Director; EAC Compliance & Operational Risk Manager

SBSE-A/A 0001803522 XXXXXXXX true false 518831 BofA Securities Europe SA 98-1453372 518831 0001803522 549300FH0WJAPEHTIQ77 49-51 RUE LA BOETIE PARIS I0 75008 33187700000 https://d1io3yog0oux5.cloudfront.net/_8104e4ce92976e46b74dfa13d1d741ea/bankofamerica/db/909/8245/pdf/BofASE+SA+Factsheet+20221801.pdf Michelle Leddy Director; EAC Compliance & Operational Risk Manager 646-855-4726 michelle.leddy@bofa.com Francois Rioult de Neuville Managing Director; Regional Compliance & Op Risk Exec 33-1-87-70-04-53 francois.rioult_de_neuville@bofa.com BofA Securities Europe SA 518831 Y N N Y France/ACPR - Banque of France; France/AMF - Financial Markets Regulator The firm has reviewed the relevant Substituted Compliance Order of the SEC and has established a program to address the necessary or appropriate policies, procedures, and control framework designed to comply with any conditions relevant to, amongst others, the following areas: Trade Acknowledgement and Verification (Paragraph (b)(2) of the Order); Portfolio Reconciliation and Dispute Reporting (Paragraph (b)(3) of the Order); Portfolio Compression (Paragraph (b)(4) of the Order); Trading Relationship Documentation (Paragraph (b)(5) of the Order); Capital (Paragraph (c)(1) of the Order); Margin (Paragraph (c)(2) of the Order); Filing of Reports (Paragraph (f)(3) of the Order); Securities Counts (Paragraph (f)(5) of the Order). Y Swap Dealer N BofA Securities Europe SA (BofASE), a subsidiary of Bank of America Corporation (BAC), has been established in France to provide BAC with the ability to provide global market products and services to its EEA ex-UK clients and maintain access to EEA ex-UK markets. BofASE is regulated by the ACPR and AMF. Primary business activities provided by BofASE include broker and dealer services in equities and fixed income (including among others rates, credit, global financing & futures), currency and commodities financial instruments, capital markets services including equities, debt and leveraged finance services, post trade related services, clearing and custody services and research. BofASE has been provisionally registered with the Commodity Futures Trading Commission (CFTC) as a Swap Dealer on 15 March 2019. BofASE is also registered with the National Futures Association, which has examination authority over its Swap Dealer activities. N N N Y Y BofA Securities Europe SA 518831 Y Y Y N N Y 13 N BofA Securities Europe SA 518831 Bernard Amponsah Mensah Director 05/2021 05/2021 N 487786 Hubert Guillaume Dhers Head of a Business, Division or Function 08/2019 08/2019 N 523939 Marie Helene Henriette Sartorius Director 12/2020 10/2020 N 535182 Pierre Christian Fleuriot Director 08/2019 08/2019 N 524289 Pierre Jacques Philippe De Weck Director 02/2019 01/2019 N 470677 Vanessa Karin Yaelle Holtz Director/Chief Executive Officer 12/2021 08/2019 N 546868 Douglas Charles Spell Head of a Business Unit, Division or Function 12/2023 11/2023 N 560329 Fiona Frick Director 01/2024 12/2023 N 561208 Thomas Dunne Woods Director 02/2024 01/2024 N 496348 Francois Rioult de Neuville Chief Compliance Officer 07/2024 06/2024 N 564938 Paul Michael Donofrio Director 10/2025 09/2025 N 489040 002155585 Giulia Flora Fitzpatrick Director 11/2025 09/2025 N 574317 Jana Isabelle Waehrisch Chief Financial Officer 04/2026 01/2026 N 522597 BofA Securities Europe SA 518831 INITIAL BofASE's non-securities related financial services include, among others, Swap Dealer activities, investment services on emission allowances, non-securities FX products such as FX spot, banking intermediation services to other group banking entities and advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Item 13A Workday, Inc 6110 STONERIDGE MALL RD Pleasanton CA 94588 11-01-2021 Personnel Records, including but not limited to questionnaires or applications for employment and a listing of associated persons and their work location. Item 13A Markit North America, Inc 450 West 33rd Street 5th Floor New York NY 10001 11-01-2021 Compliance Records, including but not limited to documentation of compliance with business conduct standards, disclosures, and notifications. Item 13A Micro Focus, LLC 4555 Great America Pkwy Santa Clara CA 95054-1243 11-01-2021 Communication Records, including but not limited to electronic communications. Item 13A Proofpoint, Inc. 892 Ross Drive Sunnyvale CA 94089 11-01-2021 Communication Records, including but not limited to electronic communications. Item 13A Bank of America, N.A. (including branches in London and Hong Kong) 100 North Tryon Street Charlotte NC 28255 11-01-2021 Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records. Item 13A Merrill Lynch Global Services Pte. Ltd 2 Harbourfront Place #02-01 Singapore U0 098499 11-01-2021 Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records. Item 13A BofA Securities Japan Co., Ltd. Nihonbashi 1-chome Building 1-4-1 Nihonboshi Tokyo M0 103-8230 11-01-2021 Financial Records, Personnel Records, Trading Records, Registration Documents, Compliance Records, Communications, and Account Records. Item 13B 360 TREASURY SYSTEMS AG 529900P0204W9HA8JP36 Gruneburgweg 16-18 Frankfurt am Main 2M 60322 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B AQUIS EXCHANGE EUROPE 9695002NSIQWF9A09R56 231 RUE SAINT HONORE PARIS H9 75001 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B AQUIS EXCHANGE PLC 213800IXJSF5E1SIW150 77 Cornhill LONDON X0 EC3V 3QQ 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BANK OF GREECE S.A. 549300WJCD3M1OKM9G60 21 El. Venizelou ATHENS J3 10250 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BLOOMBERG TRADEBOOK CANADA COMPANY 254900N3K8DHWXXMF546 BROOKFIELD PLACE,TD CANADA TRUST TOWER 1 TORONTO Z4 M5J 2S1 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BLOOMBERG TRADEBOOK LLC 549300P0PVQNO43T7K36 731 LEXINGTON AVE New York NY 100221331 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BLOOMBERG TRADEBOOK SINGAPORE PTE LTD 254900HSS82AHMTPAD95 23 Church Street SINGAPORE U0 49481 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BLOOMBERG TRADING FACILITY B.V. 254900QBKK4WBSO3GE51 Stadhouderskade 14 Amsterdam P7 1054 ES 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BLOOMBERG TRADING FACILITY LIMITED 549300ROEJDDAXM6LU05 3 Queen Victoria Street LONDON X0 EC4N 4TQ 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BME MARKET DATA, S.A. 9598004ZGCP6V6FFL574 PLAZA LEALTAD 1 MADRID U3 28014 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BOLSAS Y MERCADOS ESPANOLES RENTA FIJA SA. 95980096HCV0D0TYCR12 PLAZA LEALTAD 1 MADRID U3 28014 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BOLSAS Y MERCADOS ESPANOLES, SISTEMAS DE NEGOCIACION, S.A. 95980079EEM99NR57242 PLAZA LEALTAD (PALACIO DE LA BOLSA) 1 MADRID U3 28014 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BONDSPOT S A 259400N28EKSTIFFCL55 Ul. Ksiazeca 4 Warszawa R9 00-498 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BORSA ITALIANA SPA 8156005391EE905D3124 PIAZZA DEGLI AFFARI 6 Milano L6 20123 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B BORSE BERLIN AG 391200I7OS301UELZA68 Fasanenstr. 85 Berlin 2M 10623 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B CBOE EUROPE BV 2549007JY1TP7I1IMY80 Gustav Mahlerlaan 1212 Amsterdam P7 1081 LA 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B CBOE EUROPE LIMITED 254900ERRPSKE7UZH711 The Monument Building LONDON X0 EC3R 8AF 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B CHICAGO MERCANTILE EXCHANGE INC. SNZ2OJLFK8MNNCLQOF39 20 S WACKER DR Chicago IL 606067431 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B CME AMSTERDAM B.V 2138004TYNQCB7MLTG76 Nieuwezijds Voorburgwal 104 1.05 en 1.06 Amsterdam P7 1012 SG 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B DEUTSCHE BORSE AG 529900G3SW56SHYNPR95 Mergenthalerallee 61 Eschborn 2M 65760 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B DIGITAL VEGA FX LTD 213800GQ81SBZ7SCHZ94 9Th Floor LONDON X0 EC2V 6DN 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EUREX FRANKFURT AG 529900UT4DG0LG5R9O07 Mergenthalerallee 61 Eschborn 2M 65760 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EUREX REPO GMBH 529900QA7T9JLRFVNN10 Mergenthalerallee 61 Eschborn 2M 65760 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EUROMTS LTD 213800OANOWGT2KW8O63 7TH FLOOR, 110 CANNON STREET LONDON X0 EC4N 6EU 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EURONEXT AMSTERDAM N.V. 724500V6UOK62XEZ2L78 Beursplein 5 Amsterdam P7 1012 JW 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EURONEXT BRUSSELS SA 5493007YLUF2KAS0TM17 Rue du Marquis 1 Internal Postal Box 1 Bruxelles C9 1000 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EURONEXT LISBON - SOCIEDADE GESTORA DE MERCADOS REGULAMENTADOS, S.A. 529900K0OK4J5I7A5V66 AVENIDA DA LIBERDADE, 196 7 LISBOA S1 1250-147 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EURONEXT N.V. 724500QJ4QSZ3H9QU415 Beursplein 5 Amsterdam P7 1012 JW 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EURONEXT PARIS SA 969500HMVSZ0TCV65D58 PARIBOURSE SBF SOC BOURSES FRANCAISES COURBEVOIE I0 92400 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B EUROPEAN ENERGY EXCHANGE AG 529900J0JGLSFDWNFC20 Augustusplatz 9 Leipzig 2M 4109 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B GLMX TECHNOLOGIES, LLC 254900ASG2SHGJG66W93 330 7th Ave FL 17 New York NY 100015246 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. 549300GSRN07MNENPL97 110 Athinon Ave ATHENS J3 10442 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B HRTEU LIMITED 21380043Y95S8KQ3PA19 7 Grand Canal. Grand Canal Street Lower Dublin L2 D02 KW81 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B ICE ENDEX MARKETS B.V. 549300CZW488L20NT866 Hoogoorddreef 7 Australia bl Amsterdam P7 1101 BA 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B ICE FUTURES EUROPE 549300UF4R84F48NCH34 Milton Gate LONDON X0 EC1Y 4AG 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B INTEGRAL DEVELOPMENT CORPORATION (EUROPE) LIMITED 549300YLYOXGEYO4YK89 19th floor, 100 Bishopsgate LONDON X0 EC2N 4AG 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B KING & SHAXSON CAPITAL LTD 213800ARTVZQSADRZ559 155 Fenchurch Street LONDON X0 EC3M 6AL 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B LMAX LTD 21380034TU2TI8CNZ578 Monsoon Building LONDON X0 W11 4AN 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B LONDON STOCK EXCHANGE PLC 213800D1EI4B9WTWWD28 The London Stock Exchange LONDON X0 EC4M 7LS 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B MARKETAXESS EUROPE LTD 549300TTHIODYMGND828 5 (10th Floor) Aldermanbury Square LONDON X0 EC2V 7HR 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B MARKETAXESS NL B.V. 5299000UUYW66L5LT560 Herengracht 280 Amsterdam P7 1016 BX 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B MEFF SOCIEDAD RECTORA DEL MERCADO DE PRODUCTOS DERIVADOS S.A.U 959800T2W59YXMVKRU25 PLAZA LEALTAD 1 MADRID U3 28014 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B MTS ASSOCIATED MARKETS 213800C8G8MWTRJAOJ67 RUE DES COMEDIENS, 16-22 Bruxelles C9 1000 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B MTS SPA 213800ZMKPUV1VKLCT69 VIA TOMACELLI 146 Rome L6 00186 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B NASDAQ COPENHAGEN A/S 549300JNYZUL5PLI8E17 Nikolaj Plads 6 KOBENHAVN G7 1067 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B NASDAQ OMX HELSINKI OY 743700NAXLL4Q86IEX32 Fabianinkatu 14 HELSINKI H9 100 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B NASDAQ STOCKHOLM AB 549300KBQIVNEJEZVL96 Tullvaktsvagen 15 Stockholm V7 115 56 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B OSLO BORS ASA 5967007LIEEXZXHDL433 Tollbugata 2, Oslo Oslo Q8 152 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B SOCIEDAD RECTORA DE LA BOLSA DE VALORES DE MADRID SA 959800UYJM40XUGVGG78 PLAZA LEALTAD (PALACIO DE LA BOLSA) 1 MADRID U3 28014 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B STATE STREET GLOBAL MARKETS INTERNATIONAL LIMITED 549300SQM0MRIF4HE647 20 Churchill Place Canary Wharf LONDON X0 E14 5HJ 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B TFS-ICAP LTD 549300ETKP1MFYX3RQ19 Beaufort House LONDON X0 EC3A 7QX 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B THE IRISH STOCK EXCHANGE PUBLIC LIMITED COMPANY 635400DZBUIMTBCXGA12 28 Anglesea Street Dublin L2 none 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B TRAYPORT LTD 213800PICGAHUDMI1Z46 7Th Floor LONDON X0 EC2A 2AP 10-26-2021 08-31-2024 Third Party arrangement with others with respect to Execute or Trade Item 13B TSAF OTC 969500V058ZSY03FNX80 9 PL VENDOME PARIS I0 75001 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B VIRTU EUROPE TRADING LIMITED 213800EEC95PRUCEUP63 George's Court Dublin L2 2 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B WARSAW STOCK EXCHANGE 25940039ZHD3Z37GKR71 Ksiazeca 4 Warszawa R9 00-498 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B WIENER BORSE AG 315700ENWH1A81RCVZ91 WallnerstraBe 8 WIEN C3 1010 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B GFI Securities LTD GUNTJCA81C7IHNBGI392 1 Snowden Street LONDON X0 EC2A 2DQ 10-26-2021 Third Party arrangement with others with respect to Execute or Trade Item 13B AO Citibank CHSQDSVI1UI96Y2SW097 8-10, bld.1, Gasheka street Moscow 1Z 125047 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B AO RAIFFEISENBANK 2534006HF1L4YF10UD91 17, Troitskaya str., bld. 1 Moscow 1Z 129090 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BANCO CITI MEXICO S.A., INSTITUCION DE BANCA MULTIPLE, INTEGRANTE DEL GRUPO FINANCIERO CITI MEXICO 2SFFM4FUIE05S37WFU55 800 Colonia Acturario Roberto Medellin Santa Fe O5 D F 01219 10-26-2021 05-31-2025 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BANK POLSKA KASA OPIEKI SA 5493000LKS7B3UTF7H35 Zwirki i Wigury 31 Warsaw R9 02-091 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BANQUE CENTRALE DE COMPENSATION (LCH SA) R1IO4YJ0O79SMWVCHB58 18 RUE DU 4 SEPTEMBRE Paris I0 FR 75 750 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BME CLEARING SA 5299009QA8BBE2OOB349 PLAZA DE LA LEALTAD 1, 1 Madrid U3 28014 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP Paribas Australia Branch R0MUWSFPU8MPRO8K5P83 Level 4, 60 Castlereagh Street, NSW Sydney C3 2000 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP Paribas S.A. Niederlassung Deutschland R0MUWSFPU8MPRO8K5P83 Senckenberganlage 19 Frankfurt am Main 2M 60325 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP Paribas S.A., Succursale Italia R0MUWSFPU8MPRO8K5P83 Piazza Lina Bo Bardi 3 Milano L6 20124 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP PARIBAS SA R0MUWSFPU8MPRO8K5P83 Les Grands Moulin de Pantin 9 Rue du Debarcadere Pantin I0 93500 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP PARIBAS SA SUCURSAL EN ESPANA R0MUWSFPU8MPRO8K5P83 Calle de Emilio Vargas 4 Madrid U3 28043 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B BNP PARIBAS, Paris, Zurich Branch R0MUWSFPU8MPRO8K5P83 Selnaustrasse 16, Box Zurich V8 8022 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CASSA DI COMPENSAZIONE E GARANZIA SPA 8156006407E264D2C725 VIA TOMACELLI, 146 Roma L6 00186 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B Cboe Clear Europe N.V. 724500937F740MHCX307 Strawinskylaan 1847, Tower I, Level 3 Amsterdam P7 1077XX 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CCP AUSTRIA ABWICKLUNGSSTELLE FUR BORSENGESCHAFTE GMBH 529900QF6QY66QULSI15 Strauchgasse 1-3, AT-9 Wien C4 1010 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK ANONIM SIRKETI CWZ8NZDH5SKY12Q4US31 Tekfen Tower Eski Buyukdere Caddesi 209 Kat 2 Istanbul W8 34394 Leve 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK BERHAD E57ODZWZ7FF32TWEFA76 Menara Citibank, 165 Jalan Ampang Level 43, Securities Services Kuala Lumpur N8 50450 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK EUROPE PLC, GREECE BRANCH N1FBEDJ5J41VKZLO2475 8 Othonos street Athens J3 10557 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK KOREA INC. 745P3MMS7E8CUVXDRJ82 50, Saemunan-ro, Jongno-gu Seoul M5 03184 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK N.A. (MUMBAI BRANCH) E57ODZWZ7FF32TWEFA76 Citibank N.A. FIFC, C-54 & 55 G Block, Bandra Kura Complex Bandra East K7 400051 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK N.A. EGYPT E57ODZWZ7FF32TWEFA76 Level 3, 46, Al Salam Axis Street First Sector at the Fifth Settlement New Cairo Cairo H2 none 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK N.A. ISRAEL BRANCH E57ODZWZ7FF32TWEFA76 Ha arba a 21 Tel Aviv L3 none 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK N.A., PAKISTAN E57ODZWZ7FF32TWEFA76 Army Welfare Trust (AWT) Plaza I.I.Chundrigar Road Karachi R0 74200 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK NA (PHILIPPINES BRANCH) E57ODZWZ7FF32TWEFA76 16th Floor, Citibank Plaza, 34th St Bonifacio Global City,Metro Manila Taguig City R6 1634 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK SINGAPORE LIMITED 549300BSM2K5JOIUQ068 8 Marina View, #16-00 Asia Sqr Tower 1 Singapore U0 018960 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK, N.A. (BANGKOK BRANCH) E57ODZWZ7FF32TWEFA76 18th Fl, 399 Intg 21 Building Sukhumvit Rd, Klongtoey Nua, Wattana Dst Bangkok W1 10110 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK, N.A. (HONG KONG BRANCH) E57ODZWZ7FF32TWEFA76 50/F Citibank Tower, Citibank Plaza 3 Garden Road, Central Hong Kong K3 none 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIBANK, N.A. NEW YORK OFFICES - CHILE 8B4EZFY8IHJC44TT2K84 Estado 260, Level 2 Santiago F3 8320204 10-26-2021 03-31-2026 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CITIGROUP PTY LIMITED 0C45RG70GW42XSBLJ131 Level 16, 120 Collins Street Melbourne C3 VIC 3000 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CLEARSTREAM EUROPE AG 549300298FD7AS4PPU70 Mergenthalerallee 61 Eschborn 2M 65760 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B CLEARSTREAM BANKING S.A. 549300OL514RA0SXJJ44 11 Westferry Circus, Canary Wharf London X0 E14 4HE 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B EUREX CLEARING AG 529900LN3S50JPU47S06 Mergenthalerallee 61 Eschborn 2M 65760 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B EUROCLEAR BANK SA 549300OZ46BRLZ8Y6F65 1 Boulevard du Roi Albert II Brussels C9 B 1210 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B EUROCLEAR FRANCE 54930060MY6S68NEUP16 66 rue de la Victoire Paris I0 75009 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B EUROCLEAR UK & INTERNATIONAL LTD 549300M5MYAD51WHJD55 33 Cannon Street London X0 EC4M 5SB 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B EUROPEAN COMMODITY CLEARING AG 529900M6JY6PUZ9NTA71 Augustusplatz 9, 04109, Leipzig, Germany Safat M6 13017 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B HSBC BANK (TAIWAN) LIMITED 549300SG184IVNYDMN03 13F, No. 333 Keelung Road Sec. 1 Xinyi District Taipei F5 110 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B HSBC BANK MIDDLE EAST LIMITED, KUWAIT BRANCH 549300F99IL9YJDWH369 Qibla Area, Hamad Al-Saqr St. Kharafi Tower, G/1/2 Floors, Box 1683 Safat M6 13017 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B HSBC BANK MIDDLE EAST LIMITED, QATAR BRANCH 549300F99IL9YJDWH369 Securities Services Dept,(HSS Dept) 2nd Fl, Ali Bin Ali Tower Bldg #150 Doha S3 none 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B HSBC SAUDI ARABIA 2138009S6SHV5GLS7987 HSBC Head Office, 2nd Floor 7267 Olaya, Al Murooj Riyadh T0 12283-2255 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B ICE CLEAR EUROPE LTD 5R6J7JCQRIPQR1EEP713 MILTON GATE, 60 CHISWELL STREET London X0 EC1Y 4SA 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 13B Islandsbanki HF. 549300PZMFIQR79Q0T97 Hagasmara 3, 201 Kopavogur K6 IS-1 10-26-2021 Third Party arrangement with others with respect to Custody, Clearance, or Settlement Item 14 NB Holdings Corporation 100 North Tryon Street Charlotte NC 28255 10-29-2021 BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation. Item 14 Bank of America Corporation 100 North Tryon Street Charlotte NC 28255 10-29-2021 BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation. Item 14 Merrill Lynch Group Holdings I, LLC 1209 Orange Street Corporation Trust Center Wilmington DE 19801 10-29-2021 BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation. Item 14 Merrill Lynch International, LLC 1209 Orange Street Corporation Trust Center Wilmington DE 19801 10-29-2021 BofA Securities Europe SA is owned by: (1) NB Holdings Corporation (which owns 99.9%); and (2) Merrill Lynch Group Holdings I, LLC (which owns .1%). Merrill Lynch Group Holdings I, LLC is wholly owned by Merrill Lynch International, LLC, which in turn is wholly-owned by NB Holdings Corporation. NB Holdings Corporation is wholly owned by Bank of America Corporation. BofA Securities Europe SA 518831 Firm BofA Securities, Inc. 1540 Broadway NY8-540-26-05 New York NY 10036 /s/ Geoffrey Huson Geoffrey Huson Deputy CEO 06-09-2025 ACPR - Banque of France 842 602 690 I0 AMF - Financial Markets Regulator I0 Swiss Financial Market Supervisory Authority (FINMA) V8 Securities and Exchange Board of India (SEBI) K7 European Central Bank 842 602 690 2M 06-10-2026 BofA Securities Europe SA /s/ Angele Donadieu Angele Donadieu Deputy CEO