Schedule of Investments

ARK Genomic Revolution ETF

 

April 30, 2026 (Unaudited)

 

Investments  Shares   Value 
         
COMMON STOCKS–99.6%        
 
Biotechnology - 57.0%
Absci Corp.*†(a)   11,876,202   $59,084,105 
Arcturus Therapeutics Holdings, Inc.*†(a)   2,809,043    24,213,950 
Beam Therapeutics, Inc.*   2,212,153    67,094,600 
BioNTech SE (Germany)*(b)   126,929    13,130,805 
CareDx, Inc.*   2,009,757    41,823,043 
Compass Pathways PLC (United Kingdom)*(b)   3,316,076    30,043,649 
CRISPR Therapeutics AG (Switzerland)*(a)   2,103,707    110,108,024 
Generate BioMedicines, Inc.*   503,531    6,359,597 
Intellia Therapeutics, Inc.*(a)   3,498,399    47,158,418 
Ionis Pharmaceuticals, Inc.*   288,230    21,548,075 
Natera, Inc.*   243,718    50,244,903 
Nurix Therapeutics, Inc.*   1,723,734    28,786,358 
Prime Medicine, Inc.*   4,925,864    17,462,188 
Recursion Pharmaceuticals, Inc., Class A*(a)   12,549,240    43,420,370 
Twist Bioscience Corp.*   1,900,539    111,086,505 
Veracyte, Inc.*   999,975    32,919,177 
Total Biotechnology        704,483,767 
           
Electronic Equipment, Instruments & Components - 1.1%          
908 Devices, Inc.*   1,952,552    13,335,930 
           
Health Care Equipment & Supplies - 3.1%          
Butterfly Network, Inc.*(a)   4,889,029    23,418,449 
Cerus Corp.*   7,450,534    15,124,584 
Total Health Care Equipment & Supplies        38,543,033 
           
Health Care Providers & Services - 5.6%          
GeneDx Holdings Corp.*   401,292    25,237,254 
Guardant Health, Inc.*   496,000    43,191,680 
Total Health Care Providers & Services        68,428,934 
           
Health Care Technology - 2.0%          
Schrodinger, Inc.*   2,093,199    25,034,660 
           
Life Sciences Tools & Services - 28.4%          
10X Genomics, Inc., Class A*   3,232,541    71,277,529 
Adaptive Biotechnologies Corp.*   2,123,561    29,942,210 
Alamar Biosciences, Inc.*(a)   596,585    14,938,489 
Illumina, Inc.*   392,835    49,787,908 
Pacific Biosciences of California, Inc.*   10,964,895    17,434,183 
Personalis, Inc.*   8,017,242    44,255,176 
Quantum-Si, Inc.*(a)   6,928,343    6,793,933 
Tempus AI, Inc.*(a)   2,098,455    116,422,283 
Total Life Sciences Tools & Services        350,851,711 
           
Pharmaceuticals - 2.4%          
AtaiBeckley, Inc. (Germany)*   4,382,604    18,231,633 
Eli Lilly & Co.   12,571    11,748,856 
Total Pharmaceuticals        29,980,489 
Total Common Stocks          
(Cost $2,614,311,648)        1,230,658,524 
Investments   Shares    Value 
MONEY MARKET FUND–0.1%          
Goldman Sachs Financial Square Treasury Obligations Fund, 3.54% (c)          
(Cost $1,581,573)   1,581,573   $1,581,573 
Total Investments–99.7%          
(Cost $2,615,893,221)        1,232,240,097 
Other Assets in Excess of Liabilities–0.3%        3,632,208 
Net Assets–100.0%       $ 1,235,872,305 

 

(a) All or a portion of the security was on loan. The aggregate market value of the securities on loan was $157,344,717; total market value of the collateral held by the fund was $149,290,355.The total market value of the collateral includes non-cash U.S. Treasury securities collateral having a value of $149,290,355.
Affiliated security
* Non-income producing security
(b) American Depositary Receipt
(c) Rate shown represents annualized 7-day yield as of April 30, 2026.

 

 

 

Schedule of Investments (continued)

ARK Genomic Revolution ETF

 

April 30, 2026 (Unaudited)

 

Affiliated Issuer Transactions

An affiliated company is a company in which the Fund has ownership of at least 5% of the voting securities, or a company that is under common ownership or control. Period-to-date transactions with companies which are or were affiliates are as follows:

 

   Value ($) at 7/31/2025(a)   Purchases Cost ($)   Sales Proceeds ($)   Net Realized
Gain/(Loss) on
investments in
affiliated
securities ($)
   Net Change in
Unrealized
Appreciation
(Depreciation)
on investments
in affiliated
securities  ($)
   Net Change in
Unrealized
Appreciation
(Depreciation)
on investments
in non-affiliated
securities  ($)
   Affiliated Dividend
Income
($)
   Capital Gain
Distributions ($)
   Number of
Shares at
4/30/2026
   Value ($) at 4/30/2026(a) 
Common Stocks — 11.4%                    
Biotechnology — 6.7%    
Absci Corp.                                                  
    33,212,741    49,408,090    (45,558,687)   771,774    21,250,187            –            –        11,876,202    59,084,105 
Arcturus Therapeutics Holdings, Inc.                                                  
    20,607,391    41,450,786    (28,007,344)   556,445    (10,393,328)                   –    2,809,043    24,213,950 
Electronic Equipment, Instruments & Components — 1.1%                                                  
908 Devices, Inc.                                                  
    14,371,630    16,218,179    (17,431,703)   (10,244,915)   10,422,739                1,952,552    13,335,930 
Life Sciences Tools & Services — 3.6%                                                  
Personalis, Inc.                                                  
    38,378,556    87,151,810    (81,311,198)   (4,038,234)   4,074,242                8,017,242    44,255,176 
   $106,570,318   $194,228,865   $(172,308,932)  $(12,954,930)  $25,353,840   $   $   $    24,655,039   $140,889,161 

 

(a) The fair value and number of shares of securities are only displayed at the beginning and end of each reporting period when such securities were considered an affiliate as of each date. Refer to the Schedule of Investments for view the fair value and number of shares as of April 30, 2026.

 

Fair Value Measurement

The Fund discloses the fair value of its investments in a hierarchy that distinguishes between: (i) market participant assumptions developed based on market data obtained from sources independent of the Fund (observable inputs) and (ii) the Fund’s own assumptions about market participant assumptions developed based on the best information available under the circumstances (unobservable inputs). The three levels defined by the hierarchy are as follows:

  

Level 1 — Quoted prices in active markets for identical assets.

Level 2 — Other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).

Level 3 — Significant unobservable inputs (including each Fund’s own assumptions in determining the fair value of investments).

 

The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.

 

The following is a summary of the valuations as of April 30, 2026, based upon the three levels defined above:

 

ARK Genomic Revolution ETF  Level 1   Level 2   Level 3   Total 
Assets                
Common Stocks  $1,230,658,524   $   $   $1,230,658,524 
Money Market Fund   1,581,573            1,581,573 
Total  $1,232,240,097   $   $   $1,232,240,097 

 

Please refer to the Schedule of Investments to view securities segregated by industry type.