v3.26.1
Note 10 - Equity
6 Months Ended
Jun. 30, 2026
Notes to Financial Statements  
Equity [Text Block]

NOTE 10         EQUITY

 

Issuance of Registered Shares of Common Stock

 

2026 Issuances - For the six-months ended June 30, 2026

 

On May 15, 2026, the Company issued a total of 38,369 shares of common stock of the Company for the cashless exercise of 214,666 warrants held by an affiliate of Titan Partners Group LLC (“Titan Partners”).

 

From April 6, 2026 through April 16, 2026, the Company issued a total of 63,944 shares of common stock of the Company with a fair value of $210,456 determined by the closing price per share of our common stock to our non-employee directors for annual director services for the period from April 1, 2026 and forward through June 30, 2026, pursuant to the shareholder approved Comstock Inc. 2020 and 2022 Equity Incentive Plans, for services rendered. 

 

On April 6, 2026, the Company issued Flux Photon 1,750,000 shares of common stock of the Company with a fair value of $6,055,000 determined by the closing price per share of our common stock of $3.46, to settle the remaining obligations of the Earn Out of $5,273,813 (see Notes 12 and 16).

 

On January 28, 2026, the Company announced a Confidentially Marketed Public Offering (“CMPO”) with Titan Partners. The Company raised $50 million in gross proceeds before underwriting discounts and commissions and other offering expenses. On January 30, 2026, the Company issued 18,181,819 registered shares of its common stock at a price of $2.75 per share for $50,000,002 and received net proceeds of $46,140,002 pursuant to the equity offering on January 28, 2026. On March 3, 2026, Titan Partners exercised their over-allotment option and placed an additional 2,727,272 registered shares of our common stock at a price of $2.75 per share for additional gross proceeds of $7,499,998 (net proceeds of $6,937,498). 

 

On January 5, 2026, the Company issued a total of 463,721 shares of common stock of the Company with a fair value of $1,864,159 determined by the closing price per share of our common stock of $4.02 to our non-employee directors for annual director services for the period from January 1, 2022 and forward through March 31, 2026, pursuant to the shareholder approved Comstock Inc. 2020 and 2022 Equity Incentive Plans, for services rendered. All of our non-employee directors elected to take their previously earned and accrued compensation for all of these previous years services in common shares and also agreed to increase the ownership guidelines for owning and holding the Company’s common shares. The stock-based compensation for these professional services will be paid quarterly going forward (see Note 9).

 

On November 21, 2025, the Company entered into an At the Market Offering Agreement (“2025 Titan ATM Agreement”) with Titan Partners to offer and sell registered shares of common stock of the Company at an aggregate offering price of up to $100 million from time to time, at our option, on terms we deem favorable. In 2026, the Company issued 872,838 registered shares of common stock to Titan Partners for an aggregate sales price of $3,479,179 at an average price per share of $3.99. In 2025, the Company issued 589,243 registered shares of common stock to Titan Partners for an aggregate sales price of $2,221,513 at an average price per share of $3.77. At  June 30, 2026, the 2025 Titan ATM Agreement has $94.2 million remaining capacity. 

 

2025 Issuances - For the six-months ended June 30, 2025

 

On February 3, 2025, the Company issued 66,035 registered shares of its common stock for debt-issuance costs equal to 3% of the principal amount of the 2025 Kips Bay Note with a fair value of $319,149.

 

Issuance of Unregistered Shares of Common Stock 

 

2025 Issuances - For the six-months ended June 30, 2025

 

Issuance Date

Issued To

 

Fair Value

  

Common Shares Issued

 

Various

Alvin Fund LLC (“Alvin Fund”)

 $284,526   93,059 

Various

Kips Bay Select LP

 $10,739,742   4,120,225 

June 12, 2025

Decommissioning Services (“Haywood”)

 $700,000   200,000 

June 10, 2025

Flux Photon Corporation (“Flux Photon”)

 $5,780,000   2,000,000 

May 13, 2025

Private Placement

 $1,500,000   625,000 

March 20, 2025

American Science and Technology Corporation (“AST”)

 $2,482,200   985,000 

February 28, 2025

Former LINICO CEO

 $1,860,000   775,000 

January 27, 2025

Kips Bay Select LP

 $212,766   44,024 

Total common shares issued

      8,842,308 

 

Noncontrolling Interest 

 

As of  June 30, 2026, the liquidation preference of the Company’s Series 1 Convertible Preferred Shares exceeded Bioleum’s net assets, resulting in substantially all of Bioleum’s losses being attributed to the Company.

 

On February 23, 2026, holders of a majority of all the issued and outstanding convertible preferred stock of Bioleum authorized amended and restated articles of incorporation for Bioleum that (a) modified certain provisions of the articles that holders that made the Series 2 Preferred Stock that provided that the Series 2 Preferred Stock would convert into 20% of the as-converted common shares outstanding at all times prior to a Qualifying IPO or Deemed Liquidation Event (each as defined in such articles of incorporation), effectively eliminating the anti-dilution protection, and (b) removed the restriction prohibiting the conversion of the Company's Series 1 Preferred Stock into more than 9.9% of the as-converted common shares outstanding, effectively restoring all of the Company's voting rights. Management evaluated the amendment and determined that it represented a modification as opposed to an extinguishment of the existing preferred stock; accordingly, no gain or loss was recognized and the carrying amounts of the Series 1 and Series 2 Preferred Stock were not adjusted. The Company considered its consolidation conclusion and determined that Bioleum continues to be consolidated on the same basis as previously reported and the modifications did not constitute a reconsideration event.

 

Warrants

 

Outstanding warrants at June 30, 2026 and  December 31, 2025 are as follows:

 

  

Number of Warrants as of June 30, 2026

  

Number of Warrants as of December 31, 2025

  

Exercise Price

  

Expiration Date

GHF, Inc.

  120,000   120,000  $4.56  

December 31, 2027

Alvin Fund LLC

  100,000   100,000  $4.56  

December 31, 2027

Underwriter Purchase Warrants

  858,668   1,073,334  $2.58  

August 12, 2030

Underwriter Purchase Warrants

  1,463,636     $3.16  

January 28, 2031

Total outstanding warrants

  2,542,304   1,293,334       

 

The following table presents our underwriter purchase warrants at  June 30, 2026:

 

Date of Issuance

 

Warrants

 

Initial Exercise Date

Expiration Date

 

Exercise Price

 

August 14, 2025

  746,668 

February 8, 2026

August 12, 2030

 $2.58 

September 15, 2025

  112,000 

February 8, 2026

August 12, 2030

 $2.58 

January 30, 2026

  1,272,727 

July 27, 2026

January 28, 2031

 $3.16 

March 3, 2026

  190,909 

July 27, 2026

January 28, 2031

 $3.16 

 

During the six-months ended June 30, 2026 and 2025, no warrants were expired. On May 15, 2026, the Company issued a total of 38,369 shares of common stock of the Company for the cashless exercise of 214,666 warrants held by an affiliate of Titan Partners.