|
|
|
|
|
(State or other jurisdiction of Incorporation)
|
(Commission File Number)
|
(IRS Employer Identification No.)
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
|
|
|
|
| Item 5.02. |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
|
| Item 5.07 |
Submission of Matters to a Vote of Security Holders
|
|
Nominee
|
For
|
Withheld
|
Broker Non-Votes
|
|
|
Craig D. Hopkins
|
6,860,414
|
3,518,570
|
2,039,460
|
|
|
Philip F. Patman, Jr.
|
9,793,757
|
585,227
|
2,039,460
|
|
|
Kenneth S. Grossman
|
5,609,890
|
4,769,094
|
2,039,460
|
|
|
Joshua S. Horowitz
|
6,730,271
|
3,648,713
|
2,039,460
|
|
|
Philip J. McPherson
|
6,855,728
|
3,523,256
|
2,039,460
|
|
|
Joshua E. Schechter
|
9,813,542
|
565,442
|
2,039,460
|
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|
|
6,738,873
|
3,619,386
|
20,725
|
2,039,460
|
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|
|
9,696,980
|
646,480
|
35,524
|
2,039,460
|
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|
|
7,046,282
|
3,275,995
|
56,707
|
2,039,460
|
|
One Year
|
Two Years
|
Three Years
|
Abstain
|
Broker Non-Votes
|
|
|
9,493,394
|
6,837
|
621,583
|
257,215
|
N/A
|
|
For
|
Against
|
Abstain
|
Broker Non-Votes
|
|
|
11,960,926
|
432,926
|
24,592
|
N/A
|
| Item 9.01 |
Financial Statements and Exhibits
|
|
Exhibit No.
|
Description
|
|
Amendment to the Barnwell Industries, Inc. 2018 Equity Incentive Plan
|
|
|
104
|
Cover Page Interactive Data File (embedded within the Inline XBRL document)
|
|
BARNWELL INDUSTRIES, INC.
|
|||
|
By:
|
/s/ Philip F. Patman, Jr.
|
||
|
Name:
|
Philip F. Patman Jr.
|
||
|
Title:
|
Chief Financial Officer and Treasurer
|
||