Exhibit (h)(16)
AB ACTIVE ETFs, INC.
1345 Avenue of the Americas
New York, NY 10105
June 3, 2024
State Street Bank and Trust Company
1 Congress Street, Suite 1
Boston, MA 02114-2016
Attention: Ted Duggan - Senior Vice President
With a copy to:
STATE STREET BANK AND TRUST COMPANY
Legal Division - Global Services Americas
1 Congress Street, Suite 1
Boston, MA 02114-2016
Re: AB ACTIVE ETFs, INC. (the “Fund’)
Ladies and Gentlemen:
Please be advised that the undersigned Fund has established new portfolio series known as AB Short Duration Income ETF, AB Short Duration High Yield ETF, AB International Low Volatility Equity ETF (the “Portfolios”).
In accordance with Section 11, the Additional Portfolios provision, of the Transfer Agency and Service Agreement dated as of August 8, 2022, as amended, modified, or supplemented from time to time (the “Agreement”), by and between AB Active ETFs, Inc., and State Street Bank and Trust Company (“State Street”), the undersigned Fund hereby request that State Street act as Transfer Agent for the new Portfolios under the terms of the Agreement, and that Schedule A to the Agreement be hereby amended and restated as set forth on Schedule A attached hereto. In connection with such request, the undersigned Fund hereby confirms, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.
Please indicate your acceptance of the foregoing by executing this letter agreement and returning a copy to the Fund.
| Sincerely, | ||
| By: |
/s/ Stephen Woetzel | |
| Name: |
Stephen Woetzel | |
| Title: |
Treasurer, Duly Authorized | |
| Agreed and Accepted: | ||
| STATE STREET BANK AND TRUST COMPANY | ||
| By: |
/s/ Kevin Murphy | |
| Name: |
Kevin Murphy | |
| Title: |
Managing Director, Duly Authorized | |
| Effective Date: June 3, 2024 | ||
EXHIBIT A
SCHEDULE A
LIST OF PORTFOLIOS
AB Active ETFs, Inc.
AB Ultra Short Income ETF
AB Tax-Aware Short Duration Municipal ETF
AB Disruptors ETF
AB US High Dividend ETF
AB US Low Volatility Equity ETF
AB High Yield ETF
AB US Large Cap Strategic Equities ETF
AB Conservative Buffer ETF
AB Core Plus Bond ETF
AB Corporate Bond ETF
AB Tax-Aware Intermediate Municipal ETF
AB Tax-Aware Long Municipal ETF
AB Short Duration Income ETF
AB Short Duration High Yield ETF
AB International Low Volatility Equity ETF