MA/A 0001613001 XXXXXXXX Hollie Gauntt 856-234-2266 hgauntt@acaciafin.com Acacia Financial Group, Inc. 20-4775407 866-00108-00 867-00271 Municipal Securities Rulemaking Board K0116 6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054 8562342266 Add 221 N. LaSalle Street, Suite 1600 Chicago IL 60601 312-269-0041 312-236-1407 Add 1441 Broadway, 5th Floor, Suite 5104 New York NY 10018 212-432-4020 212-432-4021 Add 66 East Lynn Street Columbus OH 43215 614-464-2694 NewAdd 255 E. Fireweed Lane Suite 102 Anchorage AK 99503 907-272-4488 856-234-6697 Y 6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054 www.acaciafin.com Daniel Patrick Lonergan 6039657791 dlonergan@regmaven.com Hollie Rosenberg Gauntt

6000 Midlantic Drive Suite 410 North Mt. Laurel NJ 08054

856-234-2266 856-234-6697 hgauntt@acaciafin.com December NJ 04-26-2006 N 13 13 0 0 0 125 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection N Investment Adviser Other municipal advisor 1 N N N N N N N N N N Y N N N As of 1/1/2026 Noreen P. White is no longer a Co-President/Shareholder of Acacia Financial Group, Inc. Kim M. Whelan is now the President of Acacia Financial Group, and Noreen's shares are being transferred to Kim. Noreen will continue to be an Acacia employee for at least the next year. N N N N N Y N Y Y N N N N N N N N N N N N N N N Y N Kim Maureen Whelan President 01-01-2026 E Y 000000000 Peter David Nissen Managing Director 05-06-2006 B N 000000000 Joshua Christopher Nyikita Managing Director 05-06-2006 B N 000000000 Jennifer Grace Edwards Managing Director 01-01-2011 NA N 000000000 Daniel Patrick Lonergan Chief Compliance Officer 09-02-2025 NA N 000000000 Kim Maureen Whelan President 01-01-2026 E Y 000000000 Peter David Nissen Managing Director 05-06-2006 B N 000000000 Joshua Christopher Nyikita Managing Director 05-06-2006 B N 000000000 Jennifer Grace Edwards Managing Director 01-01-2011 NA N 000000000 Daniel Patrick Lonergan Chief Compliance Officer 09-02-2025 NA N 000000000 9-C2 9-C4 9-C5 In the matter of Acacia Financial Group, Inc. Administrative Proceedings File No. 3-22118 / Securities Exchange Act of 1934 Release No. 101038 100 F Street NE Washington Washington DC 20549 The SEC Order states that during the relevant period, Acacia did not monitor, review or archive text messages and therefore, the SEC found that Acacia violated certain recordkeeping requirements. Acacia has implemented procedures for the monitoring, review and archiving of text messages and will pay a fine to settle this administrative proceeding. 09-17-2024 Cease and Desist Censure CivilAdminPenaltyFine Undertaking No Product Text messages related to municipal advisory activities were not monitored, subject to review or archived. 09-17-2024 Settled N Y Cease and Desist Censure CivilAdminPenaltyFine Undertaking 52000.00 52000.00 Payment shall be made in the following installments: within 10 days, Respondent shall pay $13,000; within 120 days, the Respondent shall pay $13,000; within 240 days, Respondent shall pay $13,000; within 360 days, Respondent shall pay $13,000. 52000.00 Kim M. Whelan Kim M. Whelan President/CEO 06-10-2026 N N N N N Y N Y Y N N N N N N N N N N N N