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Delaware
|
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82-2082553
|
|
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(State or Other Jurisdiction of
Incorporation or Organization) |
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(I.R.S. Employer
Identification Number) |
|
| | Large Accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| | Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | | Emerging growth company | | | ☐ | |
| | | | | | 1 | | | |
| | | | | | 3 | | | |
| | | | | | 8 | | | |
| | | | | | 9 | | | |
| | | | | | 11 | | | |
| | | | | | 12 | | | |
| | | | | | 14 | | | |
| | | | | | 19 | | | |
| | | | | | 22 | | | |
| | | | | | 22 | | | |
| | | | | | 22 | | | |
| | | | | | 23 | | |
| | | |
Shares of Common
Stock Beneficially Owned Prior to the Offering |
| |
Shares of
Common Stock Being Offered(1) |
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Shares of Common
Stock Beneficially Owned After the Offering(2) |
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Name of Selling Stockholder
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Number
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Percentage
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Number
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Number
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Percentage (%)
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Entities affiliated with Baker Bros. Advisors LP
|
| | | | 25,103,489(3) | | | | | | 25.94% | | | | | | 25,103,489 | | | | | | — | | | | | | — | | |
|
Item
|
| |
Amount
|
| |||
|
SEC Registration Fee
|
| | | $ | 27,210(1) | | |
|
Accounting Fees and Expenses
|
| | | | 25,000(1) | | |
|
Legal Fees and Expenses
|
| | | | 75,000(1) | | |
|
Miscellaneous Fees and Expenses
|
| | | | 10,000(1) | | |
|
Total
|
| | | $ | 137,210(1) | | |
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Exhibit
Number |
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Description
|
|
| | 3.1 | | | Third Amended and Restated Certificate of Incorporation of Replimune Group, Inc. (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K, as filed on June 3, 2020) | |
| | 3.2 | | | | |
| | 4.1 | | | Form of Common Stock Certificate (incorporated by reference to Exhibit 4.1 to Registration Statement on Form S-1/A, as filed on July 10, 2018) | |
| | 4.2 | | | | |
| | 4.3 | | | | |
| | 4.4 | | | | |
| | 4.5 | | | | |
| | 4.6 | | | | |
| | 4.7 | | | | |
| | 5.1* | | | | |
| | 23.1* | | | | |
| | 23.2* | | | | |
| | 24.1 | | | | |
| | 107 | | | |
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Name
|
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Title
|
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Date
|
|
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/s/ Sushil Patel
Sushil Patel
|
| |
Chief Executive Officer and Director
(Principal Executive Officer) |
| |
July 24, 2026
|
|
| |
/s/ Emily Hill
Emily Hill
|
| |
Chief Financial Officer
(Principal Financial Officer) |
| |
July 24, 2026
|
|
| |
/s/ Andrew Schwendenman
Andrew Schwendenman
|
| |
Chief Accounting Officer
(Principal Accounting Officer) |
| |
July 24, 2026
|
|
| |
*
Madhavan Balachandran
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Veleka Peeples-Dyer
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Kapil Dhingra
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Michael Goller
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Christy Oliger
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Paolo Pucci
|
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Director
|
| |
July 24, 2026
|
|
| |
*
Joseph Slattery
|
| |
Director
|
| |
July 24, 2026
|
|
| |
*
Philip Astley-Sparke
|
| |
Director
|
| |
July 24, 2026
|
|
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Name
|
| |
Title
|
| |
Date
|
|
| |
*
Dieter Weinand
|
| |
Director
|
| |
July 24, 2026
|
|
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By:
/s/ Shawn Glidden
Shawn Glidden
Attorney-in-Fact |
| | | | | | |