| FUND AND PORTFOLIO MANAGER |
NUMBER OF ACCOUNTS |
ASSETS MANAGED
(in millions) |
NUMBER OF
ACCOUNTS
WHERE ADVISORY FEE IS BASED ON ACCOUNT PERFORMANCE |
TOTAL ASSETS IN
ACCOUNTS WHERE ADVISORY FEE IS BASED ON ACCOUNT PERFORMANCE (in millions) |
| Stock HLS Fund | ||||
| Timothy J. Casaletto(3) | ||||
| Other Registered Investment Companies |
0 |
$0 |
0 |
$0 |
| Other Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
| Other Accounts |
0 |
$0 |
0 |
$0 |
| G. Thomas Levering(3) | ||||
| Other Registered Investment Companies |
20 |
$9,763 |
3 |
$7,637 |
| Other Pooled Investment Vehicles |
37 |
$5,398 |
16 |
$4,394 |
| Other Accounts |
67 |
$825 |
8 |
$162 |
| PORTFOLIO MANAGER |
HLS FUND(S) SUB-ADVISED |
DOLLAR RANGE OF EQUITY SECURITIES
BENEFICIALLY OWNED |
| Timothy J. Casaletto(3) |
Stock HLS Fund |
None |
| G. Thomas Levering(3) |
Stock HLS Fund |
None |