| Form |
|
| REGISTRATION STATEMENT |
|
| UNDER THE SECURITIES ACT OF 1933 |
☒ |
| Post-Effective Amendment No. 2 |
☒ |
| and |
|
| REGISTRATION STATEMENT |
|
| UNDER THE INVESTMENT COMPANY ACT OF 1940 |
☒ |
| Amendment No. 218 |
☒ |
| Approximate Date of Proposed Public Offering: Continuous | |
| It is proposed that this filing will become effective: | |
| ☐ |
immediately upon filing pursuant to paragraph (b) of Rule 485 |
| ☒ |
on August 7, 2026 pursuant to paragraph (b) of Rule 485 |
| ☐ |
60 days after filing pursuant to paragraph (a)(1) of Rule 485 |
| ☐ |
on (date) pursuant to paragraph (a)(1) of Rule 485 |
| If appropriate, check the following box: | |
| ☐ |
This post-effective amendment designates a new date for a previously filed post-effective amendment. |
| PERIODIC CHARGES OTHER THAN FUNDS’ OPERATING EXPENSES | ||
| Charge |
When Charge Is Deducted |
Amount Deducted |
| •Without the Extended No Lapse Guarantee Rider3 • |
|
Charge per $1,000 of Face Amount Amount Guaranteed Maximum: $ per month Minimum: $ per month $0.13467 per month Charge per $1,000 of Face Amount Guaranteed Maximum: $ per month Minimum: $ per month $0.11749 per month (Initial Charge is based on the issue ages, genders, classes of risk, and Face Amount at issue) |
| Riders | ||
| Charge |
When Charge Is Deducted |
Amount Deducted |
| |
|
Guaranteed Maximum: charged as an annual percentage of the Separate Account Value Current: annual percentage of the Separate Account Value |
| |
|
Charge per month per $1,000 of EPR Face Amount Minimum and Maximum Guaranteed Charge: $ Minimum and Maximum Current Charge: $0.00001—$ $0.00012 per month for the first Policy Year $0.00012 per month for the first Policy Year |
| Riders | ||
| Charge |
When Charge Is Deducted |
Amount Deducted |
| Maximum |
|
Charge per month per $1,000 of rider Term Face Amount Minimum and Maximum Guaranteed Charge: $ Minimum and Maximum Current Charge: $0.01503—$ $0.20515 per month for the first Policy Year $0.04546 per month for the first Policy Year |
| Name of Benefit |
Purpose |
Is this Benefit Standard or Optional? |
Brief Description of Restrictions/ Limitations |
| |
|
|
|
| Name of Benefit |
Purpose |
Is this Benefit Standard or Optional? |
Brief Description of Restrictions/ Limitations |
| |
|
|
|
| |
|
|
|
| |
|
|
|
| Name of Benefit |
Purpose |
Is this Benefit Standard or Optional? |
Brief Description of Restrictions/ Limitations |
| |
|
|
|
| Policy Year |
Premiums Paid |
ENLG Required Premium |
ENLG Test Passed? |
Cash Surrender Value |
Monthly Deduction Charges |
ENLG Keeps Policy Inforce? |
| 1 |
$200 |
$200 |
Yes |
$50 |
$50 |
Yes |
| 2 |
$200 |
$200 |
Yes |
$100 |
$50 |
Yes |
| 3 |
$200 |
$200 |
Yes |
$50 |
$50 |
Yes |
| 4 |
$0 |
$200 |
No |
$0 |
$50 |
No |
| 5 |
$0 |
$200 |
No |
-$50 |
$50 |
No |
| 6 |
$0 |
$200 |
No |
-$100 |
$50 |
No |
| Policy Year |
Annual Rider Charge |
Total Rider Charge |
Life Insurance Benefit |
| 1 |
$0.12 |
$0.12 |
$0 |
| 2 |
$0.48 |
$0.60 |
$0 |
| 3 |
$0.84 |
$1.44 |
$100,000 |
| 4 |
$0 |
$1.44 |
$0 |
| 5 |
$0 |
$1.44 |
$0 |
| Policy Year |
Annual Rider Charge |
Total Rider Charge |
Life Insurance Benefit |
| 1 |
$54.60 |
$54.60 |
$0 |
| 2 |
$83.40 |
$138.00 |
$0 |
| 3 |
$99.72 |
$237.72 |
$0 |
| 4 |
$117.96 |
$355.68 |
$0 |
| 5 |
$140.40 |
$496.08 |
$0 |
| 6 |
$161.64 |
$657.72 |
$0 |
| 7 |
$186.72 |
$844.44 |
$100,000 |
| 8 |
$0 |
$844.44 |
$0 |
| (a) |
Board of Directors Resolution. |
| (a)(1) |
|
| (b) |
Custodian Agreements. Not applicable. |
| (c) |
Underwriting Contracts. |
| (c)(1) |
|
| (c)(2) |
|
| (c)(3) |
|
| (c)(4) |
|
| (d) |
Contracts. |
| (d)(1) |
|
| (d)(2) |
|
| (d)(3) |
|
| (d)(4) |
|
| (d)(5) |
|
| (d)(6) |
| (d)(7) |
|
| (d)(8) |
|
| (d)(9) |
|
| (d)(10) |
|
| (e) |
Applications. |
| (e)(1) |
|
| (f) |
Depositor’s Certificate of Incorporation and By-Laws. |
| (f)(1) |
|
| (f)(1)(a) |
|
| (f)(2) |
|
| (f)(2)(a) |
|
| (f)(2)(b) |
|
| (g) |
Reinsurance Contracts- Not Applicable. |
| (h) |
Participation Agreements. |
| (h)(1) |
|
| (h)(2) |
| (h)(23) |
|
| (i) |
Administrative Contracts. |
| (i)(1) |
|
| (i)(2) |
|
| (i)(3) |
|
| (i)(4) |
|
| (i)(5) |
|
| (i)(6) |
|
| (i)(7) |
|
| (i)(8) |
|
| (i)(9) |
|
| (i)(10) |
| (i)(21) |
|
| (i)(22) |
|
| (i)(23) |
|
| (i)(24) |
|
| (i)(25) |
|
| (i)(26) |
|
| (j) |
Other Material Contracts. |
| (j)(1) |
|
| (k) |
Legal Opinion. |
| (k)(1) |
|
| (l) |
Actuarial Opinion. Not applicable. |
| (m) |
Calculation. Not applicable. |
| (n) |
Other Opinions. |
| (n)(1) |
|
| (o) |
Omitted Financials Statements. Not applicable. |
| (p) |
Initial Capital Agreements. Not applicable. |
| (q) |
Redeemability Exemption. |
| (q)(1) |
|
| (r) |
Form of Initial Summary Prospectus - Not applicable. |
| Name: |
Title: |
| DeSanto, Craig L. |
Chairman, Chief Executive Officer & President |
| Anderson, Erik A. |
Director, Senior Vice President & Chief Actuary |
| Feldstein, Eric M. |
Director, Executive Vice President & Chief Financial Officer |
| Hendry, Thomas A. |
Director, Senior Vice President & Treasurer |
| Kravitz, Jodi L. |
Director, Senior Vice President & Actuary |
| McDonnell, Michael K. |
Director, Senior Vice President, General Counsel & Chief Legal Officer |
| Miller, Amy |
Director, Senior Vice President, Deputy General Counsel & Assistant Secretary |
| Sabal, Craig A. |
Senior Vice President, Chief Investment Officer & Chief Derivatives Officer |
| Chen, Angela |
Senior Vice President & Controller |
| Ball, Aaron |
Executive Vice President |
| Karaoglan, Alain M. |
Executive Vice President |
| Soni, Deepa |
Executive Vice President & Chief Information Officer |
| Abramo, Stephen |
Senior Vice President |
| Albarella, Joel I. |
Senior Vice President |
| Arita, Darin C. |
Senior Vice President |
| Berlin, Scott L. |
Senior Vice President |
| Bopp, Kevin M. |
Senior Vice President |
| Brill, Elizabeth K. |
Senior Vice President & Actuary |
| Budhwani, Reshma |
Senior Vice President & Chief Information Security Officer |
| Casanova, Ramon |
Senior Vice President |
| Colon, Wilfred R. |
Senior Vice President |
| Cooney, Colleen C. |
Senior Vice President |
| Cronin, Maureen A. |
Senior Vice President, Deputy General Counsel, Chief Investment Counsel & Assistant Secretary |
| Cruz, David |
Senior Vice President |
| Drinkard, Kenneth R. |
Senior Vice President & General Auditor |
| Formon, William |
Senior Vice President |
| Frederick, Robert R. |
Senior Vice President |
| Gennaro, Paul J. |
Senior Vice President |
| Glynn, Kevin M. |
Senior Vice President |
| Gupta, Tina |
Senior Vice President |
| Harte, Francis Michael |
Senior Vice President |
| Herwig, Julie E. |
Senior Vice President |
| Hu, Amy |
Senior Vice President |
| Huang, Dylan W. |
Senior Vice President |
| James, Cheryl |
Senior Vice President & Deputy General Counsel |
| Khalil, Saad A. |
Senior Vice President |
| Kuhl Sarrubbo, Amanda L. |
Senior Vice President |
| Lenz, Scott L. |
Senior Vice President, Deputy General Counsel & Chief Tax Counsel |
| Leonard, Jason P. |
Senior Vice President |
| McClain, Keith B. |
Senior Vice President |
| Mian, Farhad A. |
Senior Vice President |
| Micucci, Alison H. |
Senior Vice President |
| Navarro, Kathleen |
Senior Vice President |
| Nesle, Heather M. |
Senior Vice President |
| Nguyen, Mychael A. |
Senior Vice President |
| O’Hanlon, Thomas P. |
Senior Vice President |
| Patel, Hiran |
Senior Vice President |
| Putnam, Roger L. |
Senior Vice President |
| Name: |
Title: |
| Rodgers, Joanne H. |
Senior Vice President |
| Rosenthal, Benjamin L. |
Senior Vice President & Chief Risk Officer |
| Sabal, Craig A. |
Senior Vice President, Chief Investment Officer & Chief Derivatives Officer |
| Schwartz, Rachel S. |
Senior Vice President, Deputy General Counsel & Chief Insurance Counsel |
| Simonetti, Richard P. |
Senior Vice President |
| Taylor, Todd |
Senior Vice President |
| Tillotson, Sandra G. |
Senior Vice President & Chief Compliance Officer |
| Virendra, Sonali |
Senior Vice President |
| Walsh, Edward C. |
Senior Vice President |
| Williams, Brian D. |
Senior Vice President |
| Wion, Matthew D. |
Senior Vice President |
| Abdelkader, Farid |
Vice President & Associate General Auditor |
| Albano, Angelina |
Vice President |
| Almiroudis, Demetra |
Vice President |
| Armstrong, Vivian |
Vice President |
| Ascione, Mitchell P. |
Vice President |
| Bain, Karen A. |
Vice President |
| Ballman, Cheryl |
Vice President |
| Becher, Eric R. |
Vice President |
| Behar, Paul |
Vice President |
| Beligotti, Jeffrey |
Vice President |
| Ben-Ami, Kevin A. |
Vice President & Associate General Counsel |
| Black, Meaghan |
Vice President |
| Boccio, John |
Vice President |
| Bonavitacola, Erica B. |
Vice President |
| Borisenko, Evgueni |
Vice President & Actuary |
| Boyd IV, Robert L. |
Vice President |
| Braut, Stephen A. |
Vice President |
| Bredikis, Scott |
Vice President |
| Breslin, Christopher J. |
Vice President |
| Brobston, Irena S. |
Vice President |
| Brochard, Gabrielle |
Vice President & Actuary |
| Brotherton, Diane M. |
Vice President |
| Brown, Justin E. |
Vice President |
| Caminiti, Philip E. |
Vice President |
| Carbone, Jeanne M. |
Vice President & Actuary |
| Carey, Christopher H. |
Vice President |
| Carrig, Erica E. |
Vice President & Associate General Counsel |
| Chan, David |
Vice President, Associate General Counsel & Assistant Secretary |
| Chan, Vee-En |
Vice President |
| Chasen, Jo-Anne S. |
Vice President |
| Cherpelis, George S. |
Vice President |
| Choi, Edward |
Vice President |
| Chua, Albert |
Vice President & Actuary |
| Citera, Frank |
Vice President |
| Civello, Alisa M. |
Vice President |
| Cobaj, Skender |
Vice President |
| Cohen, Andrew J. |
Vice President |
| Cole, Kerry A. |
Vice President |
| Collins, Maria V. |
Vice President |
| Colton, Andrew |
Vice President & Actuary |
| Cole, Kerry |
Vice President & Managing Director |
| Name: |
Title: |
| Contey, Allison |
Vice President |
| Conti, Jane S. |
Vice President |
| Cooper, Natalie |
Vice President |
| Council, Catherine |
Vice President |
| Crawford, Thomas |
Vice President & Actuary |
| Cristello, Cindy |
Vice President |
| Danzig, Jeff |
Vice President & Actuary |
| Dave, Ushir |
Vice President |
| Davidowitz, Aron B. |
Vice President |
| Davis, Juliet |
Vice President |
| Del Bello, Timothy |
Vice President |
| DelGreco, Phylliss A. |
Vice President & Associate General Counsel |
| DiCalogero, John V. |
Vice President |
| DiCarmine, Kristen |
Vice President |
| DiRago, John C. |
Vice President |
| Donner, Andrew |
Vice President |
| Donohue, Robert P. |
Vice President & Assistant Treasurer |
| Duarte, Deborah |
Vice President |
| Eppink, Jr., Richard H. |
Vice President |
| Facinelli, Joanne S. |
Vice President |
| Feeney, Brendan L. |
Vice President |
| Feinberg, Amarya |
Vice President & Actuary |
| Ferreira, Leandra C. |
Vice President |
| Fitzgerald, Christopher P. |
Vice President |
| Fong, Michael |
Vice President & Actuary |
| Fox, Ryan D. |
Vice President |
| Freeman, Lisa A. |
Vice President |
| Fromm, Paul |
Vice President |
| Froshiesar, Donn |
Vice President |
| Gallagher, Erin M. |
Vice President |
| Gamble, Michael |
Vice President |
| Gangemi, Thomas J. |
Vice President |
| Gao, J. Kevin |
Vice President & Associate General Counsel |
| Gill, Sandra |
Vice President |
| Gleason, Kevin M. |
Vice President |
| Gloede, Brian P. |
Vice President |
| Goel, Prakhar |
Vice President |
| Goldstein, Andrew |
Vice President |
| Goldstein, Paul Z. |
Vice President & Associate General Counsel |
| Gostling, Page H. |
Vice President |
| Gunda, Kishore |
Vice President |
| Hajducek, Laura |
Vice President |
| Hale, Rachel |
Vice President & Actuary |
| Hammie, Tyrin |
Vice President |
| Han, Wen Wei |
Vice President & Actuary |
| Hanley, Dale A. |
Vice President |
| Hayden, Adam C. |
Vice President |
| Healy, Brendan J. |
Vice President |
| Hekmat, Saba |
Vice President |
| Henderson, Loyd T. |
Vice President |
| Hoffman, Eric S. |
Vice President |
| Hom, John |
Vice President |
| Name: |
Title: |
| Huang, Angela |
Vice President & Actuary |
| Hyland, Meredith K. |
Vice President |
| Ingham, Scott |
Vice President & Assistant Secretary |
| Jackson, Eric |
Vice President |
| Jackson, Zerlina R. |
Vice President |
| James, Jack A. |
Vice President |
| Johnston, Todd C. |
Vice President |
| Kakkanattu, Manuel M. |
Vice President |
| Katti, Rohit R. |
Vice President |
| Kelly, Christopher P. |
Vice President & Associate General Auditor |
| Klatell, Jeremy N. |
Vice President, Associate General Counsel & Chief Litigation Counsel |
| Kowal, Neha |
Vice President |
| Kula, Michael |
Vice President & Actuary |
| Kyan, Raymond |
Vice President |
| Larkin, Colleen E. |
Vice President & Assistant Secretary |
| Laugesen, Katie |
Vice President |
| Lee, Young |
Vice President |
| Lewis, Sean S. |
Vice President |
| Lewis, Tanner |
Vice President |
| Lin, Donald K. |
Vice President |
| Long, Harry Scott |
Vice President |
| Lunny, Ryan |
Vice President |
| Lynn, Eric J. |
Vice President & Actuary |
| Machols, Jeffrey J. |
Vice President |
| Madgett, Sean |
Vice President |
| Mancuso, Joseph M. |
Vice President |
| Marcel, Imari |
Vice President |
| Marinaccio, Ralph S. |
Vice President |
| Martello, Virginia C. |
Vice President |
| Martin, Trina |
Vice President |
| McGilberry, Brent |
Vice President |
| McKeon, John |
Vice President & Actuary |
| McNamara, Stephen J. |
Vice President & Actuary |
| McNulty, Stephen B. |
Vice President |
| Melka, Frank David |
Vice President |
| Micun, Pawel |
Vice President |
| Mitra, Debapriya |
Vice President |
| Moo-Young, Jillian |
Vice President |
| Mosquera, Jaime |
Vice President & Actuary |
| Mount, William J. |
Vice President |
| Mujala, Maambo |
Vice President |
| Mwaramba, Rutendo |
Vice President & Actuary |
| Nair, Dinesh K. |
Vice President |
| Nayar, Ridhika |
Vice President |
| Newman, Jennifer |
Vice President |
| Ng, Ching (Andrew) |
Vice President & Actuary |
| Noah (Vega), Megan |
Vice President |
| O'Brien, Daniel J. |
Vice President |
| O'Hearn, Claudine C. |
Vice President |
| O’Neill, Kathleen |
Vice President, Associate General Counsel, & Assistant Secretary |
| Orban, Rachel |
Vice President, Associate General Counsel, & Assistant Secretary |
| Orselli, Francesco |
Vice President |
| Name: |
Title: |
| Panganiban, Maria E. |
Vice President |
| Paone, Jonathan T. |
Vice President |
| Pavone, Joseph |
Vice President |
| Perrotti, Anthony R. |
Vice President |
| Perry, Valerie L. |
Vice President |
| Perseghin, Andrew J. |
Vice President |
| Petersen, Todd |
Vice President & Actuary |
| Pizzute, Robert J. |
Vice President |
| Poli, Christopher |
Vice President |
| Portnoy, Michael |
Vice President |
| Power, Kevin J. |
Vice President |
| Printz, Marina |
Vice President |
| Quarella, Anthony |
Vice President & Actuary |
| Quartararo, Paul |
Vice President |
| Rajendran, Paul P. |
Vice President |
| Rangachar, Raghu |
Vice President & Actuary |
| Rao, Achuth |
Vice President |
| Rice, Scott |
Vice President |
| Riven, Inga |
Vice President & Actuary |
| Rodgers, Kathryn A. |
Vice President |
| Rodrigue, Kyle |
Vice President |
| Rodriguez, Joseph P. |
Vice President |
| Rosenblum, Tal |
Vice President |
| Rotondo, Richard |
Vice President |
| Roy, Jennifer M. |
Vice President |
| Rubin, Janis C. |
Vice President |
| Sabo, Phillip J. |
Vice President |
| Saltaformaggio, Christian P. |
Vice President |
| Salvatore, Daniel |
Vice President |
| Sarma, Samar |
Vice President |
| Schirizzo, Michael |
Vice President |
| Scozzafava, Mark J. |
Vice President |
| Seaman, Brian |
Vice President |
| Seewald, Scott R. |
Vice President |
| Seguin, Brian |
Vice President |
| Serdyuk, Elena |
Vice President |
| Seyb, Sean M. |
Vice President |
| Shah, Chintan T. |
Vice President |
| Shan, YiYi |
Vice President |
| Shapiro, Natalie |
Vice President |
| Sharma, Vikas |
Vice President |
| Shaub, Sarah |
Vice President |
| Sherman, Eric C. |
Vice President & Actuary |
| Sherman, Nancy G. |
Vice President |
| Singh, Jacqueline |
Vice President |
| Smith, Kevin M. |
Vice President |
| Solazzo, Amy L. |
Vice President |
| Sommer, Kenneth M. |
Vice President |
| Standbridge, Elizabeth A. |
Vice President |
| Steelman, Elliot H. |
Vice President |
| Stengel, Agustin |
Vice President |
| Stricoff, Celine |
Vice President |
| Name: |
Title: |
| Strutton, Rebecca |
Vice President & Associate General Counsel |
| Suh, Hannah L. |
Vice President & Actuary |
| Suryapranata, Monica |
Vice President |
| Sverdlov, Michael |
Vice President |
| Tamayo-Sanchez, Angelica |
Vice President |
| Teixeira, Daniel S. |
Vice President |
| Thomas, Robert W. |
Vice President |
| Tillinghast, Mark E. |
Vice President |
| Tobin, Michael |
Vice President |
| Todorov, Natalia |
Vice President |
| Tomassi, Deborah A. |
Vice President |
| Torrey, Arthur S. |
Vice President |
| Tripi, Stephen A. |
Vice President |
| Tyndell, Elizabeth A. |
Vice President |
| Vandegrift, Jr., Donald P. |
Vice President & Associate General Counsel |
| Versastegui, Victor A. |
Vice President |
| Vinson, Stephen B. |
Vice President |
| Waelti, Linus |
Vice President & Actuary |
| Wall, Joseph E. |
Vice President |
| Wang, Ching C. |
Vice President |
| Warga, Regina |
Vice President |
| Warner, S. Andre |
Vice President & Associate General Counsel |
| Weatherman, Aaron |
Vice President & Actuary |
| Wei, Helen |
Vice President |
| Weiss, Jennifer M. |
Vice President |
| Whites, Jr., Charles A. |
Vice President & Associate General Counsel |
| Wickwire, Brian D. |
Vice President |
| Williams, Matthew |
Vice President |
| Wilson, Michael E. |
Vice President |
| Wolf, Madeline A. |
Vice President |
| Wong, Judy |
Vice President & Actuary |
| Wood, Melissa |
Vice President |
| Wulwick, Jacqueline N. |
Vice President |
| Yashnyk, Michael A. |
Vice President |
| Yenko, Elizabeth M. |
Vice President |
| Zaman, Nabeed |
Vice President |
| Zeng, Paul |
Vice President & Actuary |
| Meade, Colleen A. |
Associate General Counsel & Secretary |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| MSVEF II Investor LLC |
(Delaware) |
(NYLIC: 85%, NYLIAC: 15%) |
| MSVEF Investor LLC |
(Delaware) |
|
| MSVEF Feeder LP |
(Delaware) |
(55.56%) |
| MSVEF REIT LLC |
(Delaware) |
(55.56%) |
| Madison Square Value Enhancement Fund LP (“MSVEFLP”) |
(Delaware) |
(51%) |
| MSVEF-MF Evanston GP LLC |
(Delaware) |
(51%) |
| MSVEF-MF Evanston IL LP |
(Delaware) |
(51%) |
| MSVEF-IND Commerce 303 GP LLC |
(Delaware) |
|
| MSVEF-IND Commerce 303 AZ LP |
(Delaware) |
|
| MSVEF-SW Commerce 303 JV LP |
(Delaware) |
(95%) |
| MSVEF-MF Pennbrook Station GP LLC |
(Delaware) |
(51%) |
| MSVEF-MF Pennbrook Station PA LP |
(Delaware) |
(MSVEFLP: 51%; GPLLC: 0%) |
| MSVEF-MF Burrough’s Mill GP LLC |
(Delaware) |
(MSVEFLP: 100%) |
| MSVEF-MF Burrough’s Mill NJ LP |
(Delaware) |
(MSVEFLP: 50%) |
| MSVEF-MF Gramercy JV GP LLC |
(Delaware) |
|
| MSVEF-MF Gramercy OH LP |
(Delaware) |
(MSVEFLP: 100%; GPLLC: 0%) |
| MSVEF-CR Gramercy JV LP |
(Delaware) |
(75%) |
| MSVEF-CR Gramercy Owner GP LLC |
(Delaware) |
|
| MSVEF-CR Gramercy Owner LP |
(Delaware) |
(JV: 99.9%; GP/LLC: 0.1%) |
| New York Life Group Insurance Company of NY (“NYLG”) |
(New York) |
|
| Life Insurance Company of North America |
(Pennsylvania) |
|
| LINA Benefit Payments, Inc. |
(Delaware) |
|
| New York Life Benefit Payments LLC |
(Delaware) |
|
| NYL Real Assets LLC |
(Delaware) |
|
| NYL Emerging Manager LLC |
(Delaware) |
|
| NYL Wind Investments LLC |
(Delaware) |
|
| NYLIFE Insurance Company of Arizona |
(Arizona) |
|
| NYLIC HKP Member LLC |
(Delaware) |
(NYLIC: 67.974%; NYLIAC: 32.026%) |
| New York Life Insurance and Annuity Corporation |
(Delaware) |
|
| NYLIAC RLP II, LLC |
(Delaware) |
|
| Development Funding Backed Pass-Through Trust Series – 2025 A |
(Delaware) |
(11.75197%) |
| New York Life Enterprises LLC |
(Delaware) |
|
| SEAF Sichuan SME Investment Fund LLC |
(Delaware) |
(39.98%) |
| New York Life International Holdings Limited |
(Mauritius) |
(84.38%)1 |
| Max Estates Limited |
(India) |
(NYLIH: 19.45%, NYLIC: 1.29%) |
| Max I. Limited |
(India) |
|
| Max Assets Services Limited |
(India) |
|
| Max Square Limited |
(India) |
(Max: 51%, NYLIC: 49%) |
| Pharmax Corporation Limited |
(India) |
|
| Max Towers Private Limited |
(India) |
(Max: 51%, NYLIC: 49%) |
| Max Estates 128 Private Limited |
(India) |
|
| Max Estate Gurgaon Limited |
(India) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Acreage Builders Private Limited |
(India) |
(Max: 51%, NYLIC: 49%) |
| Astiki Realty Private Limited |
(India) |
|
| Max Estates Gurgaon Two Limited |
(India) |
|
| NYL Cayman Holdings Ltd. |
(Cayman Islands) |
|
| NYL Worldwide Capital Investments LLC |
(Delaware) |
|
| Seguros Monterrey New York Life, S.A. de C.V. |
(Mexico) |
(99.998%)2 |
| Administradora de Conductos SMNYL, S.A. de C.V. |
(Mexico) |
(99%) |
| Agencias de Distribucion SMNYL, S.A. de C.V. (“ADIS”) |
(Mexico) |
(99%) |
| Inmobiliaria SMNYL, SA de C.V. |
(Mexico) |
(99%; ADIS: 1%) |
| NYLIM Jacob Ballas India Holdings IV |
(Mauritius) |
|
| NYL 717 Texas Member LLC (Delaware) (NYLIC: 60%, NYLIAC: 40%) |
(Delaware) |
(NYLIC 60%; NYLIAC: 40%) |
| NYL 717 Texas Holdings LLC |
(Delaware) |
(fks NYLife 717 Texas Holdings LLC) (NYLIC: 75.96., NYLIAC: 24.04%) |
| NYL 717 Texas REIT Holdings |
(Delaware) |
|
| NYL 717 Texas Avenue TX TRS, LLC |
(Delaware) |
|
| NYL 717 Texas Avenue TX Owner, LLC |
(Delaware) |
|
| MSSIV NYL Investor Member LLC (Delaware) |
(Delaware) |
(NYLIC: 90%, NYLIAC: 10%) |
| New York Life Investment Management Holdings LLC |
(Delaware) |
|
| NYL Investors LLC (Delaware) |
(Delaware) |
(effective 1.1.2026 the entity’s ownership changed from NYLIC to NYLIM and the structure moved under NYLIM) |
| NYL Investors (U.K.) Limited |
(UK) |
|
| NYL Investors REIT Manager LLC |
(Delaware) |
|
| MSVEF II GP LLC |
(Delaware) |
|
| MSVEF RT Feeder II LP |
(Delaware) |
(70%) |
| MSVEF II RT LLC |
(Delaware) |
|
| Madison Square Value Enhancement Fund II LP |
(Delaware) |
|
| MSVEF II – MF Innsbrook VA LLC |
(Delaware) |
|
| MSVEF II-IND Turner West KS LLC |
(Delaware) |
(formed 1/22/2026) |
| MSVEF II-IND Turner West KS JV LLC |
(Delaware) |
(formed 1/22/2026) |
| MSVEF II-IND Turner West KS Owner 6 LLC |
(Delaware) |
(formed 1/22/2026) |
| MSVEF II-IND Turner West KS Owner 7 LLC |
(Delaware) |
(formed 1/22/2026) |
| MSVEF II-IND Turner West KS Owner 8 LLC |
(Delaware) |
(formed 1/22/2026) |
| MSVEF II – MF Graces Reserve Member NC LLC |
(Delaware) |
(MSVEFIIInvestor: 90%) |
| Graces Reserve JV LLC |
(Delaware) |
(90%) |
| Graces Reserve NC Owner LLC |
(Delaware) |
(99.9%) |
| NYL Investors NCVAD II GP, LLC |
(Delaware) |
|
| McMorgan Northern California Value Add/Development Fund II, LP |
(Delaware) |
(50%) |
| MNCVAD II-OFC 770 L Street CA LLC |
(Delaware) |
|
| MNCVAD II-MF UNION CA LLC |
(Delaware) |
|
| MNCVAD II- HOLLIDAY UNION JV LLC |
(Delaware) |
(90%) |
| MNCVAD II-OFC HARBORS CA LLC |
(Delaware) |
|
| MNCVAD II-SEAGATE HARBORS LLC |
(Delaware) |
(LLC: 90%) |
| MNCVAD II-OFC 630 K Street CA LLC |
(Delaware) |
|
| MNCVAD II-IND SHILOH CA LLC |
(Delaware) |
|
| MNCVAD II-BIG SHILOH JV LLC |
(Delaware) |
(90%) |
| MSSDF GP LLC |
(Delaware) |
|
| MSSDF II GP LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| MSSDF II Member LLC |
(Delaware) |
(NYLIC: 35%, NYLIAC: 65%) |
| Madison Square Structured Debt Fund II LP |
(Delaware) |
|
| MSSDF REIT II LLC |
(Delaware) |
|
| MSSDF Member LLC (Delaware) |
(Delaware) |
(NYLIC: 35%, NYLIAC: 65%) |
| Madison Square Structured Debt Fund LP |
(Delaware) |
(40.4%) |
| MSSDF REIT LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub I LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub II LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub III LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub IV LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub V LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub VI LLC |
(Delaware) |
|
| MSSDF REIT Funding Sub VII LLC |
(Delaware) |
|
| MSSDF-OFCB Voss San Felipe LLC |
(Delaware) |
|
| MSSDF-OFCB Woodway LLC |
(Delaware) |
|
| MSSDF-OFCB Hanover LLC |
(Delaware) |
|
| MSSDF-OFCB El Segundo LLC |
(Delaware) |
|
| MSSIV GP LLC |
(Delaware) |
|
| Madison Square Strategic Investments Venture LP |
(Delaware) |
(MSSIV NYL Investor Member LLC 51%; TP: 49%) |
| MSSIV REIT Manager LLC |
(Delaware) |
(51%) |
| Madison Square Strategic Investments Venture REIT LLC |
(Delaware) |
(51%) |
| MSSIV- MF Country Place MD LLC |
(Delaware) |
|
| MSSIV-IND Speedway SC LLC |
(Delaware) |
(NYL: 45:90%, NYLIAC: 5.1%) |
| NLR Speedway Venture LLC |
(Delaware) |
|
| SC Speedway Hwy 124, LLC |
(Delaware) |
|
| MSSIV-IND Speedway Phase II JV SC LLC |
(Delaware) |
|
| MSSIV-IND Speedway Phase II Member SC LLC |
(Delaware) |
|
| SC Speedway Grand National, LLC |
(Delaware) |
|
| MSVEF GP LLC |
(Delaware) |
|
| MCPF GP LLC |
(Delaware) |
|
| NYL Investors Madison Core Property Fund LP |
(Delaware) |
(NYL Investors is Non Member Manager 0.00%) |
| MCPF Holdings Manager LLC |
(Delaware) |
|
| MCPF MA Holdings LLC |
(Delaware) |
|
| MCPF Holdings LLC |
(Delaware) |
|
| MADISON-IND TAMARAC FL LLC |
(Delaware) |
|
| MADISON-OFC BRICKELL FL LLC |
(Delaware) |
|
| MADISION-IND POWAY CA LLC |
(Delaware) |
|
| MADISON-LPC POWAY JV LLC |
(Delaware) |
(95%) |
| MADISON-MF GRANARY FLATS TX LLC |
(Delaware) |
|
| MADISON-AO GRANARY FLATS JV LLC |
(Delaware) |
(99.999%; TP: 0.0001%) |
| MADISON-AO GRANARY FLATS OWNER LLC |
(Delaware) |
|
| MADISON-MF THE MEADOWS WA LLC |
(Delaware) |
|
| MADISON-ACG THE MEADOWS OWNER LLC |
(Delaware) |
|
| MADISON-ACG THE MEADOWS JV LLC |
(Delaware) |
|
| MADISON-MOB Lee Highway VA LLC |
(Delaware) |
|
| Madison-OFC 5161 CA LLC |
(Delaware) |
|
| MADISON-SS Kernersville QRS, Inc. |
(Delaware) |
|
| MADISON-LPP Kernersville JV GP LLC |
(Delaware) |
(90%, TP: 10%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| MADISON-LPP Kernersville JV LP |
(Delaware) |
(90%, TP: 10%) |
| MADISON-LPP Kernersville GP LLC |
(Delaware) |
|
| MADISON-LPP Kernersville LP |
(Delaware) |
|
| MADISON-MF Apex Newbury PA LLC |
(Delaware) |
|
| MCPF-MOB PEMBROKE PINES FL LLC |
(Delaware) |
|
| MCPF-MF Perimeter Gardens GA LLC |
(Delaware) |
|
| MADISON-IND LNDR TABOR ROAD NJ LLC |
(Delaware) |
|
| Madison-MF Yorkshire MD LLC |
(Delaware) |
|
| Yorkshire Apartments JV LLC |
(Delaware) |
(90%) |
| Yorkshire Apartments LP |
(Delaware) |
|
| MADISON-IND 2080 ENTERPRISE CA LLC |
(Delaware) |
|
| MADISON-IND CLAWITER CA LLC |
(Delaware) |
|
| MADISON-REDCO CLAWITER JV LLC |
(Delaware) |
(95%) |
| MADISON-IND ENTERPRISE RIALTO CA LLC |
(Delaware) |
|
| MIREF Mill Creek, LLC |
(Delaware) |
|
| MIREF Gateway, LLC |
(Delaware) |
|
| MIREF Delta Court, LLC |
(Delaware) |
|
| MIREF Fremont Distribution Center, LLC |
(Delaware) |
|
| MIREF Century, LLC |
(Delaware) |
|
| MIREF Newpoint Commons, LLC |
(Delaware) |
|
| MIREF Northsight, LLC |
(Delaware) |
|
| MIREF Riverside, LLC |
(Delaware) |
|
| MIREF 101 East Crossroads, LLC |
(Delaware) |
|
| 101 East Crossroads, LLC |
(Delaware) |
|
| MIREF Hawthorne, LLC |
(Delaware) |
|
| MIREF Auburn 277, LLC |
(Delaware) |
|
| MIREF Sumner North, LLC |
(Delaware) |
|
| MIREF Wellington, LLC |
(Delaware) |
|
| MIREF Warner Center, LLC |
(Delaware) |
|
| MADISON-MF Duluth GA LLC |
(Delaware) |
|
| MADISON-OFC Centerstone I CA LLC |
(Delaware) |
|
| MADISON-OFC Centerstone III CA LLC |
(Delaware) |
|
| MADISON-MOB Centerstone IV CA LLC |
(Delaware) |
|
| MADISON-OFC Centerpoint Plaza CA LLC |
(Delaware) |
|
| MADISON-OFC One Main Place OR LLC |
(Delaware) |
|
| MADISON-MF Hoyt OR LLC |
(Delaware) |
|
| MADISON-RTL Clifton Heights PA LLC |
(Delaware) |
|
| MADISON-IND Locust CA LLC |
(Delaware) |
|
| MADISON-OFC Weston Pointe FL LLC |
(Delaware) |
|
| MADISON-MF MCCADDEN CA LLC |
(Delaware) |
|
| MADISON-OFC 1201 WEST IL LLC |
(Delaware) |
|
| MADISON-MCCAFFERY 1201 WEST IL LLC |
(Delaware) |
(92.5%) |
| MADISON-MF TECH RIDGE TX LLC |
(Delaware) |
|
| MADISON-RTL SARASOTA FL, LLC |
(Delaware) |
|
| MADISON-MOB CITRACADO CA LLC |
(Delaware) |
|
| Madison-MF Osprey QRS Inc. |
(Delaware) |
|
| Madison-MF Osprey NC GP LLC |
(Delaware) |
|
| Madison-MF Osprey NC LP |
(Delaware) |
(QRS: 99%; GP/LLC: 1%) |
| MADISON-SS Crozet VA LLC |
(Delaware) |
|
| MADISON-LPP Crozet JV LLC |
(Delaware) |
|
| NYLIM Capital LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Bow River Advisers, LLC |
(Delaware) |
(49%) |
| NYL Investments Europe Limited |
(Ireland) |
|
| NYL Investments (International) Ltd. |
(UK) |
|
| NYL Investments (Services) Ltd. |
(UK) |
|
| NYL Investments UK LLP |
(UK) |
(NYLIL: 99%; NYLISL: 1%) |
| New York Life Investment Management Asia Limited |
(Cayman Islands) |
|
| Japan Branch |
|
|
| MacKay Shields LLC |
(Delaware) |
|
| MacKay Shields Emerging Markets Debt Portfolio |
(Delaware) |
|
| MacKay Municipal Managers Opportunities GP LLC |
(Delaware) |
|
| MacKay Municipal Opportunities Master Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Opportunities Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Managers Credit Opportunities GP LLC |
(Delaware) |
|
| MacKay Municipal Credit Opportunities Master Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Credit Opportunities Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Credit Opportunities HL Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Short Term Opportunities Fund GP LLC |
(Delaware) |
|
| MacKay Municipal Short Term Opportunities Fund LP |
(Delaware) |
|
| Plainview Funds plc |
(Ireland) |
(50%) (MacKay Shields Employee: 50%) |
| Plainview Funds plc – MacKay Shields Strategic Bond Portfolio |
(Ireland) |
(NYLIC: 0.00%; MacKay: 0.00%) |
| Plainview Funds plc – MacKay Shields Structured Products Opportunities Portfolio |
(Ireland) |
(NYLIC: 0.00%; MacKay: 0.00%) |
| Plainview Funds plc – MacKay Shields Emerging Markets Debt Portfolio |
|
(NYLIC: 99.36%; MacKay: 0.64%) |
| MacKay Shields High Yield Active Core Fund GP LLC |
(Delaware) |
|
| MacKay Shields High Yield Active Core Fund LP |
(Delaware) |
|
| MacKay Shields Defensive Bond Arbitrage Fund Ltd. |
(Bermuda) |
(.07%)3 |
| MacKay Shields Core Fixed Income Fund GP LLC |
(Delaware) |
|
| MacKay Shields Core Fixed Income Fund LP |
(Delaware) |
|
| MacKay Shields Select Credit Opportunities Fund GP LLC |
(Delaware) |
|
| MacKay Shields Select Credit Opportunities Fund LP |
(Delaware) |
|
| MacKay Municipal Managers California Opportunities GP LLC |
(Delaware) |
|
| MacKay Municipal California Opportunities Fund, L.P. |
(Delaware) |
|
| MacKay Municipal New York Opportunities GP LLC |
(Delaware) |
|
| MacKay Municipal New York Opportunities Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Opportunities HL Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Capital Trading GP LLC |
(Delaware) |
|
| MacKay Municipal Capital Trading Master Fund, L.P. |
(Delaware) |
|
| MacKay Municipal Capital Trading Fund, L.P. |
(Delaware) |
|
| MacKay Shields Intermediate Bond Fund GP LLC |
(Delaware) |
|
| MacKay Shields Intermediate Bond Fund LP |
(Delaware) |
|
| MacKay Municipal Managers Opportunities Allocation GP LLC |
(Delaware) |
|
| MacKay Municipal Opportunities Allocation Master Fund LP |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| MacKay Municipal Opportunities Allocation Fund A LP |
(Delaware) |
|
| MacKay Municipal Opportunities Allocation Fund B LP |
(Delaware) |
|
| MacKay Municipal Managers High Yield Select GP LLC |
(Delaware) |
|
| MacKay Municipal High Yield Select Fund LP |
(Delaware) |
|
| MacKay Municipal Managers High Income Opportunities GP LLC |
(Delaware) |
|
| MacKay Municipal High Income Opportunities Fund LP |
(Delaware) |
|
| MKS Digital Assets LLC |
(Delaware) |
|
| Candriam Global Emerging Markets Equities Fund LP |
(Delaware) |
(GP: 0.00%; NYLIAC: 0.00%) |
| MacKay Shields Series Fund Managing Member LLC |
(Delaware) |
|
| MacKay Shields Series Fund |
(Delaware) |
|
| Securitized Credit Opportunities Series |
(Delaware) |
|
| High Yield Corporate Bond Series |
|
(NYL: 0%) |
| MacKay Shields Emerging Markets Sovereign Debt Feeder Fund GP LLC |
(Delaware) |
|
| MacKay Shields Emerging Markets Sovereign Debt Feeder Fund LP |
(Delaware) |
|
| Apogem Capital LLC fka New York Life Investments Alternatives LLC |
(Delaware) |
|
| Apogem GP LLC |
(Delaware) |
|
| Apogem Gannett Opportunity Fund LP |
(Delaware) |
|
| Apogem SRL 2 LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem SRL 3 LLC |
(Delaware)7 |
(0 voting ownership) |
| Madison Capital Funding LLC |
(Delaware) |
(NYLIC: 21.90%; NYLIAC 65.64%; LINA 12.46%) |
| MCF Co-Investment GP LLC |
(Delaware) |
|
| MCF Co-Investment GP LP |
(Delaware) |
|
| Madison Capital Funding Co-Investment Fund LP |
(Delaware) |
|
| Madison Avenue Loan Fund GP LLC |
(Delaware) |
|
| Madison Avenue Loan Fund LP |
(Delaware) |
|
| MCF Fund I LLC |
(Delaware) |
|
| MCF Hanwha Fund LLC |
(Delaware)7 |
(0 voting ownership) |
| Ironshore Investment BL I Ltd. |
(Bermuda)7 |
(0 voting ownership) |
| MCF CLO IV LLC |
(Delaware)7 |
(NYLIC: 6.7%) |
| MCF CLO V LLC |
(Delaware)7 |
(NYLIC: 5%) |
| MCF CLO VI LLC |
(Delaware)7 |
(0 voting ownership) |
| MCF CLO VII LLC (f/k/a LMF WF Portfolio III, LLC) |
(Delaware)7 |
(0 voting ownership) |
| MCF CLO VIII Ltd. |
(Delaware)7 |
(0 voting ownership) |
| MCF CLO VIII LLC |
(Delaware) |
|
| MCF CLO VIII Blocker LLC |
(Delaware) |
|
| MCF CLO IX Ltd. |
(Cayman Islands)7 |
|
| MCF CLO IX LLC |
(Delaware) |
|
| MCF CLO 10 Ltd. |
(Bailiwick, Jersey)7 |
|
| MCF CLO 10 LLC |
(Delaware) |
(Ltd. 100%) |
| MCF CLO IX Blocker LLC |
(Delaware) |
|
| MFS CLO 10 Blocker LLC |
(Delaware) |
|
| MCF KB Fund LLC |
(Delaware)7 |
(0 voting ownership) |
| MCF KB Fund II LLC |
(Delaware)7 |
(0 voting ownership) |
| MCF KB Fund III LLC |
(Delaware)7 |
(0 voting ownership) |
| MCF Hyundai Fund LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem Direct Lending Hyundai Fund 2 LLC |
(Delaware)7 |
(0 voting ownership) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Apogem Direct Lending Levered Fund 2023-1 LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem Direct Lending Loan Portfolio 2023 LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem DL Levered Fund 2023-1 LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem DL Levered Fund SPV 2023-1 LLC |
(Delaware)7 |
(0 voting ownership) |
| Apogem Umbrella |
(Cayman Islands)7 |
(0 voting ownership) |
| Apogem US Direct Lending Limited I |
(Cayman Islands)7 |
(0 voting ownership) |
| Apogem Direct Lending Nighthawk Fund |
(Cayman Islands) |
(Apogem initially) |
| MCF Senior Debt Fund 2020 GP LLC |
(Delaware)7 |
(0 voting ownership) |
| MCF Senior Debt Fund – 2020 LP |
(Cayman Islands)7 |
(0 voting ownership) |
| MCF Mezzanine Carry I LLC |
(Delaware)7 |
|
| MCF Mezzanine Fund I LLC |
(Delaware) |
(NYLIC: 66.66%; NYLIAC: 33.33%) |
| MCF PD Fund GP LLC |
(Delaware)7 |
|
| MCF PD Fund LP |
(Delaware)7 |
|
| MCF Senior Debt Fund 2019-I GP LLC |
(Delaware)7 |
|
| MCF Senior Debt Fund 2019-I LP |
(Delaware)7 |
|
| Apogem CLO Holdco LLC |
(Delaware) |
|
| AGF 2026 GP, LLC |
(Delaware) |
|
| APOGEM GP-LED FUND 2026, LP |
(Delaware) |
|
| Apogem Senior Direct Lending Fund GP LLC |
(Delaware) |
|
| Apogem Senior Direct Lending Fund RNF LP |
(Delaware) |
|
| Apogem Senior Direct Lending Fund LP |
(Delaware) |
|
| Apogem Senior Direct Lending Fund RNF (L) LP |
(Delaware) |
|
| Apogem Senior Direct Lending Fund (L) LP |
(Delaware) |
|
| Apogem Senior Direct Lending LuxCo GP S.á.r.l. |
(Luxembourg) |
|
| Apogem Senior Direct Lending Fund (O) SCSp |
(Luxembourg) |
|
| Apogem Senior Direct Lending Financing Company (O) LLC |
(Delaware) |
|
| Apogem Senior Direct Lending Origination Company (O) LP |
(Delaware) |
|
| Apogem Senior Direct Lending Blocker Fund (O) SCSp |
(Luxembourg) |
|
| Apogem Senior Direct Lending Master Fund (O) SCSp |
(Luxembourg) |
|
| Apogem Senior Direct Lending Fund (OL) SCSp |
(Luxembourg) |
|
| Apogem Senior Direct Lending Financing Company (OL) LLC |
(Delaware) |
|
| Apogem Senior Direct Lending Origination Company (OL) |
(Delaware) |
|
| Apogem Senior Direct Lending Blocker Fund (OL) SCSp |
(Luxembourg) |
|
| Apogem Senior Direct Lending Master Fund (OL) |
(Luxembourg) |
|
| Apogem Senior Direct Lending KB Loan Portfolio LLC |
|
|
| Apogem Star Direct Lending Fund GP LLC |
(Delaware) |
|
| Apogem Star Direct Lending Fund LP |
(Cayman) |
|
| Apogem Star Originator LLC |
(Delaware) |
|
| Apogem Star DL Sub LP |
(Delaware) |
|
| Apogem Direct Lending Levered Fund 2 LLC |
(Delaware) |
|
| Apogem Direct Lending Levered Fund 2 SPV LLC |
(Delaware) |
|
| Apogem Direct Lending POBA Fund LLC |
(Delaware) |
|
| Apogem Direct Lending Faubourg DAC |
(Ireland) |
(NYL: 0%) |
| New York Life Capital Partners III GenPar GP, LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| New York Life Capital Partners IV GenPar GP, LLC |
(Delaware) |
|
| New York Life Capital Partners IV, L.P |
(Delaware) |
|
| GoldPoint Core Opportunities Fund, L.P. |
(Delaware Series LP) |
|
| GoldPoint Core Opportunities Fund II L.P. |
(Delaware Series LP) |
|
| GoldPoint Mezzanine Partners IV GenPar GP, LLC |
(Delaware) |
|
| GoldPoint Mezzanine Partners IV GenPar, LP |
(Delaware) |
|
| GoldPoint Mezzanine Partners Co-Investment Fund A, LP |
(Delaware) |
|
| GoldPoint Mezzanine Partners IV, LP |
(Delaware) |
(“GPPIVLP”) |
| GPP Mezz IV A Blocker LP |
(Delaware) |
(“GPPMBA”) |
| GPP Mezz IV A Preferred Blocker LP |
(Delaware) |
|
| GPP Mezz IV C Blocker LP |
(Delaware) |
(“GPPMBC”) |
| GPP Mezz IV D Blocker LP |
(Delaware) |
(“GPPMBD”) |
| GPP Mezz IV ECI Aggregator LP name change from GPP Mezzanine Blocker E, LP |
(Delaware) |
|
| GPP Mezz IV F Blocker LP |
(Delaware) |
|
| GPP Mezz IV G Blocker LP |
(Delaware) |
|
| GPP Mezz IV H Blocker LP |
(Delaware) |
|
| GPP Mezz IV I Blocker LP |
(Delaware) |
|
| GoldPoint Mezzanine Partners Offshore IV, L.P. |
(Cayman Islands) |
|
| GoldPoint Partners Co-Investment V GenPar GP LLC |
(Delaware) |
|
| GoldPoint Partners Co-Investment V GenPar, LP |
(Delaware) |
|
| GoldPoint Partners Co-Investment Fund A, LP |
(Delaware) |
|
| GPP V – ECI Aggregator LP |
(Delaware) |
|
| GPP V G Blocker Holdco LP |
(Delaware) |
|
| GoldPoint Partners Private Debt V GenPar GP, LLC |
(Delaware) |
|
| GoldPoint Partners Private Debt Offshore V, LP |
(Cayman Islands) |
|
| GPP Private Debt V RS LP |
(Delaware) |
|
| GoldPoint Partners Private Debt V GenPar, LP |
(Delaware) |
|
| GoldPoint Partners Private Debt V, LP |
(Delaware) |
|
| GPP PD V A Blocker LLC |
(Delaware) |
|
| GPP Private Debt V-ECI Aggregator LP |
(Delaware) |
|
| GPP PD V B Blocker LLC |
(Delaware) |
|
| GPP PD V D Blocker LLC |
(Delaware) |
|
| GPP LuxCo V GP Sarl |
(Luxembourg) |
|
| GoldPoint Partners Select Manager III GenPar GP, LLC |
(Delaware) |
|
| GoldPoint Partners Select Manager III GenPar, L.P. |
(Cayman Islands) |
|
| GoldPoint Partners Select Manager Fund III, L.P. |
(Cayman Islands) |
|
| GoldPoint Partners Select Manager Fund III AIV, L.P. |
(Delaware) |
|
| GoldPoint Partners Select Manager IV GenPar, GP, LLC |
(Delaware) |
|
| GoldPoint Partners Select Manager IV GenPar, L.P. |
(Delaware) |
|
| GoldPoint Partners Select Manager Fund IV, L.P. |
(Delaware) |
|
| GoldPoint Partners Select Manager V GenPar GP, LLC |
(Delaware) |
|
| GoldPoint Partners Select Manager V GenPar, L.P. |
(Delaware) |
|
| GoldPoint Partners Select Manager Fund V, L.P. |
(Delaware) |
|
| GoldPoint Partners Canada V GenPar Inc. |
(New Brunswick, Canada) |
|
| GoldPoint Partners Select Manager Canada Fund V, L.P. |
(Ontario, Canada) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| GoldPoint Partners Canada III GenPar Inc. |
(Canada) |
|
| GoldPoint Partners Select Manager Canada Fund III, L.P. |
(Canada) |
|
| GoldPoint Partners Canada IV GenPar Inc. |
(Canada) |
|
| GoldPoint Partners Select Manager Canada Fund IV, L.P. |
(Canada) |
|
| GPP VI - ECI Aggregator LP |
(Delaware) |
|
| GPP VI Blocker A LLC |
(Delaware) |
|
| GPP VI Blocker B LLC |
(Delaware) |
|
| GPP VI Blocker C LLC |
(Delaware) |
|
| GPP VI Blocker D LLC |
(Delaware) |
|
| GPP VI Blocker E LLC |
(Delaware) |
|
| GPP VI Blocker F LLC |
(Delaware) |
|
| GPP VI Blocker |
(Delaware) |
|
| GPP VI Blocker H LLC |
(Delaware) |
|
| GPP VI Blocker I LLC |
(Delaware) |
|
| Apogem CO-Invest VII GenPar, GP LLC |
(Delaware) |
|
| Apogem Co-Invest VII GenPar LP |
(Delaware) |
|
| Apogem Co-Investment VII, LP |
(Delaware) |
|
| GoldPoint Partners Canada GenPar, Inc. |
(Canada) |
|
| NYLCAP Canada II GenPar Inc. |
(Canada) |
|
| NYLCAP Select Manager Canada Fund II, L.P. |
(Canada) |
|
| NYLIM Mezzanine Partners II GenPar GP, LLC |
(Delaware) |
|
| NYLIM Mezzanine Partners II GenPar, LP |
(Delaware) |
|
| NYLCAP Mezzanine Partners III GenPar GP, LLC |
(Delaware) |
|
| NYLCAP Mezzanine Partners III GenPar, LP |
(Delaware) |
|
| NYLCAP Mezzanine Partners III, LP |
(Delaware) |
|
| NYLCAP Mezzanine Offshore Partners III, L.P. |
(Cayman Islands) |
|
| NYLCAP Select Manager GenPar, LP |
(Delaware) |
|
| NYLCAP Select Manager II GenPar GP, LLC |
(Delaware) |
|
| NYLCAP Select Manager II GenPar, L.P. |
(Cayman Islands) |
|
| NYLCAP Select Manager Fund II, L.P. |
(Cayman Islands) |
|
| NYLCAP India Funding LLC |
(Delaware) |
|
| NYLIM-JB Asset Management Co. (Mauritius) LLC |
(Mauritius) |
(24.66%)4 |
| New York Life Investment Management India Fund II, LLC |
(Mauritius) |
|
| New York Life Investment Management India Fund (FVCI) II, LLC |
(Mauritius) |
|
| NYLCAP India Funding III LLC |
(Delaware) |
|
| NYLIM-Jacob Ballas Asset Management Co. III, LLC |
(Mauritius) |
(24.66%)5 |
| NYLIM Jacob Ballas India Fund III LLC |
(Mauritius) |
|
| NYLIM Jacob Ballas India (FVCI) III LLC |
(Mauritius) |
|
| NYLIM Jacob Ballas India (FII) III LLC |
(Mauritius) |
|
| Evolvence Asset Management, Ltd. |
(Cayman Islands) |
(Apogem: 24.5%) |
| EIF Managers Limited |
(Mauritius) |
(58.72%) |
| EIF Managers II Limited |
(Mauritius) |
(55%) |
| AHF V ECI Aggregator LP |
(Delaware) |
(1%) |
| AHF V GenPar GP LLC |
(Delaware) |
(100%) |
| AHF V GenPar LP |
(Delaware) |
(1%) |
| AHF VI ECI Aggregator LP |
(Delaware) |
(1%) |
| AHF VI GenPar GP LLC |
(Delaware) |
(100%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| AHF VI GenPar LP |
(Delaware) |
(100%) |
| Apogem Heritage Fund V LP |
(Delaware) |
(1%) |
| Apogem Heritage Fund VI LP |
(Delaware) |
(1%) |
| Apogem Cardinal Co-Investment GP LLC |
(Delaware) |
|
| Apogem Cardinal Co-Investment Fund, LP |
(Delaware) |
|
| ARAF IV GP, LLC |
(Delaware) |
|
| Apogem Real Assets Fund IV, LP |
(Delaware) |
|
| ASF VII GP, LLC |
(Delaware) |
|
| Apogem Secondary Fund VII, LP |
(Delaware) |
|
| Apogem Secondary Fund VII Coinvestments, LP |
(Delaware) |
|
| Apogem Secondary Fund VII (Cayman) LP |
(Cayman Islands) |
|
| BFO GP, LLC |
(Delaware) |
|
| BFO Apogem Private Markets LP |
(Delaware) |
|
| Tetra Opportunities Partners |
(Delaware) |
(DE Series) |
| BMG PAPM GP, LLC |
(Delaware) |
|
| BMG PA Private Markets (Delaware) LP |
(Delaware) |
|
| BMG Private Markets (Cayman) LP |
(Cayman Islands) |
|
| Private Advisors Special Situations LLC |
(Delaware)7 |
|
| PACD MM, LLC |
(Delaware) |
|
| PA Capital Direct, LLC |
(Delaware)7 |
|
| ApCap Strategic Partnership I LLC |
(Delaware) |
|
| PA Credit Program Carry Parent, LLC |
(Delaware) |
|
| PA Credit Program Carry, LLC |
(Delaware) |
|
| PACIF II GP, LLC |
(Delaware) |
|
| Private Advisors Coinvestment Fund II, LP |
(Delaware) |
|
| PACIF II Carry Parent, LLC |
(Delaware) |
|
| PACIF II Carry, LLC |
(Delaware) |
|
| PACIF III GP, LLC |
(Delaware) |
|
| Private Advisors Coinvestment Fund III, LP |
(Delaware) |
|
| PACIF III Carry Parent, LLC |
(Delaware) |
|
| PACIF III Carry, LLC |
(Delaware) |
|
| PACIF IV GP, LLC |
(Delaware) |
|
| Private Advisors Coinvestment Fund IV, LP |
(Delaware) |
|
| PACIF IV Carry Parent, LLC |
(Delaware) |
|
| PACIF IV Carry, LLC |
(Delaware) |
|
| PAMMF GP, LLC |
(Delaware) |
|
| PA Middle Market Fund, LP |
(Delaware) |
|
| PASCBF IV GP, LLC |
(Delaware) |
|
| PASCBF V GP, LLC |
(Delaware) |
|
| Private Advisors Small Company Buyout Fund V, LP |
(Delaware) |
|
| PASCPEF VI Carry Parent, LLC |
(Delaware) |
|
| PASCPEF VI Carry, LLC |
(Delaware) |
|
| PASCPEF VI GP, LLC |
(Delaware) |
|
| Private Advisors Small Company Private Equity Fund VI, LP |
(Delaware) |
|
| Private Advisors Small Company Private Equity Fund VI (Cayman), LP |
(Cayman Islands) |
|
| PASCPEF VII GP, LLC |
(Delaware) |
|
| Private Advisors Small Company Private Equity Fund VII, LP |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Private Advisors Small Company Private Equity Fund VII (Cayman), LP |
(Cayman Islands) |
|
| PASCPEF VII Carry Parent, LLC |
(Delaware) |
|
| PASCPEF VII Carry, LLC |
(Delaware) |
|
| PASCPEF VIII GP, LLC |
(Delaware) |
|
| Private Advisors Small Company Private Equity Fund VIII, LP |
(Delaware) |
|
| Private Advisors Small Company Private Equity Fund VIII (Cayman), LP |
(Cayman Islands) |
|
| PASCPEF IX GP, LLC |
(Delaware) |
|
| PA Small Company Private Equity Fund IX, LP |
(Delaware) |
|
| PA Small Company Private Equity Fund IX, (Cayman), LP |
(Cayman Islands) |
|
| APEF X GP, LLC |
(Delaware) |
|
| Apogem Private Equity Fund X, LP fka [PA] Private Equity Fund X, LP |
(Delaware) |
|
| Apogem Private Equity Fund X (Cayman) LP |
(Cayman Islands) |
|
| APEF XI GP, LLC |
(Delaware) |
|
| Apogem Private Equity Fund XI (Cayman) LP |
(Cayman Islands) |
|
| Apogem Private Equity Fund XI, LP |
(Delaware) |
|
| APEF XI Multi-Asset, LP |
(Delaware) |
|
| APEF XI Directs, LP |
(Delaware) |
|
| Cuyahoga Capital Partners IV Management Group LLC |
(Delaware) |
|
| Cuyahoga Capital Partners IV LP |
(Delaware) |
|
| Cuyahoga Capital Emerging Buyout Partners Management Group LLC |
(Delaware) |
|
| Cuyahoga Capital Emerging Buyout Partners LP |
(Delaware) |
|
| PA Real Assets Carry Parent, LLC |
(Delaware) |
|
| PA Real Assets Carry, LLC |
(Delaware) |
|
| PA Real Assets Carry Parent II, LLC |
(Delaware) |
|
| PA Real Assets Carry II, LLC |
(Delaware) |
|
| PA Emerging Manager Carry Parent, LLC |
(Delaware) |
|
| PA Emerging Manager Carry, LLC |
(Delaware) |
|
| PA Emerging Manager Carry Parent II, LLC |
(Delaware) |
|
| PA Emerging Manager Carry II, LLC |
(Delaware) |
|
| RIC I GP, LLC |
(Delaware) |
|
| Richmond Coinvestment Partners I, LP |
(Delaware) |
|
| RIC I Carry Parent, LLC |
(Delaware) |
|
| RIC I Carry, LLC |
(Delaware) |
|
| PASF V GP, LLC |
(Delaware) |
|
| Private Advisors Secondary Fund V, LP |
(Delaware) |
|
| ABC Burgers LLC |
(Delaware) |
|
| PASF V Carry, LLC |
(Delaware) |
|
| PASF V Carry Parent, LLC |
(Delaware) |
|
| PASF VI GP, LLC |
(Delaware) |
|
| PA Secondary Fund VI, LP |
(Delaware) |
|
| PA Secondary Fund VI Coinvestments, LP |
(Delaware) |
(68.14%) |
| PA Secondary Fund VI (Cayman), LP |
(Cayman Islands) |
(68.14%) |
| PARAF GP, LLC |
(Delaware) |
|
| Private Advisors Real Assets Fund, LP |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| PARAF Carry Parent, LLC |
(Delaware) |
|
| PARAF Carry, LLC |
(Delaware) |
|
| PASCCIF GP, LLC |
(Delaware) |
|
| Private Advisors Small Company Coinvestment Fund, LP |
(Delaware) |
|
| Private Advisors Small Company Coinvestment Fund-ERISA, LP |
(Delaware) |
|
| PASCCIF II GP, LLC |
(Delaware) |
|
| PA Small Company Coinvestment Fund II, LP |
(Delaware) |
|
| PA Small Company Coinvestment Fund II (Cayman), LP |
(Cayman Islands) |
|
| PASCCIF Carry Parent, LLC |
(Delaware) |
|
| PASCCIF Carry, LLC |
(Delaware) |
|
| PARAF II GP, LLC |
(Delaware) |
|
| Private Advisors Real Assets Fund II, LP |
(Delaware) |
|
| PA Contract Resources, LLC |
(Delaware) |
|
| PARAF III GP, LLC |
(Delaware) |
|
| PA Real Assets Fund III, LP |
(Delaware) |
|
| SAF GP LLC |
(Delaware) |
|
| Social Advancement Fund, LP |
(Delaware) |
|
| Washington Pike GP, LLC |
(Delaware) |
|
| Washington Pike, LP |
(Delaware) |
|
| RLP Fund GP, LLC |
(Delaware) |
|
| RLP Fund, LP (“RLPLP”) |
(Delaware) |
|
| RidgeLake Co-Investment Partners, LP (“RLPCOLP”) |
(Delaware) |
|
| RLP Glacier Manager Investor LLC |
(Delaware) |
(RLPLP: 72%, RLPCOLP: 28%) |
| RLP Glacier GP Investor LLC |
(Delaware) |
(RLPLP: 72%, RLPCOLP: 28%) |
| RLP Evergreen LLC |
(Delaware) |
(RLPLP: 72%, RLPCOLP: 28%) |
| RLP Gemini LLC |
(Delaware) |
|
| RLP Navigator LLC |
(Delaware) |
|
| RLP Sigma LLC |
(Delaware) |
|
| RLP Sunrise GP Investor LLC |
(Delaware) |
(RLPLP: 83.33%, RLPCOLP: 16.66%) |
| RLP Sunrise Manager Investor LLC |
(Delaware) |
(RLPLP: 83.33%, RLPCOLP: 16.66%) |
| RLP Triple GP Investor LLC |
(Delaware) |
(RLPLP: 82.01%, RLPCOLP: 17.98%) |
| RLP Triple Manager Investor LLC |
(Delaware) |
(RLPLP: 82.01%, RLPCOLP: 17.98%) |
| RLP Fund II GP LLC |
(Delaware) |
|
| RLP Fund II LP |
(Delaware) |
|
| RLP Profit Share (PA), LLC |
(Delaware) |
(NYLIC: 51%, Employees: 49%) |
| RLP Profit Share (OAPC), LLC |
(Delaware) |
(TP: 100%) |
| The Hedged Strategies Fund LLC |
(Delaware) |
(Apogem: 2%, Ex-employees: 98% non-managing members) |
| NYLCAP Holdings (Mauritius) |
(Mauritius) |
|
| Jacob Ballas India Private Limited |
(Mauritius) |
(23.30%) |
| Industrial Assets Holdings Limited |
(Mauritius) |
(28.02%) |
| JB Cerestra Investment Management LLP |
(Mauritius) |
|
| NYLIM Service Company LLC |
(Delaware) |
|
| NYL Workforce GP LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| New York Life Investment Management LLC |
(Delaware) |
|
| NYLIM Fund II GP, LLC |
(Delaware) |
|
| WFHG GP, LLC |
(Delaware) |
(50%) |
| Workforce Housing Fund I-2007 LP |
(Delaware) |
(50%) |
| IndexIQ Holdings LLC |
(Delaware) |
(“IQ Holdings”) |
| IndexIQ LLC |
(Delaware) |
(NYLIMH: 74.37%, IQHoldings: 25.63%) |
| IndexIQ Trust |
(Delaware) |
(Dormant) |
| IndexIQ Advisors LLC |
(Delaware) |
|
| New York Life Investments Active ETF Trust |
(Delaware)7 |
(NYLIAC: 98.5%) |
| NYLI CBRE Real Assets ETF |
|
(NYLIM Capital: 81.38%) |
| NYLI MacKay Muni Insured ETF |
|
(NYL: 0.00%) |
| NYLI MacKay Muni Intermediate ETF |
|
(NYL: 0.00%) |
| NYLI MacKay Core Plus Bond ETF |
|
(NYLIM Capital: 86.54%) |
| NYLI MacKay California Muni Intermediate ETF |
|
(NYLIM Capital: 43.11%; NYLIAC: 31.55%) |
| NYLI MacKay High Income ETF |
|
(NYLIM Capital: 97.13%) |
| NYLI Winslow Focused Large Gap Growth ETF |
|
(NYLIM Capital: 77.90%) |
| NYLI Winslow Large Gap Growth ETF |
|
(NYLIM Capital: 30.49%) |
| NYLI MacKay Securitized Income ETF |
|
(NYLIM Capital: 91.10%) |
| NYLI MacKay Muni Short Duration ETF |
|
(NYLIM Capital: 80.82%) |
| NYLI MacKay Muni Allocation ETF |
|
(NYLIM Capital: 90.62%) |
| New York Life Investments ETF Trust |
(Delaware) |
(NYLIC: 10.2%) |
| NYLI 500 International ETF |
|
(NYLIM: 53.62%) |
| NYLI Engender Equality ETF |
|
(NYLIAC: 72.81%) |
| NYLI FTSE International Equity Currency Neutral ETF |
|
(NYLIM Capital: 7.04%) |
| NYLI Global Equity R&D Leaders ETF |
|
(NYLIM Capital: 74.97%) |
| NYLI Healthy Hearts ETF |
|
(NYLIM: 66.50%) |
| NYLI Hedge Multi-Strategy Tracker ETF |
|
(NYL: 0.00%) |
| NYLI Merger Arbitrage ETF |
|
(NYL: 0.00%) |
| NYLI CRBE NexGen Real Estate ETF |
|
(NYLIM: 56.52%) |
| NYLI Candriam International Equity ETF |
|
(NYLIM Capital: 80.49%) |
| NYLI Candriam U.S. Mid Cap Equity ETF |
|
(NYLIM Capital: 96.41%) |
| NYLI Candriam U.S. Large Cap Equity ETF |
|
(NYLIM Capital: 89.61%) |
| NYLI U.S. Large Cap R&D Leaders ETF |
|
(NYLIM Capital: 98.88%) |
| New York Life Investment Management Holdings International |
(Luxembourg) |
|
| New York Life Investment Management Holdings II International |
(Luxembourg) |
|
| Candriam Group (“CG”) |
(Luxembourg) |
|
| KTA Holdco |
(Luxembourg) |
(CANLUX: 66.67%, Apogem: 33.33%) |
| Kartesia Management S.a.r.l. |
(Luxembourg) |
(80%) |
| Kartesia Italy Branch |
(Scotland) |
|
| Kartesia Spain Branch |
(Scotland) |
|
| Kartesia Netherlands Branch |
(Scotland) |
|
| Kartesia Germany Branch |
(Scotland) |
|
| Kartesia France |
(France) |
|
| Kartesia UK Ltd. |
(UK) |
|
| Kartesia Belgium |
(Belgium) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Kartesia Credit FFS |
(France) |
|
| Kartesia GP III |
(Luxembourg) |
|
| Kartesia Credit Opportunities III S.C.A., SICAV-SIF |
(Luxembourg) |
|
| Kartesia Securities |
(Luxembourg) |
|
| Kartesia III Topco S.á.r.l. |
(Luxembourg) |
|
| Kartesia GP IV |
(Luxembourg) |
|
| Kartesia Credit Opportunities IV SCS SICAV-SIF |
(Luxembourg) |
|
| Kartesia Securities IV |
(Luxembourg) |
|
| Kartesia IV Topco S.á.r.l. |
(Luxembourg) |
|
| Kartesia Master GP |
(Luxembourg) |
|
| Kartesia Multi-Strategies SCS SICAV-RAIF |
(Luxembourg) |
|
| Kartesia Syndicated Holdco S.á.r.l. |
(Luxembourg) |
|
| Kartesia Sponsorless Holdco I S.á.r.l. |
(Luxembourg) |
|
| Kartesia Senior Participation 1 S.á.r.l. |
(Luxembourg) |
|
| Kartesia Senior Strategies Holdco 1 S.á.r.l. |
(Luxembourg) |
|
| Kartesia CLO I Designated Activity Company |
(Ireland) |
|
| Kartesia Loan Management Designated Activity Company |
(Ireland) |
|
| Kartesia Credit Opportunities V Feeder SCS |
(Luxembourg) |
|
| Kartesia Credit Opportunities V SCS |
(Luxembourg) |
|
| Kartesia Securities V S.á.r.l. |
(Luxembourg) |
|
| Kartesia Senior Opportunities I SCS, SICAV-RAIF |
(Luxembourg) |
|
| KSO I Unlevered S.á.r.l. |
(Luxembourg) |
|
| KASS Unleveled S.á.r.l. |
(Luxembourg) |
|
| KSO I Topco S.á.r.l. |
(Luxembourg) |
|
| Kartesia Credit Opportunities V SCS |
(Luxembourg) |
|
| Kartesia Securities V S.á.r.l. |
(Luxembourg) |
|
| Kartesia Credit Opportunities VI Feeder SCS |
(Luxembourg) |
|
| Kartesia Credit Opportunities VI SCS |
(Luxembourg) |
|
| Kartesia Securities VI SCS S.á.r.l. |
(Luxembourg) |
|
| Kartesia VI Topco S.á.r.l. |
(Luxembourg) |
|
| Kartesia Impact Fund I SCS |
(Luxembourg) |
|
| Kartesia Impact I SV |
(Luxembourg) |
|
| Kartesia Polystrategy Fund SCS SICAV-RAIF |
(Luxembourg) |
|
| KSO Evergreen S.á.r.l. |
(Luxembourg) |
|
| Kartesia Senior Opportunities II Feeder SCS |
(Luxembourg) |
|
| Kartesia Senior Opportunities II SCS SICAV RAIF |
(Luxembourg) |
|
| KASS Unlevered II S.á.r.l. |
(Luxembourg) |
|
| KSO II Topco S.á.r.l. |
(Luxembourg) |
|
| Kartesia Asset Finance III GP S.á.r.l. |
(Luxembourg) |
|
| Kartesia Asset Finance III SCA SICAV-RAIF |
(Luxembourg) |
|
| Kartesia Asset Finance III Securitization Vehicle S.á.r.l. |
(Luxembourg) |
|
| Flexam Invest Asset Management |
(France) |
(51%) |
| FIAM HLD SAS |
(France) |
|
| Flexam Invest France Management SAS |
(France) |
|
| Flexam Tangible Asset Income Fund II SLP |
(France) |
|
| Flexam Invest Lux Management S.á.r.l. |
(Luxembourg) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Flexam Tangible Asset Income Fund S.C.A., SICAV-RAIF |
(Luxembourg) |
|
| Flexam Invest Operations S.á.r.l. |
(Luxembourg) |
|
| Candriam Luxco S.a.r.l. |
(Luxembourg) |
(“CANLUXS”) |
| Candriam |
(Luxembourg) |
(“CANLUX”) (CG: 64%; Belfius Bank: 33%; 62 Senior Employees: 43%; 1 share held by CANLUXS) |
| Candriam Belgian Branch |
|
|
| Candriam France Branch |
|
|
| Candriam UK Establishment |
|
|
| Candriam Germany Branch |
|
|
| Candriam US Branch |
|
|
| Candriam Spain Branch |
|
|
| Candriam Netherlands Branch |
(Luxembourg) |
|
| Candriam MENA Branch |
(Dubai, UAE) |
|
| Candriam Nordic Branch |
(Sweden) |
|
| Candriam Monétaire SICAV |
(France) |
(CIG: 0.41%) |
| Candriam Switzerland LLC |
(Switzerland) |
|
| Candriam GP |
(Luxembourg) |
|
| Candriam Tristan Real Estate Fund (RAIF) |
(Luxembourg) |
|
| Candriam GP PA |
(Luxembourg) |
|
| Candriam Private Assets |
(Luxembourg) |
|
| Kartesia Credit ELTIF |
(Luxembourg) |
|
| CPA Kartesia Securities |
(Luxembourg) |
|
| Kartesia Credit FFS |
(Luxembourg) |
|
| ATA Holdco Luxembourg S.á.r.l. |
(Luxembourg) |
(Candriam: 66.7%, Apogem Capital LLC: 33.3%) |
| Andera Partners |
(France) |
(ATA Holdco: 40%) |
| Andera Expansion GP |
(France) |
|
| Andera Expansion 3 S.L.P. |
(France) |
|
| ANDERA EXPANSION 4 S.L.P |
(France) |
|
| Andera Smart Infra GP |
(France) |
|
| ANDERA SMART INFRA 1 S.L.P |
(France) |
|
| ANDERA SMART INFRA 2 S.L.P |
(France) |
|
| ANDERA SMART INFRA REMPLOI S.L.P |
(France) |
|
| Terra Nea 1 GP |
(France) |
|
| TERRA NEA 1 SLP |
(France) |
|
| Andera MidCap GP |
(France) |
|
| Andera MidCap GP 5 S.L.P. |
(France) |
|
| Andera MidCap GP 6 S.L.P.S. |
(France) |
|
| Acto V GP |
(France) |
|
| ACTO V S.L.P. |
(France |
|
| ACI GP |
(France |
|
| ACI II S.L.P. |
(France) |
|
| ACI Vintage II S.L.P. |
(France) |
|
| ACI Vintage III S.L.P. |
(France) |
|
| ACI I, SCA SICAV-FIAR |
(Luxembourg) |
|
| Rio Holding Secondary |
(France) |
|
| Andera Partners España SL |
(Spain) |
|
| Belfius Fund |
(Luxembourg) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Belfius Fund Target Income 2032 |
|
(0.00%) |
| Belfius Equities |
(Belgian) |
(0.00%) |
| IZNES SAS |
(Luxembourg) |
(2%) |
| Belfius Investment Partners |
(Luxembourg) |
(0.01%) |
| S.W.I.F.T. SCRL |
(Luxembourg) |
(0.02%) |
| Cordius |
(Luxembourg) |
(CANLUX: 11.55%) |
| Cordius CIG |
|
(CANLUX: 100%) |
| Candriam Absolute Return |
(Luxembourg) |
(CIG: 0.35%) |
| Candriam Absolute Return Equity Market Neutral |
(Lux) |
(0.00%) |
| Candriam Bonds |
(Luxembourg) |
|
| Candriam Bonds Capital Securities |
|
(CIG: .0.001%) |
| Candriam Bonds Convertible Defensive |
|
(0.00%) |
| Candriam Bonds Convertible Opportunities |
|
(0.00%) |
| Candriam Bonds Credit Alpha |
|
(0.00%) |
| Candriam Bonds Credit Opportunities |
|
(0.00%) |
| Candriam Bonds Emerging Debt Local Currencies |
|
(CIG: 0.01%) |
| Candriam Bonds Emerging Markets |
|
(0.01%) |
| Candriam Bonds Emerging Corporate |
|
(CIG: 0.02%) |
| Candriam Bonds Emerging Markets Total Return |
|
(CIG: 0.01%) |
| Candriam Bonds Euro |
|
(0.00%) |
| Candriam Bonds Euro Corporate |
|
(0.00%) |
| Candriam Bonds Euro Corporate 2036 |
|
(CIG: 0.02%) |
| Candriam Bonds Euro Corporate Ex Financials |
|
(0.00%) |
| Candriam Bonds Euro Diversified |
|
(0.00%) |
| Candriam Bonds Euro Government |
|
(0.00%) |
| Candriam Bonds Euro High Yield |
|
(CIG: 0.08%) |
| Candriam Bonds Euro Short Term |
|
(0.00%) |
| Candriam Bonds Euro Long Term |
|
(CIG: 0.02%) |
| Candriam Bonds Floating Rate Notes |
|
(0.00%) |
| Candriam Bonds Global Government |
|
(0.00%) |
| Candriam Bonds Global High Yield |
|
(0.00%) |
| Candriam Bonds Global Inflation Short Duration |
|
(0.00%) |
| Candriam Bonds Global Sovereign Quality |
|
(0.00%) |
| Candriam Bonds International |
|
(CIG: 0.02%) |
| Candriam Bonds Total Return |
|
(CIG: 0.01%) |
| Candriam Bonds US Corporate |
|
(CIG: 0.00%) |
| Candriam Business Equities |
(Belgium) |
(0.00%) |
| Candriam Business Equities EMU |
|
(0.00%) |
| Candriam Business Equities Global Income |
|
(0.00%) |
| Candriam Diversified Futures |
|
(CIG: 0.02%) |
| Candriam Equities L |
(Luxembourg) |
(NYLIAC: 0.34%) |
| Candriam Equities L Qustralia |
|
(CIG: 0.01%) |
| Candriam Equities L Biotechnology |
|
(0.00%) |
| Candriam Equities L Emerging Markets |
|
(0.00%) |
| Candriam Equities L EMU |
|
(CIG: 0.02%) |
| Candriam Equities L ESG Market Neutral Edge |
|
(NYLIAC: 95.86%; CIG: 0.03%) |
| Candriam Equities L Europe |
|
(CIG: 0.02%) |
| Candriam Equities L Europe Edge |
|
(CIG: 0.01%) |
| Candriam Equities L Europe Innovation |
|
(0.01%) |
| Candriam Equities L Europe Optimum Quality |
|
(CIG: 0.01%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Candriam Equities L European Autonomy |
|
(CIG: 100%) |
| Candriam Equities L Global Demography |
|
(0.00%) |
| Candriam Equities L Global Income |
|
(CIG: 0.04%) |
| Candriam Equities L Japan Edge |
|
(CIG: 0.01%) |
| Candriam Equities L Life Care |
|
(0.00%) |
| Candriam Equities Merger Arbitrage |
|
(CIG: 0.02%) |
| Candriam Equities L Oncology Impact |
|
(0.00%) |
| Candriam Equities L Risk Arbitrage Opportunities |
|
(CIG: 0.03%) |
| Candriam Equities L Robotics & Innovation Technology |
|
(0.00%) |
| Candriam Equities L US Edge |
|
(CIG: 0.00%) |
| Candriam Equities L World Edge |
|
(NYLIAC: 60.69%; CIG: 0.03%) |
| Candriam Fund |
(Luxembourg) |
(0.00%) |
| Candriam Fund Sustainable Euro Corporate Bonds Fossil Free |
|
(0.00%) |
| Candriam Fund Sustainable European Equities Fossil Free |
|
(0.00%) |
| Candriam Impact One |
(Luxembourg) |
(NYLIAC: 30.62%) |
| Candriam Index Arbitrage |
(Luxembourg) |
(0.00%) |
| Candriam L |
(Luxembourg) |
(CIG: .01%) |
| Candriam L Alternative Multi-Strategies |
|
(CIG: .04%) |
| Candriam L Balanced Asset Allocation |
|
(0.00%) |
| Candriam L Conservative Asset Allocation |
|
(0.00%) |
| Candriam L Dynamic Asset Allocation |
|
(CIG: .15%) |
| Candriam L Multi-Asset Income |
|
(0.00%) |
| Candriam L Multi-Asset Income & Growth |
|
(CIG: 0.01%) |
| Candriam Long Short Credit |
|
(0.00%) |
| Candriam M |
|
(CIG: 12.27%) |
| Candriam M Impact Finance |
|
(CIG: 12.27%) |
| Candriam Money Market |
(Luxembourg) |
(CIG: 0.28%) |
| Candriam Money Market Euro |
|
(CIG: 0.14%) |
| Candriam Money Market Euro AAA |
|
(0.46%) |
| Candriam Money Market USD Sustainable |
|
(CIG: 0.00%) |
| Candriam Patrimoine Obli-Inter |
(Luxembourg) |
(0.00%) |
| Candriam Private Assets |
|
(NYLIAC: 78.74%) |
| Candriam Private Assets – Kartesia Credit |
|
(NYLIAC: 78.74%) |
| Candriam Risk Arbitrage |
(Luxembourg) |
(CIG: 9.03%) |
| Candriam Sustainable |
(Luxembourg) |
(CIG: 0.02%) |
| Candriam Sustainable Bond Emerging Markets |
|
(0.00%) |
| Candriam Sustainable Bond Euro |
|
(0.00%) |
| Candriam Sustainable Bond Euro Corporate |
|
(0.00%) |
| Candriam Sustainable Bond Euro Short Term |
|
(0.00%) |
| Candriam Sustainable Bond Global |
|
(CIG: 0.11%) |
| Candriam Sustainable Bond Global High Yield |
|
(0.00%) |
| Candriam Sustainable Bond Impact |
|
(NYLIAC: 5.89%) |
| Candriam Sustainable Defensive Asset Allocation |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity Children |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity Circular Economy |
|
(0.00%) |
| Candriam Sustainable Equity Climate Action |
|
(0.00%) |
| Candriam Sustainable Emerging Markets |
|
(0.00%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Candriam Sustainable Emerging Markets Ex-China |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity EMU |
|
(0.00%) |
| Candriam Sustainable Equity Europe |
|
(0.00%) |
| Candriam Sustainable Equity Europe Small & Mid Caps |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity Future Mobility |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity Equity Japan |
|
(0.00%) |
| Candriam Sustainable Equity Quant Europe |
|
(0.00%) |
| Candriam Sustainable Equity US |
|
(CIG: 0.01%) |
| Candriam Sustainable Equity Water |
|
(CIG: 90.07%) |
| Candriam Sustainable Equity World |
|
(0.00%) |
| Candriam Sustainable Money Market Euro |
|
(0.00%) |
| Candriam World Alternative |
(Luxembourg) |
(CIG: 14.15%) |
| Candriam World Alternative Alphamax |
|
(CIG: 14.18%) |
| Cleome Index |
(Luxembourg) |
(0.00%) |
| Cleome Index EMU Equities |
|
(0.00%) |
| Cleome Index Euro Corporate Bonds |
|
(0.00%) |
| Cleome Index Euro Government Bonds |
|
(0.00%) |
| Cleome Index Euro Long Term Bonds |
|
(0.14%) |
| Cleome Index Euro Short Term Bonds |
|
(CIG: 0.01%) |
| Cleome Index Europe Equities |
|
(0.00%) |
| Cleome Index USA Equities |
|
(0.00%) |
| Cleome Index World Equities |
|
(CIG: 0.01%) |
| NYLI GF |
(Luxembourg) |
(NYLIMH: 16.11%; NYLIAC: 28.03%; CIG: 0.02%) |
| NYLI GF AUSBIL Global Essential Infrastructure |
|
(NYLIMH: 12.15%; NYLIAC: 49.02%) |
| NYLI GF AUSBIL Global Small Cap |
|
(NYLIMH: 98.99%; CIG: 0.02%) |
| NYLI GF US High Yield Corporate Bonds |
|
(NYLIMH: 0.00%; CIG: 0.04%) |
| Paricor |
(Belgium) |
(CIG: 0.07%) |
| Paricor Patrimonium |
(Belgium) |
(CIG: 0.07%) |
| IndexIQ |
|
(CIG: 0.48%) |
| IndexIQ Factors Sustainable Corporate Euro Bond |
|
(CIG: 0.50%) |
| IndexIQ Factors Sustainable Europe Equity |
|
(CIG: 0.63%) |
| IndexIQ Factors Sustainable Japane Equity |
|
(CIG: 0.26%) |
| CGH UK Acquisition Company Limited |
(UK) |
|
| Tristan (Holdings) Limited |
(UK) |
|
| EPISO 3 Feeder (GP) Limited |
(Scotland) |
(40%) |
| EPISO 3 Feeder LP |
(Scotland) |
|
| Tristan Equity Partners (GP) Limited |
(UK) |
|
| Tristan Equity Partners LP |
(UK) |
|
| Tristan Capital Partners Holdings Limited (“TCPH”) |
(England & Wales) |
(80%) (Tristan Partners LP: 20%) |
| EPISO 3 Co-Investment (GP) Limited |
(Scotland) |
|
| EPISO 3 Co-Investment LP |
(Scotland) |
|
| TIPS One Co-Investment GP Sarl |
(Luxembourg) |
|
| TIPS Co-Investment SCSp |
(Luxembourg) |
|
| TCP Incentive Partners (GP) Sarl |
(Luxembourg) |
|
| TCP Incentive Partners SCSp |
(Luxembourg) |
|
| TCP Co-Investment (GP) Sarl |
(Luxembourg) |
|
| TCP Co-Investment SCSp |
(Luxembourg) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| CCP III Co-Investment (GP) Limited |
(Scotland) |
|
| CCP III Co-Investment LP |
(United Kingdom) |
|
| CCP IV Co-Investment LP |
(Scotland) |
|
| EPISO 4 Co-Investment LLP |
(United Kingdom) |
|
| EPISO 4 (GP) LLP |
(United Kingdom) |
|
| EPISO 4 Incentive Partners LLP |
(England & Wales) |
(4.7%) |
| CCP 5 Co-Investment LLP |
(England & Wales) |
(100%) |
| Tristan Capital Limited |
(England & Wales) |
(100%) |
| Tristan Capital Partners LLP |
(England & Wales) |
(80%; CGH 0.5%; 19% other members) |
| CCP III (GP) LLP |
(England & Wales) |
(50%) |
| CCP III Incentive Partners (GP) Limited |
(Scotland) |
|
| CCP III Incentive Partners LP |
(Scotland) |
|
| Curzon Capital Partners III (GP) Limited |
(England & Wales) |
|
| CCP III (GP) LLP |
(England & Wales) |
(99%, 1% held by TCP LLP) |
| Curzon Capital Partners III LP |
(LUX) |
|
| Curzon Capital Partners IV GP Limited |
(United Kingdom) |
|
| CCP IV (GP) LLP |
(United Kingdom) |
(99%, 1% held by TCP LLP) |
| Curzon Capital Partners IV LP |
(United Kingdom) |
|
| Curzon Capital Partners IV S.a.r.l. |
(LUX) |
|
| CCP IV Bolt FinCo S.a.r.l. |
(LUX) |
|
| Curzon IV IREF 1 Holding Sarl |
(LUX) |
|
| CCP IV IREF 1 |
(ITA) |
|
| CCP IV Bolt 1 Sarl |
(LUX) |
|
| Stratford City Offices Jersey Unit |
|
|
| Bolt Nominee 1 Limited |
(UK) |
|
| Bolt Nominee 2 Limited |
(UK) |
|
| CCP IV Bolt 2 Sarl |
(LUX) |
|
| CCP IV Erneside Holding Sarl |
(LUX) |
(99.99976%) |
| CCP IV France Investments Sarl |
(LUX) |
|
| OPPCI CCP IV France Investments |
(FRA) |
|
| SCI Escape Cordeliers |
(FRA) |
(1 share held by CCP IV France Investments Sarl) |
| The Forum, Solent, Management Company Limited |
(UK) |
|
| SBP Management Limited |
(UK) |
(27.83%) |
| CCP IV (GP) S.á.r.l. |
|
|
| CCP IV Keirin Luxembourg S.á.r.l. |
(LUX) |
|
| CCP IV SCSp |
(LUX) |
(74%) |
| Keirin Holding S.á.r.l. |
(LUX) |
|
| CCP IV UK Holding S.á.r.l. |
(LUX) |
|
| Cardiff Gate RP Limited |
(LUX) |
|
| Rotherham Foundry RP Limited |
(LUX) |
|
| Warrington Riverside RP Limited |
(LUX) |
|
| Birmingham Ravenside RP Limited |
(LUX) |
|
| Walsall Bescot RP Limited |
(LUX) |
|
| RW Sofas Limited |
(LUX) |
|
| Bangor Springhill RP Limited |
(LUX) |
|
| EPISO 3 Incentive Partners (GP) Limited |
(Scotland) |
|
| EPISO 3 Incentive Partners LP |
(Scotland) |
|
| EPISO 3 (GP) LLP |
(United Kingdom) |
(64%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| European Property Investors Special Opportunities 3 LP |
(UK) |
|
| EPISO 3 L.P. |
(UK) |
|
| EPISO 3 Luxembourg Holding Sarl |
(LUX) |
|
| EPISO 3 Wave Holding Sarl |
(LUX) |
|
| EPISO 4 (GP) II Sarl |
(Luxembourg) |
|
| EPISO 4 Student Housing SCSp |
(Luxembourg) |
|
| EPISO 4 (GP) LLP |
(United Kingdom) |
|
| European Property Investors Special Opportunities 4 LP |
(UK) |
|
| EPISO 4 Caesar Holding Sarl |
(LUX) |
|
| Trophy Value Added Fund |
(Italy) |
(74.15%) |
| EPISO 4 Luxembourg Holding Sarl |
(LUX) |
|
| EP Office 1 Spzoo |
(POL) |
|
| EP Office 2 Spzoo |
(POL) |
|
| EP Retail Spzoo |
(POL) |
|
| EP Apartments Spzoo |
(POL) |
|
| EP Hotel Spzoo |
(POL) |
|
| EPISO 4 Twilight GP Limited |
(UK) |
|
| EPISO 4 Twilight LP |
(UK) |
|
| Twilight Ireland PRS Properties Eclipse DAC |
(IRL) |
|
| EPISO 4 West Holding Sarl |
(LUX) |
(97.5%) |
| EPISO 4 Atrim Sarl |
(LUX) |
|
| EPISO 4 Banbridge Sarl |
(LUX) |
|
| EPISO 4 France Investments Sarl |
(LUX) |
(90%) |
| OPPCI EPISO 4 France Investments |
(FRA) |
(1 share held by SCI VDF) |
| SAS VDF |
(FRA) |
|
| SCI VDF |
(FRA) |
|
| EPISO 4 Switch Holding Sarl |
(LUX) |
|
| E4 Switch Norway AS |
(Norway) |
(80%) |
| EPISO 4 Pilgrim Holding Sarl |
(Luxembourg) |
|
| TP Property Sarl |
(LUX) |
|
| TB Property (Plymouth) Limited |
(England & Wales) |
|
| TB Property Developments (Plymouth) Limited |
(England & Wales) |
|
| EPISO 4 Lynx Holding Sarl |
(LUX) |
(97.6%) |
| EPISO 4 Lynx Sarl |
(LUX) |
|
| EPISO 4 Lynx Marketing Sarl |
(LUX) |
|
| CCP 5 Pool Partnership GP Limited |
(Jersey) |
|
| CCP 5 Pool Partnership SLP |
(Jersey) |
|
| CCP 5 GP LLP |
(United Kingdom) |
(80%) |
| Curzon Capital Partners 5 Long-Life LP |
(United Kingdom) |
|
| CCP 5 (GP) S.a.r.l. |
(Luxembourg) |
|
| Curzon Capital Partners 5 Long-Life SCA SICAV-SIF |
(United Kingdom) |
|
| CCP 5 Jersey Fragco 1 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 2 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 3 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 4 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 5 Limited |
(Jersey) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| CCP 5 Jersey Fragco 6 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 7 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 8 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 9 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 10 Limited |
(Jersey) |
|
| CCP 5 Jersey Fragco 11 Limited |
(Jersey) |
|
| CCP 5 Long-Life Luxembourg S.a.r.l. |
(Luxembourg) |
|
| CCP 5 LL GP Sárl |
(Luxembourg) |
|
| Curzon Capital Partners 5 Long Life SCSp |
(Luxembourg) |
|
| EPISO 5 Incentive Partners GP Limited |
(Jersey) |
|
| EPISO 5 Incentive Partners SLP |
(Jersey) |
|
| EPISO 5 (GP) Sárl |
(Luxembourg) |
|
| European Property Investors Special Opportunities 5 LP |
(Luxembourg) |
|
| EPISO 5 Luxembourg Holding S.á.r.l. |
(Luxembourg) |
|
| EPISO 5 Portfolio GP S.á.r.l. |
(Luxembourg) |
|
| EPISO 5 Silver JV SCSp |
(Luxembourg) |
|
| Sterling Square Holdings S.á.r.l. |
(Luxembourg) |
|
| European Property Investors Special Opportunities 5 SCSp-SICAV-SIF |
(Luxembourg) |
|
| EPISO 5 Co-Investment SCSp |
(Luxembourg) |
|
| EPISO 6 UK Portfolio GP Limited |
(UK) |
(“EPISO 6 UK”) |
| EPISO 6 (GP) S.á.r.l. |
(Luxembourg) |
|
| EPISO 6 Co-Investment SCSp |
(Luxembourg) |
|
| European Property Investors Special Opportunities 6 SCSp SICAV-SIF |
(Luxembourg) |
|
| E6 France Investments FPS-SICAV |
(France) |
(90.79%) |
| EPISO 6 UK Investment Holdings Limited |
(Jersey) |
(64%) (“EPISO 6”) |
| EPISO 6 Pegasus Holding Limited |
(UK) |
(100%) |
| Pegasus Investment Partners LLP |
(UK) |
(97.5%) |
| Pegasus Affordable Limited |
(UK) |
(62%) |
| Zen Housing Limited |
(UK) |
(62%) |
| Zen Housing Investments Ltd. |
(UK) |
|
| Zen Housing 2 Ltd. |
(UK) |
|
| Zen Rented Ltd. |
(UK) |
|
| EPISO 6 Waterfall Top Holdings Limited |
(England & Wales) |
(64%) |
| EPISO 6 Waterfall LP |
(England & Wales) |
(64%) |
| Waterfall HoldCo Limited |
(England & Wales) |
|
| Waterfall PropCo Limited |
(England & Wales) |
|
| Waterfall PropCo Limited |
(England & Wales) |
|
| Bury South Management Company Limited |
(England & Wales) |
(39%) |
| Crossway Management Company Limited |
(England & Wales) |
(16%) |
| Turbine Management Company Limited |
(England & Wales) |
(21%) |
| EPISO 6 Phoenix JV LLP |
(UK) |
(EPISO 6 UK: 50%; EPISO 6: 50%) |
| Phoenix Core Holdco Limited |
(UK) |
|
| Phoenix Core Propco Limited |
(UK) |
(“CorePropco”) |
| Cody TP Management Company Limited |
|
(CorePropco – GP Guarantor 100%, DevCo - Guarantor) |
| EPISO 6 Luxembourg Holding S.á.r.l. |
(LUX) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Phoenix Development Holding S.á.r.l. |
(LUX) |
(99%, TP:1%) |
| Phoenix DevCo Sarl |
(LUX) |
(“DevCo”) |
| EPISO 6 Spectre JV S.á.r.l. |
(LUX) |
|
| EPISO 6 Spectre 1 Holding S.á.r.l. |
(Luxembourg) |
|
| EPISO 6 Spectre 2 Holding S.á.r.l. |
(Luxembourg) |
|
| EPISO 6 Spectre 3 Holding S.á.r.l. |
(Luxembourg) |
|
| EPISO 6 Curado Holding S.á.r.l. |
(Luxembourg) |
|
| Claybrook, S.L. |
(Spain) |
(90%) |
| Barnfield Spain, S.L. |
(Spain) |
|
| EPISO 6 Macbeth Holding S.á.r.l. |
(Luxembourg) |
|
| Macbeth 4 SRL |
(Belgium) |
|
| Montague 1 S.á.r.l. |
(LUX) |
|
| EPISO 6 Moomin Holding S.á.r.l. |
(LUX) |
|
| EPISO 6 Siem Holding S.á.r.l. |
(LUX) |
|
| EPISO 6 Siem S.á.r.l. |
(LUX) |
|
| EPISO 6 Emerald Holdings S.á.r.l. |
(LUX) |
(96%) |
| BCRE Leipzig Wohnen Nord B.V. |
|
|
| BCRE Leipzig Wohnen Ost B.V. |
|
|
| BCRE Leipzig West Ost B.V. |
|
|
| TAG Leipzig-Immobilien GmbH |
|
|
| EPISO 6 Platinum Holding S.a.r.l. |
(Luxembourg) |
|
| Frankfurt Wohnland GmbH |
(Germany) |
|
| EPSIO 6 MB Holding S.a.r.l. |
(Luxembourg) |
(90%) |
| MB Property 1 S.a.r.l. |
(Luxembourg) |
|
| Hella Acquico GP S.á.r.l. |
(Luxembourg) |
|
| Hella Acquico GP SCSp |
(Luxembourg) |
|
| Hella Holding S.á.r.l. |
(Luxembourg) |
(96%) |
| H Main Holding S.á.r.l. |
(Luxembourg) |
|
| H Main 1 S.á.r.l. |
(Luxembourg) |
|
| H Main 2 S.á.r.l. |
(Luxembourg) |
|
| H Main 3 S.á.r.l. |
(Luxembourg) |
|
| H Main 4 S.á.r.l. |
(Luxembourg) |
|
| H Main 5 S.á.r.l. |
(Luxembourg) |
|
| H Main 6 S.á.r.l. |
(Luxembourg) |
|
| H Main 7 S.á.r.l. |
(Luxembourg) |
|
| EPISO 6 Nexus Holding S.a.r.l. |
(Luxembourg) |
|
| Aventos Eta Investment GmbH |
|
|
| EPISO 6 Nexus MidCo S.a.r.l. |
(Luxembourg) |
|
| EPISO 6 Manor GP S.a.r.l. |
(Luxembourg) |
|
| EPISO 6 Manor JV SCSp |
(Luxembourg) |
|
| EPISO 6 Manor Holding S.a.r.l. |
(Luxembourg) |
|
| Manor Property S.a.r.l. |
(Luxembourg) |
|
| Manor Devco Limited |
(UK) |
|
| EPISO 6 Northface Holding S.a.r.l. |
(Luxembourg) |
|
| Northface 1 S.a.r.l. |
(Luxembourg) |
|
| Northface 2 S.a.r.l. |
(Luxembourg) |
|
| Northface 3 Fixtures S.a.r.l. |
(Luxembourg) |
|
| EPISO 6 Panther Co-Investment SCSp (Jersey) GP Limited |
(Jersey) |
(92.15%) |
| EPISO 6 Panther (Jersey) GP Limited |
(Jersey) |
(90%) |
| EPISO 6 Panther (Jersey) JV SLP |
(Jersey) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| EPISO 6 Panther (Jersey) Holdco Limited |
(Jersey) |
|
| EPISO 6 Panther Property Limited |
(Jersey) |
|
| Point A Hotels (Web) Limited |
(UK) |
|
| Point A Hotels Limited |
(UK) |
|
| Raag St. Andrew Hotel Limited |
(UK) |
|
| Patrizia Hanover (St. Andrew) PUT |
(Jersey) |
|
| Raag Hotels Limited |
(Jersey) |
|
| QMK Pub Westminster Limited |
(UK) |
|
| RAAG OBS Limited |
(Jersey) |
|
| QMK OBS Limited |
(IRL) |
|
| Raag Dublin Limited |
(Jersey) |
|
| Raag QMK Dublin Limited |
(IRE) |
|
| Raag Kensington Holdings Limited |
(Jersey) |
|
| Raag Kensington Hotel Limited |
(Jersey) |
|
| QMK Kensington Limited |
(UK) |
|
| Raag Westminster Holdings Limited |
(Jersey) |
|
| Raag Westminster Hotel Limited |
(Jersey) |
|
| QMK Westminster Limited |
(UK) |
|
| Raag Liverpool Street Holdings Limited |
(Jersey) |
|
| Raag Liverpool Street Hotel Limited |
(Jersey) |
|
| QMK Liverpool Street Limited |
(UK) |
|
| Raag Kings Cross Holdings Limited |
(Jersey) |
|
| Raag Kings Cross Hotel Limited |
(Jersey) |
|
| QMK KX Limited |
(UK) |
|
| Raag Paddington Holdings Limited |
(Jersey) |
|
| Raag Paddington Hotel Limited |
(Jersey) |
|
| QMK Paddington Limited |
(UK) |
|
| Raag Canary Wharf Limited |
(Jersey) |
|
| QMK Canary Wharf Limited |
(UK) |
|
| Raag Shoreditch Limited |
(Jersey) |
|
| QMK Shoreditch Limited |
(UK) |
|
| Raag Aberdeen |
(Jersey) |
|
| QMK Management Limited |
(UK) |
|
| EPISO 6 Panther Co-Investment (GP) S.a.r.l. |
(Luxembourg) |
|
| EPISO 6 Tiger Co-Investment SCSp |
(Luxembourg) |
|
| EPISO 6 Tiger GP Limited |
(UK) |
|
| EPISO 6 Tiger JV LLP |
(UK) |
|
| EPISO 6 Tiger Hotels Limited |
(UK) |
|
| easyHotel Limited |
(UK) |
|
| easyHotel Top Holdco Limited |
(UK) |
|
| easyHotel New UK Mezz Holdco Limited |
(UK) |
|
| easyHotel New UK Parent Holdco Limited |
(UK) |
|
| easyHotel New UK Master Holdco Limited |
(UK) |
|
| easyHotel New UK Limited |
(UK) |
|
| easyHotel Italy Holdings S.R.L. |
(Italy) |
|
| easyHotel France SAS |
(France) |
|
| easyHotel Nice Holdings SAS |
(France) |
|
| CGH SAS |
(France) |
|
| SC Nice Hotel |
(France) |
(99%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| easyHotel France Paris CDG SAS |
(France) |
|
| easyHotel France Aubervilliers SAS |
(France) |
|
| easyHotel France Marseille Opco SAS |
(France) |
|
| easyHotel France Marseille Propco SAS |
(France) |
|
| easyHotel Fira, S.L. |
(Spain) |
|
| easyHotel Spain S.L. |
(Spain) |
|
| easyHotel Spain Holdings S.L. |
(Spain) |
|
| eH Barcelona Meridiana OpCo S.L. |
(Spain) |
|
| easyHotel Meridiana PropCo S.L. |
(Spain) |
|
| eH Alicante OpCo S.L. |
(Spain) |
|
| EasyHotel Alicante PropCo S.L. |
(Spain) |
|
| eH Valencia OpCo S.L. |
(Spain) |
|
| easyHotel Valencia PropCo S.L. |
(Spain) |
|
| eH Madrid Fleta OpCo S.L. |
(Spain) |
|
| easyHotel Spain Madrid Fleta PropCo S.L. |
(Spain) |
|
| easyHotel Ireland HoldCo Limited |
(Ireland) |
|
| easyHotel Ireland Limited |
(Ireland) |
|
| easyHotel UK Holdings Limited |
(UK) |
|
| easyHotel Birmingham Limited |
(UK) |
|
| easyHotel Ipswich Limited |
(UK) |
|
| easyHotel Milton Keynes Limited |
(UK) |
|
| easyHotel Leeds Limited |
(UK) |
|
| easyHotel Cardiff Limited |
(UK) |
|
| easyHotel Liverpool Limited |
(UK) |
|
| easyHotel Manchester Limited |
(UK) |
|
| easyHotel Sheffield Limited |
(UK) |
|
| easyHotel Glasgow Limited |
(UK) |
|
| easyHotel Shoreditch Limited |
(UK) |
|
| easyHotel Croydon Limited |
(UK) |
|
| easyHotel BidCo No. 1 Limited |
(UK) |
|
| easyHotel BidCo No. 2 Limited |
(UK) |
|
| Benelux Budget Hotel Holding (BBHH) B.V. |
(Netherlands) |
|
| Benelux Budget Hotel Management (BBHM) B.V. |
(Netherlands) |
|
| AMSOCS Hotel B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 1 B.V. |
(Netherlands) |
|
| DHCC Hotel B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie II B.V. |
(Netherlands) |
|
| RDCC Hotel B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie III B.V. |
(Netherlands) |
|
| AMSAB Hotel B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 4 B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 6 B.V. |
(Netherlands) |
|
| DHSCH Hotel B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 7 B.V. |
(Netherlands) |
|
| Argent Office N.V. |
(Belgium) |
|
| BHRE 4 (Masstricht) B.V. |
(Netherlands) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| BHRE 1 B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 8 B.V. |
(Netherlands) |
|
| Benelux Hotel Exploitatie 5 N.V. |
(Belgium) |
|
| easyHotel Oxford OpCo Limited |
(UK) |
|
| easyHotel Newcastle OpCo Limited |
(UK) |
|
| TIPS One Incentive Partners GP Limited |
(Jersey) |
|
| TIPS One Incentive Partners SLP |
(Jersey) |
|
| TIPS One GP Sarl |
(Luxembourg) |
|
| Tristan Income Plus Strategy One SCSp |
(Luxembourg) |
|
| TIPS One Alpha Holdings Sarl |
(Luxembourg) |
|
| TIPS One Alpha PV I Sarl |
(Luxembourg) |
|
| TIPS One Co-Investment GP Sarl |
(Luxembourg) |
|
| TIPS One Co-Investment SCSp |
(Luxembourg) |
|
| CCP IV (GP) LLP |
(England & Wales) |
(50%) |
| Curzon Capital Partners IV (GP) Limited |
(England & Wales) |
|
| CCP 5 GP LLP |
(England & Wales) |
(33%) (2 individual members) |
| CCP 5 Pool Partnership GP Limited |
(Jersey) |
|
| CCP 5 Pool Partnership SLP |
(Jersey) |
|
| Tristan Capital Partners Asset Management Limited |
(England & Wales) |
|
| TCP Spain, SL |
(Spain) |
(64.5%) |
| TCP France |
(France) |
|
| TCP NL BV |
(Netherlands) |
|
| TCP Poland Spolka z ograniczoną odpowiedzialnoscią |
(Poland) |
|
| Tristan Capital Management Company S.a.r.l. |
(Luxembourg) |
|
| TCP Co-Investment (GP) S.à.r.l. |
(Luxembourg) |
|
| TCP Co-Investment SCSp |
(Luxembourg) |
|
| German Property Performance Partners Investors Feeder Verwaltungs GmbH |
(Germany) |
|
| EPISO 4 (GP) S.à.r.l. |
(Luxembourg) |
|
| EPISO 4 SCSp |
(Luxembourg) |
|
| EPISO 4 (GP) II S.à.r.l. |
(Luxembourg) |
|
| EPISO 4 Student Housing SCSp |
(Luxembourg) |
|
| Ausbil Investment Management Limited |
(Australia) |
(“AUSBIL”) (81.14%) |
| Ausbil Australia Pty. Ltd. |
(Australia) |
|
| Ausbil Asset Management Pty. Ltd. |
(Australia) |
|
| Ausbil Global Infrastructure Pty. Limited |
(Australia) |
(55%) (45% owned by 4 employees) |
| Ausbil Investment Management Limited Employee Share Trust |
(Australia) |
(Ausbil: 100%) |
| Ausbil Global SmallCap Fund |
(Australia) |
(NYLIAC: 23.11%) (no authority to manage fund, AUSBIL has sole authority) |
| Ausbil Long Short Focus Fund |
(Australia) |
(NYLIAC: 32.23%) |
| Ausbil CORE Global Listed Infrastructure Fund |
|
(NYLIAC: 100%) (no authority to manage fund, AUSBIL has sole authority) |
| NYLIFE Distributors LLC |
(Delaware) |
|
| Flatiron RR LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| Flatiron RR II LLC |
(Delaware) |
(NYLInvestors Series A: 100%; Tetragon Credit Income V L.P. Series B: 100%) |
| Flatiron RR CLO 30 LLC |
(Delaware) |
|
| Flatiron CLO 2013-1-Ltd. |
(Cayman Islands) |
(NYL: 0%) (NYLIC: 25% equity) |
| Flatiron CLO 2015-1 Ltd. |
(Cayman Islands) |
(NYL: 0%) (NYL Investors Approx. 59.155% Equity) |
| Flatiron CLO 17 Ltd. |
(Cayman Islands) |
(NYL: 0%) (NYLIC: 4.09% debt, NYL Investors 54% equity) |
| Flatiron CLO 18 Ltd. |
(Cayman Islands) |
(NYL: 0%) (NYL Investors 100% Equity) |
| Flatiron CLO 19 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 20 Ltd. |
(Cayman Islands) |
(NYL: 0%) (NYL Investors 62% Equity) |
| Flatiron CLO 21 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron RR CLO 22 LLC |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 24 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 25 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 26 Ltd. |
(Jersey) |
(NYL: 0%) |
| Flatiron CLO 23 LLC |
(Delaware) |
|
| Flatiron RR CLO 27 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 28 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron RR LLC, Manager Series |
(Delaware Series LLC) |
(Series A) |
| Flatiron RR LLC, Retention Series |
(Delaware Series LLC) |
(Series B) |
| Flatiron CLO 29 Ltd. |
|
|
| Flatiron RR CLO 30 Ltd. |
(Cayman Islands) |
(NYL: 0%) |
| Flatiron CLO 31 Ltd. |
|
|
| Flatiron CLO 32 Ltd. |
|
|
| Flatiron CLO 33 Ltd. |
|
|
| Flatiron CLO 34 Ltd. |
|
(NYL Investors 70%) |
| Stratford CDO 2001-1 Ltd. |
(Cayman Islands) |
|
| NYLIFE LLC |
(Delaware) |
|
| Eagle Strategies LLC |
(Delaware) |
|
| New York Life Capital Corporation |
(Delaware) |
|
| New York Life Trust Company |
(New York) |
|
| NYLIFE Securities LLC |
(Delaware) |
|
| NYLINK Insurance Agency Incorporated |
(Delaware) |
|
| Silver Spring, LLC |
(Delaware) |
|
| Silver Spring Associates, L.P. |
(Pennsylvania) |
|
| SCP 2005-C21-002 LLC |
(Delaware) |
|
| SCP 2005-C21-003 LLC |
(Delaware) |
|
| SCP 2005-C21-006 LLC |
(Delaware) |
|
| SCP 2005-C21-007 LLC |
(Delaware) |
|
| SCP 2005-C21-008 LLC |
(Delaware) |
|
| SCP 2005-C21-009 LLC |
(Delaware) |
|
| SCP 2005-C21-017 LLC |
(Delaware) |
|
| SCP 2005-C21-018 LLC |
(Delaware) |
|
| SCP 2005-C21-021 LLC |
(Delaware) |
|
| SCP 2005-C21-025 LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| SCP 2005-C21-031 LLC |
(Delaware) |
|
| SCP 2005-C21-036 LLC |
(Delaware) |
|
| SCP 2005-C21-041 LLC |
(Delaware) |
|
| SCP 2005-C21-043 LLC |
(Delaware) |
|
| SCP 2005-C21-044 LLC |
(Delaware) |
|
| SCP 2005-C21-048 LLC |
(Delaware) |
|
| SCP 2005-C21-061 LLC |
(Delaware) |
|
| SCP 2005-C21-063 LLC |
(Delaware) |
|
| SCP 2005-C21-067 LLC |
(Delaware) |
|
| SCP 2005-C21-069 LLC |
(Delaware) |
|
| SCP 2005-C21-070 LLC |
(Delaware) |
|
| NYMH-Ennis GP, LLC |
(Delaware) |
|
| NYMH-Ennis, L.P. |
(Texas) |
|
| NYMH-Freeport GP, LLC |
(Delaware) |
|
| NYMH-Freeport, L.P. |
(Texas) |
|
| NYMH-Houston GP, LLC |
(Delaware) |
|
| NYMH-Houston, L.P. |
(Texas) |
|
| NYMH-Plano GP, LLC |
(Delaware) |
|
| NYMH-Plano, L.P. |
(Texas) |
|
| NYMH-San Antonio GP, LLC |
(Delaware) |
|
| NYMH-San Antonio, L.P. |
(Texas) |
|
| NYMH-Stephenville GP, LLC |
(Delaware) |
|
| NYMH-Stephenville, L.P. |
(Texas) |
|
| NYMH-Taylor GP, LLC |
(Delaware) |
|
| NYMH-Taylor, L.P. |
(Texas) |
|
| NYMH-Attleboro MA, LLC |
(Delaware) |
|
| NYMH-Farmingdale, NY LLC |
(Delaware) |
|
| NYLMDC-King of Prussia GP, LLC |
(Delaware) |
|
| NYLMDC-King of Prussia Realty, LP |
(Delaware) |
|
| Country Place LP |
(Delaware) |
|
| Country Place JV LLC |
(Delaware) |
|
| REEP-MF Salisbury Square Tower One TAF LLC |
(Delaware) |
(NYLIC: 95.5%; NYLIAC: 0.5%) |
| REEP-DRP Salisbury Square Tower One TAB JV LLC |
(Delaware) |
(LLC: 80%) |
| Salisbury Square Tower One LLC |
(Delaware) |
|
| REEP-MF Salisbury Square Tower Two TAF LLC |
(Delaware) |
(inactive) |
| REEP-DRP Salisbury Square Tower Two TAB JV LLC |
(Delaware) |
(inactive) |
| REEP-MF Salisbury Square TAF LLC |
(Delaware) |
(inactive) |
| REEP-IND MCP WEST NC LLC |
(Delaware) |
|
| Cumberland Properties LLC |
(Delaware) |
|
| NYLife Real Estate Holdings LLC |
(Delaware) |
|
| Huntsville NYL LLC |
(Delaware) |
|
| REEP-IND Forest Park NJ LLC |
(Delaware) |
|
| FP Building 4 LLC |
(Delaware) |
|
| FP Building 1-2-3 LLC |
(Delaware) |
|
| FP Building 17, LLC |
(Delaware) |
|
| FP Building 20, LLC |
(Delaware) |
|
| FP Mantua Grove LLC |
(Delaware) |
|
| FP Lot 1.01 LLC |
(Delaware) |
|
| REEP-IND NJ LLC |
(Delaware) |
|
| NJIND JV LLC |
(Delaware) |
(93%) |
| NJIND Hook Road LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| NJIND Bay Avenue LLC |
(Delaware) |
|
| NJIND Bay Avenue Urban Renewal LLC |
(Delaware) |
|
| NJIND Corbin Street LLC |
(Delaware) |
|
| REEP-MF Cumberland TN LLC |
(Delaware) |
|
| Cumberland Apartments, LLC |
(Tennessee) |
|
| REEP-MF Marina Landing WA LLC |
(Delaware) |
|
| REEP-MF Woodridge IL LLC |
(Delaware) |
|
| REEP-RTL SASI GA LLC |
(Delaware) |
|
| REEP-RTL Bradford PA LLC |
(Delaware) |
|
| REEP-RTL CTC NY LLC |
(Delaware) |
|
| 5005 LBJ Tower LLC |
(Delaware) |
(97%) |
| REEP-OFC/RTL MARKET ROSS TX LLC |
(Delaware) |
|
| MARKET ROSS TX JV LLC |
(Delaware) |
(98.7%) |
| MARKET ROSS TX GARAGE OWNER LLC |
(Delaware) |
|
| MARKET ROSS TX OFFICE OWNER LLC |
(Delaware) |
|
| MARKET ROSS TX RETAIL OWNER LLC |
(Delaware) |
|
| REEP-OFC Mallory TN LLC |
(Delaware) |
|
| 3665 Mallory JV LLC |
(Delaware) |
(90.9%) |
| REEP-OFC WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC 2300 Empire LLC |
(Delaware) |
|
| REEP-MF Wynnewood PA LLC |
(Delaware) |
|
| Wynnewood JV LLC |
(Delaware) |
(100%) |
| REEP-MU Fayetteville NC LLC |
(Delaware) |
(100%) |
| 501 Fayetteville JV LLC |
(Delaware) |
(85%) |
| 501 Fayetteville Owner LLC |
(Delaware) |
(100%) |
| REEP-MU SOUTH GRAHAM NC LLC |
(Delaware) |
|
| 401 SOUTH GRAHAM JV LLC |
(Delaware) |
(90%) |
| 401 SOUTH GRAHAM OWNER LLC |
(Delaware) |
|
| REEP-IND COMMERCE CITY CO LLC |
(Delaware) |
|
| REEP-BRENNAN COMMERCE CITY JV LLC |
(Delaware) |
|
| REEP-OFC Mass Ave MA LLC |
(Delaware) |
|
| REEP-MF FARMINGTON IL LLC |
(Delaware) |
|
| REEP-MARQUETTE FARMINGTON JV LLC |
(Delaware) |
(90%) |
| REEP-MARQUETTE FARMINGTON OWNER LLC |
(Delaware) |
|
| REEP-MF BELLVUE STATION WA LLC |
(Delaware) |
|
| REEP-LP BELLVUE STATION JV LLC |
(Delaware) |
(86.15%) |
| REEP-HINES ENCLAVE POINT AZ LLC |
(Delaware) |
|
| REEP-HINES ENCLAVE POINT JV LLC |
(Delaware) |
(50%) |
| REEP-MF WILDHORSE RANCH TX LLC |
(Delaware) |
|
| REEP-WP-WILDHORSE RANCH JV LLC |
(Delaware) |
|
| REEP-IND ROMULUS MI LLC |
(Delaware) |
|
| REEP-NPD ROMULUS JV LLC |
(Delaware) |
(87.14%) |
| REEP-IND ROMULUS MI II LLC |
(Delaware) |
|
| REEP-NPD ROMULUS II AND III JV LLC |
|
(75.22%) |
| REEP-NPD Romulus II AND III JV B4 OWNER LLC |
(Delaware) |
|
| REEP-NPD Romulus II AND III JV B5 OWNER LLC |
(Delaware) |
|
| REEP-MF SOUTH MAIN TX LLC |
(Delaware) |
(100%) |
| REEP-AO SOUTH MAIN JV LLC |
(Delaware) |
(99.99%) |
| REEP-AO SOUTH MAIN OWNER LLC |
(Delaware) |
(100%) |
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| REEP-IND Cubes Roosevelt LLC |
(Delaware) |
|
| REEP-IND Cubes Roosevelt JV, LLC |
(Delaware) |
(90%) |
| 4300 Roosevelt LLC |
(Illinois) |
|
| 2015 DIL PORTFOLIO HOLDINGS LLC |
(Delaware) |
(NYLIC: 100%) |
| PA 180 KOST RD LLC |
(Delaware) |
|
| Cortlandt Town Center LLC |
(Delaware) |
|
| REEP-ADC GA LLC |
(Delaware) |
|
| REEP-WP ART TOWER JV LLC |
(Delaware) |
|
| REEP-1250 Forest LLC |
(Delaware) |
|
| REEP-HZ SPENCER LLC |
(Delaware) |
|
| REEP-IND 10 WEST AZ LLC |
(Delaware) |
|
| REEP-IND 4700 Nall TX LLC |
(Delaware) |
|
| REEP-IND Alpha TX LLC |
(Delaware) |
|
| REEP-IND MCP VIII NC LLC |
(Delaware) |
|
| REEP-IND CHINO CA LLC |
(Delaware) |
|
| REEP-IND FRANKLIN MA HOLDER LLC |
(Delaware) |
|
| REEP-IND FREEDOM MA LLC |
(Delaware) |
|
| REEP-IND Fridley MN LLC |
(Minnesota) |
|
| REEP-IND Kent LLC |
(Delaware) |
|
| REEP-IND LYMAN MA LLC |
(Delaware) |
|
| REEP-IND MCP II NC LLC |
(Delaware) |
|
| REEP-IND MCP IV NC LLC |
(Delaware) |
|
| REEP-IND MCP V NC LLC |
(Delaware) |
|
| REEP-IND MCP VII NC LLC |
(Delaware) |
|
| REEP-INC MCP III OWNER NC LLC |
(Delaware) |
|
| REEP-IND MCP West NC LLC |
(Delaware) |
|
| REEP-IND STANFORD COURT LLC |
(Delaware) |
|
| REEP-IND STANFORD COURT CA LLC |
(Delaware) |
|
| REEP-IND Valley View TX LLC |
(Delaware) |
|
| REEP-IND Valwood TX LLC |
(Delaware) |
|
| REEP-MF 960 East Paces Ferry GA LLC |
(Delaware) |
|
| REEP-MF 960 EPF Opco GA LLC |
(Delaware) |
|
| REEP-MF Emblem DE LLC |
(Delaware) |
|
| REEP-MF Gateway TAF UT LLC |
(Delaware) |
(NYLIC: 99%, NYLIAC: 1%) |
| REEP-WP Gateway TAB JV LLC |
(Delaware) |
(LLC: 99%, NYLIAC: 1%) |
| REEP-MF Mount Laurel NJ LLC |
(Delaware) |
|
| REEP-MF NORTH PARK CA LLC |
(Delaware) |
|
| REEP-AVERY OWNER LLC |
(Delaware) |
|
| REEP-MF One City Center NC LLC |
(Delaware) |
|
| REEP-MF Wallingford WA LLC |
(Delaware) |
|
| REEP-MF STEWART AZ OLDER LLC |
(Delaware) |
|
| REEP-MF STEWART AZ |
(Delaware) |
|
| REEP-OFC Aspect OR LLC |
(Delaware) |
(NYLIC: 37%, NYLIAC: 63%) |
| REEP-OFC Bellevue WA LLC |
(Delaware) |
|
| REEP-OFC Financial Center FL LLC |
(Delaware) |
|
| REEP-OFC WATER RIDGE NC HOLDCO LLC |
(Delaware) |
|
| REEP-OFC ONE WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC TWO WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC FOUR WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC FIVE WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC SIX WATER RIDGE NC LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| REEP-OFC SEVEN WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC EIGHT WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC NINE WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC TEN WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-OFC ELEVEN WATER RIDGE NC LLC |
(Delaware) |
|
| REEP-MF FOUNTAIN PLACE MN LLC |
(Delaware) |
|
| REEP-MF FOUNTAIN PLACE LLC |
(Delaware) |
|
| REEP-MF Park-Line FL LLC |
(Delaware) |
|
| REEP-OFC 2300 Empire CA LLC |
(Delaware) |
|
| REEP-IND 10 WEST II AZ LLC |
(Delaware) |
|
| REEP-RTL Flemington NJ LLC |
(Delaware) |
|
| REEP-RTL Mill Creek NJ LLC |
(Delaware) |
|
| REEP-RTL NPM GA LLC |
(Delaware) |
|
| REEP-OFC 515 Post Oak TX LLC |
(Delaware) |
(NYLIC: 65%, NYLIAC: 35%) |
| REEP-RTL DTC VA LLC |
(Delaware) |
(NYLIC: 39%, NYLIAC: 61%) |
| REEP-RTL DTC-S VA LLC |
(Delaware) |
(NYLIC: 37%, NYLIAC: 63%) |
| REEP-OFC 410 TOWNSEND CA LLC |
(Delaware) |
|
| REEP-OFC 410 TOWNSEND LLC |
(Delaware) |
|
| REEP-2023 PH 5 LLC |
(Delaware) |
(Name change to Madison-LPP Kernersville GP LLC) |
| REEP-2023 PH 6 LLC |
(Delaware) |
(Name change to Madison-LPP Kernersville LP) |
| REEP-2023 PH 7 LLC |
(Delaware) |
|
| REEP-2023 PH 8 LLC |
(Delaware) |
(Name change to Madison-LPP Kernersville QRS, Inc.) |
| REEP-OFC 600 TOWNSEND LLC |
(Delaware) |
|
| REEP-OFC 600 TOWNSEND CA LLC |
(Delaware) |
|
| REEP-OFC 1341 G DC LLC |
(Delaware) |
(NYLIC: 65%, NYLIAC: 35%) |
| REEP-OFC 1030 15NM DC LLC |
(Delaware) |
(NYLIC: 65%, NYLIAC: 35%) |
| REEP-OFC 1111 19NW DC LLC |
(Delaware) |
(NYLIC: 63.83%, NYLIAC: 36.17%) |
| REEP 220 NW Owner LLC |
(Delaware) |
|
| REEP-OFC 30 WM IL LLC |
(Delaware) |
|
| REEP-SS Marshfield LLC |
(Delaware) |
|
| REEP-LLP Marshfield JV LLC |
(Delaware) |
|
| REEP-SS Vallejo LLC |
(Delaware) |
|
| REEP-OFC 353 Sacramento LLC |
(Delaware) |
|
| REEP-Royal 353 Sacramento JV LLC |
(Delaware) |
|
| REEP-MF Reno LLC |
(Delaware) |
|
| REEP-NPD Romulus II and III JV LLC |
(Delaware) |
|
| REEP-NPD Romulus II and III JV B4 OWNER LLC |
(Delaware) |
|
| REEP-NPD Romulus II and III JV B5 OWNER LLC |
(Delaware) |
|
| REEP-OFC 757 Third Avenue NY LLC |
(Delaware) |
|
| REEP-OFC 260 Sheridan JV CA LLC |
(Delaware) |
|
| REEP-OFC 260 Sheridan JV Owner CA LLC |
(Delaware) |
|
| REKA 51M HOLDINGS, LLC |
(Delaware) |
|
| NJIND Raritan Center LLC |
(Delaware) |
|
| NJIND Talmadge Road LLC |
(Delaware) |
|
| NJIND Melrich Road LLC |
(Delaware) |
|
| FP Building 18, LLC |
(Delaware) |
|
| FP Building 19, LLC |
(Delaware) |
|
| Summit Ridge Apartments, LLC |
(Delaware) |
|
| Name |
Jurisdiction of Organization |
Percent of Voting Securities Owned |
| PTC Acquisitions, LLC |
(Delaware) |
|
| Martingale Road LLC |
(Delaware) |
|
| NYLIC HKP MEMBER LLC |
(Delaware) |
(NYLIC-MM: 67.974%, NYLIAC-IM: 32.026%) |
| NYLIC HKP VENTURE LLC |
(Delaware) |
(51%) |
| NYLIC HKP REIT LLC |
(Delaware) |
(51%) |
| New York Life Funding |
(Cayman Islands)6 |
|
| New York Life Global Funding |
(Delaware)6 |
|
| Government Energy Savings Trust 2003-A (GEST) |
(New York)7 |
|
| UFI-NOR Federal Receivables Trust, Series 2009B |
(New York)7 |
|
| NYLARC Holding Company Inc. |
(Arizona)6 |
|
| New York Life Agents Reinsurance Company |
(Arizona)6 |
|
| JREP Fund Holdings I, L.P. |
(Cayman Islands) |
(12.5%) |
| Jaguar Real Estate Partners L.P. |
(Cayman Islands) |
(30.3%) |
| REEP-NYL JAG ACQUISITION CO MEMBER LLC |
(Delaware) |
|
| NYLIFE Office Holdings Member LLC |
(Delaware) |
(51%) |
| NYLIFE Office Holdings LLC |
(Delaware) |
(51%) |
| NYLIFE Office Holdings REIT LLC |
(Delaware) |
|
| REEP-OFC DRAKES LANDING CA LLC |
(Delaware) |
|
| REEP-OFC CORPORATE POINTE CA LLC |
(Delaware) |
|
| REEP-OFC VON KARMAN CA LLC |
(Delaware) |
|
| REEP-OFC ONE BOWDOIN SQUARE MA LLC |
(Delaware) |
|
| REEP-OFC 525 N Tryon NC LLC |
(Delaware) |
|
| 525 Charlotte Office LLC |
(Delaware) |
(100%) |
| REEP-IMPIC OFC PROMINENCE ATLANTA LLC |
Delaware |
|
| Sol Invictus Note Issuer SPV 2021-1 LLC |
(Delaware) |
|
| Veritas Doctrina Note Issuer SPV LLC |
(Delaware) |
|
| Fairview Capital Partners, LLC |
(Delaware) |
(49%) |
| AC 2023 NMTC Investor, LLC |
(Louisiana) |
(NYLIC: 79.20%, NYLIAC: 19.80%) |
| USB NMTC FUND 20223-6, LLC |
(Delaware) |
|
| NYLIC RLP II, LLC |
(Delaware) |
|
| Phalanx Mortgage Opportunities Trust |
(Delaware) |
(NYL:0%) (Delaware Statutory Trust BNY Trustee) |
| Phalanx Mortgage Opportunities Trust Manager LLC |
(Delaware) |
(NYL:0%) |
| Names of Directors & Officers: |
Positions & Offices with Underwriter: |
| Lehneis, Kirk C. |
Chairman & Senior Managing Director |
| Barros, Jose N. |
Chief Executive Officer & Manager |
| Harte, Francis Michael |
Senior Managing Director, Manager & Audit Committee Member |
| Akkerman, John W. |
Senior Managing Director, New York Life Investments Institutional Sales |
| Wion, Matthew D. |
Senior Managing Director, Retail Annuities |
| Chen, Angela |
Audit Committee Member (Chairman) & Manager |
| Gamble, Michael |
Managing Director, Institutional Life |
| Wickwire, Brian D. |
Managing Director, Controller and Chief Operating Officer |
| Goldstein, Andrew |
Managing Director |
| Bain, Karen A. |
Vice President, Tax |
| Sharrier, Elizabeth A. |
Corporate Vice President & Assistant Secretary |
| Meade, Colleen A. |
Associate General Counsel & Secretary |
| Misra, Manali S. |
Assistant General Counsel & Assistant Secretary |
| Andreola, Michael |
Director, Compliance and Sales Material Review |
| Howard, Linda M. |
Director, Chief Compliance Officer, Anti-Money Laundering Officer & Office of Foreign Assets Control Officer |
| Hansen, Marta |
Director, Chief Financial Officer, Principal Operations Officer, & Treasurer |
| Long, Harry S. |
Director, Insurance Solutions - Retail Life |
| Name of Principal Underwriter |
New Underwriting Discounts and Commissions |
Compensation on Events Occasioning the Deduction of a Deferred Sales Load |
Brokerage Commissions |
Other Compensation |
| NYLIFE Distributors LLC |
-0- |
-0- |
-0- |
-0- |
| NYLIAC VARIABLE UNIVERSAL LIFE SEPARATE ACCOUNT – I (Registrant) | |
| By: |
/s/ Francis Citera Name: Francis Citera Title: Vice President |
| NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION (Depositor) | |
| By: |
/s/ Francis Citera Name: Francis Citera Title: Vice President |
| Erik A. Anderson* |
Director |
| Angela Chen* |
Officer (Principal Accounting Officer) |
| Craig L. DeSanto* |
Chairman of the Board, Chief Executive Officer, President & Director (Principal Executive Officer) |
| Eric M. Feldstein* |
Director & Chief Financial Officer (Principal Financial Officer) |
| Thomas A. Hendry* |
Director |
| Jodi L. Kravitz* |
Director |
| Michael K. McDonnell* |
Director |
| Amy Miller* |
Director |
| Craig A. Sabal* |
Director |
| By: |
/s/ Francis Citera Francis Citera Attorney-in-Fact |
| |
August 7, 2026 |