false 0000727273 0000727273 2026-06-18 2026-06-18 0000727273 cdzi:CommonStockParValue001PerShareCustomMember 2026-06-18 2026-06-18 0000727273 cdzi:DepositarySharesCustomMember 2026-06-18 2026-06-18


 
United States
Securities and Exchange Commission
 
Washington, D. C. 20549
 
FORM 8-K
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): 
June 18, 2026
 
Cadiz Inc.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
 
001-40579
 
77-0313235
(State or Other Jurisdiction
of Incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
550 S. Hope Street, Suite 2850
Los Angeles, California
 
90071
(Address of Principal Executive Offices)
 
(Zip Code)
 
Registrants telephone number, including area code: (213) 271-1600
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
 
Trading Symbol(s)
 
Name of each exchange
on which registered
 
Common Stock, par value $0.01 per share
 
 
 
CDZI
 
 
The NASDAQ Global Market
 
Depositary Shares (each representing a 1/1000th fractional interest in share of 8.875% Series A Cumulative Perpetual Preferred Stock, par value $0.01 per share)
 
 
 
CDZIP
 
 
The NASDAQ Global Market
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 
 

 
Item 5.03  Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
 
Amendment to Certificate of Incorporation
 
On June 18, 2026, Cadiz Inc. (the “Company”) filed a Certificate of Amendment of Certificate of Incorporation of the Company with the Secretary of State of the State of Delaware to increase the number of authorized shares of common stock from 100,000,000 to 125,000,000.
 
As disclosed in item 5.07 of this Current Report on Form 8-K, the Amendment to Certificate of Incorporation was approved by the Company’s stockholders at the Company’s 2026 annual meeting of stockholders held on June 18, 2026 (the “Annual Meeting”). For a description of the Amendment to Certificate of Incorporation, see “Proposal 2 – Amendment to Certificate of Incorporation” of the Company’s definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission (“SEC”) on April 30, 2026.
 
The foregoing description of the Amendment to Certificate of Incorporation does not purport to be complete and is qualified in its entirety by reference to the full text of the Amendment to Certificate of Incorporation, a copy of which is attached as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference. 
 
 
Item 5.07  Submission of Matters to a Vote of Security Holders
 
On June 18, 2026, the Company held its 2026 Annual Meeting of Stockholders.  The number of shares present virtually or represented by proxy and entitled to vote at said meeting was 60,318,605.
 
 
i.
The following directors were elected at the meeting:
 
NOMINEE
VOTES FOR
VOTES WITHHELD
   BROKER
NON-VOTES
Stephen E. Courter
52,268,977
361,153
7,688,475
Maria Dreyfus
52,358,438
271,692
7,688,475
Maria Echaveste
52,278,900
351,230
7,688,475
Winston Hickox
52,294,735
335,395
7,688,475
Susan Kennedy
52,394,906
235,224
7,688,475
Barbara A. Lloyd
52,364,731
265,399
7,688,475
Kenneth T. Lombard
52,372,184
257,946
7,688,475
David O’Hara
52,442,228
187,902
7,688,475
Richard Polanco
52,306,233
323,897
7,688,475
 
 
 
ii.
The amendment to our Certificate of Incorporation to increase the number of authorized shares of common stock was approved by the following vote:
 
 
VOTES
FOR:
58,927,534
AGAINST:
335,574
ABSTAIN:
1,055,497
 
 

 
 
iii.
PricewaterhouseCoopers LLP was approved as the Company’s independent auditors for the fiscal year 2026 by the following vote:
 
 
VOTES
FOR:
59,131,415
AGAINST:
1,174,256
ABSTAIN:
12,934
 
 
 
iv.
The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, by the following vote:
 
 
VOTES
FOR:
51,626,262
AGAINST:
959,823
ABSTAIN:
44,045
BROKER NON-VOTES:
7,688,475
 
 
Item 9.01         Financial Statements and Exhibits
 
(d) Exhibits
 
3.1   Amendment to Certificate of Incorporation
104
 
Cover Page Interactive Data File (embedded within the Inline XBRL document)
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
CADIZ INC.
     
 
By:
/s/ Stanley E. Speer
   
Stanley E. Speer
   
Chief Financial Officer
 
Date:  June 23, 2026
 
 

ATTACHMENTS / EXHIBITS

ATTACHMENTS / EXHIBITS

EXHIBIT 3.1 AMENDMENT TO CERTIFICATE OF INCORPORATION

XBRL TAXONOMY EXTENSION SCHEMA

XBRL TAXONOMY EXTENSION DEFINITION LINKBASE

XBRL TAXONOMY EXTENSION LABEL LINKBASE

XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE

IDEA: R1.htm

IDEA: FilingSummary.xml

IDEA: MetaLinks.json

IDEA: cdzi20260623_8k_htm.xml