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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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| (Address of principal executive offices) | (Zip Code) |
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading symbol(s)
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Name of each exchange on which
registered
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| Item 5.07 |
Submission of Matters to a Vote of Security Holders
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(a)
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The Broadway Financial Corporation (the “Company”) Annual Meeting of Stockholders was held on June 17, 2026. Proxies for
the meeting were solicited pursuant to Section 14(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and there was no solicitation in opposition to the Company's Board of Directors
solicitations.
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(b)
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Stockholders voted on the matters set forth below:
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1.
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The nominees for election to the Company’s Board of Directors set forth in Item 1 to the Company’s Proxy Statement filed with the U.S. Securities and
Exchange Commission on April 30, 2026 were elected to serve until the Annual Meeting of Stockholders to be held in the year 2029 or until their respective successors are duly elected and qualified, based on the following vote:
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Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Brian E. Argrett
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2,599,102
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84,212
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1,010,675
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Mary Ann Donovan
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2,244,672
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438,642
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1,010,675
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Mary M. Hentges
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2,595,986
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87,328
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1,010,675
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2.
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The proposal to ratify on an advisory (non-binding) basis the appointment of Crowe LLP as the independent registered public accounting firm for the
Company for its fiscal year ending December 31, 2026 was approved based upon the following votes:
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Votes for approval
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3,551,552
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Votes against
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132,899
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Abstentions
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9,538
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3.
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The proposal to approve the Company’s executive compensation on an advisory (non-binding) basis was approved based upon the following votes:
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Votes for approval
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2,508,990
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Votes against
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164,287
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Abstentions
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10,037
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Broker Non-Votes
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1,010,675
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4.
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Our stockholders selected on an advisory (non-binding) basis the frequency of future advisory votes to approve the Company’s executive
compensation as set forth in the table below:
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Votes for 1 Year
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2,654,844
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Votes for 2 Years
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7,272
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Votes for 3 Years
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19,527
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Abstentions
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1,671
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| Broker Non-Votes |
1,010,675 |
| Item 7.01 |
Regulation FD Disclosure
|
| Item 9.01 |
Financial Statements and Exhibits.
|
| (d) | Exhibits |
| 99.1 |
Presentation dated June 17, 2026
|
| 104 |
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL (included as Exhibit 101).
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BROADWAY FINANCIAL CORPORATION
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Date: June 23, 2026
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By:
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/s/ Zack Ibrahim
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Zack Ibrahim
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Executive Vice President and
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Chief Financial Officer
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