AMERIPRISE CERTIFICATE COMPANY

SEMIANNUAL REPORT
TO SHAREHOLDERS


June 30, 2026



AMERIPRISE CERTIFICATE COMPANY
SEMIANNUAL REPORT TO SHAREHOLDERS
June 30, 2026
TABLE OF CONTENTS
Financial Statements (Unaudited)Page
Consolidated Balance Sheet
2
Consolidated Statement of Operations
4
Consolidated Statement of Comprehensive Income5
Consolidated Statement of Shareholder's Equity
6
Consolidated Statement of Cash Flows
7
Investments in Securities of Unaffiliated Issuers
8



1

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED BALANCE SHEET (UNAUDITED)
June 30, 2026
(in thousands, except share data)
Assets
Qualified Assets
Investments in unaffiliated issuers:
Cash and cash equivalents$700,380 
Available-for-Sale securities:
Fixed maturities, at fair value (amortized cost: $7,064,425; allowance for credit losses: nil)
7,029,392 
Commercial mortgage loans and syndicated loans, at amortized cost (fair value: $142,609; allowance for credit losses: $569)
142,459 
Certificate loans - secured by certificate reserves, at cost, which approximates fair value89 
Total investments7,872,320 
Receivables:
Dividends and interest20,978 
Receivables from brokers, dealers and clearing organizations1,009 
Other receivables673 
Total receivables22,660 
Derivative assets3,853 
Total qualified assets7,898,833 
Other Assets:
Deferred taxes, net12,359 
Taxes receivable from parent316 
Due from related party11,521 
Total other assets24,196 
Total assets$7,923,029 

2

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED BALANCE SHEET (UNAUDITED) (continued)
June 30, 2026
(in thousands, except share data)
Liabilities and Shareholder's Equity
Liabilities
Certificate reserves:
Reserves to mature - installment certificates$10,461 
Reserves to mature - fully paid certificates7,358,397 
Additional credits and accrued interest10,505 
Due to unlocated certificate holders1,192 
Total certificate reserves7,380,555 
Accounts payable and accrued liabilities:
Due to related party2,625 
Taxes payable to parent1,369 
Payables to brokers, dealers and clearing organizations100,996 
Total accounts payable and accrued liabilities104,990 
Derivative liabilities3,071 
Other liabilities41,803 
Total liabilities7,530,419 
Shareholder's Equity
Common shares ($10 par value, 150,000 shares authorized and issued)1,500 
Additional paid-in capital410,117 
Retained earnings:
Appropriated for pre-declared additional credits and interest15 
Appropriated for additional interest on advance payments3 
Unappropriated5,968 
Accumulated other comprehensive income (loss), net of tax(24,993)
Total shareholder's equity392,610 
Total liabilities and shareholder's equity$7,923,029 

3

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED STATEMENT OF OPERATIONS (UNAUDITED)
Six Months Ended June 30, 2026
(in thousands)
Investment Income
Interest income:
Available-for-Sale securities$171,648 
Commercial mortgage loans and syndicated loans3,709 
Cash and cash equivalents10,592 
Certificate loans1 
Other(12)
Total investment income185,938 
Investment Expenses
Ameriprise Financial, Inc. and affiliated company fees:
Distribution3,654 
Investment advisory and services8,644 
Transfer agent3,542 
Depository24 
Other308 
Total investment expenses16,172 
Net investment income before provision for certificate reserves and income taxes169,766 
Provision for Certificate Reserves:
According to the terms of the certificates:
Provision for certificate reserves89 
Additional credits/interest authorized by ACC118,816 
Total provision for certificate reserves before reserve recoveries118,905 
Reserve recoveries from terminations prior to maturity(586)
Net provision for certificate reserves118,319 
Net investment income before income taxes51,447 
Income tax expense12,493 
Net investment income, after-tax38,954 
Net realized gain (loss) on investments:
Securities of unaffiliated issuers before income taxes181 
Income tax expense (benefit)38 
Net realized gain (loss) on investments, after-tax143 
Net income$39,097 

4

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED STATEMENT OF COMPREHENSIVE INCOME (UNAUDITED)
Six Months Ended June 30, 2026
(in thousands)
Net income$39,097 
Other comprehensive income (loss), net of tax:
Net unrealized gains (losses) on securities:
Net unrealized gains (losses) on securities arising during the period(14,190)
Reclassification of net (gains) losses on securities included in net income(247)
Total other comprehensive income (loss), net of tax(14,437)
Total comprehensive income (loss)$24,660 


5

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED STATEMENT OF SHAREHOLDER'S EQUITY (UNAUDITED)
Six Months Ended June 30, 2026
(in thousands)
Common Shares
Balance at beginning and end of period$1,500 
Additional Paid-In Capital
Balance at beginning of period
465,819 
Return of capital to parent
(55,702)
Balance at end of period410,117 
Retained Earnings
Appropriated for Pre-Declared Additional Credits and Interest
Balance at beginning of period46 
Transfers between appropriated and unappropriated, net
(43)
Balance at end of period3 
Appropriated for Additional Interest on Advance Payments
Balance at beginning and end of period15 
Unappropriated
Balance at beginning of period8,126 
Net income39,097 
Transfers between appropriated and unappropriated, net
43 
Dividend to parent(41,298)
Balance at end of period5,968 
Accumulated Other Comprehensive Income (Loss), Net of Tax
Balance at beginning of period(10,556)
Other comprehensive income (loss), net of tax(14,437)
Balance at end of period(24,993)
Total Shareholder's Equity$392,610 

6

AMERIPRISE CERTIFICATE COMPANY
CONSOLIDATED STATEMENT OF CASH FLOWS (UNAUDITED)
Six Months Ended June 30, 2026
(in thousands)
Cash Flows from Operating Activities
Net income$39,097 
Adjustments to reconcile net income to net cash provided by (used in) operating activities:
Amortization of premiums, accretion of discounts, net(28,749)
Deferred income tax expense (benefit)518 
Net realized (gain) loss on Available-for-Sale securities3,119 
Other net realized (gain) loss50 
Provision for credit losses(3,350)
Changes in operating assets and liabilities:
Dividends and interest receivable28,304 
Certificate reserves, net(2,995)
Taxes payable to/receivable from parent, net(1,463)
Derivatives, net of collateral109 
Other liabilities2,742 
Other receivables(299)
Other, net(275)
Net cash provided by (used in) operating activities36,808 
Cash Flows from Investing Activities
Available-for-Sale securities:
Sales6,551 
Maturities, redemptions, calls and other2,589,550 
Purchases(1,834,892)
Syndicated loans and commercial mortgage loans:
Sales, maturities and repayments8,484 
Purchases and fundings(7,477)
Certificate loans, net(60)
Net cash provided by (used in) investing activities762,156 
Cash Flows from Financing Activities
Payments from certificate holders and other additions1,597,453 
Certificate maturities and cash surrenders(2,374,626)
Dividend to parent(41,298)
Return of capital to parent(55,702)
Net cash provided by (used in) financing activities(874,173)
Net increase (decrease) in cash and cash equivalents(75,209)
Cash and cash equivalents at beginning of period775,589 
Cash and cash equivalents at end of period$700,380 
Supplemental disclosures:
Interest paid$122,338 

7
 
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited)
June 30, 2026    
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)

CASH EQUIVALENTS
MONEY MARKET FUNDS
ALLSPRING GOVERNMENT MONEY MARKET FUND$275,823 $275,823 $275,823 
DREYFUS GOVERNMENT CASH MANAGEMENT21,817 21,817 21,817 
INVESCO GOVERNMENT MONEY MARKET FUND26,344 26,344 26,344 
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS51,963 51,963 51,963 
WESTERN ASSET INSTITUTIONAL GOVERNMENT MONEY MARKET FUND25,830 25,830 25,830 
TOTAL MONEY MARKET FUNDS401,777 401,777 
GOVERNMENT BOND
FEDERAL HOME LOAN BANKS 7/1/2026—49,500 49,500 49,500 
UNITED STATES TREASURY BILL7/2/2026—125,000 124,988 124,988 
TOTAL GOVERNMENT BOND174,488 174,488 
COMMERCIAL PAPER
CIGNA GROUP 7/1/2026—30,000 30,000 30,000 
ENTERPRISE PRODUCTS OPERATING 7/1/2026—50,000 50,000 50,000 
EXELON CORPORATION 7/1/2026—19,700 19,700 19,700 
PINNACLE WEST CAPITAL CORPORATION7/1/2026—5,700 5,700 5,700 
SEMPRA 7/1/2026—15,700 15,700 15,700 
TOTAL COMMERCIAL PAPER121,100 121,100 
TOTAL CASH EQUIVALENTS697,365 697,365 
EQUITY SECURITIES
CONGLOMERATES/DIVERSIFIED MFG
FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC120 — — 
TOTAL CONGLOMERATES/DIVERSIFIED MFG— — 
TOTAL EQUITY SECURITIES— — 
FIXED MATURITIES
U.S. GOVERNMENT AND AGENCY OBLIGATIONS
UNITED STATES TREASURY BILL7/9/2026—60,000 59,954 59,951 
UNITED STATES TREASURY BILL8/6/2026—60,000 59,790 59,782 
UNITED STATES TREASURY BILL9/3/2026—60,000 59,622 59,609 
UNITED STATES TREASURY BILL10/1/2026—55,000 54,494 54,475 
UNITED STATES TREASURY BILL10/29/2026—55,000 54,338 54,311 
UNITED STATES TREASURY BILL11/27/2026—60,000 59,089 59,064 
UNITED STATES TREASURY BILL12/24/2026—60,000 58,874 58,876 
UNITED STATES TREASURY BILL7/2/2026—60,000 59,994 59,994 
UNITED STATES TREASURY BILL7/16/2026—60,000 59,911 59,910 
UNITED STATES TREASURY BILL7/23/2026—60,000 59,868 59,869 
UNITED STATES TREASURY BILL7/30/2026—60,000 59,826 59,827 
UNITED STATES TREASURY BILL8/13/2026—60,000 59,750 59,739 
UNITED STATES TREASURY BILL8/20/2026—60,000 59,709 59,694 
UNITED STATES TREASURY BILL8/27/2026—60,000 59,665 59,652 
UNITED STATES TREASURY BILL9/10/2026—60,000 59,579 59,570 
UNITED STATES TREASURY BILL9/17/2026—55,000 54,574 54,566 
8
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
UNITED STATES TREASURY BILL9/24/2026—55,000 54,525 54,526 
UNITED STATES TREASURY BILL10/8/2026—55,000 54,451 54,438 
UNITED STATES TREASURY BILL10/15/2026—55,000 54,412 54,402 
UNITED STATES TREASURY BILL10/22/2026—55,000 54,378 54,354 
UNITED STATES TREASURY BILL11/5/2026—55,000 54,297 54,271 
UNITED STATES TREASURY BILL11/12/2026—60,000 59,190 59,161 
UNITED STATES TREASURY BILL11/19/2026—60,000 59,146 59,116 
UNITED STATES TREASURY BILL12/3/2026—60,000 59,053 59,023 
UNITED STATES TREASURY BILL12/10/2026—60,000 59,004 58,974 
UNITED STATES TREASURY BILL12/17/2026—60,000 58,963 58,931 
UNITED STATES TREASURY BILL12/31/2026—60,000 58,835 58,835 
UNITED STATES TREASURY BOND11/15/20285.250200 203 205 
UNITED STATES TREASURY BOND8/15/20264.37557 56 57 
UNITED STATES TREASURY BOND8/15/20354.250100101 99 
TOTAL U. S. GOVERNMENT AND AGENCY OBLIGATIONS1,565,651 1,565,281 

RESIDENTIAL MORTGAGE BACKED SECURITIES
AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES
FANNIE MAE AF-204620 11/15/20424.2041,810 1,805 1,793 
FANNIE MAE FA-204624 12/15/20384.2145,716 5,700 5,671 
FANNIE MAE 06-36 GF5/25/20364.0421,487 1,492 1,475 
FANNIE MAE 07-46 FB5/25/20374.112226 227 225 
FANNIE MAE 07-6 2/25/20374.1922,803 2,807 2,786 
FANNIE MAE 09-107 FL2/25/20384.377817 821 813 
FANNIE MAE FK-2010-123 11/25/20404.1923,026 3,050 3,000 
FANNIE MAE 12-1334/25/20423.9922,156 2,150 2,112 
FANNIE MAE FA-2013-1 2/25/20434.0922,948 2,957 2,900 
FANNIE MAE 13-2 KF1/25/20373.9221,924 1,921 1,897 
FANNIE MAE AF-2015-22C 4/25/20454.0573,546 3,534 3,477 
FANNIE MAE KF-2015-27 5/25/20454.0422,190 2,185 2,173 
FANNIE MAE DF-2015-38 6/25/20554.0174,340 4,312 4,301 
FANNIE MAE FA-2015-4 2/25/20454.0571,101 1,102 1,079 
FANNIE MAE AF-2015-42 6/25/20554.0372,487 2,474 2,475 
FANNIE MAE_15-507/25/20454.0574,809 4,802 4,771 
FANNIE MAE FA-2015-55 8/25/20554.0571,812 1,805 1,811 
FANNIE MAE FW-2015-84 11/25/20454.0573,351 3,346 3,285 
FANNIE MAE AF-2015-91 12/25/20454.0773,103 3,090 3,071 
FANNIE MAE_15-93 8/25/20454.0921,251 1,248 1,242 
FANNIE MAE_16-11 3/25/20464.2572,146 2,147 2,141 
FANNIE MAE AF-2016-11 3/25/20464.2071,518 1,515 1,516 
FANNIE MAE 16-22/25/20564.1871,076 1,074 1,071 
FANNIE MAE WF-2016-68 10/25/20464.1571,066 1,067 1,059 
FANNIE MAE FT-2016-84 11/25/20464.2424,469 4,509 4,417 
FANNIE MAE AF-2016-87 11/25/20464.1071,935 1,934 1,926 
FANNIE MAE AF-2016-88 12/25/20464.1471,532 1,532 1,521 
FANNIE MAE DF-2017-16 3/25/20474.1271,098 1,102 1,089 
FANNIE MAE FL-2017-4 2/25/20474.1572,329 2,329 2,324 
FANNIE MAE FC-2017-51 7/25/20474.09210,760 10,790 10,558 
FANNIE MAE_17-82/25/20474.14218,338 18,338 18,202 
FANNIE MAE FC-2018-73 10/25/20484.04213,822 13,785 13,545 
9
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
FANNIE MAE AF-2018-87 12/25/20484.0075,903 5,876 5,868 
FANNIE MAE_CF-2019-33 7/25/20494.2128,482 8,498 8,352 
FANNIE MAE FC-2019-7612/25/20494.2426,440 6,438 6,347 
FANNIE MAE_FA-2020-47 7/25/20504.14220,650 20,650 20,396 
FREDDIE MAC FR SB82167/25/20524.02811,580 11,562 11,393 
FANNIE MAE 23-36 8/25/20534.47818,608 18,608 18,638 
FANNIE MAE_YF-204979 6/25/20504.19213,584 13,596 13,436 
FANNIE MAE 09-101 12/25/20394.5823,012 3,051 3,038 
FREDDIE MAC 1Q15725/1/20385.9671,835 1,920 1,898 
FREDDIE MAC 8484162/1/20416.1251,462 1,520 1,522 
FREDDIE MAC 8485309/1/20396.185603 633 624 
FREDDIE MAC 8492818/1/20376.088886 932 918 
FREDDIE MAC SB075210/1/20374.5007,110 6,978 7,095 
FREDDIE MAC SB81555/1/20373.00019,175 18,708 18,126 
FREDDIE MAC SB819110/1/20374.50020,094 19,706 19,915 
FREDDIE MAC SB819712/1/20374.00019,145 18,814 18,602 
FREDDIE MAC FR SB82163/1/20384.5005,315 5,255 5,268 
FREDDIE MAC FR Q008859/1/20374.00010,641 10,481 10,353 
FREDDIE MAC 7818848/1/20346.334110 110 113 
FREDDIE MAC 4248 5/15/20414.1572,873 2,877 2,859 
FREDDIE MAC LF-204475 4/15/20404.074639 638 628 
FREDDIE MAC FB-204495 11/15/20384.1142,801 2,787 2,778 
FREDDIE MAC 52588/25/20524.12830,970 30,970 30,766 
FREDDIE MAC FD-535911/25/20535.12819,026 19,026 19,434 
FREDDIE MAC FE-535110/25/20534.82827,982 27,982 28,352 
FREDDIE MAC FA-536212/25/20534.84829,426 29,426 29,853 
FREDDIE MAC NF-547812/25/20544.92830,460 30,526 30,694 
FREDDIE MAC FM-55082/25/20554.77835,909 35,909 36,261 
FREDDIE MAC AF-20-3133/25/20554.77846,617 46,618 46,840 
FREDDIE MAC CF-2055113/25/20554.97871,471 71,471 72,018 
FREDDIE MAC EF-2055113/25/20554.77848,690 48,692 48,978 
FREDDIE MAC F-20-3133/25/20554.97871,471 71,471 72,018 
FREDDIE MAC GF-2055113/25/20554.77853,734 53,736 53,968 
FREDDIE MAC 1H25206/1/20356.002577 603 598 
FREDDIE MAC 1N14745/1/20376.01025 26 25 
FREDDIE MAC 1Q151511/1/20386.1262,618 2,741 2,691 
FREDDIE MAC 1Q15406/1/20406.0771,084 1,149 1,116 
FREDDIE MAC 1Q15488/1/20385.9831,006 1,051 1,042 
FREDDIE MAC 8489224/1/20376.211880 925 909 
FREDDIE MAC ARM 7805145/1/20335.78038 39 39 
FREDDIE MAC ARM 7808459/1/20336.37521 20 21 
FREDDIE MAC ARM 7809039/1/20336.37528 28 29 
FANNIE MAE 22-339/25/20384.02811,481 11,481 11,382 
FREDDIE MAC FR Q008857/25/20524.02824,526 24,508 24,292 
FANNIE MAE 22-43 FB7/25/20524.22824,672 24,705 24,502 
FANNIE MAE_23-195/25/20534.27832,755 32,755 32,668 
FANNIE MAE 22-6610/25/20524.17815,510 15,527 15,339 
FANNIE MAE FB-2024-87B12/25/20544.72858,538 58,487 59,110 
FANNIE MAE FA-2025-12C3/25/20555.02847,353 47,390 47,794 
FANNIE MAE AL41103/1/20376.083799 832 826 
10
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
FANNIE MAE AL41009/1/20366.051979 1,021 1,009 
FANNIE MAE AL41142/1/20396.303553 583 574 
FANNIE MAE AS45072/1/20303.0001,472 1,491 1,439 
FANNIE MAE AS48784/1/20303.0002,178 2,206 2,131 
FANNIE MAE 7257197/1/20335.54556 56 57 
FANNIE MAE 7256947/1/20345.41746 46 47 
FANNIE MAE 8345528/1/20356.70536 36 37 
FANNIE MAE BE56221/1/20322.5005,495 5,516 5,261 
FANNIE MAE BK09337/1/20333.5001,994 2,010 1,943 
FANNIE MAE BT19392/1/20372.0006,327 6,285 5,767 
FANNIE MAE CA12652/1/20333.0004,548 4,529 4,383 
FANNIE MAE CA22838/1/20333.5002,111 2,108 2,057 
FANNIE MAE FM924711/1/20362.0004,937 5,034 4,498 
FANNIE MAE FS29409/1/20374.5007,914 7,749 7,839 
FANNIE MAE MA33916/1/20333.0002,818 2,798 2,713 
FANNIE MAE MA46978/1/20424.00012,826 12,848 12,400 
FANNIE MAE 49152/1/20385.0004,971 4,971 4,999 
FANNIE MAE 7255586/1/20345.95921 21 22 
FANNIE MAE 73503410/1/20346.258674 700 691 
FANNIE MAE 7357027/1/20356.088441 450 451 
FANNIE MAE 79478710/1/20346.29521 21 21 
FANNIE MAE 79973311/1/20345.95066 66 67 
FANNIE MAE 8013379/1/20345.590491 510 501 
FANNIE MAE 80191710/1/20346.384117 117 120 
FANNIE MAE 8045619/1/20346.21561 61 62 
FANNIE MAE 8072191/1/20356.099197 198 202 
FANNIE MAE 8095322/1/20355.893108 108 111 
FANNIE MAE 8894856/1/20366.204562 569 577 
FANNIE MAE 9226744/1/20366.175203 207 209 
FANNIE MAE 9684381/1/20385.905126 131 129 
FANNIE MAE 9955489/1/20355.936323 328 331 
FANNIE MAE 99560411/1/20356.341607 632 628 
FANNIE MAE 9956148/1/20374.97287 91 87 
FANNIE MAE AB52305/1/20272.500219 219 217 
FANNIE MAE AD09014/1/20405.989381 403 397 
FANNIE MAE AE055912/1/20346.068717 742 738 
FANNIE MAE AE05668/1/20356.236576 597 595 
FANNIE MAE AL10371/1/20375.993694 728 715 
FANNIE MAE AL226910/1/20406.284685 723 712 
FANNIE MAE AL39359/1/20376.1851,264 1,321 1,303 
FANNIE MAE AL39612/1/20395.791510 535 520 
FANNIE MAE AO87468/1/20272.500495 497 490 
FANNIE MAE ARM 1907263/1/20335.70012 12 12 
FANNIE MAE ARM 5457866/1/20325.79099 99 101 
FANNIE MAE ARM 6202931/1/20325.90016 16 16 
FANNIE MAE ARM 6516298/1/20326.3101 1 1 
FANNIE MAE ARM 6556468/1/20326.46542 42 43 
FANNIE MAE ARM 6557988/1/20326.24092 91 93 
FANNIE MAE ARM 6613499/1/20326.27048 48 49 
FANNIE MAE ARM 66475010/1/20326.11340 40 40 
11
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
FANNIE MAE ARM 67077911/1/20325.47280 81 81 
FANNIE MAE ARM 67089012/1/20325.54046 46 47 
FANNIE MAE ARM 67091212/1/20325.54019 19 19 
FANNIE MAE ARM 7227799/1/20335.41325 25 26 
FANNIE MAE ARM 7335258/1/20336.146150 146 153 
FANNIE MAE ARM 7391949/1/20336.256100 100 103 
FANNIE MAE ARM 74325610/1/20336.35940 39 41 
FANNIE MAE ARM 74385611/1/20335.93515 15 16 
FANNIE MAE ARM 75887312/1/20335.9826 6 6 
FANNIE MAE HYBRID ARM 5660745/1/20315.83496 96 97 
FANNIE MAE 49156/1/20315.84657 56 58 
FANNIE MAE MA11448/1/20272.500227 228 225 
FREDDIE MAC 2A-AOT-7610/25/20372.1122,808 2,846 2,568 
FREDDIE MAC 4363 2014 FA9/15/20414.138796 797 786 
FREDDIE MAC GF-204367 3/15/20374.1183,314 3,307 3,279 
FANNIE MAE F-2019-31 7/25/20494.19213,350 13,343 13,123 
FREDDIE MAC AF-204774 7/15/20424.0641,877 1,874 1,852 
FREDDIE MAC_22-527811/25/20524.42856,937 56,937 56,664 
FREDDIE MAC F2-20350 9/15/20404.1186,145 6,136 6,075 
FREDDIE MAC FD-203928 9/15/20414.1277,705 7,754 7,646 
FREDDIE MAC 4159 FD1/15/20434.0571,574 1,579 1,565 
FREDDIE MAC FD-204301 7/15/20374.1072,421 2,434 2,407 
FREDDIE MAC 4448 5/15/20404.0841,659 1,650 1,641 
FREDDIE MAC WF-204491 8/15/20394.0841,177 1,175 1,162 
FREDDIE MAC FL-204523 8/15/20384.1141,784 1,773 1,743 
FREDDIE MAC FA-204547 9/15/20404.2181,557 1,554 1,545 
FREDDIE MAC AF-204559 3/15/20424.2642,025 2,017 2,010 
FREDDIE MAC KF-204560 7/15/20404.3142,760 2,754 2,799 
FREDDIE MAC_459510/15/20374.3181,682 1,682 1,672 
FREDDIE MAC AF-204615 10/15/20384.1181,039 1,035 1,026 
FANNIE MAE GF-204639 3/15/20364.2184,577 4,563 4,542 
FREDDIE MAC WF-204681 8/15/20334.1145,893 5,884 5,826 
FREDDIE MAC WF-204697 6/15/20384.1184,207 4,203 4,157 
FREDDIE MAC WF-204730 8/15/20384.1148,951 8,907 8,842 
FREDDIE MAC FA-204822 5/15/20353.95714,717 14,715 14,609 
FREDDIE MAC_JF-204981 6/25/20504.14210,723 10,723 10,549 
FREDDIE MAC 49816/25/20504.14225,175 25,327 24,703 
FREDDIE MAC_5080 3/25/20513.84810,674 10,674 9,954 
FREDDIE MAC FB-536812/25/20535.07814,389 14,386 14,623 
FREDDIE MAC FB-53691/25/20544.82842,885 42,904 43,257 
FREDDIE MAC FD-53691/25/20544.52820,351 20,351 20,424 
FREDDIE MAC G164855/1/20333.0003,133 3,117 3,022 
FREDDIE MAC J325188/1/20303.0001,743 1,770 1,704 
FREDDIE MAC FC-5430A7/25/20544.82838,966 39,052 39,411 
FREDDIE MAC STRIP FHS_4029/25/20534.72818,001 17,998 18,148 
FREDDIE MAC F4-20328 2/15/20384.1181,190 1,191 1,170 
GINNIE MAE FB-2013-1512/20/20404.1085,208 5,228 5,155 
GINNIE MAE LF-2015-82 4/20/20414.0351,466 1,466 1,453 
GINNIE MAE AF-2020-36 3/20/20504.20819,193 19,219 18,882 
GINNIE MAE_23-136 9/20/20534.61217,628 17,628 17,731 
12
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
GINNIE MAE II 0825737/20/20405.3751,052 1,084 1,069 
GINNIE MAE II 08243112/20/20395.125929 960 949 
GINNIE MAE II 0827101/20/20415.000637 659 644 
GINNIE MAE FC-2009-8 2/16/20394.6483,709 3,792 3,741 
GINNIE MAE FA-2014-43 3/20/20444.1584,523 4,527 4,474 
GINNIE MAE AF-2014-94 11/20/20414.1851,013 1,015 993 
GINNIE MAE AF-2015-18 2/20/20404.0841,966 1,966 1,958 
GINNIE MAE FA-2016-115 8/20/20464.15810,311 10,366 10,157 
GINNIE MAE MF-2016-1088/20/20464.035309 308 303 
GINNIE MAE FC-2018-67 5/20/20484.0583,215 3,217 3,147 
GINNIE MAE 18-665/20/20484.0082,326 2,326 2,295 
GINNIE MAE 18-16812/20/20484.1589,096 9,097 8,949 
GINNIE MAE 19-14311/20/20494.2088,831 8,860 8,720 
GINNIE MAE 22-181/20/20523.81217,490 17,461 16,826 
GINNIE MAE 22-20712/20/20524.13227,334 27,334 27,210 
GINNIE MAE 22-19711/20/20524.31222,774 22,774 22,721 
GINNIE MAE_22-19711/20/20524.31235,595 35,537 35,568 
GINNIE MAE 22-21312/20/20524.13221,527 21,527 21,436 
GINNIE MAE 22-996/20/20524.16230,532 30,566 30,154 
GINNIE MAE 22-1378/20/20524.06217,529 17,520 17,217 
GINNIE MAE_23-192/20/20534.26243,404 43,407 43,355 
GINNIE MAE_23-71/20/20534.21230,595 30,608 30,516 
GINNIE MAE_23-71/20/20534.21222,396 22,411 22,389 
GINNIE MAE_23-212/20/20534.2626,067 6,067 6,060 
GINNIE MAE_23-202/20/20534.11218,716 18,690 18,674 
GINNIE MAE_23-202/20/20534.11240,702 40,695 40,517 
GINNIE MAE_23-544/20/20534.21224,457 24,457 24,398 
GINNIE MAE_23-564/20/20534.21211,118 11,118 11,092 
GINNIE MAE 22-1689/20/20524.11252,343 52,343 51,613 
GINNIE MAE_23-685/20/20534.16246,810 46,820 46,554 
GINNIE MAE_23-826/20/20534.36210,778 10,778 10,811 
GINNIE MAE_23-836/20/20534.51268,864 67,809 69,125 
GINNIE MAE_23-1158/20/20534.51218,651 18,651 18,726 
GINNIE MAE_23-1118/20/20534.41214,444 14,450 14,466 
GINNIE MAE_23-1156/20/20534.61229,844 29,844 30,017 
GINNIE MAE_23-1499/20/20634.66216,922 16,922 17,115 
GINNIE MAE_23-15110/20/20534.66230,763 30,763 31,103 
GINNIE MAE_23-15210/20/20534.8628,838 8,838 8,957 
GINNIE MAE_23-18412/20/20534.11233,753 33,285 33,612 
GINNIE MAE II 0824641/20/20405.000323 343 328 
GINNIE MAE II 0824973/20/20405.000699 735 707 
GINNIE MAE II 0825817/20/20405.3751,287 1,366 1,307 
GINNIE MAE II 0826028/20/20405.3752,190 2,329 2,225 
GINNIE MAE II 0827944/20/20415.6251,175 1,245 1,195 
TOTAL AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES
2,183,973 2,178,853 
NON-AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES
A&D MORTGAGE TRUST 2025-NQM1 A 6/25/20705.79038,344 38,312 38,521 
A&D MTG TR ADMT_23-NQM37/25/20686.7337,111 7,101 7,099 
13
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
A&D MTG TR ADMT_23-NQM49/25/20687.47229,343 29,309 29,418 
A&D MTG TR ADMT_23-NQM511/25/20687.04923,671 23,647 23,739 
A&D MTG TR ADMT_24-NQM37/25/20696.45133,195 33,154 33,422 
A&D MTG TR ADMT_24-NQM48/25/20695.46418,234 18,215 18,243 
A&D MTG TR ADMT_24-NQM511/25/20695.69914,972 14,960 15,016 
ACRA TRUST ACRA_24-NQM110/25/20645.60830,704 30,671 30,780 
ACRA TRUST ACRA_26-NQM16/25/20665.57325,000 25,000 24,990 
ADJUSTABLE RATE MORTGAGE TRUST ARMT_04-22/25/20355.176— — — 
ANGEL OAK MORTGAGE TRUST AOMT_20-21/26/20652.531954 961 907 
ANGEL OAK MORTGAGE TRUST AOMT_20-34/25/20651.6911,978 1,976 1,893 
ANGEL OAK MORTGAGE TRUST AOMT_20-55/25/20651.3731,527 1,526 1,470 
ANGEL OAK MORTGAGE TRUST AOMT_21-811/25/20661.8207,334 7,331 6,508 
ANGEL OAK MORTGAGE TRUST AOMT_22-112/25/20663.88119,544 19,534 18,301 
ANGEL OAK MORTGAGE TRUST AOMT_24-118/25/20695.70013,880 13,869 13,931 
ANGEL OAK MORTGAGE TRUST AOMT_24-1210/25/20695.65325,785 25,755 25,866 
ANGEL OAK MORTGAGE TRUST AOMT_24-75/25/20695.62123,340 23,351 23,406 
ANGEL OAK MORTGAGE TRUST AOMT_24-85/27/20695.33822,514 22,498 22,510 
ANGEL OAK MORTGAGE TRUST AOMT_25-11/25/20705.69129,990 29,953 30,133 
ANGEL OAK MORTGAGE TRUST AOMT_25-22/25/20705.63720,096 20,081 20,180 
ANGEL OAK MORTGAGE TRUST AOMT_25-HB12/25/20555.4288,641 8,641 8,694 
APS RESECURITIZATION TRUST APS_16-311/27/20666.013— — — 
APS RESECURITIZATION TRUST APS_16-311/27/20466.01377 77 277 
ARROYO MORTGAGE TRUST ARRW_19-11/25/20493.8052,000 1,997 1,982 
ARROYO MORTGAGE TRUST ARRW_19-310/25/20482.9621,654 1,652 1,584 
BANK OF AMERICA MORTGAGE SECURITIES BOAMS_04-E6/25/20345.304322 320 311 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_20-RPL15/26/20592.5001,844 1,845 1,825 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_22-NQM19/25/20614.62612,095 12,077 11,887 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM112/1/20635.94315,423 15,398 15,444 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM22/25/20646.28512,929 12,905 12,978 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM33/25/20646.19125,401 25,360 25,507 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_24-NQM68/1/20645.40912,203 12,187 12,215 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_25-NQM211/25/20645.67825,480 25,456 25,587 
BRAVO RESIDENTIAL FUNDING TRUST BRAVO_25-NQM33/25/20655.57330,780 30,744 30,879 
BUNKER HILL LOAN DEPOSITARY TRUST BHLD_19-27/25/20492.8791,314 1,312 1,297 
CHASE MORTGAGE FINANCE CORPORATION CHASE_07-A12/25/20376.310230 228 230 
CHNGE MORTGAGE TRUST CHNGE_23-13/25/20587.0654,571 4,558 4,566 
CHNGE MORTGAGE TRUST CHNGE_23-26/25/20586.52511,370 11,344 11,351 
CHNGE MORTGAGE TRUST CHNGE_23-37/25/20587.1005,392 5,380 5,385 
CIM TRUST CIM_25-I110/25/20695.65525,042 25,020 25,167 
CITIGROUP MORTGAGE LOAN TRUST INC CMLTI_15-RP2 CMLTI_15-PS19/25/20423.750694 697 668 
COLT FUNDING LLC COLT_20-2R10/26/20651.3252,106 2,105 2,006 
COLT FUNDING LLC COLT_21-612/25/20661.90711,956 11,951 10,923 
COLT FUNDING LLC COLT_24-INV25/25/20696.4219,643 9,633 9,708 
COLT FUNDING LLC COLT_24-INV45/25/20695.60716,415 16,400 16,476 
COLT MORTGAGE LOAN TRUST COLT_22-112/27/20662.28413,510 13,504 12,405 
COLT MORTGAGE LOAN TRUST COLT_22-22/25/20673.9949,421 9,416 8,991 
COLT MORTGAGE LOAN TRUST COLT_23-27/25/20686.59610,251 10,236 10,220 
COLT MORTGAGE LOAN TRUST COLT_24-12/25/20695.8356,010 6,000 6,016 
COLT MORTGAGE LOAN TRUST COLT_24-24/25/20696.12511,630 11,613 11,673 
COLT MORTGAGE LOAN TRUST COLT_24-36/25/20696.39320,410 20,385 20,555 
14
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
COLT MORTGAGE LOAN TRUST COLT_24-47/25/20695.94916,539 16,518 16,625 
COLT MORTGAGE LOAN TRUST COLT_24-58/25/20695.12331,191 31,160 31,144 
COLT MORTGAGE LOAN TRUST COLT_24-611/25/20695.39022,471 22,446 22,496 
COLT MORTGAGE LOAN TRUST COLT_24-712/26/20695.53823,184 23,157 23,248 
COLT MORTGAGE LOAN TRUST COLT_25-33/25/20705.35216,341 16,315 16,313 
COLT MORTGAGE LOAN TRUST COLT_25-44/25/20705.79410,881 10,935 10,946 
COLT MORTGAGE LOAN TRUST COLT_25-55/25/20705.53626,023 25,986 26,099 
COUNTRYWIDE HOME LOANS CWHL_03-461/19/20345.746510 519 502 
CREDIT SUISSE MORTGAGE TRUST CSMC_17-FHA14/25/20473.2506,271 6,306 5,875 
CREDIT SUISSE MORTGAGE TRUST CSMC_17-RPL17/25/20572.7502,611 2,607 2,555 
CREDIT SUISSE MORTGAGE TRUST CSMC_17-RPL38/1/20574.00011,544 11,833 10,706 
CREDIT SUISSE MORTGAGE TRUST CSMC_19-AFC17/25/20493.5732,799 2,795 2,718 
CREDIT SUISSE MORTGAGE TRUST CSMC_22-ATH11/25/20673.8708,167 8,160 7,936 
CREDIT SUISSE MORTGAGE TRUST CSMC_22-ATH25/25/20675.11312,191 12,183 12,155 
CROSS MORTGAGE TRUST CROSS_23-H211/25/20687.13520,095 20,062 20,139 
CROSS MORTGAGE TRUST CROSS_24-H24/25/20696.09314,464 14,446 14,507 
CROSS MORTGAGE TRUST CROSS_24-H36/25/20696.27210,251 10,237 10,300 
CROSS MORTGAGE TRUST CROSS_24-H47/25/20696.1479,847 9,831 9,899 
CROSS MORTGAGE TRUST CROSS_24-H58/26/20695.8545,610 5,603 5,631 
CROSS MORTGAGE TRUST CROSS_25-H12/25/20705.73513,158 13,139 13,214 
CROSS MORTGAGE TRUST CROSS_25-H34/25/20705.88321,424 21,391 21,567 
CSMC TRUST CSMC_21-NQM810/25/20662.84117,383 17,377 15,868 
DEEPHAVEN RESIDENTIAL MORTGAGE TRUST DRMT_22-11/25/20672.20513,329 13,320 12,265 
DEEPHAVEN RESIDENTIAL MORTGAGE TRUST DRMT_24-17/25/20695.73529,083 29,062 29,217 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_19-211/25/20592.7391,300 1,298 1,277 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_22-11/25/20672.20615,523 15,518 13,734 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_24-INV210/25/20695.03511,903 11,896 11,867 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_24-NQM111/25/20695.70828,459 28,430 28,555 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_25-INV13/25/20705.62612,600 12,592 12,636 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_25-NQM11/25/20705.66818,654 18,633 18,709 
ELLINGTON FINANCIAL MORTGAGE TRUST EFMT_26-NQM66/25/20715.51120,000 20,000 19,999 
FIRST HORIZON ALTERNATIVE MORTGAGE SECURITIES FHAMS_04-AA410/25/20344.69872 73 71 
GCAT GCAT_24-NQM26/25/20596.08517,021 16,992 17,102 
GCAT_19-NQM311/25/20593.6861,131 1,130 1,116 
GCAT_22-HX112/27/20662.88510,974 10,968 10,215 
GMAC MORTGAGE CORPORATION LOAN TRUST GMACM_04-AR28/19/20344.48494 94 86 
GMAC MORTGAGE CORPORATION LOAN TRUST GMACM_04-AR28/19/20344.15584 84 78 
GS MORTGAGE SECURITIES TRUST GSMBS_18-RPL110/25/20573.7502,655 2,639 2,603 
GSR MORTGAGE LOAN TRUST GSR_05-AR11/25/20356.315297 298 291 
HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-14/19/20345.77844 44 43 
HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-101/19/20354.76558 59 54 
HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-46/19/20344.86020 20 20 
HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-68/19/20346.50822 22 22 
HARBORVIEW MORTGAGE LOAN TRUST HVMLT_04-711/19/20345.211123 122 118 
HOMES TRUST HOMES_24-AFC18/25/20595.22414,938 14,920 14,919 
HOMES TRUST HOMES_25-NQM11/25/20705.55433,706 33,677 33,772 
HOMES TRUST HOMES_25-NQM2 2/25/20705.42516,426 16,412 16,438 
HOMES_24-NQM210/25/20695.71711,372 11,350 11,416 
IMPERIAL FUND MORTGAGE TRUST IMPRL_21-NQM41/25/20572.09118,864 18,859 16,827 
IMPERIAL FUND MORTGAGE TRUST IMPRL_23-NQM12/25/20685.94112,270 12,254 12,262 
15
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
JP MORGAN MORTGAGE TRUST JPMMT_24-HE32/25/20554.81210,534 10,534 10,556 
JP MORGAN MORTGAGE TRUST JPMMT_25-VIS18/25/20555.49342,681 42,644 42,728 
JP MORGAN MORTGAGE TRUST JPMMT_26-NQX210/25/20665.62825,000 25,000 25,028 
JPMMT_25-NQM2 9/25/20655.56711,334 11,322 11,354 
MELLO MORTGAGE CAPITAL ACCEPTANCE MELLO_21-INV310/25/20512.50018,263 18,493 15,034 
MERRILL LYNCH MORTGAGE INVESTORS INC MLMI_05-A112/25/20346.15443 43 44 
MERRILL LYNCH MORTGAGE INVESTORS INC MLMI_05-A22/25/20355.106247 247 237 
MERRILL LYNCH MORTGAGE INVESTORS TRUST MLCC_04-112/25/20344.83747 47 45 
MERRILL LYNCH MORTGAGE INVESTORS TRUST MLMI_03-A58/25/20335.903105 105 102 
METLIFE SECURITIZATION TRUST MST_17-1A4/25/20553.0002,746 2,752 2,618 
METLIFE SECURITIZATION TRUST MST_18-1A3/25/20573.7503,748 3,747 3,615 
MFA TRUST MFRA_20-NQM31/26/20651.014804 804 773 
MFA TRUST MFRA_23-NQM412/25/20686.10512,599 12,585 12,608 
MFA TRUST MFRA_24-NQM13/25/20696.5794,522 4,514 4,549 
MFA TRUST MFRA_24-NQM28/25/20695.2729,444 9,429 9,444 
MFA TRUST MFRA_24-NQM312/25/20695.72217,060 17,042 17,106 
MFA TRUST MFRA_25-NQM2 5/27/20705.6759,492 9,481 9,512 
MFRA TRUST MFRA_26-NQM25/25/20715.5359,916 9,916 9,906 
MILL CITY MORTGAGE TRUST MCMLT_18-38/25/20583.482652 654 646 
MILL CITY MORTGAGE TRUST MCMLT_19-110/25/20693.2501,921 1,925 1,883 
MILL CITY MORTGAGE TRUST MCMLT_19-GS17/25/20592.7501,578 1,577 1,555 
MORGAN STANLEY MORTGAGE LOAN TRUST MSM_04-10AR11/25/20345.070125 126 121 
MORGAN STANLEY MORTGAGE LOAN TRUST MSM_04-10AR11/25/20345.04928 28 27 
MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_24-NQM37/25/20695.04413,992 13,976 13,947 
MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_24-NQM510/25/20695.6499,726 9,715 9,745 
MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_25-NQM111/25/20695.73812,893 12,884 12,948 
MORGAN STANLEY RESIDENTIAL MORTGAGE LOAN TRUST MSRM_25-NQM21/25/20705.62733,419 33,392 33,508 
NATIONSTAR MORTGAGE LOAN TRUST NSMLT_13-A12/25/20523.750362 367 346 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_14-3A11/25/20543.750848 859 801 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-1A3/25/20563.7502,308 2,368 2,196 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-2A11/26/20353.7501,564 1,586 1,506 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-3A9/25/20563.7504,526 4,620 4,312 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_16-4A11/25/20563.7504,857 4,934 4,577 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-1A2/25/20574.0003,649 3,704 3,524 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-2A3/25/20574.0004,635 4,733 4,462 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-3A4/25/20574.0004,888 4,988 4,690 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_17-6A8/27/20574.0003,670 3,729 3,519 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_19-NQM49/25/20592.492661 660 639 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_19-RPL37/25/20592.7504,232 4,278 4,086 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_24-NQM13/25/20646.1299,890 9,874 9,915 
NEW RESIDENTIAL MORTGAGE LOAN TRUST NRZT_25-NQM11/25/20655.64318,648 18,628 18,732 
NEW YORK MORTGAGE TRUST NYMT_24-BPL39/25/20395.26811,22011,220 11,220 
OBX TRUST OBX_21-INV19/25/20512.50016,75916,948 13,779 
OBX TRUST OBX_23-NQM1010/25/20636.4659,9129,899 9,930 
OBX TRUST OBX_23-NQM89/25/20637.04515,54415,524 15,553 
OBX TRUST OBX_24-NQM1711/25/20645.61017,81517,791 17,874 
OCEANVIEW MORTGAGE LOAN TRUST OVMLT_20-15/28/20501.733994993 944 
ONSLOW BAY FINANCIAL LLC OBX_23-NQM74/25/20636.8448,9129,031 8,937 
16
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
ONSLOW BAY FINANCIAL LLC OBX_24-NM105/25/20646.18016,85316,823 16,958 
ONSLOW BAY FINANCIAL LLC OBX_24-NQM1810/25/20645.40823,17623,145 23,204 
ONSLOW BAY FINANCIAL LLC OBX_24-NQM212/25/20635.87815,83515,813 15,852 
ONSLOW BAY FINANCIAL LLC OBX_24-NQM312/25/20636.1298,4148,401 8,439 
ONSLOW BAY FINANCIAL LLC OBX_24-NQM41/25/20646.06717,13217,105 17,177 
ONSLOW BAY FINANCIAL LLC OBX_24-NQM51/25/20645.98810,44910,431 10,479 
ONSLOW BAY FINANCIAL LLC OBX_25-NQM211/25/20645.59732,30532,258 32,401 
ONSLOW BAY FINANCIAL LLC OBX_25-NQM42/25/20555.40022,09522,062 22,114 
PRKCM TRUST PRKCM_23-AFC26/25/20586.48218,19218,162 18,157 
PRKCM TRUST PRKCM_23-AFC411/25/20587.22511,11211,094 11,142 
PRKCM TRUST PRKCM_24-AFC13/25/20596.33318,38018,341 18,431 
PRKCM TRUST PRKCM_24-HOME15/25/20596.43127,43627,398 27,645 
PRKCM TRUST PRKCM_25-HOME12/25/20605.54615,16215,147 15,170 
PRKCM TRUST PRKCM_26-AFC47/25/20615.54025,00025,000 25,013 
PRPM ADVISORS LLC PRPM_24-NQM412/26/20695.67410,74510,736 10,794 
PRPM ADVISORS LLC PRPM_25-NQM111/25/20695.80213,07513,062 13,130 
PRPM LLC PRPM_23-NQM311/25/20686.22112,01512,002 12,042 
PRPM LLC PRPM_24-NQM112/25/20686.26517,51517,490 17,597 
PRPM LLC PRPM_24-NQM26/25/20696.32730,59130,554 30,846 
RUN_22-NQM13/25/20674.0006,9416,894 6,904 
SASC_03-24A7/25/20335.993131132 129 
STAR_20-34/25/20651.486415415 409 
STARWOOD MORTGAGE RESIDENTIAL TRUST STAR_22-112/25/20662.44717,41617,409 15,648 
TOWD POINT MORTGAGE TRUST TPMT_17-46/25/20572.7501,4881,487 1,463 
TOWD POINT MORTGAGE TRUST TPMT_19-HY110/25/20484.763730730 730 
UNITED WHOLESALE MORTGAGE LLC UWM _21-INV29/25/20512.50018,01218,283 14,827 
VERUS SECURITIZATION TRUST VERUS_21-710/25/20661.82911,11711,114 10,100 
VERUS SECURITIZATION TRUST VERUS_21-R110/25/20630.8201,1171,116 1,092 
VERUS SECURITIZATION TRUST VERUS_22-11/25/20673.72412,36612,359 11,710 
VERUS SECURITIZATION TRUST VERUS_23-812/25/20686.25910,07010,054 10,090 
VERUS SECURITIZATION TRUST VERUS_24-22/25/20696.09515,98915,961 16,033 
VERUS SECURITIZATION TRUST VERUS_24-INV13/25/20696.1169,2849,272 9,320 
VERUS SECURITIZATION TRUST VERUS_25-23/25/20705.30729,31129,276 29,311 
VERUS SECURITIZATION TRUST VERUS_25-INV12/25/20705.54837,84837,821 37,958 
WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_03-AR66/25/20335.699117117 115 
WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_04-AR107/25/20444.203121121 118 
WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_05-AR33/25/20354.611258259 243 
WAMU MORTGAGE PASS-THROUGH CERTIFICATES WAMU_05-AR44/25/20354.093566564 534 
WELLS FARGO MORTGAGE BACKED SECURITIES TRUST WFMBS_04-K7/25/20346.104187192 192 
TOTAL NON-AGENCY RESIDENTIAL MORTGAGE BACKED SECURITIES
2,207,733 2,183,993 
TOTAL RESIDENTIAL MORTGAGE BACKED SECURITIES
4,391,706 4,362,846 

ASSET BACKED SECURITIES
321 HENDERSON RECEIVABLES LLC HENDR_10-3A12/15/20483.82068 68 68 
APIDOS CLO APID_20-33A 4/24/20384.96722,000 22,000 22,055 
BABSON CLO LTD BABSN_23-1A 4/20/20385.07240,000 40,000 40,094 
BAIN CAPITAL CREDIT CLO BCC_23 7/16/20385.43012,570 12,570 12,597 
BROAD RIVER BSL FUNDING CLO BDRVR_20-17/20/20345.10716,000 16,000 16,000 
BROAD RIVER BSL FUNDING CLO BDRVR_20-17/20/20395.03416,800 16,800 16,800 
CERBERUS ONSHORE CLO LLC CERB_24-37/15/20365.42325,000 25,000 25,010 
17
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
DRYDEN SENIOR LOAN FUND DRSLF_18-55A4/15/20314.9551,274 1,274 1,275 
GLS AUTO SELECT RECEIVABLES TRUST GSAR_24-310/15/20295.5905,600 5,599 5,636 
GOLDENTREE LOAN MANAGEMENT US 1/20/20394.95550,000 50,000 50,107 
GOLDENTREE LOAN MANAGEMENT US CLO 1 LTD GLM_21-9A4/20/20374.90520,000 20,000 20,103 
GOLUB CAPITAL PARTNERS CLO LTD GOCAP_19-46A4/20/20375.48520,000 20,000 20,016 
MADISON PARK FUNDING LTD MDPK_ 1/19/20394.89540,000 40,000 39,999 
MAGNETITE CLO LIMITED MAGNE_20-261/25/20384.81725,000 25,000 24,977 
MARLETTE FUNDING TRUST MFT_23-412/15/20337.130648 648 649 
NAVIENT STUDENT LOAN TRUST NAVSL_18-DA12/15/20594.5401,635 1,633 1,634 
OAK HILL CREDIT PARTNERS OAKC_23-144/20/20385.3725,000 5,000 5,019 
OAKC_21-8A1/20/20384.95230,000 30,000 30,025 
OCCU AUTO RECEIVABLES TRUST OC 4/17/20284.8205,763 5,763 5,768 
OCTAGON INVESTMENT PARTNERS OCT48_20-3A1/15/20385.03325,000 25,000 25,054 
ONEMAIN FINANCIAL ISSUANCE TRUST OMFIT_22-S15/14/20354.1302,618 2,614 2,617 
OPORTUN FUNDING LLC OPTN_25-B 5/9/20334.88023,700 23,698 23,742 
PAGAYA AI DEBT GRANTOR TRUST PAID_24-712/15/20316.1175,227 5,227 5,230 
PAGAYA AI DEBT GRANTOR TRUST PAID_24-81/15/20325.3311,995 1,995 1,996 
PAGAYA AI DEBT GRANTOR TRUST PAID_25-210/15/20324.96120,290 20,290 20,275 
PAGAYA AI DEBT GRANTOR TRUST PAID_25-R210/15/20324.86514,056 14,056 14,051 
PAGAYA AI DEBT GRANTOR TRUST PAID_26-19/15/20334.73944,331 44,331 44,222 
PAGAYA AI DEBT GRANTOR TRUST PAID_26-24/15/20274.5229,500 9,501 9,500 
PAGAYA AI DEBT GRANTOR TRUST PAID_26-211/15/20335.14010,000 10,000 9,977 
PAGAYA AI DEBT GRANTOR TRUST PAID_26-35/17/20274.63657,170 57,172 57,170 
PAGAYA AI DEBT SELECTION TRUST PAID_24-106/15/20325.53915,521 15,521 15,553 
PAGAYA AI DEBT SELECTION TRUST PAID_24-611/15/20316.0931,860 1,860 1,861 
PAGAYA AI DEBT SELECTION TRUST PAID_24-93/15/20325.0657,378 7,378 7,375 
PAGAYA AI DEBT SELECTION TRUST PAID_25-312/15/20325.3657,328 7,352 7,344 
PAGAYA AI DEBT SELECTION TRUST PAID_26-46/15/20274.61650,000 50,000 49,983 
PAGAYA AI DEBT TRUST PAID_25-4 1/17/20335.37316,223 16,223 16,244 
PAGAYA POINT OF SALE HOLDINGS 1/20/20345.71540,000 40,000 40,005 
PALMER SQUARE CLO LTD PLMRS_21-2A2/15/20384.92225,000 25,000 25,025 
PRESTON RIDGE PARTNERS MORTGAGE 2/27/20345.14950,000 50,000 50,019 
SMB PRIVATE EDUCATION LOAN TRUST SMB_21-A1/15/20534.4707,824 7,695 7,748 
UPGRADE MASTER PASS-THRU TRUST 9/15/20324.79413,334 13,334 13,331 
UPSTART SECURITIZATION TRUST UPST_26-13/20/20364.30012,860 12,830 12,822 
TOTAL ASSET BACKED SECURITIES
798,432 798,976 

COMMERCIAL MORTGAGE BACKED SECURITIES
AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES
FREDDIE MAC KF678/25/20294.2657,336 7,287 7,349 
FREDDIE MAC KF761/25/20304.2631,406 1,392 1,408 
FREDDIE MAC K-F1208/25/20313.82824,546 23,883 24,254 
GINNIE MAE AG-2017-171 10/16/20482.250922 920 903 
TOTAL AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES
33,482 33,914 

NON-AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES
280 PARK AVENUE MORTGAGE TRUST PRK_17-280P9/15/20344.79240,000 40,000 39,950 
COLONY MORTGAGE CAPITAL LTD CLNY_19-IKPR11/15/20385.1077,211 7,207 7,138 c
COMM MORTGAGE TRUST COMM_19-521F6/15/20344.67216,510 16,510 16,183 
18
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST JPMCC_18-ASH82/15/20354.7239,378 9,378 9,237 
LIFE FINANCIAL SERVICES TRUST LIFE_22-BMR25/15/20394.92149,000 48,965 46,748 
MORGAN STANLEY CAPITAL I TRUST MSC_18-BOP8/15/20334.52212,624 12,624 10,372 
ONE NEW YORK PLAZA TRUST ONYP_20-1NYP1/15/20364.69017,179 17,179 16,685 
STARVEST EMERGING MARKETS CBO I STAR_26-SFR75/17/20435.02838,215 38,215 38,226 
TRICON RESIDENTIAL TRUST TCN_26-SFR26/17/20434.93610,000 10,014 9,994 
WELLS FARGO COMMERCIAL MORTGAGE TRUST WFCM_17-SMP12/15/20344.54818,500 18,498 17,268 
TOTAL NON-AGENCY COMMERCIAL MORTGAGE BACKED SECURITIES
218,590 211,801 
TOTAL COMMERCIAL MORTGAGE BACKED SECURITIES
252,072 245,715 

CORPORATE DEBT SECURITIES
BANKING
WASHINGTON MUTUAL BANK/HENDERSON6/15/2011—1,500 — 3 c,d
TOTAL BANKING— 3 
CAPITAL GOODS
L3HARRIS TECHNOLOGIES INC 12/15/20263.8504,660 4,640 4,650 
TOTAL CAPITAL GOODS4,640 4,650 
COMMUNICATIONS
AMERICAN TOWER CORPORATION10/15/20263.3753,749 3,735 3,738 
FOOTBALL CLUB TERM NOTES10/5/20272.9703,000 2,936 2,928 
TOTAL COMMUNICATIONS6,671 6,666 
CONSUMER NON CYCLICAL
CVS HEALTH CORPORATION8/15/20263.0005,227 5,216 5,216 
TOTAL CONSUMER NON CYCLICAL5,216 5,216 
ENERGY
COLORADO INTERSTATE GAS COMPANY8/15/20264.15012,500 12,487 12,488 
TOTAL ENERGY12,487 12,488 
NATURAL GAS
SEMPRA 8/1/20265.40027,550 27,550 27,551 
TOTAL NATURAL GAS27,550 27,551 
TOTAL CORPORATE DEBT SECURITIES56,564 56,574 
TOTAL FIXED MATURITIES7,064,425 7,029,392 

SYNDICATED LOANS
BASIC INDUSTRY
ELEMENT SOLUTIONS INC12/18/20305.3701,154 1,142 1,142 
INEOS LTD2/7/20316.620987 978 978 
INEOS LTD2/19/20306.870391 378 378 
TOTAL BASIC INDUSTRY2,498 2,498 
CAPITAL GOODS
EMRLD BORROWER LP5/31/20305.9161,399 1,386 1,386 
19
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
ENERGY CAPITAL PARTNERS II LLC9/20/20306.870593 579 579 
FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC12/31/20267.916214 211 211 
FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC12/31/20273.766183 99 99 
G HOLDINGS INC9/22/20285.389460 456 456 
QUIKRETE HOLDINGS INC3/19/20295.870973 965 965 
QUIKRETE HOLDINGS INC4/14/20315.8701,290 1,274 1,274 
QUIKRETE HOLDINGS INC2/10/20325.870660 653 653 
TRANSDIGM INC2/28/20316.2441,955 1,940 1,940 
TOTAL CAPITAL GOODS
7,563 7,563 
COMMUNICATIONS
CMG MEDIA CORPORATION6/18/20297.300835 777 777 
SBA COMMUNICATIONS CORPORATION1/25/20315.6481,178 1,165 1,165 
SINCLAIR INC12/31/20297.035762 661 661 
TELESAT LLC12/7/20266.677814 813 813 
TOTAL COMMUNICATIONS
3,416 3,416 
CONSUMER CYCLICAL
ADT INC3/7/20325.3691,188 1,174 1,174 
APOLLO INVESTMENT FUND VIII LP10/13/20305.619662 652 652 
BELRON FINANCE 2019 LLC10/16/20315.657993 997 997 
GREAT OUTDOORS GROUP LLC1/23/20326.8701,945 1,928 1,928 
HILTON WORLDWIDE HOLDINGS INC11/3/20305.3981,749 1,734 1,734 
LIGHT & WONDER INC4/16/20295.6391,960 1,945 1,945 
PCI GAMING AUTHORITY7/18/20315.620358 349 349 
RESTAURANT BRANDS INTERNATIONAL INC9/20/20305.3702,149 2,120 2,120 
YUM! BRANDS INC.3/15/20285.502996 996 996 
TOTAL CONSUMER CYCLICAL
11,895 11,895 
CONSUMER NON CYCLICAL
ARAMARK SERVICES INC 4/6/20285.3701,012 1,006 1,006 
BRP INC12/13/20295.8701,702 1,692 1,692 
ELANCO ANIMAL HEALTH INC 10/29/20325.370186 185 185 
GRIFOLS SA4/14/20336.187761 760 760 
MEDLINE INC5/30/20335.114657 657 657 
REYNOLDS CONSUMER PRODUCTS LLC 3/4/20325.370898 898 898 
THOR INDUSTRIES INC11/15/20305.87068 68 68 
TOTAL CONSUMER NON CYCLICAL
5,266 5,266 
ELECTRIC
CONSTELLATION ENERGY CORPORATION12/15/20275.666374 374 374 
EFS COGEN HOLDINGS I LLC10/3/20316.150582 568 568 
TOTAL ELECTRIC
942 942 
OTHER FINANCIAL INSTITUTIONS
FINCO 1 LLC 6/27/20295.370782 771 771 
TRANSUNION6/24/20315.370689 689 689 
TRANSUNION6/24/20315.370964 955 955 
TOTAL OTHER FINANCIAL INSTITUTIONS
2,415 2,415 
20
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
OTHER INDUSTRY
API GROUP CORPORATION5/16/20335.3701,194 1,196 1,196 
VSE CORPORATION5/5/20335.6131,500 1,496 1,496 
TOTAL OTHER INDUSTRY
2,692 2,692 
TECHNOLOGY
ADEIA INC6/8/20286.144403 386 386 
CARLYLE GROUP INC/THE5/9/20315.620832 832 832 
COHERENT CORPORATION7/2/20295.370386 375 375 
ENTEGRIS INC7/6/20295.402200 199 199 
MKS INCORPORATED2/4/20335.364445 445 445 
ONEX CORPORATION6/20/20315.358864 864 864 
TTM TECHNOLOGIES INC5/30/20305.3701,221 1,206 1,206 
TOTAL TECHNOLOGY
4,307 4,307 
TOTAL SYNDICATED LOANS BEFORE ALLOWANCE FOR LOAN LOSSES
40,994 40,994 
ALLOWANCE FOR LOAN LOSSES
(236)(236)
TOTAL SYNDICATED LOANS - NET
40,758 40,758 


DERIVATIVES
PURCHASED OPTIONS
BNP PARIBAS7/7/2026— — 256 256 
BNP PARIBAS7/21/2026— — 121 121 
BNP PARIBAS8/11/2026— — 109 109 
BNP PARIBAS8/18/2026— — 113 113 
BNP PARIBAS9/1/2026— — 114 114 
BNP PARIBAS9/8/2026— — 106 106 
BNP PARIBAS9/15/2026— — 98 98 
BNP PARIBAS9/29/2026— — 184 184 
BNP PARIBAS10/6/2026— — 91 91 
BNP PARIBAS10/20/2026— — 182 182 
BNP PARIBAS10/27/2026— — 78 78 
BNP PARIBAS11/3/2026— — 90 90 
BNP PARIBAS12/1/2026— — 89 89 
BNP PARIBAS12/22/2026— — 85 85 
BNP PARIBAS12/29/2026— — 87 87 
BNP PARIBAS4/27/2027— — 171 171 
WELLS FARGO BANK, NA7/14/2026— — 127 127 
WELLS FARGO BANK, NA7/28/2026— — 116 116 
WELLS FARGO BANK, NA8/4/2026— — 123 123 
WELLS FARGO BANK, NA8/25/2026— — 109 109 
WELLS FARGO BANK, NA9/22/2026— — 188 188 
WELLS FARGO BANK, NA10/13/2026— — 98 98 
WELLS FARGO BANK, NA12/8/2026— — 89 89 
WELLS FARGO BANK, NA1/12/2027— — 84 84 
WELLS FARGO BANK, NA1/19/2027— — 99 99 
WELLS FARGO BANK, NA1/26/2027— — 85 85 
WELLS FARGO BANK, NA2/2/2027— — 91 91 
21
Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
WELLS FARGO BANK, NA3/2/2027— — 103 103 
WELLS FARGO BANK, NA3/23/2027— — 127 127 
WELLS FARGO BANK, NA4/6/2027— — 124 124 
WELLS FARGO BANK, NA4/20/2027— — 90 90 
WELLS FARGO BANK, NA5/4/2027— — 78 78 
WELLS FARGO BANK, NA6/1/2027— — 58 58 
WELLS FARGO BANK, NA6/22/2027— — 77 77 
TOTAL PURCHASED OPTIONS
3,840 3,840 

WRITTEN OPTIONS
BNP PARIBAS7/7/2026— — (215)(215)
BNP PARIBAS7/21/2026— — (99)(99)
BNP PARIBAS8/11/2026— — (87)(87)
BNP PARIBAS8/18/2026— — (92)(92)
BNP PARIBAS9/1/2026— — (93)(93)
BNP PARIBAS9/8/2026— — (84)(84)
BNP PARIBAS9/15/2026— — (76)(76)
BNP PARIBAS9/29/2026— — (142)(142)
BNP PARIBAS10/6/2026— — (70)(70)
BNP PARIBAS10/20/2026— — (141)(141)
BNP PARIBAS10/27/2026— — (58)(58)
BNP PARIBAS11/3/2026— — (70)(70)
BNP PARIBAS12/1/2026— — (69)(69)
BNP PARIBAS12/22/2026— — (66)(66)
BNP PARIBAS12/29/2026— — (68)(68)
BNP PARIBAS4/27/2027— — (138)(138)
WELLS FARGO BANK, NA7/14/2026— — (105)(105)
WELLS FARGO BANK, NA7/28/2026— — (94)(94)
WELLS FARGO BANK, NA8/4/2026— — (102)(102)
WELLS FARGO BANK, NA8/25/2026— — (87)(87)
WELLS FARGO BANK, NA9/22/2026— — (146)(146)
WELLS FARGO BANK, NA10/13/2026— — (77)(77)
WELLS FARGO BANK, NA12/8/2026— — (69)(69)
WELLS FARGO BANK, NA1/12/2027— — (65)(65)
WELLS FARGO BANK, NA1/19/2027— — (79)(79)
WELLS FARGO BANK, NA1/26/2027— — (66)(66)
WELLS FARGO BANK, NA2/2/2027— — (73)(73)
WELLS FARGO BANK, NA3/2/2027— — (85)(85)
WELLS FARGO BANK, NA3/23/2027— — (109)(109)
WELLS FARGO BANK, NA4/6/2027— — (106)(106)
WELLS FARGO BANK, NA4/20/2027— — (73)(73)
WELLS FARGO BANK, NA5/4/2027— — (62)(62)
WELLS FARGO BANK, NA6/1/2027— — (44)(44)
WELLS FARGO BANK, NA6/22/2027— — (61)(61)
TOTAL WRITTEN OPTIONS
(3,071)(3,071)

FUTURES
S&P 500 EMINI FUT SEP269/18/2026— — 13 13 
TOTAL FUTURES
13 13 
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Ameriprise Certificate Company
Schedule I — Investments in Securities of Unaffiliated Issuers (Unaudited) (continued)
June 30, 2026
(in thousands, except rate)



Issuer
Maturity
Date		Coupon
Rate		Principal
Amount of
Bonds &
Notes or #
of Shares		Amortized
Cost (Notes
a & b)		Carrying
Value
(Note a)
TOTAL DERIVATIVES - NET
782 782 
TOTAL INVESTMENTS IN CASH EQUIVALENTS, FIXED MATURITIES, EQUITY SECURITIES, SYNDICATED LOANS AND DERIVATIVES$7,803,330 $7,768,297 

NOTES
a) Cash equivalents are carried at amortized cost which approximates fair value. Fixed maturities and common stocks are carried at fair value. In the absence of quoted market prices, fair values are obtained from third-party pricing services, non-binding broker quotes or other model-based valuation techniques. Syndicated loans are carried at amortized cost, less allowance for loan losses. Derivatives are carried at fair value. Options are traded in over-the-counter markets using pricing models with market observable inputs. Futures are exchange-traded and valued using quoted prices in active markets. See Notes to the Consolidated Financial Statements regarding valuations.
b) For Federal income tax purposes, the cost of investments is $7.8 billion.
c) Securities written down due to other-than-temporary impairment related to credit losses.
d) Non-income producing securities.

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