-01-29 10:38 Resolved 1 - Information C A Compliance TRID TRID Initial Closing Disclosure Date and Funding Date Validation Test Resolved-----Received explanation for different dates. Finding Resolved. - Due Diligence Vendor-01/29/2026
Ready for Review-Loan documents were originally executed on XXXX and the loan funded. It was noticed after the co-borrower's last name was misspelled, Escrow approved proceeding since the signatures were correct. The documents were re-executed to show the correct spelling of the co-borrower's last name. Please clear finding. - Seller-01/27/2026
Open-This loan failed the TRID closing disclosure date and funding date validation test.This loan contains a closing disclosure receipt date (or closing disclosure delivery date if receipt date was not provided) that is after the funding date. Please review the loan data to ensure the dates are in the correct fields. ----- Final CD shows disbursement date of XXXX, but closing date is XXXX. Provide evidence the loan did not disburse prior to closing.  
 - Due Diligence Vendor-01/13/2026
Ready for Review-Loan documents were originally executed on XXXX and the loan funded. It was noticed after the co-borrower's last name was misspelled, Escrow approved proceeding since the signatures were correct. The documents were re-executed to show the correct spelling of the co-borrower's last name. Please clear finding. - Seller-01/27/2026
Resolved-----Received explanation for different dates. Finding Resolved. - Due Diligence Vendor-01/29/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7065315
XXXX 2138676 XXXX D B C B D A A A Closed FCRE1510 2026-01-13 13:20 2026-01-29 10:28 Resolved 1 - Information C A Credit Closing Issues exist on the Mortgage Document (Deed of Trust) Resolved-Received DOT with explanation the DOT was re-executed on XXXX due to the co-borrower's last name being missed spelled. - Due Diligence Vendor-01/26/2026
Ready for Review-Document Uploaded. The DOT was re-executed on XXXX due to the co-borrower's last name being missed spelled. Please clear finding. - Seller-01/23/2026
Open-There are Issues Present on the Mortgage Document (Deed of Trust) that must be addressed. 2 notes in file one signed on XXXX, one signed on XXXX. - Due Diligence Vendor-01/13/2026
Ready for Review-Document Uploaded. The DOT was re-executed on XXXX due to the co-borrower's last name being missed spelled. Please clear finding. - Seller-01/23/2026
Resolved-Received DOT with explanation the DOT was re-executed on XXXX due to the co-borrower's last name being missed spelled. - Due Diligence Vendor-01/26/2026
Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7069989
XXXX 2138676 XXXX D B C B D A A A Closed FCRE1509 2026-01-13 13:10 2026-01-29 10:27 Resolved 1 - Information C A Credit Closing Issues exist on the Note Document Resolved-Received Note with explanation Note was re-signed on XXXX due to the co-borrower's last name being spelled incorrectly. - Due Diligence Vendor-01/26/2026
Ready for Review-Document Uploaded. Note was re-signed on XXXX due to the co-borrower's last name being spelled incorrectly. Please clear finding. - Seller-01/23/2026
Open-There are Issues Present on the Note that must be addressed. 2 notes in file one signed on XXXX, one signed on XXXX. - Due Diligence Vendor-01/13/2026
Ready for Review-Document Uploaded. Note was re-signed on XXXX due to the co-borrower's last name being spelled incorrectly. Please clear finding. - Seller-01/23/2026
Resolved-Received Note with explanation Note was re-signed on XXXX due to the co-borrower's last name being spelled incorrectly. - Due Diligence Vendor-01/26/2026
Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7069560
XXXX 2138676 XXXX D B C B D A A A Closed finding-3634 2026-01-13 11:28 2026-01-26 08:53 Resolved 1 - Information C A Compliance TRID Charges That Cannot Increase Test Resolved-----Received COC dated XXXX. Finding Resolved. - Due Diligence Vendor-01/26/2026
Ready for Review-Document Uploaded. COC for tax transfer tax provided, please clear finding. - Seller-01/23/2026
Open-This loan failed the charges that cannot increase test.  (12 CFR §1026.19(e)(3)(i))The loan contains charges that exceed the good faith determination according to §1026.19(e)(3)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $178.00.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §1026.19(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §1026.19(e)(1)(i). ----- Zero (0%) tolerance fees increased by $178 (Transfer Taxes) without a valid COC in file. Provide a valid and timely COC for increase OR evidence of refund to borrower or principal reduction in the amount of $178, post-close CD, LOE and evidence of delivery to borrower within 60 days of consummation date. Statute of Limitations - 1 Year(s); Expiration Date: XXXX.
 - Due Diligence Vendor-01/13/2026
Ready for Review-Document Uploaded. COC for tax transfer tax provided, please clear finding. - Seller-01/23/2026

Resolved-----Received COC dated XXXX. Finding Resolved. - Due Diligence Vendor-01/26/2026
Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7065310
XXXX 2138676 XXXX D B C B D A A A Closed FCOM1233 2026-01-13 10:29 2026-01-26 08:48 Resolved 1 - Information D A Compliance Missing Doc The Final 1003 is Incomplete Resolved-Received corrected Final 1003. Finding Resolved. - Due Diligence Vendor-01/26/2026

Ready for Review-Document Uploaded. Completed 1003 provided, please clear finding. - Seller-01/23/2026

Open-The Final 1003 is Incomplete Borrower 1 Section 5: Declaration M left incomplete.  - Due Diligence Vendor-01/13/2026
Ready for Review-Document Uploaded. Completed 1003 provided, please clear finding. - Seller-01/23/2026

Resolved-Received corrected Final 1003. Finding Resolved. - Due Diligence Vendor-01/26/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 680 Borrower has 759 Required is 680 Borrower has 759

LTV is less than guideline maximum - Required is 80 Borrower has 74.98 Required is 80 Borrower has 74.98
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 7062307
XXXX 2137549 XXXX C A A A C A A A Closed FCOM1978 2026-02-17 08:17 2026-03-02 08:26 Resolved 1 - Information C A Compliance TRID Missing Intent to Proceed Resolved-Received executed ITP.  FInding resolved. - Due Diligence Vendor-03/02/2026

Ready for Review-Document Uploaded. intent to proceed - Seller-02/27/2026

Open-Intent to Proceed is not executed- There are fees on the final CD that are POC and borrower's signed intent to proceed is missing from file. - Due Diligence Vendor-02/17/2026
Ready for Review-Document Uploaded. intent to proceed - Seller-02/27/2026

Resolved-Received executed ITP.  FInding resolved. - Due Diligence Vendor-03/02/2026

Qualifying DTI below maximum allowed - Required is 50 Borrower has 42.28 Required is 50 Borrower has 42.28

Qualifying FICO score is at least 20 points above minimum for program - Required is 660 Borrower has 781 Required is 660 Borrower has 781
  XXXX QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXX XX Second Home Purchase NA N/A N/A 7649897
XXXX 2137550 XXXX A A A A A A A A             A A                   QM: Safe Harbor APOR (APOR SH) QM: Safe Harbor APOR (APOR SH) XXXX XX Primary Residence Purchase NA      
XXXX 2147762 XXXX D A D A A A A A Closed FCRE7011 2026-03-18 10:35 2026-03-26 17:47 Resolved 1 - Information C A Credit Insurance Rent Loss Coverage is Insufficient or Missing Resolved-Received evidence of sufficient Rent Loss. - Due Diligence Vendor-03/26/2026

Ready for Review-Document Uploaded. Income protection = property income (ie.: rent). 50k coverage is more than 6 months of rent. - Seller-03/25/2026

Counter-Received policy reflecting $50k income protection limit. Insufficient rent loss coverage as 6 months coverage required. - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded. rent loss is 50k - Seller-03/20/2026

Open-Rent Loss Coverage is Insufficient or Missing. - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded. Income protection = property income (ie.: rent). 50k coverage is more than 6 months of rent. - Seller-03/25/2026

 Ready for Review-Document Uploaded. rent loss is 50k - Seller-03/20/2026

Resolved-Received evidence of sufficient Rent Loss. - Due Diligence Vendor-03/26/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8183382
XXXX 2147762 XXXX D A D A A A A A Closed FCRE1158 2026-03-18 10:35 2026-03-26 17:47 Resolved 1 - Information D A Credit Missing Doc Hazard Insurance Policy is Partial Resolved-Received HOI premium and reflecting paid on settlement statement. - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded.  - Seller-03/20/2026

Open-Hazard Insurance Policy (Or HO-6 Insurance Policy if Subject Property is a Condo) is only Partially Provided Missing premium amount on Declarations page - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded.  - Seller-03/20/2026

Resolved-Received HOI premium and reflecting paid on settlement statement. - Due Diligence Vendor-03/23/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8183383
XXXX 2147762 XXXX D A D A A A A A Closed FCRE1206 2026-03-18 10:40 2026-03-23 17:05 Resolved 1 - Information C A Credit Eligibility All Interested Parties Not Checked with Exclusionary Lists Resolved-Received updated fraud report reflecting all interested parties. - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded.  - Seller-03/20/2026

Open-All Interested Parties Not Checked with Exclusionary Lists missing title; title company  - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded.  - Seller-03/20/2026

Resolved-Received updated fraud report reflecting all interested parties. - Due Diligence Vendor-03/23/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8183469
XXXX 2147762 XXXX D A D A A A A A Closed FCRE1204 2026-03-18 10:40 2026-03-23 17:05 Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Received updated fraud report reflecting all interested parties. - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded.  - Seller-03/20/2026

Open-Fraud Report Shows Uncleared Alerts high alerts  - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded.  - Seller-03/20/2026

Resolved-Received updated fraud report reflecting all interested parties. - Due Diligence Vendor-03/23/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8183470
XXXX 2147762 XXXX D A D A A A A A Closed FCRE0700 2026-03-18 07:52 2026-03-23 17:03 Resolved 1 - Information D A Credit Missing Doc Closing Detail Statement Document is Missing Resolved-Received final settlement statement - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded.  - Seller-03/20/2026

Open-Closing Detail Statement Document is Missing and subject property is an Investment property. Closing Detail Statement Document is Missing - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded.  - Seller-03/20/2026

Resolved-Received final settlement statement - Due Diligence Vendor-03/23/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8179934
XXXX 2147762 XXXX D A D A A A A A Closed FCRE1182 2026-03-18 11:01 2026-03-23 16:51 Resolved 1 - Information B A Credit Missing Doc Approval/Underwriting Summary Not Provided Resolved-Received underwriting summary.   - Due Diligence Vendor-03/23/2026

Ready for Review-Document Uploaded.  - Seller-03/20/2026

Open-Missing Approval/Underwriting Summary - Due Diligence Vendor-03/18/2026
Ready for Review-Document Uploaded.  - Seller-03/20/2026

Resolved-Received underwriting summary.   - Due Diligence Vendor-03/23/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 700 Borrower has 788

DSCR % greater than 1.20 - DSCR 1.38
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8183979
XXXX 2176980 XXXX C A C A C A A A Closed finding-3634 2026-04-20 10:24 2026-04-29 10:51 Resolved 1 - Information C A Compliance TRID Charges That Cannot Increase Test Resolved-Received COC for increase in fees. Finding Resolved. - Due Diligence Vendor-04/29/2026
Ready for Review-Document Uploaded. COC for loan discount points XXXX provided. Please clear. - Seller-04/28/2026
Counter-Received COC's and applied.  Discount points increased again on initial CD XXXX going from $4075 to $8150 without a valid COC.  Provide a valid and timely COC for increase OR evidence of refund to borrower or principal reduction in the amount of $4,0750.00, post-close CD, LOE and evidence of delivery to borrower within 60 days of consummation date. Statute of Limitations - 3 Year(s); Expiration Date: XXXX. - Due Diligence Vendor-04/27/2026
Ready for Review-Document Uploaded. COCs for loan discount points, appraisal fee and appraisal reinspection fee provided. As for the notary fee, this is a purchase transaction. The borrower is provided the option to choose the provider for title services including for signing. On initial disclosures, XXXX provided the provider XXXX for title and settlement services. The borrower, instead, chose the firms XXXX for title services and XXXX for the signing. Because the borrower chose their own provider, the 0% tolerance fee limits no longer apply to these fees. No refund is owed.  - Seller-04/27/2026
Open-This loan failed the charges that cannot increase test.  (12 CFR §1026.19(e)(3)(i))The loan contains charges that exceed the good faith determination according to §1026.19(e)(3)(i).One or more of the final charges exceed the comparable amount. Your total tolerance violation is $4,350.00.Please see the Tolerance Comparison Table that displays the Charges That Cannot Increase for a comparison of the data between the provided disclosures.An estimated closing cost disclosed pursuant to §1026.19(e) is in good faith if the charge paid by or imposed on the consumer does not exceed the amount originally disclosed under §1026.19(e)(1)(i). ----- Zero (0%) tolerance fees increased by $4,350.00 (Points, Appraisal Fee, Appraisal Reinspection Fee, Notary Fee) without a valid COC in file. Provide a valid and timely COC for increase OR evidence of refund to borrower or principal reduction in the amount of $4,350.00, post-close CD, LOE and evidence of delivery to borrower within 60 days of consummation date. Statute of Limitations - 3 Year(s); Expiration Date: XXXX. - Due Diligence Vendor-04/20/2026
Ready for Review-Document Uploaded. COC for loan discount points XXXX provided. Please clear. - Seller-04/28/2026
 Ready for Review-Document Uploaded. COCs for loan discount points, appraisal fee and appraisal reinspection fee provided. As for the notary fee, this is a purchase transaction. The borrower is provided the option to choose the provider for title services including for signing. On initial disclosures, XXXX provided the provider XXXX for title and settlement services. The borrower, instead, chose the firms XXXX for title services and XXXX for the signing. Because the borrower chose their own provider, the 0% tolerance fee limits no longer apply to these fees. No refund is owed.  - Seller-04/27/2026
Resolved-Received COC for increase in fees. Finding Resolved. - Due Diligence Vendor-04/29/2026

Months Reserves exceed minimum required - 38 months reserves documented, no reserves required

Qualifying FICO score is at least 20 points above minimum for program - Required is 640 Borrower has 784
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 8767745
XXXX 2176980 XXXX C A C A C A A A Closed FPRO1249 2026-04-22 08:52 2026-04-28 13:16 Resolved 1 - Information C A Credit Eligibility Neighborhood Location Not Allowed for Program Resolved- Originator states subject is not Rural based upon a property is considered rural or not, taking multiple factors into consideration. This property is located 15 minutes from the City of XXXX which provides all normal urban amenities (shopping, dining, entertainment), per appraisal the neighborhood is 25%-75% built up, and also has public electricity. Given these characteristics, XXXX determined that this property is not rural per our guidelines.  - Due Diligence Vendor-04/28/2026
Ready for Review-Per XXXX guidelines, XXXX makes the determination of whether a property is considered rural or not, taking multiple factors into consideration. This property is located 15 minutes from the City of XXXX which provides all normal urban amenities (shopping, dining, entertainment), per appraisal the neighborhood is 25%-75% built up, and also has public electricity. Given these characteristics, XXXX determined that this property is not rural per our guidelines. Please clear finding.  - Seller-04/27/2026
Open-Primary Value Valuation Neighborhood Location Not Allowed for Program Loan is considered rural by appraiser and TPR. Provide confirmation that originator did not categorize the property as rural, if determined to be rural, additional findings may apply  - Due Diligence Vendor-04/22/2026
Ready for Review-Per XXXX guidelines, XXXX makes the determination of whether a property is considered rural or not, taking multiple factors into consideration. This property is located 15 minutes from the City of XXXX which provides all normal urban amenities (shopping, dining, entertainment), per appraisal the neighborhood is 25%-75% built up, and also has public electricity. Given these characteristics, XXXX determined that this property is not rural per our guidelines. Please clear finding.  - Seller-04/27/2026
Resolved- Originator states subject is not Rural based upon a property is considered rural or not, taking multiple factors into consideration. This property is located 15 minutes from the City of XXXX which provides all normal urban amenities (shopping, dining, entertainment), per appraisal the neighborhood is 25%-75% built up, and also has public electricity. Given these characteristics, XXXX determined that this property is not rural per our guidelines.  - Due Diligence Vendor-04/28/2026
Months Reserves exceed minimum required - 38 months reserves documented, no reserves required

Qualifying FICO score is at least 20 points above minimum for program - Required is 640 Borrower has 784
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 8815683
XXXX 2177005 XXXX C A C A A A A A Closed FCRE0157 2026-04-22 11:00 2026-04-30 14:19 Resolved 1 - Information C A Credit Eligibility Loan does not meet guideline requirements for loans listed for sale Resolved-Document Uploaded. Received confirmation from the lender that the seasoning was approved. - Due Diligence Vendor-04/30/2026
Counter-Documentation for improvement cost provided.  Guidelines require 2nd Signature by UW managers. Additional findings may apply. - Due Diligence Vendor-04/29/2026
Ready for Review-Document Uploaded. 1 - this is an internal review by management and proceeding with the loan is confirmation of approval. 2 - the documented improvements provided. Please clear. - Seller-04/27/2026
Open-Loan does not meet guideline requirements for loans listed for sale.  Property was purchased XXXX, currently appraised at  XXXX.
1) Property that has been purchased in the last 12 months and experiences a value increase of more than 100% of the purchase price requires 2nd signature by UW manager.  Missing second signature.
2) If the property was purchased 6 months ago or less, the max LTV is 75%. The property must be occupied by a tenant (not currently vacant). If the property is vacant, the loan amount will be limited to the purchase price plus documented improvements.  Property is vacant, documentation of improvements is required. - Due Diligence Vendor-04/22/2026
Ready for Review-Document Uploaded. 1 - this is an internal review by management and proceeding with the loan is confirmation of approval. 2 - the documented improvements provided. Please clear. - Seller-04/27/2026

Resolved-Document Uploaded. Received confirmation from the lender that the seasoning was approved. - Due Diligence Vendor-04/30/2026

DSCR =/> 1.00 and minimum is 0.85 or Less - . Required is 0.75 Borrower has 1.13

Months Reserves exceed minimum required - 12 months reserves documented, 6 months required
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8818619
XXXX 2177016 XXXX C A C A A A A A Closed FCRE8702 2026-04-22 07:08 2026-05-04 11:50 Resolved 1 - Information C A Credit Borrower Business Entity Formation Document is Incomplete Resolved-Received Articles of Organization. - Due Diligence Vendor-05/04/2026

Ready for Review-Document Uploaded. articles uploaded - Seller-05/01/2026

Counter-Received Operating Agreement.  Please provide Articles of Incorporation.   - Due Diligence Vendor-04/30/2026

Ready for Review-Document Uploaded. op agreement for review - Seller-04/29/2026

Open-The Business Entity Formation Document is incomplete Per the conditional approval condition # 125, Articles of Organization, EIN, and Operating Agreement are required for loans closed in LLC. The EIN and a verification of Good Standing were identified in the file. The Articles of Organization and Operating Agreement were not identified in the file. These are required documents.  - Due Diligence Vendor-04/22/2026
Ready for Review-Document Uploaded. articles uploaded - Seller-05/01/2026

 Ready for Review-Document Uploaded. op agreement for review - Seller-04/29/2026

Resolved-Received Articles of Organization. - Due Diligence Vendor-05/04/2026

Qualifying FICO score is at least 20 points above minimum for program - Required is 620 Borrower has 779

LTV is less than guideline maximum - Required is 80 Borrower has 69.6
  XXXX ATR/QM: Exempt ATR/QM: Exempt XXXX XX Investment Refinance Cash Out - Other N/A N/A 8813745
XXXX 2176983 XXXX C A C A C A C A Closed finding-3352 2026-04-24 11:15 2026-07-27 11:46 Resolved 1 - Information C A Compliance Points & Fees Higher-Priced Mortgage Loan Test Resolved- Loan contains full appraisal and escrows, meeting HPML compliance - Due Diligence Vendor-07/27/2026

Open-This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z.While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.  - Due Diligence Vendor-04/24/2026
  Resolved- Loan contains full appraisal and escrows, meeting HPML compliance - Due Diligence Vendor-07/27/2026

On time mortgage history exceeds guideline requirement - 0x30x12 in the past 22 months

Months Reserves exceed minimum required - 20.58 months reserves exceed required 0 by 20.58 months

Qualifying DTI below maximum allowed - DTI 19.95% is lower than allowable 50% Required is 50 Borrower has 19.95
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Refinance Cash Out - Other N/A N/A 8867403
XXXX 2176983 XXXX C A C A C A C A Closed FCRE1506 2026-04-24 19:40 2026-07-27 11:05 Resolved 1 - Information C A Credit QM-ATR Invalid Final QM Status - ATR/QM: Status Pending Resolved-Upon further review, the loan file contained all required documentation.   - Due Diligence Vendor-05/06/2026
Ready for Review-Can you please advise what additional debt is noted? I see your figures but it seems XXXX is aware of the specific amount of the debt you are looking for verification for.  - Seller-05/04/2026
Counter- Originator DTI 23.20%/ Audit 19.95%. Missing proof of additional debt noted by lender per audit. Total Income XXXX-Subject expense XXXX., Total other monthly debt XXXX, Total Monthly expenses XXXX.  Additional conditions may apply.  
 - Due Diligence Vendor-05/04/2026
Ready for Review-please advise what document is needed? - Seller-05/01/2026
Open-The Final Reviewed QM Status is 'ATR/QM: Status Pending' on a non-Business Purpose loan. Missing documentation for additional totaling Lending DTI ratio. Additional conditions may apply, pending review. - Due Diligence Vendor-04/24/2026
Ready for Review-Can you please advise what additional debt is noted? I see your figures but it seems XXXX is aware of the specific amount of the debt you are looking for verification for.  - Seller-05/04/2026
 Ready for Review-please advise what document is needed? - Seller-05/01/2026
Resolved-Upon further review, the loan file contained all required documentation.   - Due Diligence Vendor-05/06/2026

On time mortgage history exceeds guideline requirement - 0x30x12 in the past 22 months

Months Reserves exceed minimum required - 20.58 months reserves exceed required 0 by 20.58 months

Qualifying DTI below maximum allowed - DTI 19.95% is lower than allowable 50% Required is 50 Borrower has 19.95
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Refinance Cash Out - Other N/A N/A 8878456
XXXX 2176983 XXXX C A C A C A C A Closed FPRO1137 2026-04-24 18:58 2026-05-04 11:14 Resolved 1 - Information C A Property Appraisal The appraiser was not licensed (Primary Value) Resolved-Primary Value appraiser's license was effective prior to the Valuation Date and expired after the Valuation Date Or Primary Valuation Is Not Selected Or Appraiser License Dates Are Not Provided - Due Diligence Vendor-05/04/2026
Ready for Review-Document Uploaded. this is incorrect, before the renewal, the effective date of the appraisal was XXXX and signed XXXX the license was good through 4/25 please clear.  - Seller-05/01/2026
Open-Primary Value appraiser's license was not effective prior to the Valuation Date or expired prior to the Valuation Date Appraiser's license was not effective prior to the Valuation Date. - Due Diligence Vendor-04/24/2026
Ready for Review-Document Uploaded. this is incorrect, before the renewal, the effective date of the appraisal was XXXX and signed XXXX the license was good through 4/25 please clear.  - Seller-05/01/2026
Resolved-Primary Value appraiser's license was effective prior to the Valuation Date and expired after the Valuation Date Or Primary Valuation Is Not Selected Or Appraiser License Dates Are Not Provided - Due Diligence Vendor-05/04/2026

On time mortgage history exceeds guideline requirement - 0x30x12 in the past 22 months

Months Reserves exceed minimum required - 20.58 months reserves exceed required 0 by 20.58 months

Qualifying DTI below maximum allowed - DTI 19.95% is lower than allowable 50% Required is 50 Borrower has 19.95
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Refinance Cash Out - Other N/A N/A 8878051
XXXX 2176983 XXXX C A C A C A C A Closed finding-3532 2026-04-24 11:15 2026-05-01 15:05 Resolved 1 - Information C A Compliance TRID Initial Closing Disclosure Delivery Date Test Resolved-Received borrower's acknowledgment of CD. - Due Diligence Vendor-05/01/2026
Ready for Review-Document Uploaded. please find signed CD  - Seller-05/01/2026
Open-This loan failed the initial closing disclosure delivery date test due to one of the following findings:( 12 CFR §1026.19(f)(1)(ii) )The initial closing disclosure delivery date is provided and the initial closing disclosure method of delivery is marked as either:"XXXX" or "Electronic Delivery" or blank, and the initial closing disclosure delivery date is less than six business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; or"In Person" and the initial closing disclosure delivery date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transaction; orThe initial closing disclosure receipt date is provided and the initial closing disclosure receipt date is less than three business days (counting all calendar days except Sunday and specified legal public holidays) before the consummation date, or closing / settlement date if no consummation date is provided, of the transactionThe creditor shall ensure that the consumer receives the disclosures required under paragraph §1026.19(f)(1)(i) no later than three business days before consummation. Initial CD XXXX is not signed and there is no evidence in file to determine if it was provided to borrower at least three days prior to closing date of XXXX. Statute of Limitations 3 years- Expiration date is XXXX. - Due Diligence Vendor-04/24/2026
Ready for Review-Document Uploaded. please find signed CD  - Seller-05/01/2026

Resolved-Received borrower's acknowledgment of CD. - Due Diligence Vendor-05/01/2026

On time mortgage history exceeds guideline requirement - 0x30x12 in the past 22 months

Months Reserves exceed minimum required - 20.58 months reserves exceed required 0 by 20.58 months

Qualifying DTI below maximum allowed - DTI 19.95% is lower than allowable 50% Required is 50 Borrower has 19.95
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Refinance Cash Out - Other N/A N/A 8867402
XXXX 2171411 XXXX D B C B D A A A Closed FCOM1231 2026-05-27 15:25 2026-05-29 07:17 Resolved 1 - Information D A Compliance Missing Doc The Initial 1003 is Missing Resolved-Received 1003 and explanation for dates. Finding Resolved. - Due Diligence Vendor-05/29/2026
Ready for Review-disclosures/ 1003 were prepared and sent out on the 17th... that was a Friday... borrower reviewed and executed on Monday the 20th ... there should not be an issue with this... - Seller-05/28/2026
Counter-Please provide explanation as to why initial 1003 is signed by borrower and LOE on XXXX, but all initial documents are dated XXXX. - Due Diligence Vendor-05/28/2026
Ready for Review-Document Uploaded. initial 1003 - Seller-05/27/2026
Open-The Initial 1003 is Missing Initial 1003 in file is signed XXXX by both borrower and originator with initial docs being dated XXXX. Please provide Initial 1003 dated by originator to clarify application date. - Due Diligence Vendor-05/27/2026
Ready for Review-disclosures/ 1003 were prepared and sent out on the 17th... that was a Friday... borrower reviewed and executed on Monday the 20th ... there should not be an issue with this... - Seller-05/28/2026

 Ready for Review-Document Uploaded. initial 1003 - Seller-05/27/2026

Resolved-Received 1003 and explanation for dates. Finding Resolved. - Due Diligence Vendor-05/29/2026

Qualifying DTI below maximum allowed - Required is 43 Borrower has 3.62

LTV is less than guideline maximum - Required is 85 Borrower has 70

Months Reserves exceed minimum required - -266 months reserves and 0 required.

Residual Income =/> 1.5 times $3,500 monthly residual income - -400+ times minimum required

Verified employment history exceeds guidelines - -Borrower has been a same line of work for 8 years.
  XXXX Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 9405809
XXXX 2171411 XXXX D B C B D A A A Closed FCRE1197 2026-05-27 15:55 2026-05-28 16:20 Waived 2 - Non-Material C B Credit Eligibility Audited FICO is less than Guideline FICO Waived-Originator waiver applied to non material finding with comp factors - Due Diligence Vendor-05/28/2026

Open-Audited FICO of 600 is less than Guideline FICO of 640 - Due Diligence Vendor-05/28/2026
  Waived-Originator waiver applied to non material finding with comp factors - Due Diligence Vendor-05/28/2026

Qualifying DTI below maximum allowed - Required is 43 Borrower has 3.62

LTV is less than guideline maximum - Required is 85 Borrower has 70

Months Reserves exceed minimum required - -266 months reserves and 0 required.

Residual Income =/> 1.5 times $3,500 monthly residual income - -400+ times minimum required

Verified employment history exceeds guidelines - -Borrower has been a same line of work for 8 years.
Loan to value 10% or more
total debt 10% or more
Reserves 12+months more
Residual income $3k or more.
  Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA Originator Post-Close Yes 9407034
XXXX 2171411 XXXX D B C B D A A A Closed FCRE1199 2026-05-27 13:31 2026-05-28 15:21 Resolved 1 - Information C A Credit Eligibility Audited Loan Amount is greater than Guideline Maximum Loan Amount Resolved-Audited Loan Amount is less than or equal to the Guideline Maximum Loan Amount of $3000000 - Due Diligence Vendor-05/28/2026
Open-Audited Loan Amount is greater than the Guideline Maximum Loan Amount of $1500000 non perm resident max loan amount is $1,500,000. per XXXX matrix. - Due Diligence Vendor-05/27/2026
  Resolved-Audited Loan Amount is less than or equal to the Guideline Maximum Loan Amount of $3000000 - Due Diligence Vendor-05/28/2026

Qualifying DTI below maximum allowed - Required is 43 Borrower has 3.62

LTV is less than guideline maximum - Required is 85 Borrower has 70

Months Reserves exceed minimum required - -266 months reserves and 0 required.

Residual Income =/> 1.5 times $3,500 monthly residual income - -400+ times minimum required

Verified employment history exceeds guidelines - -Borrower has been a same line of work for 8 years.
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 9403068
XXXX 2171411 XXXX D B C B D A A A Closed finding-3352 2026-05-27 10:07 2026-05-27 16:24 Resolved 1 - Information C A Compliance Points & Fees Higher-Priced Mortgage Loan Test Resolved-loan meets HPML requirements for appraisal and full escrows. - Due Diligence Vendor-05/27/2026

Open-This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z.While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met.  - Due Diligence Vendor-05/27/2026
  Resolved-loan meets HPML requirements for appraisal and full escrows. - Due Diligence Vendor-05/27/2026

Qualifying DTI below maximum allowed - Required is 43 Borrower has 3.62

LTV is less than guideline maximum - Required is 85 Borrower has 70

Months Reserves exceed minimum required - -266 months reserves and 0 required.

Residual Income =/> 1.5 times $3,500 monthly residual income - -400+ times minimum required

Verified employment history exceeds guidelines - -Borrower has been a same line of work for 8 years.
    Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA N/A N/A 9396459
XXXX 2171411 XXXX D B C B D A A A Closed FCRE8201 2026-05-27 13:33 2026-05-27 16:23 Waived 2 - Non-Material C B Credit Eligibility Loan does not conform to program guidelines Waived-Originator exception granted, waiver applied with comp factors.
 - Due Diligence Vendor-05/27/2026

Open-Lender exception for primary residence vesting an LLC
and for fico score of 600 however per matrix allows 600 min score. - Due Diligence Vendor-05/27/2026
  Waived-Originator exception granted, waiver applied with comp factors.
 - Due Diligence Vendor-05/27/2026

Qualifying DTI below maximum allowed - Required is 43 Borrower has 3.62

LTV is less than guideline maximum - Required is 85 Borrower has 70

Months Reserves exceed minimum required - -266 months reserves and 0 required.

Residual Income =/> 1.5 times $3,500 monthly residual income - -400+ times minimum required

Verified employment history exceeds guidelines - -Borrower has been a same line of work for 8 years.
Reserves over 12 mos.
  Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA Originator Post-Close Yes 9403106
XXXX 2175455 XXXX C B C B A A A A Closed FCRE1199 2026-06-10 16:57 2026-06-11 08:42 Waived 2 - Non-Material C B Credit Eligibility Audited Loan Amount is greater than Guideline Maximum Loan Amount Waived-Originator exception granted to allow loan amount over max allowed. Non-material waiver applied with comp factors. Deemed non-material due to strong comp factors. - Due Diligence Vendor-06/11/2026
Open-Audited Loan Amount is greater than the Guideline Maximum Loan Amount of $3000000 Exception for Loan Amount XXXX - Due Diligence Vendor-06/10/2026
  Waived-Originator exception granted to allow loan amount over max allowed. Non-material waiver applied with comp factors. Deemed non-material due to strong comp factors. - Due Diligence Vendor-06/11/2026

Qualifying FICO score is at least 20 points above minimum for program - Min FICO is 660 Borrower has 725 Required is 680 Borrower has 725

Months Reserves exceed minimum required - Required reserves 9 months. Borrower has 18 months reserves. 

-Less than 100 Payment Shock
-FICO 20 point or more above requirement
- Reserves 12+ months mor than requirement
-Residual income $3000 or more
-Long Term Employment (> 5 years)
  Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA Originator Post-Close Yes 9670734
XXXX 2175455 XXXX C B C B A A A A Closed FCRE1194 2026-06-10 16:57 2026-06-11 08:40 Waived 2 - Non-Material C B Credit Eligibility Audited LTV Exceeds Guideline LTV Waived-Originator exception granted to allow LTV over guidelines . Non-material waiver applied with comp factors. Deemed non-material due to only 2.16% over max allowed - Due Diligence Vendor-06/11/2026

Open-Audited LTV of 72.16% exceeds Guideline LTV of 70% Exception request: Exception for 72.165% and file is I/O. - Due Diligence Vendor-06/10/2026
  Waived-Originator exception granted to allow LTV over guidelines . Non-material waiver applied with comp factors. Deemed non-material due to only 2.16% over max allowed - Due Diligence Vendor-06/11/2026

Qualifying FICO score is at least 20 points above minimum for program - Min FICO is 660 Borrower has 725 Required is 680 Borrower has 725

Months Reserves exceed minimum required - Required reserves 9 months. Borrower has 18 months reserves. 
Comp Factors:
-Less than 100 Payment Shock
-FICO 20 point or more above requirement
- Reserves 12+ months mor than requirement
-Residual income $3000 or more
-Long Term Employment (> 5 years)
  Non-QM: Lender documented all ATR UW factors Non-QM: Lender documented all ATR UW factors XXXX XX Primary Residence Purchase NA Originator Post-Close Yes 9670735