ULTIMUS MANAGERS TRUST1

 

AMENDED APPENDIX A

DATED JULY 31, 2026

 

TO THE

 

MULTIPLE CLASS PLAN PURSUANT TO RULE 18F-3

 

(As Amended and Restated on August 23, 2022)

 

Fund Classes
Adler Value Fund* Institutional Class
   
Blue Current Global Dividend Fund Institutional Class
   
Blueprint Adaptive Growth Allocation Fund Institutional Class
   
HVIA Equity Fund Institutional Class
   
Lyrical U.S. Value Equity Fund Investor Class
  Institutional Class
  A Class
  C Class
   
Lyrical International Value Equity Fund Investor Class
  Institutional Class
   
Q3 All-Season Systematic Opportunities Fund C Class
  Institutional Class
   
Q3 All-Season Total Return Fund Institutional Class
   
Westwood Quality Value Fund A Class
  C Class
  Institutional Class
  Ultra Class
   
Westwood Quality SmallCap Fund A Class
  C Class
  Institutional Class
  Ultra Class
   
Westwood Alternative Income Fund A Class
  Institutional Class
  Ultra Class
   
Westwood Income Opportunity Fund A Class
  C Class
  Institutional Class
  Ultra Class
   
Westwood Multi-Asset Income Fund A Class
 
 

 

  Institutional Class
   
Westwood Quality SMidCap Fund Institutional Class
  Ultra Class
   
Westwood Real Estate Income Fund A Class
  Institutional Class
   
Westwood Broadmark Tactical Growth Fund A Class
  C Class
  Institutional Class
   
Westwood Salient MLP & Energy Infrastructure Fund A Class
  C Class
  Institutional Class
  Ultra Class
   
Westwood Broadmark Tactical Plus Fund A Class
  F Class
  Institutional Class

* Adler Value Fund is liquidating on August 20, 2026.

 

1 The following series of the Trust are not included in this Plan, because such series have not designated a Class of Shares:

·Lyrical U.S. Value Equity ETF;
·Lyrical International Value Equity ETF;
·Marshfield Concentrated Opportunity Fund;
·Meehan Focus Fund;
·Nia Impact Solutions Fund;
·Q3 All-Season Active Rotation ETF;
·Q3 All-Season Tactical Advantage ETF:
·Wavelength Fund;
·Westwood Enhanced Income Opportunity ETF;
·Westwood Salient Enhanced Energy Income ETF;
·Westwood Salient Enhanced Midstream Income ETF; and
·Westwood Salient Enhanced Power & Infrastructure ETF.