Consolidated Schedule of Investments - Virtus AlphaSimplex Managed Futures ETF

April 30, 2026 (unaudited)

 

Security Description  Principal   Value 
U.S. GOVERNMENT SECURITIES – 78.6%          
U.S. Treasury Bill          
0.00%, 05/05/26(1)  $2,500,000   $2,499,018 
0.00%, 05/07/26(1)   1,500,000    1,499,102 
0.00%, 05/12/26(1)   1,000,000    998,909 
0.00%, 05/14/26(1)   1,300,000    1,298,321 
0.00%, 05/19/26(1)   1,400,000    1,397,490 
0.00%, 05/21/26(1)   1,400,000    1,397,222 
0.00%, 05/26/26(1)   1,400,000    1,396,519 
0.00%, 05/28/26(1)   2,200,000    2,194,118 
0.00%, 06/02/26(1)   1,900,000    1,893,937 
0.00%, 06/04/26(1)   1,500,000    1,494,912 
0.00%, 06/09/26(1)   1,000,000    996,111 
0.00%, 06/11/26(1)   2,000,000    1,991,811 
0.00%, 06/16/26(1)   1,400,000    1,393,572 
0.00%, 06/18/26(1)   2,000,000    1,990,392 
0.00%, 06/23/26(1)   1,900,000    1,889,850 
Total U.S. Government Securities          
(Cost $24,331,080)        24,331,284 
           
TOTAL INVESTMENTS - 78.6%          
(Cost $24,331,080)        24,331,284 
Other Assets in Excess of Liabilities - 21.4%        6,635,730 
Net Assets - 100.0%       $30,967,014 

 

(1) Issued with a zero coupon. Income is recognized through the accretion of discount.

 

At April 30, 2026, open exchange-traded futures contracts were as follows:

 

Description  Expiration
Date
  Number of
Contracts
   Notional
Amount
   Unrealized
Appreciation/(Depreciation)
 
Long Contracts                  
Australian Dollar Future  6/15/2026   89   $6,401,325   $105,701 
Brent Crude Future  5/29/2026   15    1,656,000    249,001 
British Pound Future  6/15/2026   1    85,006    608 
Copper Future  7/29/2026   14    2,093,175    (36,470)
Corn Future  7/14/2026   21    498,487    3,301 
EURO STOXX 50® Index Future  6/19/2026   32    2,193,324    11,402 
Gold Future  6/26/2026   3    1,388,880    8,831 
MSCI Emerging Markets Index Future  6/19/2026   30    2,451,300    178,680 
S&P 500® E-Mini Future  6/18/2026   7    2,535,312    27,157 
TOPIX Index Future  6/11/2026   9    2,152,343    5,227,500 
WTI Crude Future  5/19/2026   14    1,470,980    192,084 
                $5,967,795 
Short Contracts                  
Canadian Dollar Future  6/16/2026   (72)   $5,310,000   $(92,254)
Euro FX Currency Future  6/15/2026   (18)    2,646,000    (29,480)
Euro-Bund Future  6/08/2026   (100)    14,712,924    (8,307)
Japanese Yen Future  6/15/2026   (126)    10,105,200    (118,997)
                   
Long Gilt Future  6/26/2026   (59)   6,951,802   86,764 
U.S. Treasury 10 Year Notes Future  6/18/2026   (63)    6,967,406    14,423 

 

 

 

Consolidated Schedule of Investments - Virtus AlphaSimplex Managed Futures ETF 

April 30, 2026 (unaudited)

 

U.S. Treasury 2 Year Notes Future  6/30/2026   (65)    13,463,125    33,598 
U.S. Treasury Ultra Bond Future  6/18/2026   (21)    2,415,656    24,195 
                $(90,058)

 

Abbreviations:
MSCI — Morgan Stanley Capital International
S&P — Standard & Poor’s
STOXX — Stock Index of the Eurozone
TOPIX — Tokyo Stock Price Index
WTI — West Texas Intermediate
 

Fair Value Measurements

The Fund utilizes a fair value hierarchy which prioritizes the inputs to valuation techniques used to measure fair value into three broad levels. Level 1 includes unadjusted quoted prices in active markets for identical assets or liabilities that the Fund has the ability to access. Level 2 includes observable inputs other than quoted prices included in Level 1 that are observable for the asset or liability, either directly or indirectly. These inputs may include quoted prices for the identical instrument on an inactive market, prices for similar securities, interest rates, prepayment speeds, credit risk, yield curves, default rates and similar data. Level 3 includes unobservable inputs for the asset or liability, to the extent relevant observable inputs are not available; representing the Fund’s own assumptions about the assumptions a market participant would use in valuing the asset or liability, and would be based on the best information available. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

 

The following table summarizes valuation of the Fund’s investments under the fair value hierarchy levels as of April 30, 2026.

 

   Level 1   Level 2   Level 3   Total 
Asset Valuation Inputs                    
U.S. Government Securities  $   $24,331,284   $   $24,331,284 
Futures   6,163,245            6,163,245 
Total  $6,163,245   $24,331,284   $   $30,494,529 
Liability Valuation Inputs                    
Futures  $285,508   $   $   $285,508 
Total  $285,508   $   $   $285,508