SBSE-A/A 0001257135 XXXXXXXX true false 240934 MACQUARIE BANK LTD 98-0163788 240934 0001257135 4ZHCHI4KYZG2WVRT8631 1 ELIZABETH STREET SYDNEY, NEW SOUTH WALES C3 2000 1 ELIZABETH STREET SYDNEY, NEW SOUTH WALES C3 2000 212-231-1000 www.macquarie.com Jeremy Chaplin 904-571-5952 jeremy.chaplin@macquarie.com Stephen Byron 212-231-1340 Stephen.Byron@macquarie.com MACQUARIE BANK LTD 240934 Y N N N Y Swap Dealer N The principal activity of MBL and its subsidiaries is to act as a financial services provider offering a full range of commercial banking and retail financial services in Australia and selected financial services offshore. MBL is regulated by the Australian Prudential Regulation Authority (APRA) as an Authorized Deposit-taking Institution (ADI). MBL provides a variety of trading, risk management, sales, structuring, financing, market analysis and strategy services across the globe with an underlying specialization in interest rate, commodity or foreign exchange-related institutional trading, marketing, lending, clearing and platform provision. Y The Federal Reserve Board N N Y Y MACQUARIE BANK LTD 240934 Y Y Y Y N Y 16 N MACQUARIE BANK LTD 240934 Jillian R Broadbent INDEPENDENT VOTING DIRECTOR 11/2018 11/2018 N 518914 Philip M Coffey INDEPENDENT VOTING DIRECTOR 08/2018 08/2018 N 451249 Rebecca J McGrath INDEPENDENT VOTING DIRECTOR 01/2021 01/2021 N 536543 Michael Roche INDEPENDENT VOTING DIRECTOR 01/2021 01/2021 N 536581 Nicole G Sorbara Chief Operating Officer 01/2013 12/1996 N 511090 Glenn R Stevens INDEPENDENT VOTING DIRECTOR 11/2017 11/2017 N 510224 Shemara Wikramanayake CHIEF EXECUTIVE OFFICER OF MACQUARIE GROUP LIMITED 08/2018 05/1987 N 460609 Simon L Wright Head of a Business Unit, Division or Function 10/1997 07/1989 N 456278 Stuart Green CHIEF EXECUTIVE OFFICER OF MACQUARIE BANK LIMITED 07/2021 08/2001 N 541286 Michelle A Hinchliffe INDEPENDENT VOTING DIRECTOR 03/2022 03/2022 N 547381 Ian M Saines INDEPENDENT VOTING DIRECTOR 06/2022 06/2022 N 549404 Susan J Lloyd-Hurwitz INDEPENDENT VOTING DIRECTOR 07/2023 07/2023 N 557810 David JK Whiteing INDEPENDENT VOTING DIRECTOR 09/2023 09/2023 N NA 559152 Wayne S Byres INDEPENDENT VOTING DIRECTOR 02/2024 02/2024 N NA 561683 Stephen M Byron CHIEF COMPLIANCE OFFICER 11/2024 11/2015 N NA 441968 005697349 Francis Pui Cheun Kwok Chief Financial Officer 05/2026 06/1997 N NA 577727 MACQUARIE BANK LTD 240934 AMENDED Macquarie Bank Limited provides financial services through its Banking and Financial Services (BFS) and Commodities and Global Markets (CGM) business groups. BFS serves the Australian market and provides retail banking, wealth management, and a full range of deposit, lending, and payment solutions. CGM provides clients with an integrated, end to end offering across global markets including equities, fixed income, foreign exchange, commodities and technology, media, and telecoms. Item 13A Microsoft Corporation NE 36th Street Seattle WA 98105 04-01-2021 Cloud and server environment Item 13A PageUp 91 William St Melbourne C3 3000 01-01-2021 10-04-2023 Storage of Employment Applications Item 13A British Telecommunications plc 1 Braham Street London X0 E1 8EE 08-31-2023 Storage of Voice Recording Records Item 13A MyComplianceOffice 2C Avonbeg, Long Mile Road Dublin L2 E1 8EE 03-04-2024 Storage of regulatory records Item 13A Shield Financial Compliance Ltd 6 Ha-meitar St Ramat Gan Tel Aviv-Yafo L3 5252800 02-22-2024 Maintains books and records Item 13A Google LLC (GCVE) 48 Pirrama Road Sydney, Pyrmont NSW C3 2009 03-19-2024 Maintains books and records Item 13A Cornerstone OnDemand Limited 1601 Cloverfield Blvd Suite 600 South Santa Monica CA 90404 03-08-2024 Maintains books and records Item 13B J.P. MORGAN SECURITIES LLC 383 MADISON AVENUE New York NY 10179 12-13-2012 clearing agent Item 13B Euroclear SA Koning Albert ll-laan 1 B-1210 Sint-Joost-ten-Node Belgium C9 1210 02-01-2020 custodian Item 13B JPMorgan Bank Luxembourg SA 6, Route de Treves L-2633 Senningerberg Grand Duchy of Luxembourg N4 2633 11-12-2018 custodian Item 13B JPMorgan Chase NA 383 Madison Avenue New York NY 10179 12-22-2020 custodian Item 13B Euroclear Bank SA/NV 1 Boulevard du Roi Albert II Brussels C9 1210 03-21-2003 custodian Item 13B BGC BROKERS LP ONE CHURCHILL PLACE Canary Wharf London X0 E14 5RD 05-26-2017 Inter-dealer execution broker Item 13B ICAP Equities Asia Limited Unit 2902-2909 99 Queens Road Central Central K3 HKG 03-27-2015 Inter-dealer execution broker Item 13B TP ICAP MARKETS LIMITED 155 Bishopsgate London X0 E2M 3TQ 01-11-2021 Inter-dealer execution broker Item 13B KEPLER CAPITAL MARKETS SA Route de Crassier 11 Eysin V8 1262 02-01-2015 Inter-dealer execution broker Item 13B KYTE BROKING LIMITED 52 Upper Street London X0 N1 0QH 11-02-2011 Inter-dealer execution broker Item 13B LOUIS CAPITAL MARKETS UK LLP 130 Wood Street London X0 EC2V 6DL 04-15-2014 Inter-dealer execution broker Item 13B MARIANA CAPITAL MARKETS LLP 100 Cannon Street London X0 EC4N 6EU 05-05-2014 Inter-dealer execution broker Item 13B MARIANA UFP LLP 100 Cannon Street London X0 EC4N 6EU 01-11-2018 Inter-dealer execution broker Item 13B SQUARE GLOBAL MARKETS LLP 175 Piccadilly London X0 W1J 9EN 11-20-2014 Inter-dealer execution broker Item 13B SUNRISE BROKERS LLP 20 Triton Street London X0 NW1 3BF 09-01-2018 Inter-dealer execution broker Item 13B TFS Derivatives LTD 15 St Botolph Street London X0 EC3A 7QX 09-24-2007 Inter-dealer execution broker Item 13B Tullett Prebon (securities) Limited 135 Bishopgate London X0 EC2M 3TP 03-24-2009 Inter-dealer execution broker Item 13B VANTAGE CAPITAL MARKETS HK 100 Queen's Road Central Central K3 HKG 01-07-2009 Inter-dealer execution broker Item 13B Vantage Capital Markets London 70 St Mary Axe London X0 EC3A 8BE 09-17-2018 Inter-dealer execution broker Item 13B OTCEX HONG KONG LIMITED Unit 1-3 248 Queen's Road East Wan Chai K3 HKG 01-27-2014 Inter-dealer execution broker Item 13B HPC SA 22 rue des Capucines Paris I0 75002 11-26-2021 Inter-dealer execution broker Item 13B Helix Securities LLP 22 MANCHESTER SQUARE London X0 W1U 3PT 12-09-2022 Inter-dealer execution broker Item 13B WallachBeth Capital LLC 185 HUDSON STREET SUITE 1410 Jersey City NJ 07311 04-23-2024 Inter-dealer execution broker Item 14 Macquarie Group Limited 1 Elizabeth Street Sydney C3 2000 11-13-2007 Macquarie Group Limited owns 100% of Macquarie B.H. Pty Limited, which owns 100% of Macquarie Bank Limited. Item 14 Macquarie B.H. Pty Limited 1 Elizabeth Street Sydney C3 2000 11-19-2007 Macquarie Group Limited owns 100% of Macquarie B.H. Pty Limited, which owns 100% of Macquarie Bank Limited. Item 14 Shemara Wikramanayake 0511120 1 Elizabeth Street Sydney C3 2000 08-28-2018 Executive voting Director of Macquarie Bank Limited and Chief Executive Officer of Macquarie Group Shemara Wikramanayake has been Macquarie Group's Managing Director and CEO since late 2018. Shemara joined Macquarie in 1987 in Macquarie Capital in Sydney. Shemara has worked in six countries and across several business lines, establishing and leading Macquarie's corporate advisory offices in New Zealand, Hong Kong and Malaysia, and the infrastructure funds management business in the US and Canada. Shemara has also served as Chair of the Macquarie Group Foundation. As Head of Macquarie Asset Management for 10 years before her appointment as CEO, Shemara led a team of 1,600 staff in 24 markets. Macquarie Asset Management grew to become a world-leading manager of infrastructure and real assets and a top 50 global public securities manager. Before joining Macquarie, Shemara worked as a corporate lawyer at Blake Dawson Waldron in Sydney. She holds Bachelor of Commerce and Bachelor of Laws degrees from UNSW and completed the Advanced Management Program at Harvard Business School in 1996. Item 14 Jillian R. Broadbent 0051891 1 Elizabeth Street Sydney C3 2000 11-05-2018 INDEPENDENT VOTING DIRECTOR Jillian Broadbent has extensive investment banking industry knowledge and markets expertise, including a deep knowledge of risk management and regulation in these areas. She also has considerable executive management and listed company board experience. Ms Broadbent spent 22 years at Bankers Trust Australia until 1998, initially as an economic strategist and then as executive director responsible for risk management and derivatives in foreign exchange, interest rates and commodities. Ms Broadbent was also a Member of the Reserve Bank of Australia Board between 1998 and 2013 and has previously served as Chair of the Board of Clean Energy Finance Corporation (CEFC), and as a director of ASX Limited, SBS, Coca Cola Amatil Limited, Woodside Petroleum Limited, Qantas Airways Limited, Westfield Management Limited, Woolworths Group Limited and the National Portrait Gallery of Australia. Item 14 Philip M. Coffey 0451249 1 Elizabeth Street Sydney C3 2000 08-28-2018 INDEPENDENT VOTING DIRECTOR Phil Coffey served as the Deputy Chief Executive Officer (CEO) of Westpac Banking Corporation, from April 2014 until his retirement in May 2017. As the Deputy CEO, Mr Coffey had the responsibility for overseeing and supporting relationships with key stakeholders of Westpac including industry groups, regulators, customers and government. He was also responsible for the Group's Mergers & Acquisitions function. Prior to this, Mr Coffey held a number of executive positions at Westpac including Chief Financial Officer and Group Executive, Westpac Institutional Bank. He has successfully led operations based in Australia, New Zealand, the United States, the United Kingdom and Asia and has extensive experience in financial markets, funds management, balance sheet management and risk management. He began his career at the Reserve Bank of Australia and has also held executive positions at AIDC Limited and Citigroup. Mr Coffey previously served as a director of Clean Energy Finance Corporation. Item 14 Rebecca J. McGrath 0536543 1 Elizabeth Street Sydney C3 2000 01-20-2021 INDEPENDENT VOTING DIRECTOR Rebecca McGrath is an experienced professional company director and Chair, with substantial international business experience. She spent 25 years at BP plc where she held various executive positions, including Chief Financial Officer Australasia and served as a member of BP's Executive Management Board for Australia and New Zealand. Ms McGrath has served as a director of Goodman Group, CSR Limited, Big Sky Credit Union and Incitec Pivot Ltd, and as Chair of Oz Minerals Limited, Scania Australia Pty Limited and Kilfinan Australia. She is a former member of the JP Morgan Advisory Council. She has attended executive management programmes at Harvard Business School, Cambridge University and MIT in Boston. Item 14 Michael Roche 0536581 1 Elizabeth Street Sydney C3 2000 01-20-2021 INDEPENDENT VOTING DIRECTOR Mike Roche has over 40 years' experience in the finance sector as a highly skilled and experienced provider of strategic, financial, mergers and acquisitions, and capital advice to major corporate, private equity and government clients. He held senior positions with AXA Australia as a qualified actuary and Capel Court/ANZ Capel Court. Mr Roche spent more than 20 years at Deutsche Bank and was Head of Mergers and Acquisitions (Australia and New Zealand) for 10 years where he advised on major takeovers, acquisitions, privatisations, and divestments. He stepped down as Deutche Banks's Chairman of Mergers and Acquisitions (Australia and New Zealand) in 2016. He was a member of the Takovers Panel for two terms from 2008 to 2014. Item 14 Nicole G. Sorbara 0511090 1 Elizabeth Street Sydney C3 2000 01-01-2013 Global Chief Operating Officer of Macquarie Bank Limited Nicole Sorbara is a Chartered Accountant and has more than 25 years' experience in accounting and financial services. Nicole is Group Head of Corporate Operations Group (COG) and Global Chief Operating Officer (COO) and has been on the Macquarie Group Executive Committee since 1 January 2013. She leads a global team of 4,000 people across 22 countries covering Digital Transformation & Data, Technology, Market Operations, Human Resources, Business Services, Business Improvement & Strategy, and Macquarie Group Foundation Item 14 Glenn R. Stevens 0510224 1 Elizabeth Street Sydney C3 2000 11-01-2017 INDEPENDENT VOTING DIRECTOR Glenn Stevens worked at the highest levels of the Reserve Bank of Australia (RBA) for 20 years and, as well as developing Australias successful inflation targeting framework for monetary policy, played a significant role in central banking internationally. Most recently, he was Governor of the Reserve Bank of Australia between 2006 and 2016. Mr Stevens has also made key contributions to a number of Australian and international boards and committees, including as chair of the Australian Council of Financial Regulators between 2006 and 2016, as a member of the Financial Stability Board and on a range of G20 committees. Item 14 Stuart Green 0541286 1 Elizabeth Street Sydney C3 2000 07-01-2021 MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER Stuart has been Managing Director and CEO of Macquarie Bank Ltd since July 2021. Stuart joined Macquarie Group in 2001 and worked in the Corporate and Asset Finance group, responsible for originating asset financing transactions for Macquarie. In 2002, he assumed responsibility for investor relations for Macquarie's listed airport fund, Macquarie Airports, before moving to become Global Head of Investor Relations for Macquarie's portfolio of listed funds. In 2008 he was appointed Macquarie Group's Head of Corporate Communications and Investor Relations, responsible for managing Macquarie Group's relationships with investors and analysts, government and media. Stuart was appointed Group Treasurer in August 2013, a role he held until July 2021, when he became Managing Director and CEO of Macquarie Bank Ltd. From 2010 to 2020, Stuart served on the Board of the Juvenile Diabetes Research Foundation (JDRF) where he was Treasurer and Chair of the Finance and Audit Committee. Item 14 Michelle A. Hinchliffe 0547381 1 Elizabeth Street Sydney C3 2000 03-01-2022 INDEPENDENT VOTING DIRECTOR Michelle Hinchliffe has more than 35 years' professional experience within the financial services sector. She has worked in geographically diverse and complex environments providing advice in a range of areas including financial and regulatory reporting, internal controls, risk management and business processes. Michelle was the Lead Audit Partner for a number of global banking institutions as well as the Head of Audit, KPMG UK from September 2017 to April 2019 and then Chair of Audit, KPMG UK from May 2019 to September 2021. During the period from May 2019 to February 2022 she was a board member of KPMG UK. Prior to this she was the Head of Financial Services for KPMG Australia, where she was also a member of the board. Item 14 Ian M. Saines 0547381 1 Elizabeth Street Sydney C3 2000 06-01-2022 INDEPENDENT VOTING DIRECTOR Ian Saines is an experienced leader in commercial and investment banking and asset management, having held senior roles at Commonwealth Bank of Australia, Challenger, Zurich Financial Services and Bankers Trust Australia. He began his career at the Reserve Bank of Australia and has a strong background in financial markets and highly regulated environments combined with audit, risk and investment committee experience. Mr Saines was formerly a director of Father Chris Riley's Youth off the Streets, a not for profit organisation providing support to chronically homeless and abused youth in our society and a director of the Australian Financial Markets Association (AFMA) from 2008 until 2013. Item 14 Susan J. Lloyd-Hurwitz 0557810 1 Elizabeth Street Sydney C3 2000 07-28-2023 INDEPENDENT VOTING DIRECTOR Susan Lloyd-Hurwitz has significant expertise in the global investment and real estate sectors. She served as the CEO of Mirvac for more than a decade and prior to that was the Managing Director of Europe for LaSalle Investment Management. Susan was the National President for the Property Council of Australia, President of Chief Executive Women, a director of the Business Council of Australia, and Chair of the Green Building Council of Australia. Item 14 David J.K. Whiteing 0559152 1 Elizabeth Street Sydney C3 2000 09-27-2023 INDEPENDENT VOTING DIRECTOR Mr Whiteing has over 30 years of experience leading business and technology strategies across multiple sectors through periods of significant change. He has worked globally, including four years as Global Chief Operating Officer for Standard Chartered based in Singapore, various senior consulting roles in London and five years as a Group Executive at the Commonwealth Bank of Australia. Mr Whiteing was previously the Managing Director of Data and Cyber Transformation at Singtel Optus Pty Limited. Item 14 Wayne Byres 0561683 1 Elizabeth Street Sydney C3 2000 02-01-2024 INDEPENDENT VOTING DIRECTOR Mr Byres has significant experience in domestic and international bank regulation, risk management, governance and public policy as a former Chair of the Australian Prudential Regulation Authority (APRA) and Secretary General of the Basel Committee on Banking Supervision. He was also a member of the Australian Council of Financial Regulators and served as APRA's representative on the Reserve Bank of Australia's Payments System Board. Item 14 Francis Pui Cheun Kwok 0577727 1 Elizabeth Street Sydney C3 2000 05-05-2026 Chief Financial Officer of Macquarie Bank Limited Chief Financial Officer of Macquarie Bank Limited, Frank Kwok has been with Macquarie for 28 years, most recently as Deputy CFO since March 2024 and as Group Treasurer. Prior to those roles, Frank held senior roles in the Real Assets business of Macquarie Asset Management in several regions, including leading the team in Asia-Pacific and a four-year period as CFO of ASX-listed Macquarie Airports. Item 15 Macquarie Group Limited 1 Elizabeth Street Sydney C3 2000 11-13-2007 Macquarie Bank Limited ("MBL") has access to additional funding through customer deposits, wholesale issued paper, and other equity, debt and hybrid funding sources. MBL also accesses the Australian capital markets through the issuance of Negotiable Certificates of Deposit and, as an authorized deposit-taking institution, has access to liquidity from the Reserve Bank of Australia's daily market operations. Item 15 Macquarie B.H. Pty. Ltd. 1 Elizabeth Street Sydney C3 2000 11-13-2007 Macquarie Bank Limited ("MBL") has access to additional funding through customer deposits, wholesale issued paper, and other equity, debt and hybrid funding sources. MBL also accesses the Australian capital markets through the issuance of Negotiable Certificates of Deposit and, as an authorized deposit-taking institution, has access to liquidity from the Reserve Bank of Australia's daily market operations. MACQUARIE BANK LTD 240934 Firm Macquarie Bank Limited Representative Office 660 5th Ave Attention: Legal and Governance New York NY 10103 Stephen Byron Stephen Byron Executive Director/Chief Compliance Officer 11-20-2024 Australian Prudential Regulation Authority (APRA) C3 Australian Securities & Investments Commission (ASIC) 237502 C3 Monetary Authority of Singapore (MAS) U0 Dubai Financial Services Authority (DFSA) F001369 C0 Financial Conduct Authority (FCA) FC018220 X0 Prudential Regulatory Authority (PRA) 471080 X0 Reserve Bank of Australia (RBA) C3 China Securities Regulatory Commission (CSRC) QF2012AUB184 F4 Securities and Exchange Board of India (SEBI) IN-AU-FD 1006-05 K7 Central Bank of the Republic of China (CBC) F5 Securities and Exchange Commission (SEC) W1 Financial Sector Conduct Authority (FSCA) 43949 T3 Financial Services Commission / Financial Supervisory Service (FSS) 11260 M5 People's Bank of China F4 06-03-2026 MACQUARIE BANK LTD Stephen Byron Stephen Byron Division Director/Chief Compliance Officer