S-3 424B7 EX-FILING FEES 333-298200 0001302215 HOULIHAN LOKEY, INC. N/A N/A 0001302215 2026-08-12 2026-08-12 0001302215 1 2026-08-12 2026-08-12 0001302215 2 2026-08-12 2026-08-12 0001302215 3 2026-08-12 2026-08-12 iso4217:USD xbrli:pure xbrli:shares

Calculation of Filing Fee Tables

S-3

HOULIHAN LOKEY, INC.

Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable

Security Type

Security Class Title

Fee Calculation or Carry Forward Rule

Amount Registered

Proposed Maximum Offering Price Per Unit

Maximum Aggregate Offering Price

Fee Rate

Amount of Registration Fee

Carry Forward Form Type

Carry Forward File Number

Carry Forward Initial Effective Date

Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward

Newly Registered Securities
Fees to be Paid
Fees Previously Paid
Carry Forward Securities
Carry Forward Securities 1 Equity Class A Common Stock, $0.001 par value per share 415(a)(6) 82,353 $ 9,630,359.82 S-3 333-273952 08/11/2023 $ 1,421.44
Carry Forward Securities 2 Equity Class A Common Stock, $0.001 par value per share 415(a)(6) 255,422 $ 47,288,829.08 S-3 333-273952 08/11/2023 $ 7,239.92
Carry Forward Securities 3 Equity Class A Common Stock, $0.001 par value per share 415(a)(6) 27,303 $ 4,495,711.98 S-3 333-273952 08/11/2023 $ 620.86

Total Offering Amounts:

$ 61,414,900.88

$ 0.00

Total Fees Previously Paid:

$ 0.00

Total Fee Offsets:

$ 0.00

Net Fee Due:

$ 0.00

Offering Note

1

(1) Pursuant to Rule 416 under the Securities Act of 1933, as amended (the "Securities Act"), Registration Statement on Form S-3ASR (Registration No. 333-298200) also covers any additional securities issuable in connection with any stock split, stock dividend, or similar transaction with respect to the securities being registered pursuant to that registration statement. (2) Houlihan Lokey, Inc. (the "Company") previously registered the offer and sale of shares of Class A common stock by means of prospectus supplements filed pursuant to Rule 424(b)(7) under the Securities Act on December 20, 2023, December 9, 2024 and February 25, 2026 (collectively, the "Prior Prospectus Supplements"), in each case pursuant to the Company's registration statement on Form S-3ASR (File No. 333-273952) filed with the Securities and Exchange Commission ("SEC") on August 11, 2023 (the "Prior Registration Statement"). The Prior Prospectus Supplements registered 174,335 shares, 715,659 shares and 32,421 shares of Class A common stock, respectively, and in connection with the filing of the Prior Prospectus Supplements the Company made contemporaneous fee payments in the amounts of $3,009.09, $20,285.31 and $737.24, respectively. Of the shares of Class A common stock registered pursuant to the Prior Prospectus Supplements, 82,353 shares, 255,422 shares and 27,303 shares, respectively (or 365,078 shares of Class A common stock in the aggregate), remain unsold, having an offering price of $9,630,359.82, $47,288,829.08 and $4,495,711.98, respectively (or an aggregate offering price of $61,414,900.88) (collectively, the "Carry Forward Securities"), with respect to which the Company previously paid registration fees of $1,421.44, $7,239.92 and $620.86, respectively (or $9,282.22 in the aggregate). Pursuant to Rule 415(a)(6), the offering of the Carry Forward Securities under the Prior Registration Statement was deemed terminated as of the immediate effectiveness of the Company's new registration statement on Form S-3ASR (File No. 333-298200) filed with the SEC on August 10, 2026. The registration fees previously paid in connection with the Carry Forward Securities continue to be applied to such securities, and accordingly no registration fee is due in connection with the filing of this prospectus supplement.

2

(1) Pursuant to Rule 416 under the Securities Act of 1933, as amended (the "Securities Act"), Registration Statement on Form S-3ASR (Registration No. 333-298200) also covers any additional securities issuable in connection with any stock split, stock dividend, or similar transaction with respect to the securities being registered pursuant to that registration statement. (2) Houlihan Lokey, Inc. (the "Company") previously registered the offer and sale of shares of Class A common stock by means of prospectus supplements filed pursuant to Rule 424(b)(7) under the Securities Act on December 20, 2023, December 9, 2024 and February 25, 2026 (collectively, the "Prior Prospectus Supplements"), in each case pursuant to the Company's registration statement on Form S-3ASR (File No. 333-273952) filed with the Securities and Exchange Commission ("SEC") on August 11, 2023 (the "Prior Registration Statement"). The Prior Prospectus Supplements registered 174,335 shares, 715,659 shares and 32,421 shares of Class A common stock, respectively, and in connection with the filing of the Prior Prospectus Supplements the Company made contemporaneous fee payments in the amounts of $3,009.09, $20,285.31 and $737.24, respectively. Of the shares of Class A common stock registered pursuant to the Prior Prospectus Supplements, 82,353 shares, 255,422 shares and 27,303 shares, respectively (or 365,078 shares of Class A common stock in the aggregate), remain unsold, having an offering price of $9,630,359.82, $47,288,829.08 and $4,495,711.98, respectively (or an aggregate offering price of $61,414,900.88) (collectively, the "Carry Forward Securities"), with respect to which the Company previously paid registration fees of $1,421.44, $7,239.92 and $620.86, respectively (or $9,282.22 in the aggregate). Pursuant to Rule 415(a)(6), the offering of the Carry Forward Securities under the Prior Registration Statement was deemed terminated as of the immediate effectiveness of the Company's new registration statement on Form S-3ASR (File No. 333-298200) filed with the SEC on August 10, 2026. The registration fees previously paid in connection with the Carry Forward Securities continue to be applied to such securities, and accordingly no registration fee is due in connection with the filing of this prospectus supplement.

3

(1) Pursuant to Rule 416 under the Securities Act of 1933, as amended (the "Securities Act"), Registration Statement on Form S-3ASR (Registration No. 333-298200) also covers any additional securities issuable in connection with any stock split, stock dividend, or similar transaction with respect to the securities being registered pursuant to that registration statement. (2) Houlihan Lokey, Inc. (the "Company") previously registered the offer and sale of shares of Class A common stock by means of prospectus supplements filed pursuant to Rule 424(b)(7) under the Securities Act on December 20, 2023, December 9, 2024 and February 25, 2026 (collectively, the "Prior Prospectus Supplements"), in each case pursuant to the Company's registration statement on Form S-3ASR (File No. 333-273952) filed with the Securities and Exchange Commission ("SEC") on August 11, 2023 (the "Prior Registration Statement"). The Prior Prospectus Supplements registered 174,335 shares, 715,659 shares and 32,421 shares of Class A common stock, respectively, and in connection with the filing of the Prior Prospectus Supplements the Company made contemporaneous fee payments in the amounts of $3,009.09, $20,285.31 and $737.24, respectively. Of the shares of Class A common stock registered pursuant to the Prior Prospectus Supplements, 82,353 shares, 255,422 shares and 27,303 shares, respectively (or 365,078 shares of Class A common stock in the aggregate), remain unsold, having an offering price of $9,630,359.82, $47,288,829.08 and $4,495,711.98, respectively (or an aggregate offering price of $61,414,900.88) (collectively, the "Carry Forward Securities"), with respect to which the Company previously paid registration fees of $1,421.44, $7,239.92 and $620.86, respectively (or $9,282.22 in the aggregate). Pursuant to Rule 415(a)(6), the offering of the Carry Forward Securities under the Prior Registration Statement was deemed terminated as of the immediate effectiveness of the Company's new registration statement on Form S-3ASR (File No. 333-298200) filed with the SEC on August 10, 2026. The registration fees previously paid in connection with the Carry Forward Securities continue to be applied to such securities, and accordingly no registration fee is due in connection with the filing of this prospectus supplement.

Table 2: Fee Offset Claims and Sources ☑Not Applicable
Registrant or Filer Name Form or Filing Type File Number Initial Filing Date Filing Date Fee Offset Claimed Security Type Associated with Fee Offset Claimed Security Title Associated with Fee Offset Claimed Unsold Securities Associated with Fee Offset Claimed Unsold Aggregate Offering Amount Associated with Fee Offset Claimed Fee Paid with Fee Offset Source
Rules 457(b) and 0-11(a)(2)
Fee Offset Claims
Fee Offset Sources
Rule 457(p)
Fee Offset Claims
Fee Offset Sources
Table 3: Combined Prospectuses ☑Not Applicable

Security Type

Security Class Title

Amount of Securities Previously Registered

Maximum Aggregate Offering Price of Securities Previously Registered

Form Type

File Number

Initial Effective Date

Narrative Disclosure
The maximum aggregate offering price of the securities to which the prospectus relates is $61,414,900.88. The prospectus is a final prospectus for the related offering.