X0505 N-CEN LIVE 0001845809 XXXXXXXX 811-23643 false false N-1A S000077137 C000237307 S000077138 C000237308 S000077139 C000237309 S000077297 C000237594 S000077298 C000237595 S000077299 C000237596 S000077300 C000237597 S000077301 C000237598 Putnam ETF Trust 811-23643 0001845809 549300EMFKH8ETCKNO35 100 FEDERAL STREET BOSTON 02110 US-MA US 1-800-225-1581 FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED CANNON PLACE, 78 CANNON STREET LONDON GB EC4N 6HL 442070738500 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Franklin Advisers, Inc. One Franklin Parkway San Mateo 94403-1906 1-650-312-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Franklin Distributors, LLC One Franklin Parkway San Mateo 94403-1906 1-800-632-2350 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Franklin Templeton Services, LLC One Franklin Parkway San Mateo 94403-1906 650-312-2000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Higgins Michael J. 100 FEDERAL STREET Boston 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder PanAgora Asset Management Inc. 1 INTERNATIONAL PLACE 24th Floor Boston 02110 1-617-439-6300 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Investment Management, LLC 100 FEDERAL STREET BOSTON 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder Putnam Investments Limited 100 FEDERAL STREET Boston 02110 1-800-225-1581 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder STATE STREET BANK AND TRUST COMPANY One Congress Street Suite 1 BOSTON 02114-2016 1-617-786-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder State Street Bank and Trust Company 2 AVENUE DE LAFAYETTE Boston 02111 1-617-786-3000 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder The Bank of New York Mellon 240 Greenwich Street New York 10286 212-495-1784 Records include accounts, books and other documents required to be maintained by Section 31(a) of the Investment Company Act of 1940, as amended, and the Rules promulgated thereunder N N N-1A 21 Y Ahamed Liaquat N/A N Baumann Barbara M N/A N Domotorffy Katinka N/A N Hill Catharine Bond N/A N Jane Trust N/A Y McGreevey Gregory G N/A N Pillai Marie N/A N Putnam, III George 004355835 N Reynolds Robert L 002009065 Y Singh Manoj P N/A N Sutphen Mona K N/A N Williams Murphy Jennifer 001552370 N Clark James F N/A 100 FEDERAL STREET Boston 02110 XXXXXX N N N N N N N Franklin Distributors, LLC 008-53089 000109064 N/A N/A Y N PricewaterhouseCoopers LLP 238 5493002GVO7EO8RNNS37 N N N N N N N Putnam BDC Income ETF S000077137 549300HYA2LSODFWQ702 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Putnam Investment Management, LLC 801-7974 000106629 N/A N/A N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 Y N Franklin Templeton Investment Management Limited 801-55170 000111360 MLH7B1BVFWXZVST01715 Y GB N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N Y Y J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 14400.48000000 Keefe, Bruyette & Woods, Inc. 008-10888 000000481 549300OM47DQV01G4854 33963.63000000 PIPER SANDLER & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 5128.07000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 404779.89000000 Stifel, Nicolaus & Co., Inc. 008-01447 000000793 5WUVMA08EYG4KEUPW589 13060.56000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 5634.60000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 22954.81000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 10006.09000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 58378.88000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 6142.61000000 601398.26000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 3669182.34000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 18103048.18000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 30427816.54000000 JANE STREET CAPITAL, LLC 008-52275 000103782 549300ZM16HMPEPNV857 42232113.51000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 34878291.58000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 27475471.64000000 156785923.79000000 Y 239306048.19000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam ESG Core Bond ETF S000077297 549300WPUCAJ9XFIRU61 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 N Putnam Investment Management, LLC 801-7974 000106629 TW7V46VWZTCTIG3JPY88 Y N Franklin Templeton Investment Management Limited 801-55170 000111360 MLH7B1BVFWXZVST01715 Y GB N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Y J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 330.27000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 7319.80000000 7650.07000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 4103027204.03000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1029211437.66000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 913378696.89000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2198440330.09000000 NATWEST MARKETS SECURITIES INC. 008-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 83590255.96000000 TD SECURITIES (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 105039908.02000000 MIZUHO SECURITIES (USA) INC. 008-37710 000019647 7TK5RJIZDFROZCA6XF66 374197661.17000000 MUFG SECURITIES AMERICAS INC. 008-43026 000019685 K5HU16E3LMSVCCJJJ255 63660565.16000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1139876866.26000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 804826569.54000000 11055276743.85000000 N 634651242.52000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam ESG High Yield ETF S000077298 549300AFYICW7OFX8A68 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 N Putnam Investment Management, LLC 801-7974 000106629 TW7V46VWZTCTIG3JPY88 Y N Franklin Templeton Investment Management Limited 801-55170 000111360 MLH7B1BVFWXZVST01715 Y GB N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Y GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 274.48000000 274.48000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 44864263.07000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 238872640.55000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 17749172.87000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 8747239.93000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 20392390.85000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 38037888.52000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 20422058.02000000 JANE STREET CAPITAL, LLC 008-52275 000103782 549300ZM16HMPEPNV857 15994401.84000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 13835445.99000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 34691375.91000000 467049766.74000000 N 162958003.53000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam ESG Ultra Short ETF S000077299 549300NQ9F4P4U3AVO48 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 N Putnam Investment Management, LLC 801-7974 000106629 TW7V46VWZTCTIG3JPY88 Y N Franklin Templeton Investment Management Limited 801-55170 000111360 MLH7B1BVFWXZVST01715 Y GB N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N N 0.00000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 374613506.15000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 184198536.18000000 TRUIST SECURITIES, INC. 008-17212 000006271 CSVTK36R0PNGXEM7NS14 111758167.66000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 455649231.60000000 BNY MELLON CAPITAL MARKETS, LLC 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 44501044.48000000 MIZUHO SECURITIES (USA) INC. 008-37710 000019647 7TK5RJIZDFROZCA6XF66 181937936.43000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 91634720.23000000 RBC CAPITAL MARKETS, LLC 008-45411 000031194 549300LCO2FLSSVFFR64 69736488.34000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 193828622.10000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 613054515.32000000 2391882477.02000000 N 151717967.10000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam Emerging Markets ex-China ETF S000077139 549300O5GUFQ0IEIQS09 N 0 0 0 Exchange-Traded Fund Y N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Putnam Investment Management, LLC 801-7974 000106629 N/A N/A N Franklin Advisers, Inc. 801-26292 000104517 B1CG1NRZIDDJ0DQEXB52 Y N Franklin Templeton Investment Management Limited 801-55170 000111360 MLH7B1BVFWXZVST01715 Y GB N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Y J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 5280.30000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3228.76000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 492.28000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3921.71000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 8399.96000000 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 1454.69000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 524.25000000 MACQUARIE CAPITAL (USA), INC. 008-47198 000036368 549300670K07JRB5UQ40 2375.18000000 BOFA SECURITIES, INC. 008-69787 000283942 549300HN4UKV1E2R3U73 25841.39000000 CITIC SECURITIES FINANCE (HK) LIMITED N/A N/A 213800W83JYBOVZ5E443 HK 2024.58000000 54475.35000000 0.00000000 Y 15544403.60000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam PanAgora ESG Emerging Markets Equity ETF S000077300 549300D6DERBDQV65J18 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Putnam Investment Management, LLC 801-7974 000106629 N/A N/A N PanAgora Asset Management, Inc. 801-35497 000105201 2DVKF3E9IHIO1BZTN664 Y N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Y NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 1482.90000000 INSTINET LLC 008-23669 000007897 549300MGMN3RKMU8FT57 30180.97000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 6775.55000000 HSBC SECURITIES (USA) INC. 008-41562 000019585 CYYGQCGNHMHPSMRL3R97 14848.13000000 ICICI SECURITIES INC. 008-52746 000104285 254900KDR9A7TEFJ9G45 2693.50000000 BTG PACTUAL US CAPITAL, LLC 008-68148 000149486 549300EUEDL5GKQW8U35 41.17000000 SinoPac Securities Corporation N/A N/A 2549005YJM8ENGWSJR83 TW 1523.27000000 XP Investimentos Corretora De Cambio, Titulos E Valores Mobiliarios S/A N/A N/A 549300CO4Q7A6U0PDU26 BR 85.64000000 CITIC SECURITIES FINANCE (HK) LIMITED N/A N/A 213800W83JYBOVZ5E443 HK 9181.04000000 EFG Hermes Holding SAE N/A N/A 5586005JYFTUMPVGE837 EG 2125.93000000 68980.04000000 0.00000000 N 41510345.73000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam PanAgora ESG International Equity ETF S000077301 549300JZREZTV1HA5N68 N 0 0 0 Exchange-Traded Fund N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 12d1-4 (17 CFR 270.12d1-4) Rule 17a-6 (17 CFR 270.17a-6) Rule 17a-7 (17 CFR 270.17a-7) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 6c-11 (17 CFR 270.6c-11) Y Y N N Putnam Investment Management, LLC 801-7974 000106629 N/A N/A N PanAgora Asset Management, Inc. 801-35497 000105201 2DVKF3E9IHIO1BZTN664 Y N STATE STREET BANK AND TRUST COMPANY 085-05003 571474TGEMMWANRLN572 N N The Bank of New York Mellon 085-05006 HPFHU0OQ28E4N0NFVK49 N N Y Bloomberg Finance L.P. 5493001KJTIIGC8Y1R12 N ICE Data Pricing & Reference Data, LLC 5493000NQ9LYLDBCTL34 N JPM Pricing Direct 549300WIC0TOJ7N7GD54 N LSEG Pricing Service 213800QAUUUP6I445N30 GB N S&P Global Inc. Y6X4K52KMJMZE7I7MY94 N Y STATE STREET BANK AND TRUST COMPANY 571474TGEMMWANRLN572 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) Y Foreside Fund Services, LLC N/A N/A N/A N/A N N Franklin Distributors, LLC N/A N/A N/A N/A Y N N Franklin Templeton Services, LLC 549300DFD0POOJZ42788 Y Y The Bank of New York Mellon HPFHU0OQ28E4N0NFVK49 N N Y J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 26125.35000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 34184.47000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 782.92000000 INSTINET LLC 008-23669 000007897 549300MGMN3RKMU8FT57 34546.46000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 15428.55000000 PROOF SERVICES LLC 008-70450 000306369 25490047L4LQ8RANIZ87 485.47000000 CITIC SECURITIES FINANCE (HK) LIMITED N/A N/A 213800W83JYBOVZ5E443 HK 13450.73000000 125003.95000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 9280476.86000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 93599409.79000000 UBS SECURITIES LLC 008-22651 000007654 T6FIZBDPKLYJKFCRVK44 88245053.10000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 93308014.34000000 JANE STREET CAPITAL, LLC 008-52275 000103782 549300ZM16HMPEPNV857 3167281.08000000 287600235.17000000 N 201202700.53000000 N N N Bloomberg L.P. 549300B56MD0ZC402L06 N ABS-collateralized bond/debt obligation ABS-mortgage backed security Debt Equity-common Equity-preferred N Putnam BDC Income ETF S000077137 Y 25000.00000000 9.02000000 25.86000000 90.98000000 25.86000000 3.25000000 3.83000000 96.75000000 3.83000000 0.00000000 248.30000000 0.00000000 0.00000000 248.30000000 0.00000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.00000000 N Putnam ESG Core Bond ETF S000077297 Y 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 4.80000000 2.39000000 95.20000000 2.39000000 0.00000000 218.00000000 0.00000000 0.00000000 218.00000000 0.20000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.20000000 N Putnam ESG High Yield ETF S000077298 Y 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 6.71000000 2.61000000 93.29000000 2.61000000 0.00000000 166.67000000 0.00000000 0.00000000 166.67000000 0.40000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.40000000 N Putnam ESG Ultra Short ETF S000077299 Y 25000.00000000 97.92000000 21.29000000 2.08000000 21.29000000 32.39000000 33.66000000 67.61000000 33.66000000 0.00000000 207.14000000 0.00000000 0.00000000 207.14000000 0.10000000 0.00000000 250.00000000 0.00000000 0.00000000 250.00000000 0.10000000 N Putnam Emerging Markets ex-China ETF S000077139 N 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 400.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Putnam PanAgora ESG Emerging Markets Equity ETF S000077300 N 25000.00000000 100.00000000 0.00000000 0.00000000 0.00000000 100.00000000 0.00000000 0.00000000 0.00000000 0.00000000 400.00000000 0.10000000 0.00000000 400.00000000 0.10000000 0.00000000 500.00000000 0.10000000 0.00000000 500.00000000 0.10000000 N Putnam PanAgora ESG International Equity ETF S000077301 Y 25000.00000000 69.47000000 36.78000000 30.53000000 36.78000000 14.91000000 0.00000000 85.09000000 0.00000000 0.00000000 631.82000000 0.06000000 0.00000000 631.82000000 0.06000000 0.00000000 668.75000000 0.06000000 0.00000000 668.75000000 0.06000000 N false false true false false false