<?xml version="1.0" encoding="UTF-8"?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/mafiler" xmlns:com="http://www.sec.gov/edgar/common_ma" xmlns:com1="http://www.sec.gov/edgar/common" xmlns:ma="http://www.sec.gov/edgar/ma_drp" xmlns:ma1="http://www.sec.gov/edgar/ma_common_drp">
  <headerData>
    <submissionType>MA/A</submissionType>
    <filerInfo>
      <com:filer>
        <com1:filerId>0000094403</com1:filerId>
        <com1:filerCcc>XXXXXXXX</com1:filerCcc>
      </com:filer>
      <com:contact>
        <com1:name>Matthew Wilhelm</com1:name>
        <com1:phoneNumber>314-342-7341</com1:phoneNumber>
      </com:contact>
      <com:contactEmail>wilhelmm@stifel.com</com:contactEmail>
      <com:notifications>
        <com1:internetNotificationAddress>poec@stifel.com</com1:internetNotificationAddress>
        <com1:internetNotificationAddress>wilhelmm@stifel.com</com1:internetNotificationAddress>
        <com1:internetNotificationAddress>steinkampr@stifel.com</com1:internetNotificationAddress>
        <com1:internetNotificationAddress>sheparda@stifel.com</com1:internetNotificationAddress>
        <com1:internetNotificationAddress>vickeryj@stifel.com</com1:internetNotificationAddress>
      </com:notifications>
    </filerInfo>
  </headerData>
  <formData>
    <firmName>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</firmName>
    <firmCrdNumber>793</firmCrdNumber>
    <irsNum>43-0538770</irsNum>
    <registrations>
      <maTregistration>
        <com:fileNumber>866-01044-00</com:fileNumber>
      </maTregistration>
      <baseRegistrations>
        <maRegistration>
          <com:fileNumber>867-01277</com:fileNumber>
        </maRegistration>
        <baseRegistrations>
          <com:bdRegistration>
            <com:fileNumber>008-01447</com:fileNumber>
            <com:crdNumber>793</com:crdNumber>
          </com:bdRegistration>
          <com:iaRegistration>
            <com:nonExempt>
              <com:secRegistration>
                <com:fileNumber>801-10746</com:fileNumber>
                <com:crdNumber>793</com:crdNumber>
              </com:secRegistration>
            </com:nonExempt>
          </com:iaRegistration>
        </baseRegistrations>
      </baseRegistrations>
    </registrations>
    <principalOfficeAddress>
      <addressInfo>
        <com:address>
          <com1:street1>501 NORTH BROADWAY</com1:street1>
          <com1:city>ST. LOUIS</com1:city>
          <com1:stateOrCountry>MO</com1:stateOrCountry>
          <com1:zipCode>63102</com1:zipCode>
        </com:address>
      </addressInfo>
      <phoneNumber>314-342-2110</phoneNumber>
    </principalOfficeAddress>
    <additionalOffices>
      <additionalOffice>
        <addDeleteAmend>
          <com:add>Add</com:add>
        </addDeleteAmend>
        <officeInfo>
          <addressInfo>
            <com:address>
              <com1:street1>1401 LAWRENCE STREET</com1:street1>
              <com1:street2>SUITE 900</com1:street2>
              <com1:city>DENVER</com1:city>
              <com1:stateOrCountry>CO</com1:stateOrCountry>
              <com1:zipCode>80202</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>303-296-2300</phoneNumber>
          <faxNumber>303-291-5323</faxNumber>
        </officeInfo>
      </additionalOffice>
      <additionalOffice>
        <addDeleteAmend>
          <com:add>Add</com:add>
        </addDeleteAmend>
        <officeInfo>
          <addressInfo>
            <com:address>
              <com1:street1>2121 AVENUE OF THE STARS</com1:street1>
              <com1:city>LOS ANGELES</com1:city>
              <com1:stateOrCountry>CA</com1:stateOrCountry>
              <com1:zipCode>90067</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>213-443-5000</phoneNumber>
          <faxNumber>213-443-5023</faxNumber>
        </officeInfo>
      </additionalOffice>
      <additionalOffice>
        <addDeleteAmend>
          <com:add>Add</com:add>
        </addDeleteAmend>
        <officeInfo>
          <addressInfo>
            <com:address>
              <com1:street1>2801 E. CAMELBACK RD</com1:street1>
              <com1:street2>SUITE 300</com1:street2>
              <com1:city>PHOENIX</com1:city>
              <com1:stateOrCountry>AZ</com1:stateOrCountry>
              <com1:zipCode>85016</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>602-794-4000</phoneNumber>
          <faxNumber>602-794-4046</faxNumber>
        </officeInfo>
      </additionalOffice>
      <additionalOffice>
        <addDeleteAmend>
          <com:add>Add</com:add>
        </addDeleteAmend>
        <officeInfo>
          <addressInfo>
            <com:address>
              <com1:street1>One Montgomery Street</com1:street1>
              <com1:street2>Suite 3700</com1:street2>
              <com1:city>San Francisco</com1:city>
              <com1:stateOrCountry>CA</com1:stateOrCountry>
              <com1:zipCode>94104</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>415-364-2500</phoneNumber>
          <faxNumber>415-364-2695</faxNumber>
        </officeInfo>
      </additionalOffice>
      <additionalOffice>
        <addDeleteAmend>
          <com:add>Add</com:add>
        </addDeleteAmend>
        <officeInfo>
          <addressInfo>
            <com:address>
              <com1:street1>2660 EASTCHASE LANE LAKEVIEW CENTER</com1:street1>
              <com1:street2>Suite 400</com1:street2>
              <com1:city>MONTGOMERY</com1:city>
              <com1:stateOrCountry>AL</com1:stateOrCountry>
              <com1:zipCode>36117</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>334-834-5111</phoneNumber>
          <faxNumber>334-269-0902</faxNumber>
        </officeInfo>
      </additionalOffice>
    </additionalOffices>
    <mailingAddressDifferent>N</mailingAddressDifferent>
    <primaryWebAddress>www.stifel.com</primaryWebAddress>
    <cco>
      <name>
        <com:firstName>Lauren</com:firstName>
        <com:middleName>Eve</com:middleName>
        <com:lastName>Reichner</com:lastName>
      </name>
      <titles>
        <title>Deputy Chief Compliance Officer</title>
      </titles>
      <address>
        <com:address>
          <com1:street1>1201 Wills Street</com1:street1>
          <com1:street2>6th Floor</com1:street2>
          <com1:city>Baltimore</com1:city>
          <com1:stateOrCountry>MD</com1:stateOrCountry>
          <com1:zipCode>21231</com1:zipCode>
        </com:address>
      </address>
      <phoneNumber>410-246-6447</phoneNumber>
      <faxNumber>443-224-1283</faxNumber>
      <email>reichnerl@stifel.com</email>
    </cco>
    <contactPerson>
      <name>
        <com:firstName>Daniel</com:firstName>
        <com:middleName>Eugene</com:middleName>
        <com:lastName>McManus</com:lastName>
      </name>
      <titles>
        <title>General Counsel</title>
        <title>Head of Municipal Securities Group Compliance</title>
      </titles>
      <address>
        <com:address>
          <com1:street1>3 Bryant Park</com1:street1>
          <com1:street2>1095 Avenue of the Americas</com1:street2>
          <com1:city>New York</com1:city>
          <com1:stateOrCountry>NY</com1:stateOrCountry>
          <com1:zipCode>10036</com1:zipCode>
        </com:address>
      </address>
      <phoneNumber>212-328-2432</phoneNumber>
      <faxNumber>4432241283</faxNumber>
      <email>mcmanusd@stifel.com</email>
    </contactPerson>
    <booksAndRecordsLocations>
      <booksAndRecordsLocation>
        <type>
          <com:add>Add</com:add>
        </type>
        <locationName>Stifel Nicolaus &amp; Company, Inc.</locationName>
        <contact>
          <addressInfo>
            <com:address>
              <com1:street1>One South Street</com1:street1>
              <com1:city>Baltimore</com1:city>
              <com1:stateOrCountry>MD</com1:stateOrCountry>
              <com1:zipCode>21202</com1:zipCode>
            </com:address>
          </addressInfo>
          <phoneNumber>4432241200</phoneNumber>
          <faxNumber>4432241283</faxNumber>
        </contact>
        <locationType>
          <branchOrAffiliate/>
        </locationType>
        <description>Records required by FINRA and/or the SEC for record retention requirements</description>
      </booksAndRecordsLocation>
    </booksAndRecordsLocations>
    <businessAffiliates>
      <businessAffiliate>
        <affiliateName>Stifel Financial Corp</affiliateName>
        <hasApplicableRegistration>Y</hasApplicableRegistration>
        <applicableRegistration>
          <issuingAgencyName>Delaware Division of Corporations</issuingAgencyName>
          <registrationNumber>0929371</registrationNumber>
          <jurisdiction>
            <US_State>DE</US_State>
          </jurisdiction>
        </applicableRegistration>
      </businessAffiliate>
    </businessAffiliates>
    <formOfOrganization>
      <formOrgType>
        <formOrgTypes>
          <Corporation/>
        </formOrgTypes>
      </formOrgType>
    </formOfOrganization>
    <monthOfFiscalYearEnd>December</monthOfFiscalYearEnd>
    <organizedJurisdiction>
      <com1:stateOrCountry>MO</com1:stateOrCountry>
    </organizedJurisdiction>
    <dateOfOrganization>02-20-1900</dateOfOrganization>
    <isPrcApplicant>N</isPrcApplicant>
    <numberOfEmployees>5073</numberOfEmployees>
    <employeesEngagedInMAA>177</employeesEngagedInMAA>
    <maaEmployeesRegBD>177</maaEmployeesRegBD>
    <maaRegIA>12</maaRegIA>
    <numberOfSolicitingFirms>0</numberOfSolicitingFirms>
    <clientsServedAsMA>274</clientsServedAsMA>
    <typesOfClients>
      <typesOfClients>
        <clientTypes>Municipal Entities</clientTypes>
        <clientTypes>Non-profit organizations</clientTypes>
        <clientTypes>Corporations or other businesses</clientTypes>
      </typesOfClients>
    </typesOfClients>
    <numberOfSolicitedME>0</numberOfSolicitedME>
    <numberOfSolicitedOP>0</numberOfSolicitedOP>
    <totalNumberOfSolicitedMEAndOP>0</totalNumberOfSolicitedMEAndOP>
    <typesOfSolicitedPersons>
      <solicitationPersonTypes>
        <solicitationPersonTypes>Not Applicable</solicitationPersonTypes>
      </solicitationPersonTypes>
    </typesOfSolicitedPersons>
    <meOrOPCompensationTypes>
      <compensationTypes>
        <compensationTypes>Hourly Charges</compensationTypes>
        <compensationTypes>Fixed Fees</compensationTypes>
        <compensationTypes>Contingent Fees</compensationTypes>
      </compensationTypes>
    </meOrOPCompensationTypes>
    <solicitationCompensationTypes>
      <compensationTypes>
        <compensationTypes>Not Applicable</compensationTypes>
      </compensationTypes>
    </solicitationCompensationTypes>
    <engagedActivities>
      <engagedActivityTypes>
        <engagedActivityType>Advice Insurance Of MS</engagedActivityType>
        <engagedActivityType>Advice Investment Of Proceeds MS</engagedActivityType>
        <engagedActivityType>Advice ME Investments</engagedActivityType>
        <engagedActivityType>Advice On Selection</engagedActivityType>
      </engagedActivityTypes>
    </engagedActivities>
    <otherActivities>
      <brokerDealers>
        <isActivelyEngaged>Y</isActivelyEngaged>
        <isPrimaryBusiness>Y</isPrimaryBusiness>
      </brokerDealers>
      <insurance>
        <isActivelyEngaged>Y</isActivelyEngaged>
      </insurance>
      <investmentAdvisor>
        <isActivelyEngaged>Y</isActivelyEngaged>
      </investmentAdvisor>
    </otherActivities>
    <isEngagedInOtherNonMAABusiness>N</isEngagedInOtherNonMAABusiness>
    <fiaAssociatedPersonsTypes>
      <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
      <fiaAPTypes>Investment Adviser</fiaAPTypes>
      <fiaAPTypes>Banking/Thrift institution</fiaAPTypes>
      <fiaAPTypes>Trust Company</fiaAPTypes>
      <fiaAPTypes>Insurance company or agency</fiaAPTypes>
    </fiaAssociatedPersonsTypes>
    <totalFIAAssociatedPersons>26</totalFIAAssociatedPersons>
    <fiaAssociatedPersons>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Insurance company or agency</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Nicolaus Insurance Agency</legalName>
        <primaryBusinessName>Stifel Nicolaus Insurance Agency</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC</legalName>
        <primaryBusinessName>EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>Keefe, Bruyette &amp; Woods, Inc.</legalName>
        <primaryBusinessName>Keefe, Bruyette &amp; Woods, Inc.</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
          <fiaAPTypes>Trust Company</fiaAPTypes>
        </apTypes>
        <legalName>1919 Investment Counsel, LLC</legalName>
        <primaryBusinessName>1919 Investment Counsel, LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>WASHINGTON CROSSING ADVISORS LLC</legalName>
        <primaryBusinessName>WASHINGTON CROSSING ADVISORS LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Nicolaus Europe Limited</legalName>
        <primaryBusinessName>Stifel Nicolaus Europe Limited</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>Financial Conduct Authority</name>
              <registrationNum>190412</registrationNum>
              <country>X0</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Banking/Thrift institution</fiaAPTypes>
          <fiaAPTypes>Trust Company</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL BANK &amp; TRUST, NATIONAL ASSOCIATION</legalName>
        <primaryBusinessName>Stifel Bank &amp; Trust</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Trust Company</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Trust Company Delaware, National Association</legalName>
        <primaryBusinessName>Stifel Trust Company Delaware, National Association</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Hong Kong Limited</legalName>
        <primaryBusinessName>Eaton Partners Hong Kong</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>Securities and Futures Commission (SFC) HK</name>
              <registrationNum>AXI275</registrationNum>
              <country>K3</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>INTYCE, LLC</legalName>
        <primaryBusinessName>STIFEL WEALTH TRACKER</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL NICOLAUS CANADA, INC.</legalName>
        <primaryBusinessName>STIFEL NICOLAUS CANADA, INC.</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>IIROC  Ontario Securities Commission</name>
              <registrationNum>NRD#3370</registrationNum>
              <country>Z4</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Europe AG</legalName>
        <primaryBusinessName>Stifel Europe AG</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>German Federal Financial Supervisory Agency</name>
              <registrationNum>HRB No. 53261</registrationNum>
              <country>2M</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Insurance company or agency</fiaAPTypes>
        </apTypes>
        <legalName>CSA INSURANCE AGENCY INCORPORATED</legalName>
        <primaryBusinessName>CSA INSURANCE AGENCY INCORPORATED</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Banking/Thrift institution</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL BANK, NATIONAL ASSOCIATION</legalName>
        <primaryBusinessName>STIFEL BANK</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Trust Company</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL TRUST COMPANY, NATIONAL ASSOCIATION</legalName>
        <primaryBusinessName>STIFEL TRUST CO.</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL SCHWEIZ AG</legalName>
        <primaryBusinessName>STIFEL SCHWEIZ AG</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>Swiss Financial Market Supervisory Authority</name>
              <country>V8</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL NICOLAUS ISRAEL LTD.</legalName>
        <primaryBusinessName>STIFEL NICOLAUS ISRAEL LTD.</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>Y</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL CAPITAL MANAGEMENT, LLC</legalName>
        <primaryBusinessName>STIFEL CAPITAL MANAGEMENT, LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>NORTH ATLANTIC CAPITAL MANAGEMENT, LLC </legalName>
        <primaryBusinessName>NORTH ATLANTIC CAPITAL MANAGEMENT, LLC </primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
          <fiaAPTypes>Investment Company</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL EUROPE SECURITIES SAS  (FKA BRYAN GARNIER SECURITIES SAS)</legalName>
        <primaryBusinessName>STIFEL EUROPE SECURITIES SAS </primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name> ACPR (French Regulatory Body) </name>
              <country>I0</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL EUROPE LIMITED (FKA BRYAN GARNIER &amp; CO LIMITED)</legalName>
        <primaryBusinessName>STIFEL EUROPE LIMITED </primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>Y</isRegisteredWithFFRA>
          <ffraRegistrations>
            <ffraRegistration>
              <name>FCA</name>
              <country>X0</country>
            </ffraRegistration>
          </ffraRegistrations>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:amend>Amend</com:amend>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>Stifel Europe Advisory GmbH (fka STIFEL EUROPE GMBH) (FKA BRYAN GARNIER &amp; CO GMBH)</legalName>
        <primaryBusinessName>Stifel Europe Advisory GmbH</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL EUROPE AB (FKA BRYAN GARNIER &amp; CO AB)</legalName>
        <primaryBusinessName>STIFEL EUROPE AB (FKA BRYAN GARNIER &amp; CO AB)</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Broker-dealer municipal securities dealer or government securities broker or dealer</fiaAPTypes>
          <fiaAPTypes>Investment Adviser</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL EUROPE AS" (FKA BRYAN GARNIER &amp; CO AS)</legalName>
        <primaryBusinessName>STIFEL EUROPE AS" (FKA BRYAN GARNIER &amp; CO AS)</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Company</fiaAPTypes>
        </apTypes>
        <legalName>STIFEL RESEARCH ADVISORY, LLC</legalName>
        <primaryBusinessName>STIFEL RESEARCH ADVISORY, LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
      <fiaAssociatedPerson>
        <type>
          <com:add>Add</com:add>
        </type>
        <apTypes>
          <fiaAPTypes>Investment Company</fiaAPTypes>
        </apTypes>
        <legalName>501 North, LLC</legalName>
        <primaryBusinessName>501 North, LLC</primaryBusinessName>
        <otherMunicipalAdviser>
          <isControlOrControlled>N</isControlOrControlled>
          <isUnderCommonControl>Y</isUnderCommonControl>
          <isRegisteredWithFFRA>N</isRegisteredWithFFRA>
        </otherMunicipalAdviser>
      </fiaAssociatedPerson>
    </fiaAssociatedPersons>
    <participationInterestMACT>
      <mactBuySellFromClients>N</mactBuySellFromClients>
      <mactBuySellRecommendToClients>N</mactBuySellRecommendToClients>
      <mactEnterDerivativesWithClients>N</mactEnterDerivativesWithClients>
      <mactRecommendOwnedInterestToClients>N</mactRecommendOwnedInterestToClients>
      <mactRecommendToClientsServing>N</mactRecommendToClientsServing>
      <mactRecommendToClientsHavingOtherSalesInterest>N</mactRecommendToClientsHavingOtherSalesInterest>
      <mactDiscAuthBuySellAsMAA>N</mactDiscAuthBuySellAsMAA>
      <mactDiscAuthBuySell>N</mactDiscAuthBuySell>
      <mactDiscAuthDetermineBrokerDealer>N</mactDiscAuthDetermineBrokerDealer>
      <mactDiscAuthDetermineCommissionToBrokerDealer>N</mactDiscAuthDetermineCommissionToBrokerDealer>
      <mactRecommendBrokerDealerToClient>N</mactRecommendBrokerDealerToClient>
      <mactCompensateForReferrals>N</mactCompensateForReferrals>
      <mactReceiveCompensationForReferrals>N</mactReceiveCompensationForReferrals>
    </participationInterestMACT>
    <miscellaneous>There are no 25 percent or more indirect owners. Registrant does not have any 25 percent or more owners of the direct owner, Stifel Financial Corp. Information regarding certain relationships and related transactions and director independence is contained in Certain Relationships and Related Transactions, and Director Independence included in our Proxy Statement for the Annual Meeting of Shareholders of Stifel Financial Corp.</miscellaneous>
    <disclosureAnswers>
      <criminalDisclosure>
        <com:isConvictedOfFelony>N</com:isConvictedOfFelony>
        <com:isChargedWithFelony>N</com:isChargedWithFelony>
        <com:isOrgConvictedOfFelony>N</com:isOrgConvictedOfFelony>
        <com:isOrgChargedWithFelony>N</com:isOrgChargedWithFelony>
      </criminalDisclosure>
      <regulatoryDisclosure>
        <com:isMadeFalseStatement>Y</com:isMadeFalseStatement>
        <com:isViolatedRegulation>Y</com:isViolatedRegulation>
        <com:isCauseOfDenial>N</com:isCauseOfDenial>
        <com:isOrderAgainst>Y</com:isOrderAgainst>
        <com:isImposedPenalty>Y</com:isImposedPenalty>
        <com:isUnEthical>N</com:isUnEthical>
        <com:isFoundInViolationOfRegulation>Y</com:isFoundInViolationOfRegulation>
        <com:isFoundInCauseOfDenial>N</com:isFoundInCauseOfDenial>
        <com:isOrderAgainstActivity>Y</com:isOrderAgainstActivity>
        <com:isDeniedLicense>N</com:isDeniedLicense>
        <com:isFoundMadeFalseStatement>N</com:isFoundMadeFalseStatement>
        <com:isFoundInViolationOfRules>Y</com:isFoundInViolationOfRules>
        <com:isFoundInCauseOfSuspension>N</com:isFoundInCauseOfSuspension>
        <com:isDiscipliend>N</com:isDiscipliend>
        <com:isAuthorizedToActAttorney>N</com:isAuthorizedToActAttorney>
        <com:isRegulatoryComplaint>N</com:isRegulatoryComplaint>
      </regulatoryDisclosure>
      <civilDisclosure>
        <com:isEnjoined>Y</com:isEnjoined>
        <com:isFoundInViolationOfRegulation>Y</com:isFoundInViolationOfRegulation>
        <com:isDismissed>N</com:isDismissed>
        <com:isNamedInCivilProceeding>N</com:isNamedInCivilProceeding>
      </civilDisclosure>
    </disclosureAnswers>
    <hasAnnualReceiptsLessThan7Million>N</hasAnnualReceiptsLessThan7Million>
    <isAffiliatedWithReceiptsMoreThan7Million>N</isAffiliatedWithReceiptsMoreThan7Million>
    <scheduleA>
      <businesses>
        <business>
          <name>Stifel Financial Corp.</name>
          <controPersonPR>Y</controPersonPR>
          <deFeNp>
            <de/>
          </deFeNp>
          <irsNum>43-1273600</irsNum>
          <baseInformation>
            <titleStatus>Shareholder</titleStatus>
            <statusAcquired>02-01-1982</statusAcquired>
            <ownershipCode>E</ownershipCode>
            <isControPerson>Y</isControPerson>
          </baseInformation>
        </business>
      </businesses>
      <persons>
        <person>
          <name>
            <com:firstName>James</com:firstName>
            <com:middleName>Mark</com:middleName>
            <com:lastName>Zemlyak</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>Executive Vice President and Director</titleStatus>
            <statusAcquired>08-14-2002</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>Y</isControPerson>
            <crdNumber>1586132</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Douglas</com:firstName>
            <com:middleName>Wayne</com:middleName>
            <com:lastName>Noll</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>PRINCIPAL OPERATIONS OFFICER</titleStatus>
            <statusAcquired>06-01-1995</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>1614129</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Ronald</com:firstName>
            <com:middleName>James</com:middleName>
            <com:lastName>Kruszewski</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>President, Chief Executive Officer, and Chairman of the Board</titleStatus>
            <statusAcquired>08-14-2002</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>Y</isControPerson>
            <crdNumber>1434827</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Mark</com:firstName>
            <com:middleName>NMN</com:middleName>
            <com:lastName>Fisher</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>General Counsel, Secretary</titleStatus>
            <statusAcquired>06-16-2014</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>4970942</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Paul</com:firstName>
            <com:middleName>J</com:middleName>
            <com:lastName>Ayd</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>Municipal Advisor Chief Compliance Officer - Institutional Group</titleStatus>
            <statusAcquired>06-01-2015</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2963853</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>GINA</com:firstName>
            <com:middleName>ELIZABETH</com:middleName>
            <com:lastName>HYDE</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>BROKER DEALER CCO - CAPITAL MARKETS</titleStatus>
            <statusAcquired>08-01-2016</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2812751</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Frederick</com:firstName>
            <com:middleName>Richard</com:middleName>
            <com:lastName>Schrick</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>PRINCIPAL FINANCIAL OFFICER</titleStatus>
            <statusAcquired>08-14-2017</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>Y</isControPerson>
            <crdNumber>5636488</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>PATRICK</com:firstName>
            <com:middleName>RODGERS</com:middleName>
            <com:lastName>BROOKS</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>ROSFP - CAPITAL MARKETS</titleStatus>
            <statusAcquired>05-01-2009</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2223412</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>ADAM</com:firstName>
            <com:middleName>SCOTT</com:middleName>
            <com:lastName>MELINGER</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>ROSFP - PCG</titleStatus>
            <statusAcquired>08-01-2019</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2373020</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>Charles</com:firstName>
            <com:middleName>Edward</com:middleName>
            <com:lastName>Dodson</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>CCO-ADVISORY SERVICES</titleStatus>
            <statusAcquired>01-10-2022</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>1744430</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>David</com:firstName>
            <com:middleName>Dean</com:middleName>
            <com:lastName>Sliney</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>Senior Vice President and Director</titleStatus>
            <statusAcquired>07-01-2020</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2276514</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>GEOFFREY</com:firstName>
            <com:middleName>CLYDE</com:middleName>
            <com:lastName>BRIGHT JR</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP</titleStatus>
            <statusAcquired>02-01-2024</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>4696103</crdNumber>
          </baseInformation>
        </person>
        <person>
          <name>
            <com:firstName>CHARLES</com:firstName>
            <com:middleName>BRADFORD GREEN</com:middleName>
            <com:lastName>RAYMOND</com:lastName>
          </name>
          <baseInformation>
            <titleStatus>CO-HEAD GLOBAL INSTITUTIONAL EQUITIES &amp; ADVISORY</titleStatus>
            <statusAcquired>07-01-2025</statusAcquired>
            <ownershipCode>NA</ownershipCode>
            <isControPerson>N</isControPerson>
            <crdNumber>2796106</crdNumber>
          </baseInformation>
        </person>
      </persons>
    </scheduleA>
    <scheduleC>
      <directBusinesses>
        <business>
          <baseInformation>
            <name>Stifel Financial Corp.</name>
            <controPersonPR>Y</controPersonPR>
            <deFeNp>
              <de/>
            </deFeNp>
            <irsNum>43-1273600</irsNum>
            <baseInformation>
              <titleStatus>Shareholder</titleStatus>
              <statusAcquired>02-01-1982</statusAcquired>
              <ownershipCode>E</ownershipCode>
              <isControPerson>Y</isControPerson>
            </baseInformation>
          </baseInformation>
        </business>
      </directBusinesses>
      <directPersons>
        <person>
          <baseInformation>
            <name>
              <com:firstName>James</com:firstName>
              <com:middleName>Mark</com:middleName>
              <com:lastName>Zemlyak</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>Executive Vice President and Director</titleStatus>
              <statusAcquired>08-14-2002</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>Y</isControPerson>
              <crdNumber>1586132</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Douglas</com:firstName>
              <com:middleName>Wayne</com:middleName>
              <com:lastName>Noll</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>PRINCIPAL OPERATIONS OFFICER</titleStatus>
              <statusAcquired>06-01-1995</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>1614129</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Ronald</com:firstName>
              <com:middleName>James</com:middleName>
              <com:lastName>Kruszewski</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>President, Chief Executive Officer, and Chairman of the Board</titleStatus>
              <statusAcquired>08-14-2002</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>Y</isControPerson>
              <crdNumber>1434827</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Mark</com:firstName>
              <com:middleName>NMN</com:middleName>
              <com:lastName>Fisher</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>General Counsel, Secretary</titleStatus>
              <statusAcquired>06-16-2014</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>4970942</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Paul</com:firstName>
              <com:middleName>J</com:middleName>
              <com:lastName>Ayd</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>Municipal Advisor Chief Compliance Officer - Institutional Group</titleStatus>
              <statusAcquired>06-01-2015</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2963853</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>GINA</com:firstName>
              <com:middleName>ELIZABETH</com:middleName>
              <com:lastName>HYDE</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>BROKER DEALER CCO - CAPITAL MARKETS</titleStatus>
              <statusAcquired>08-01-2016</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2812751</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Frederick</com:firstName>
              <com:middleName>Richard</com:middleName>
              <com:lastName>Schrick</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>PRINCIPAL FINANCIAL OFFICER</titleStatus>
              <statusAcquired>08-14-2017</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>Y</isControPerson>
              <crdNumber>5636488</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>PATRICK</com:firstName>
              <com:middleName>RODGERS</com:middleName>
              <com:lastName>BROOKS</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>ROSFP - CAPITAL MARKETS</titleStatus>
              <statusAcquired>05-01-2009</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2223412</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>ADAM</com:firstName>
              <com:middleName>SCOTT</com:middleName>
              <com:lastName>MELINGER</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>ROSFP - PCG</titleStatus>
              <statusAcquired>08-01-2019</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2373020</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>Charles</com:firstName>
              <com:middleName>Edward</com:middleName>
              <com:lastName>Dodson</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>CCO-ADVISORY SERVICES</titleStatus>
              <statusAcquired>01-10-2022</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>1744430</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>David</com:firstName>
              <com:middleName>Dean</com:middleName>
              <com:lastName>Sliney</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>Senior Vice President and Director</titleStatus>
              <statusAcquired>07-01-2020</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2276514</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>GEOFFREY</com:firstName>
              <com:middleName>CLYDE</com:middleName>
              <com:lastName>BRIGHT JR</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP</titleStatus>
              <statusAcquired>02-01-2024</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>4696103</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
        <person>
          <baseInformation>
            <name>
              <com:firstName>CHARLES</com:firstName>
              <com:middleName>BRADFORD GREEN</com:middleName>
              <com:lastName>RAYMOND</com:lastName>
            </name>
            <baseInformation>
              <titleStatus>CO-HEAD GLOBAL INSTITUTIONAL EQUITIES &amp; ADVISORY</titleStatus>
              <statusAcquired>07-01-2025</statusAcquired>
              <ownershipCode>NA</ownershipCode>
              <isControPerson>N</isControPerson>
              <crdNumber>2796106</crdNumber>
            </baseInformation>
          </baseInformation>
        </person>
      </directPersons>
    </scheduleC>
    <drpInfo>
      <ma:regulatoryDisclosure>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1707586</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1700217</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1699619</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
              <ma:responseQuestion>9-E4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1699474</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1694783</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1689387</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1688023</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1687258</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1676518</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1669290</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1669208</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1668760</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1644152</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637261</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637260</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637259</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637258</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637256</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1637254</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1629311</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1626719</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1625608</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1614211</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1611187</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1604124</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1596460</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1570748</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1564097</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1560003</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1551903</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1551902</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1551640</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1540167</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1540166</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1540166</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1536509</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1536507</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1536403</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1534687</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1530504</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1530503</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1530501</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1529724</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1528813</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1526010</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1526009</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1526008</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1521595</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1521594</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1517856</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1517853</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1517851</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1512869</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1512868</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1512235</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1511115</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1509090</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1509089</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1509088</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1509087</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1501093</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1493577</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1480521</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1473252</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1450827</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1369069</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1368487</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1365410</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1343204</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1318546</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1271342</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1240596</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1205094</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1184105</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>1127683</ma1:crdNumber>
                  <ma1:disclosureNumber>1127683</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1103048</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1060065</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1043412</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1028019</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>997616</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
              <ma:responseQuestion>9-D5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>684571</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>684520</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>612243</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>321992</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>203743</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>138183</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:apDrpFiledCount>1</ma:apDrpFiledCount>
              <ma:drpFor>
                <ma1:applicantAndAP/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115803</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
          <ma:apInfo>
            <ma:associatedPerson>
              <ma:apType>
                <ma:naturalPersonInfo>
                  <com:firstName>James</com:firstName>
                  <com:middleName>Joseph</com:middleName>
                  <com:lastName>Schlafly</com:lastName>
                </ma:naturalPersonInfo>
              </ma:apType>
              <ma:registrationInfo>
                <ma:isSECRegistered>N</ma:isSECRegistered>
                <ma:crdNumber>735541</ma:crdNumber>
              </ma:registrationInfo>
              <ma:drpInfo>
                <ma:filedDisclosure>
                  <ma:advBDU4Filing>
                    <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                    <ma1:crdNumber>793</ma1:crdNumber>
                    <ma1:disclosureNumber>115803</ma1:disclosureNumber>
                  </ma:advBDU4Filing>
                </ma:filedDisclosure>
              </ma:drpInfo>
            </ma:associatedPerson>
          </ma:apInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115802</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115801</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115800</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115799</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115798</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115797</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115796</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115795</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115794</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115793</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115792</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115791</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115790</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115789</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115788</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115787</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115786</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115785</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115784</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>115783</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1723904</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1724827</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1728542</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1730673</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1739169</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1747957</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1794843</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1786574</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1783885</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1797942</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1797957</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-G</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1834862</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1836598</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL NICOLAUS AND CO INC</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1860345</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1873974</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>43553804</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D3</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1916433</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1920678</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1925809</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1940051</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1960935</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1962183</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1966940</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1977176</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1996747</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2013546</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C1</ma:responseQuestion>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2020039</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>796</ma1:crdNumber>
                  <ma1:disclosureNumber>2046126</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2075136</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2086262</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2112732</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2125336</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2210685</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2210689</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:apDrpFiledCount>2</ma:apDrpFiledCount>
              <ma:drpFor>
                <ma1:ap/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:apInfo>
            <ma:associatedPerson>
              <ma:apType>
                <ma:firmInfo>STIFEL INDEPENDENT ADVISORS, LLC</ma:firmInfo>
              </ma:apType>
              <ma:registrationInfo>
                <ma:isSECRegistered>Y</ma:isSECRegistered>
                <ma:secRegistrationNumber>008-43514</ma:secRegistrationNumber>
              </ma:registrationInfo>
              <ma:drpInfo>
                <ma:filedDisclosure>
                  <ma:advBDU4Filing>
                    <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                    <ma1:crdNumber>793</ma1:crdNumber>
                    <ma1:disclosureNumber>1473252</ma1:disclosureNumber>
                  </ma:advBDU4Filing>
                </ma:filedDisclosure>
              </ma:drpInfo>
            </ma:associatedPerson>
            <ma:associatedPerson>
              <ma:apType>
                <ma:firmInfo>STIFEL INDEPENDENT ADVISORS, LLC</ma:firmInfo>
              </ma:apType>
              <ma:registrationInfo>
                <ma:isSECRegistered>Y</ma:isSECRegistered>
                <ma:secRegistrationNumber>801-43561</ma:secRegistrationNumber>
              </ma:registrationInfo>
              <ma:drpInfo>
                <ma:filedDisclosure>
                  <ma:advBDU4Filing>
                    <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                    <ma1:crdNumber>793</ma1:crdNumber>
                    <ma1:disclosureNumber>1184105</ma1:disclosureNumber>
                  </ma:advBDU4Filing>
                </ma:filedDisclosure>
              </ma:drpInfo>
            </ma:associatedPerson>
          </ma:apInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2271667</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2327879</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2328881</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2338473</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2338475</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2340327</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:apDrpFiledCount>1</ma:apDrpFiledCount>
              <ma:drpFor>
                <ma1:ap/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:apInfo>
            <ma:associatedPerson>
              <ma:apType>
                <ma:firmInfo>STIFEL NICOLAUS CANADA INC.</ma:firmInfo>
              </ma:apType>
              <ma:registrationInfo>
                <ma:isSECRegistered>N</ma:isSECRegistered>
              </ma:registrationInfo>
              <ma:drpInfo>
                <ma:filedDisclosure>
                  <ma:advBDU4Filing>
                    <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                    <ma1:crdNumber>793</ma1:crdNumber>
                    <ma1:disclosureNumber>2356684</ma1:disclosureNumber>
                  </ma:advBDU4Filing>
                </ma:filedDisclosure>
              </ma:drpInfo>
            </ma:associatedPerson>
          </ma:apInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-C2</ma:responseQuestion>
              <ma:responseQuestion>9-C4</ma:responseQuestion>
              <ma:responseQuestion>9-C5</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2359796</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2408904</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>7983</ma1:crdNumber>
                  <ma1:disclosureNumber>2420596</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2436130</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2436131</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2428273</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2429611</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2437901</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2437902</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2437903</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2438890</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2438891</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2438892</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2440291</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2440292</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2447565</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2448522</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2448946</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2448947</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2448948</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2452073</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2452074</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2452075</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2452076</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2456909</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2456907</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2456905</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2455052</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2456488</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2456681</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2460111</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2460112</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2460113</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2460116</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2460120</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2461368</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2461369</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2465332</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2464079</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2469771</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2474549</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2474550</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2479248</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:add/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-E2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2488048</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:add/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2488171</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
        <ma:regulatoryDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:add/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-D2</ma:responseQuestion>
              <ma:responseQuestion>9-D4</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosure>
                <ma:advBDU4Filing>
                  <ma1:name>STIFEL, NICOLAUS &amp; COMPANY, INCORPORATED</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>2488172</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosure>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:regulatoryDrp>
      </ma:regulatoryDisclosure>
      <ma:civilJudicialDisclosure>
        <ma:civilJudicialDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-H1a</ma:responseQuestion>
              <ma:responseQuestion>9-H1b</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosre>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>165177</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosre>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:civilJudicialDrp>
        <ma:civilJudicialDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-H2</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosre>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus &amp; Company, Inc.</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1574795</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosre>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:civilJudicialDrp>
        <ma:civilJudicialDrp>
          <ma:headerData>
            <ma:baseHeader>
              <ma:type>
                <ma1:amend/>
              </ma:type>
              <ma:drpFor>
                <ma1:applicant/>
              </ma:drpFor>
            </ma:baseHeader>
            <ma:respondingTo>
              <ma:responseQuestion>9-H1a</ma:responseQuestion>
              <ma:responseQuestion>9-H1b</ma:responseQuestion>
            </ma:respondingTo>
          </ma:headerData>
          <ma:applicantInfo>
            <ma:drpInfo>
              <ma:filedDisclosre>
                <ma:advBDU4Filing>
                  <ma1:name>Stifel Nicolaus</ma1:name>
                  <ma1:crdNumber>793</ma1:crdNumber>
                  <ma1:disclosureNumber>1574795</ma1:disclosureNumber>
                </ma:advBDU4Filing>
              </ma:filedDisclosre>
            </ma:drpInfo>
          </ma:applicantInfo>
        </ma:civilJudicialDrp>
      </ma:civilJudicialDisclosure>
    </drpInfo>
    <maExecutionPage>
      <signature>
        <com1:signature>Matthew Wilhelm</com1:signature>
        <com1:signerName>Matthew Wilhelm</com1:signerName>
        <com1:title>Compliance Manager, Licensing and Registration</com1:title>
        <com1:date>07-01-2026</com1:date>
      </signature>
      <crdNumber>793</crdNumber>
    </maExecutionPage>
    <controls>
      <isSolePropietor>N</isSolePropietor>
      <hasNameChange>N</hasNameChange>
      <hasDBAName>N</hasDBAName>
      <hasPreviousDBAName>N</hasPreviousDBAName>
      <hasAdditionalDBANames>N</hasAdditionalDBANames>
      <hasMATReg>Y</hasMATReg>
      <additionalRegs>N</additionalRegs>
      <additionalOffices>Y</additionalOffices>
      <hasMailingAddress>N</hasMailingAddress>
      <hasAdditionalWebsites>N</hasAdditionalWebsites>
      <hasBooksRecords>Y</hasBooksRecords>
      <isRegisteredFFRA>N</isRegisteredFFRA>
      <isAffiliatedOtherBus>Y</isAffiliatedOtherBus>
      <independentBusinessEmployee>N</independentBusinessEmployee>
      <receiveCompensationForMAAFromOtherClients>N</receiveCompensationForMAAFromOtherClients>
      <isSucceedingApplicant>N</isSucceedingApplicant>
      <isCPForApplicantPolicy>N</isCPForApplicantPolicy>
      <isPRCompanyUnder1215>N</isPRCompanyUnder1215>
      <hasScheduleB>N</hasScheduleB>
      <isSection12Or15ReportingCompany>N</isSection12Or15ReportingCompany>
      <isOtherNonMAABuisinesssPrimary>N</isOtherNonMAABuisinesssPrimary>
    </controls>
  </formData>
</edgarSubmission>
