Exhibit 99.6

 

Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8297844   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297844   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297844   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330935   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8330935   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8330935   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8330936   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330936   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330936   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297845   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8297845   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8297845   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the original value within a 10% variance. (XXXX)

      3   3   3   3

XXXX

  8297846   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297846   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297846   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330937   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8330937   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330937   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8297847   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297847   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297847   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344252   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344252   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344252   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8297850   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297850   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297850   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330938   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330938   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330938   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297852   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   2   2

XXXX

  8297852   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8297852   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the adjusted value for LTV within 10%.             2   2   2   2

XXXX

  8330940   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330940   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330940   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330941   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330941   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330941   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330942   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330942   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330942   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297853   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297853   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297853   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297855   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297855   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297855   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330943   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330943   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330943   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344253   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344253   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344253   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330944   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330944   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330944   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297864   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297864   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297864   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8297865   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297865   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297865   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330945   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330945   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330945   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297886   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297886   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297886   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8297891   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297891   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297891   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344254   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344254   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344254   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297894   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297894   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297894   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8344255   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344255   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344255   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297966   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297966   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297966   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8297982   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297982   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297982   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8297991   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8297991   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8297991   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330946   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8330946   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8330946   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8298010   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8298010   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8298010   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the original value within a 10% variance. (XXXX)

      3   3   3   3

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330947   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330947   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330947   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298063   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8298063   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8298063   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330949   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330949   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330949   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330950   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8330950   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330950   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344256   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344256   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344256   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8330951   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330951   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330951   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344257   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344257   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344257   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298151   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   2   2

XXXX

  8298151   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8298151   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the adjusted value for LTV within 10%.             2   2   2   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344258   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344258   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344258   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330952   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330952   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330952   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330953   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   According to the most recent record (XXXX AVM) from XXXX, XXXX is no longer listed as an owner of record.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrower, along with death certificate for XXXX.

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8330953   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8330953   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8298261   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8298261   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8298261   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8298279   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8298279   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8298279   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298281   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8298281   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8298281   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the original value within a 10% variance. (XXXX)

      3   3   3   3

XXXX

  8344259   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344259   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344259   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330954   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330954   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330954   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330955   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330955   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330955   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344260   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344260   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344260   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344261   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344261   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344261   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298337   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8298337   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8298337   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330956   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330956   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330956   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330957   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330957   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330957   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298364   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8298364   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8298364   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8330958   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330958   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330958   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330959   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330959   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330959   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330960   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330960   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330960   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330961   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330961   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330961   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330962   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Missing Rider/Addendum   XXXX   The following referenced Rider is missing: XXXX-XXXX. Property is a XXXX.             3   3   3   3

XXXX

  8330962   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330962   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO did support the origination value within a 10% variance. (Resolved)

      3   2   3   3

XXXX

  8330963   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330963   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330963   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330964   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330964   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330964   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330966   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330966   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330966   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330967   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330967   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330967   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330968   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330968   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330968   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344262   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344262   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344262   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330969   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Non-Borrowing Spouse/Missing   XXXX   According to the new mortgage XXXX is married and according to the prior quitclaim deed dated XXXX/XXXX the property was obtained during the marriage. According to XXXX requirements, the spouse must join in the mortgage. The person joined on the new mortgage (XXXX) is listed as an unmarried person.             3   3   3   3

XXXX

  8330969   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330969   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8330970   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330970   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330970   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330971   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330971   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330971   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330972   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The loan file does not include documentation confirming the vested interest on the security instrument or the borrower’s ownership of the subject property.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded quit claim deed showing transfer to our borrower

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8330972   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8330972   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8344263   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344263   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344263   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330973   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8330973   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330973   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330974   1 of 3   XXXX   XXXX   Compliance   Rescission Test   XXXX   The loan closed on XX/XX/XXXX, the rescission end date was XX/XX/XXXX and the loan funded on XX/XX/XXXX.             3   3   3   3

XXXX

  8330974   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330974   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   3

XXXX

  8330975   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8330975   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8330975   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344264   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344264   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344264   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330976   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330976   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330976   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8298455   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8298455   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8298455   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The AVM did support the value within a 10% variance.             1   1   1   1

XXXX

  8330977   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330977   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330977   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330978   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330978   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330978   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330979   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330979   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330979   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330980   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330980   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330980   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330981   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330981   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330981   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330982   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330982   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330982   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330983   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330983   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330983   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330984   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330984   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330984   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330985   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330985   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330985   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330986   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330986   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330986   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330987   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330987   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330987   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330988   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330988   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330988   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330989   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Incomplete   XXXX   The Condo Rider is missing the name of the condominium project.             3   3   3   3

XXXX

  8330989   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8330989   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   3

XXXX

  8344265   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344265   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344265   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330990   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330990   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330990   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330991   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location. Real Estate Settlement Procedures Act (Regulation X)12 CFR XXXX             2   2   2   2

XXXX

  8330991   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8330991   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8330992   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330992   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330992   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330993   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330993   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330993   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330994   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330994   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330994   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8330995   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330995   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330995   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330996   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330996   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330996   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344266   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344266   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344266   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344267   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344267   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344267   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344268   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344268   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344268   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330997   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330997   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330997   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330998   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330998   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330998   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8330999   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8330999   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8330999   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344269   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344269   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344269   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344270   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344270   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344270   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331000   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331000   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331000   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331001   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   1

XXXX

  8331001   2 of 3   XXXX   XXXX   Credit   DTI - Exceeds Guidelines   XXXX   The income data was delivered as $XXXX. The loan file reflects income of $XXXX. The DTI of XXXX% exceeds the guidelines.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded monthly pension and SSA letters used in come verification. Was missing the SSA letter in initial upload.

 

Response 1 (XX/XX/XXXX XX:XXAM)

The income is supported. Documentation is sufficient. (Resolved)

      3   1   3   1

XXXX

  8331001   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8344271   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344271   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344271   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331002   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331002   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331002   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331003   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331003   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331003   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344272   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344272   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344272   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331004   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331004   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331004   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344273   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344273   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344273   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331005   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331005   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331005   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331006   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331006   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331006   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331007   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331007   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331007   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344274   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344274   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344274   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344275   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344275   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344275   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331008   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331008   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331008   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331009   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331009   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331009   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331010   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331010   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331010   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331011   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331011   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331011   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344276   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344276   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344276   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344277   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344277   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344277   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331012   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331012   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331012   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331013   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331013   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331013   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331014   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331014   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331014   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331015   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331015   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331015   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO did not support the origination value within a 10% variance.(Upheld)

      3   3   3   3

XXXX

  8331016   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331016   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331016   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331018   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331018   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331018   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331019   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331019   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331019   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331020   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331020   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331020   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331021   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331021   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331021   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331022   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331022   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331022   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331023   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331023   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331023   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331024   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331024   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331024   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331025   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331025   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331025   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331026   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Incomplete   XXXX   The following section of the Security Instrument (Mortgage/Deed of Trust) is incomplete: The name of the PUD development is not reflected on the Planned Unit Development Rider.             3   3   3   3

XXXX

  8331026   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331026   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8344278   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344278   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344278   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331027   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331027   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331027   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331028   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331028   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331028   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344279   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344279   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344279   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331030   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331030   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331030   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331031   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331031   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331031   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331032   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331032   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331032   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331033   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331033   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331033   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331034   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331034   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331034   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331035   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331035   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331035   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344280   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344280   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344280   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331036   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331036   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331036   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331037   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331037   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331037   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331038   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331038   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331038   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331039   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331039   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331039   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344281   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344281   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344281   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331040   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331040   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331040   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344282   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344282   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344282   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331041   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331041   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331041   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331042   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331042   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331042   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331043   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331043   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331043   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331044   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The vested interest on the Security Instrument could not be verified as accurate. The loan file did not contain documentation to support the accuracy of vested interest and execution of the Security Agreement.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded quit claim deeds showing transfer to our borrower

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331044   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331044   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331045   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331045   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331045   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331046   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331046   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331046   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331047   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331047   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331047   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344283   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344283   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344283   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331048   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331048   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331048   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331049   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331049   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331049   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331050   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331050   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331050   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331051   1 of 3   XXXX   XXXX   Compliance   Note - Address Discrepancy   XXXX   The property address on the Note is missing the name of the city.             3   3   3   3

XXXX

  8331051   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331051   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331052   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331052   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331052   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331053   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331053   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331053   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331054   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Missing Signature   XXXX   The Security Instrument was not fully executed by all required parties. The title vesting/deed indicates the borrower owns the subject property jointly; however, the additional owner did not sign the mortgage. A Transfer Deed was not found in the loan file.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded grant deed showing transfer to our borrower along with death certificate for XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331054   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331054   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331055   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Incomplete   XXXX   The Condo Rider is missing the name of the condominium project.             3   3   3   3

XXXX

  8331055   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331055   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331056   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331056   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331056   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344284   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344284   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344284   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331057   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331057   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331057   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331058   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331058   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331058   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331059   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331059   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331059   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331060   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331060   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331060   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331061   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331061   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331061   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344285   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344285   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344285   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344286   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344286   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344286   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331062   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331062   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331062   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331063   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331063   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331063   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344287   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344287   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344287   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344288   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344288   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344288   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331064   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331064   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331064   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331065   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331065   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331065   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331066   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331066   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331066   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331067   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331067   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331067   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331068   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331068   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331068   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331069   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331069   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331069   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344289   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344289   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344289   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331070   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331070   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331070   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331071   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331071   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331071   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331072   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331072   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331072   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344290   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344290   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344290   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331073   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331073   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331073   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331074   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331074   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331074   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331075   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331075   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331075   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331076   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331076   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331076   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331077   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331077   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331077   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331078   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331078   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331078   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331079   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331079   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331079   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331080   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331080   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331080   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344292   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344292   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344292   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331081   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331081   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331081   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331082   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331082   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331082   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331084   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331084   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331084   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331085   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331085   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331085   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331086   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331086   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331086   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331087   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331087   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331087   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331088   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331088   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331088   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344293   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344293   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344293   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331089   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331089   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331089   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331090   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331090   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331090   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331091   1 of 4   XXXX   XXXX   Compliance   Security Instrument - Missing Rider/Addendum   XXXX   The following referenced Rider is missing: XXXX-XXXX Family Rider.             3   3   3   3

XXXX

  8331091   2 of 4   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The loan file does not include documentation confirming the vested interest on the XXXX or the Borrower’s ownership of the subject property.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded deed of gift showing transfer to our borrower

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   3

XXXX

  8331091   3 of 4   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331091   4 of 4   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331092   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331092   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331092   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331093   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The Vested Interest on the Security Instrument cannot be verified as accurate. The vesting on the subject mortgage reflects the borrower with sole ownership; however, the Clear Property Report and Title vesting reflects vesting is in the XXXX. A Transfer Deed was not found in the loan file.             3   3   3   3

XXXX

  8331093   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331093   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331094   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331094   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331094   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331095   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331095   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331095   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331096   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331096   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331096   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344294   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344294   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344294   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331097   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331097   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331097   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344295   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344295   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344295   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331098   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331098   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331098   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331099   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331099   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331099   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331100   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331100   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331100   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331101   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331101   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331101   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344296   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344296   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344296   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331102   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331102   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331102   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331103   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331103   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331103   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331104   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331104   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331104   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331105   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331105   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331105   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331106   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331106   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331106   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331107   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331107   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331107   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344297   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344297   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344297   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331108   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331108   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331108   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331109   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331109   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331109   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331110   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331110   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

 

 

30


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331110   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331111   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Incomplete   XXXX   The PUD Rider is missing the name of the PUD project.             3   3   3   3

XXXX

  8331111   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331111   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331112   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331112   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331112   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331113   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331113   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331113   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331114   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331114   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331114   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331115   1 of 3   XXXX   XXXX   Compliance   State Disclosure - Texas Home Equity Loan Consumer Disclosure (12-Day Letter)/Missing   XXXX   The XXXX Consumer Disclosure (XXXX-Day Letter) is Missing. Required to be provided in connection with a XXXX. XXXX Constitution - Home Equity Loan Provisions XXXX. Const. art. XVI, ‘‘‘50(a)(6)(M)(i), 50(g); XXXX XXXX. Admin. Code ‘‘ XXXX, XXXX   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded signed deed and disclosures that should include all the required disclosures

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331115   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331115   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331116   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331116   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331116   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331117   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Non-Borrowing Spouse/Missing   XXXX   The Security Instrument was not executed by the non-borrower. The borrower is married. In XXXX, the spouse is required to sign.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrower along with death certificate for spouse XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331117   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331117   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331118   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331118   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331118   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331119   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331119   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331119   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331120   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331120   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331120   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344298   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344298   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344298   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331121   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331121   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331121   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331122   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331122   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331122   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344299   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344299   2 of 3   XXXX   XXXX   Credit   Income - Missing Income Documents   XXXX   The income data was delivered as $XXXX. The loan file contains a paystub from XXXX that can not be considered. Please provide current paystubs. There is no way to determine if the borrowers meet the DTI requirements.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded SSA letter for borrower XXXX. SSA (XXXX) = XXXX * XXXX = XXXX Verified Asset Depletion = XXXX * XXXX = XXXX Total Verified Income = XXXX + XXXX = XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The income is supported. Documentation is sufficient. (Resolved)

      3   1   3   2

XXXX

  8344299   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344300   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344300   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344300   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331123   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331123   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331123   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331124   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331124   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331124   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331125   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331125   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331125   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331127   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331127   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331127   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331128   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331128   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331128   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO did not support the origination value within a 10% variance. (XXXX)

      3   3   3   3

XXXX

  8344301   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344301   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344301   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331129   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331129   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331129   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344302   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344302   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344302   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331130   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331130   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331130   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331131   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331131   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331131   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344303   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344303   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344303   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344304   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344304   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344304   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331132   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331132   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331132   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331133   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331133   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331133   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344305   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344305   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344305   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331134   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331134   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331134   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331135   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331135   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331135   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331136   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331136   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331136   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331137   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331137   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331137   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331138   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331138   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331138   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344306   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344306   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344306   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331139   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331139   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331139   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344307   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344307   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344307   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331140   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331140   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331140   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331141   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331141   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331141   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331142   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331142   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331142   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344308   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344308   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344308   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331143   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331143   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331143   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331144   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331144   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331144   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331145   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331145   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331145   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331146   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331146   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331146   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331147   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331147   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331147   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344310   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344310   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344310   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344311   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344311   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344311   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331148   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331148   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331148   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331149   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331149   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331149   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331150   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331150   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331150   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344312   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344312   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344312   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331151   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331151   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331151   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331152   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331152   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331152   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331153   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331153   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331153   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331154   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331154   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331154   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344313   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344313   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344313   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331155   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331155   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331155   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331156   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331156   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331156   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331157   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331157   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331157   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331158   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331158   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331158   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344314   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344314   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344314   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331159   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331159   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331159   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344315   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344315   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344315   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344316   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344316   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344316   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331160   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331160   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331160   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331161   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331161   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331161   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344317   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344317   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344317   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331162   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331162   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331162   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344318   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344318   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344318   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344319   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8344319   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344319   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The second AVM provided did support the origination value within 10%. (Resolved)

 

XXXX (XX/XX/XXXX XX:XXPM)

2nd AVM provided

    3   2   3   2

XXXX

  8331164   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331164   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331164   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331165   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331165   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331165   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331166   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331166   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331166   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331167   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331167   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331167   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331168   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331168   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331168   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331169   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331169   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331169   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331170   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331170   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331170   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331172   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331172   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331172   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331173   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331173   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331173   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344320   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344320   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344320   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344321   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344321   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344321   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331174   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331174   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331174   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331175   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331175   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331175   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331176   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331176   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331176   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331177   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331177   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331177   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344322   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344322   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344322   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344323   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344323   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344323   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331178   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331178   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331178   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331179   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331179   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331179   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331180   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331180   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331180   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344324   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344324   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344324   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331181   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331181   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331181   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331182   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331182   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331182   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344325   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344325   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344325   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331183   1 of 4   XXXX   XXXX   Compliance   Note - Incomplete / Inaccurate   XXXX   Additional Finding: XX/XX/XXXX. The following section(s) of the Note is incomplete/inaccurate : The name of the borrower is disclosed as XXXX and should be XXXX.             3   3   3   3

XXXX

  8331183   2 of 4   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   According to the most recent record (XXXX AVM) from XXXX, XXXX is no longer listed as an owner of record.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrower, along with death certificate for XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is not sufficient to clear the finding. The Warranty Deed and Certificate of Death have been provided and acceptable; however, the borrowers name on the Mortgage is not spelled correctly, it discloses XXXX instead of XXXX. (XXXX)

      3   3   3   3

XXXX

  8331183   3 of 4   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331183   4 of 4   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331184   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331184   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331184   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344326   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The loan file does not include documentation confirming the vested interest on the XXXX or the Borrower’s ownership of the subject property.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded survivorship deed showing transfer to our borrowers

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8344326   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8344326   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331185   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331185   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331185   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344327   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344327   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344327   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331186   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331186   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331186   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344328   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344328   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344328   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331187   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331187   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331187   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344329   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344329   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344329   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344330   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344330   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344330   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331188   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331188   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331188   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331189   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331189   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331189   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331191   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331191   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331191   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344331   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344331   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344331   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331192   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331192   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331192   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331193   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331193   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331193   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344332   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344332   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344332   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331194   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331194   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331194   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344333   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344333   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344333   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344334   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344334   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344334   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344335   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344335   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344335   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331195   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331195   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331195   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344336   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344336   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344336   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331196   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331196   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331196   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331197   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331197   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331197   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (Upheld

      3   3   3   3

XXXX

  8331198   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331198   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331198   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331199   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331199   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331199   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331200   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331200   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331200   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344337   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344337   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344337   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331201   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331201   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331201   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331202   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331202   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331202   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344338   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344338   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344338   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331203   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331203   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331203   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331204   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331204   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331204   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331205   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331205   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331205   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331206   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331206   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331206   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331207   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331207   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331207   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344339   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344339   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344339   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331208   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331208   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331208   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344340   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344340   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344340   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344341   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344341   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344341   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331209   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331209   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331209   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331210   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331210   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331210   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331212   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331212   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331212   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331213   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331213   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331213   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331214   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331214   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331214   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344342   1 of 3   XXXX   XXXX   Compliance   State Testing - Texas High Cost & Antipredatory Lending/Points and Fees   XXXX   The loan failed the XXXX Home Equity Loan points and fees test. The loan requires the borrower(s) to pay, in addition to interest and any bona fide discount points used to buy down the interest rate, fees to any person that are necessary to originate, evaluate, maintain, record, insure, or service the extension of credit that exceed XXXX% of the original principal amount [excluding fees for (i) an appraisal performed by third party appraiser; (ii) property survey performed by state registered/licensed surveyor; (iii) a state base premium for a mortgagee policy of title insurance with endorsements established in accordance with state law; and (iv) a title examination report if its cost is less than the state base premium for a mortgagee policy of title insurance without endorsements established in accordance with state law. The loan fees were $XXXX of the $XXXX loan amount, which exceeded XXXX% of the original principle balance. The following fees were included in the points and fees calculation: Loan Origination Fee $XXXX and Recording Fee $XXXX.             3   3   3   3

XXXX

  8344342   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344342   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331215   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331215   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331215   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331216   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The loan file provides documentation stating XXXX is current vested owner of subject property. XXXX is not listed on XXXX.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrower, along with signed name affidavit and copies of marriage certificate and death certificate for XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331216   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331216   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331217   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331217   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331217   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331218   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331218   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331218   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331219   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331219   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331219   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331220   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331220   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331220   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331221   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331221   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331221   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331222   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331222   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331222   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344343   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The Vested Interest on the Security Instrument cannot be verified as accurate. The clear property report does not reflect the borrower as owner and a transfer deed was not found in the loan file.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded quit claim deed showing transfer to our borrowers, along with copy of death certificate for XXXX.

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344343   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8344343   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331223   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331223   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331223   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331224   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331224   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331224   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331225   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331225   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331225   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344344   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344344   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344344   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331226   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331226   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331226   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331227   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331227   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331227   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331228   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331228   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331228   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331229   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331229   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331229   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344345   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344345   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344345   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344346   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344346   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344346   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344347   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344347   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344347   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331230   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331230   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331230   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331231   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331231   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331231   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344348   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344348   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344348   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331232   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331232   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331232   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331233   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331233   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331233   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331234   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331234   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331234   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331235   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331235   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331235   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331236   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331236   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331236   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344349   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344349   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344349   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331237   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331237   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331237   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331238   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331238   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331238   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331239   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331239   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331239   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO did not support the origination value within a 10% variance. (XXXX)

      3   3   3   3

XXXX

  8331240   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331240   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331240   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331241   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   Vested owner is not listed on XXXX. The vested owner, XXXX, is reported to be deceased; however, no documentation or supporting information was provided in the loan file to verify or confirm the deceased status.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrower, along with signed name affidavit and copy of death certificate for XXXX

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8331241   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8331241   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8344350   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344350   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344350   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331242   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331242   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331242   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331243   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331243   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331243   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331244   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331244   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331244   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331245   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331245   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331245   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344351   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344351   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344351   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331246   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331246   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331246   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO did support the origination value within a 10% variance (Resolved)

      3   2   3   2

XXXX

  8344352   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344352   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344352   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331247   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331247   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331247   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344353   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344353   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344353   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344354   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344354   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344354   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344355   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344355   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344355   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331248   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331248   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331248   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344356   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344356   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344356   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331250   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331250   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331250   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331251   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331251   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331251   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331252   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331252   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331252   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344357   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344357   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344357   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331253   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331253   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331253   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331254   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331254   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331254   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331255   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331255   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331255   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344358   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344358   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344358   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344359   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344359   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344359   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331256   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331256   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331256   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331257   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331257   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331257   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331258   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331258   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331258   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344360   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344360   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344360   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331259   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331259   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331259   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331260   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331260   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331260   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331261   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331261   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331261   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331262   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331262   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331262   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344361   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344361   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344361   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331263   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331263   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331263   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331264   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331264   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331264   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344362   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344362   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344362   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331265   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331265   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331265   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331267   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331267   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331267   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344363   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344363   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344363   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331268   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331268   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331268   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331269   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331269   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331269   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331270   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331270   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331270   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331271   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331271   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331271   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331272   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331272   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331272   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331273   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331273   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331273   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344364   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344364   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344364   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331274   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331274   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331274   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331275   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331275   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331275   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331276   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331276   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331276   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344365   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344365   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344365   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331277   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331277   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331277   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331278   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331278   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331278   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331279   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331279   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331279   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331280   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331280   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331280   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331281   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331281   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331281   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331282   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331282   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331282   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331283   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331283   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331283   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331284   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331284   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331284   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331285   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331285   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331285   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331286   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

XXXX

  8331286   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8331286   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8344366   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344366   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344366   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331287   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331287   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331287   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344367   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344367   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344367   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331288   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331288   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331288   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344369   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344369   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344369   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344370   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344370   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344370   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331289   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331289   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331289   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331290   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331290   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331290   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344371   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344371   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344371   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344372   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344372   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344372   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344373   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344373   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344373   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344374   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344374   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344374   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331291   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331291   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331291   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO did support the origination value within a 10% variance (Resolved).

      3   2   3   2

XXXX

  8331292   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The loan file does not include documentation confirming the vested interest on the XXXX or the Borrower’s ownership of the subject property.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed and declaration of domecile showing transfer to our borrower

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   2

XXXX

  8331292   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331292   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331293   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331293   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331293   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331294   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331294   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331294   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331295   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331295   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331295   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344375   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344375   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344375   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331296   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331296   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331296   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344376   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344376   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344376   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331297   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331297   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331297   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331298   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331298   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331298   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331299   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331299   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331299   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331300   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331300   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331300   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331301   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331301   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331301   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331302   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331302   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331302   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344377   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344377   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344377   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344378   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344378   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344378   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344379   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344379   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344379   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344380   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344380   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344380   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331304   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331304   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331304   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344381   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344381   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344381   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331305   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331305   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331305   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331306   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331306   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331306   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331307   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331307   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331307   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331308   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331308   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331308   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331309   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331309   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331309   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331310   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331310   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331310   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331311   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331311   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331311   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344382   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344382   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344382   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331312   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331312   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331312   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331313   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331313   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331313   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331314   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331314   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331314   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331315   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331315   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331315   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344383   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344383   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344383   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331316   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331316   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331316   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344384   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344384   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344384   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331317   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331317   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331317   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331318   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331318   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331318   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344385   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344385   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344385   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331319   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331319   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331319   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331320   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331320   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331320   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331321   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331321   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331321   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331322   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331322   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331322   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331323   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331323   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331323   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331324   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331324   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331324   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344386   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344386   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344386   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331325   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331325   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331325   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344387   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344387   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344387   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331326   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331326   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331326   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344388   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344388   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344388   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344389   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344389   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344389   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344390   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344390   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344390   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331327   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331327   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331327   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331328   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331328   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331328   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344391   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344391   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344391   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331329   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331329   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331329   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331330   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331330   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331330   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331331   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331331   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331331   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344392   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344392   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344392   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331332   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331332   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331332   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331333   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331333   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331333   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344393   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344393   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344393   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344394   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344394   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344394   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331334   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331334   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331334   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344395   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344395   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344395   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331335   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331335   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331335   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331336   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331336   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331336   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331337   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331337   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331337   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331339   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331339   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331339   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331340   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331340   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331340   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331341   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331341   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331341   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344396   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344396   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344396   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331342   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331342   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331342   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331343   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331343   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331343   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331344   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331344   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331344   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331345   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331345   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331345   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331346   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331346   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331346   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344397   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344397   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344397   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344398   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344398   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344398   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344399   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344399   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344399   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331347   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331347   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331347   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331348   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Missing Rider/Addendum   XXXX   The XXXX-XXXX Rider is missing. Please provide the executed rider and a revised mortgage document, which includes the necessary corrections on page XXXX. The borrower is required to initial the changes made.             3   3   3   3

XXXX

  8331348   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331348   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331349   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331349   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331349   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331350   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331350   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331350   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331351   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331351   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331351   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331352   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331352   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331352   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331353   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331353   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331353   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331354   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331354   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331354   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331355   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331355   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331355   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331356   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The borrower name listed on the Security Instrument does not match the name shown on the Trust Certificate. Specifically, the Mortgage identifies the borrower as “ XXXX,” while the Trust Certificate reflects the trust name as “The XXXX Trust.”             3   3   3   3

XXXX

  8331356   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331356   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331357   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331357   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331357   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331358   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331358   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331358   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331359   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331359   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331359   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344401   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344401   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344401   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331360   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331360   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331360   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331361   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331361   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331361   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331362   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331362   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331362   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344402   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344402   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344402   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331363   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331363   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331363   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344403   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The Vested Interest on the Security Instrument could not be verified as accurate due to missing documentation showing prior Vested Interest.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXPM)

Uploaded warranty deed showing transfer to our borrowers

 

Response 1 (XX/XX/XXXX XX:XXAM)

The documentation provided is sufficient to clear the finding. (Resolved)

      3   1   3   1

XXXX

  8344403   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   1

XXXX

  8344403   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   1

XXXX

  8331364   1 of 3   XXXX   XXXX   Compliance   Security Instrument - Name Discrepancy   XXXX   The Vested Interest on page XXXX and the Entity Name on page XXXX of the Security Instrument is not accurate. The Vested Interest/Entity on the current Deed of Trust reflects XXXX ; however, the correct Vested Interest/Entity Name is XXXX XXXX.             3   3   3   3

XXXX

  8331364   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331364   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8331365   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331365   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331365   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331366   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331366   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331366   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344404   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344404   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344404   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331367   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331367   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331367   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344405   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344405   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344405   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331368   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331368   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331368   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331369   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331369   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331369   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344406   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344406   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344406   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331370   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331370   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331370   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344407   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344407   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344407   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344408   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344408   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344408   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344409   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344409   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344409   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331371   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331371   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331371   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344410   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344410   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344410   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344411   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344411   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344411   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331372   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331372   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331372   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344412   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344412   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344412   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331373   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331373   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331373   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344413   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344413   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344413   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344414   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344414   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344414   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344415   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344415   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344415   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331374   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331374   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331374   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344416   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344416   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344416   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331375   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331375   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331375   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331376   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331376   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331376   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344417   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344417   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344417   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331377   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331377   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331377   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344418   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344418   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344418   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331378   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331378   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331378   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344419   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344419   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344419   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344420   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344420   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344420   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331379   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331379   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331379   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331380   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

XXXX

  8331380   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8331380   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8331381   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331381   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331381   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344421   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344421   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344421   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344422   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344422   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8344422   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8331382   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331382   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331382   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331384   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331384   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331384   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344423   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344423   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344423   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331385   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331385   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331385   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344424   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

XXXX

  8344424   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8344424   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8344425   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

XXXX

  8344425   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8344425   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8331386   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

XXXX

  8331386   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8331386   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8331387   1 of 3   XXXX   XXXX   Compliance   HOC - Inaccurate   XXXX   The Homeownership Counseling Disclosure (HOC) does not list the XXXX closest agencies available in the applicant’s location. Per Regulation, the lender must provide the loan applicant with a clear and conspicuous written list of homeownership counseling organizations that provide relevant counseling services in the loan applicant’s location.             2   2   2   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8331387   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   2   2

XXXX

  8331387   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   2   2

XXXX

  8331388   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331388   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331388   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8344426   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344426   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344426   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

      3   3   3   3

XXXX

  8331389   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331389   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331389   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331390   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331390   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331390   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331391   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331391   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331391   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331392   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331392   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331392   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331393   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331393   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331393   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344428   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344428   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8344428   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did support the origination value within 10%. (Resolved)

      3   2   3   2

XXXX

  8331394   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331394   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331394   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331395   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8331395   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8331395   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Rebuttal 2 (XX/XX/XXXX XX:XXAM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXAM)

The BPO provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8331396   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   2

XXXX

  8331396   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   2

XXXX

  8331396   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Resolved  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

BPO Provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The BPO did support the origination value within a 10% variance (Resolved).

      3   2   3   2

XXXX

  8344429   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344429   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344429   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331397   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331397   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331397   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331398   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331398   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331398   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344430   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344430   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344430   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344431   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344431   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344431   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344432   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344432   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344432   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344433   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344433   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344433   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344434   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344434   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344434   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344435   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344435   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344435   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance, the AVM resulted in a No Hit.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344436   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344436   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344436   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344438   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344438   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344438   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8331399   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8331399   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8331399   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344439   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344439   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344439   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344442   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344442   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344442   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344443   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344443   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344443   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM requested

 

Rebuttal 2 (XX/XX/XXXX XX:XXPM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The AVM did not support the origination value within a 10% variance, the AVM resulted in a no hit. (XXXX)

 

Response 2 (XX/XX/XXXX XX:XXPM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344444   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344444   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344444   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344445   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344445   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344445   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344446   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344446   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344446   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344447   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344447   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344447   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344448   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344448   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344448   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344449   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344449   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344449   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344450   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344450   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344450   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344451   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344451   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344451   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344452   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344452   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344452   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344453   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344453   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344453   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344454   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344454   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344454   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344455   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   3   3

XXXX

  8344455   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344455   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is not supported within a 10% variance   XXXX   The AVM did not support the origination value within a 10% variance.   Upheld  

Rebuttal 1 (XX/XX/XXXX XX:XXAM)

2nd AVM provided

 

Response 1 (XX/XX/XXXX XX:XXAM)

The second AVM provided did not support the origination value within 10%. (XXXX)

      3   3   3   3

XXXX

  8344456   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344456   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344456   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344457   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344457   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344457   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344458   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344458   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344458   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344459   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344459   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344459   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344461   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344461   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344461   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344462   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344462   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344462   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344463   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344463   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344463   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344464   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344464   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344464   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344465   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344465   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344465   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344466   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

 


Loan Number

 

Loan ID

 

Finding #

 

Last Name

 

Note Date

 

Audit Category

 

  Audit Issue  

  Finding ID  

Exception

Finding

 

Remediation Status

 

 Exception Rebuttal 

 

Exception Response

 

Status Comment

 

Compensating Factors

 

Initial Findings Grade

 

Final Findings Grade

 

Initial Loan Grade

 

Final Loan Grade

XXXX

  8344466   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344466   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344467   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344467   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344467   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344468   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344468   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344468   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344469   1 of 3   XXXX   XXXX   Compliance   Rescission Test   XXXX   The loan closed on XX/XX/XXXX, the rescission end date was XX/XX/XXXX and the loan funded on XX/XX/XXXX.             3   3   3   3

XXXX

  8344469   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   3   3

XXXX

  8344469   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   3   3

XXXX

  8344470   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344470   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344470   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344471   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344471   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344471   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344472   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344472   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344472   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344474   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344474   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344474   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344475   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344475   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344475   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1

XXXX

  8344476   1 of 3   XXXX   XXXX   Compliance   No Compliance Findings   XXXX   The loan is in compliance with all applicable laws and regulations.             1   1   1   1

XXXX

  8344476   2 of 3   XXXX   XXXX   Credit   No Credit Finding   XXXX   The loan meets all applicable credit guidelines.             1   1   1   1

XXXX

  8344476   3 of 3   XXXX   XXXX   Valuation   Appraisal - Value is supported within 10% of original appraisal amount   XXXX   The secondary valuation product supported the original appraised value within 10%.             1   1   1   1