SCHEDULE I
INFORMATION RELATING TO THE EXECUTIVE OFFICERS AND DIRECTORS OF THE TD ENTITIES
The following sets forth the name, title and present principal occupation of each executive officer and director of TDI.
TORONTO DOMINION INVESTMENTS LLC
EXECUTIVE OFFICERS
|
Name (Citizenship)
|
Title | Principal Occupation or Employment |
|
Wong, Kristie (U.S. Citizen) |
Vice President & CFO |
VP FINANCE 125 Park Avenue New York NY 10017 United States
|
|
Petrou, Christina (U.S. Citizen) |
Vice President & CCO |
Executive Vice President and CCO TDS (US) 1 Vanderbilt Avenue New York NY 10017 United States
|
Executive Officers and Directors of TDH
The following sets forth the name, title and present principal occupation of each executive officer and director of TDH.
TORONTO DOMINION HOLDINGS (U.S.A.), INC.
EXECUTIVE OFFICERS AND DIRECTORS
|
Name (Citizenship)
|
Title | Principal Occupation or Employment |
|
Gibson, Glenn (Canadian Citizen) |
Director, Executive Vice President and Chief Executive Officer |
Executive Vice President and Vice Chair,
1 Vanderbilt Avenue New York NY 10017 United States
|
|
|
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|
Wong, Kristie (U.S. Citizen) |
Director, Vice President & CFO |
Vice President, Finance TD Securities 125 Park Avenue New York NY 10017 United States
|
|
Weinman, Robert (U.S. Citizen) |
Director |
Vice President & Chief Risk Officer,
1 Vanderbilt Avenue New York NY 10017
|
|
Wieseneck, Larry (U.S. Citizen) |
Director |
Executive Vice President, Vice Chair, 1 Vanderbilt Avenue New York NY 10017
|
|
Charney, Daniel (U.S. Citizen) |
Director |
Executive Vice President, Vice Chair, 1 Vanderbilt Avenue New York NY 10017
|
|
French, Michael (Canadian Citizen) |
Director |
President and CEO TD Group U.S. Holdings LLC 66 Wellington St W., 30th Floor Toronto ON M5k 1A
|
|
Petrou, Christina (U.S. Citizen) |
Director, Senior Vice President, Chief Operating Officer |
Senior Vice President, Chief Operating Officer 1 Vanderbilt Avenue New York NY 10017 United States
|
|
Bosman, Dan (U.S. Citizen) |
Vice President, Chief Information Officer |
Senior Vice President and Chief Information Officer, TD Securities (USA) LLC 125 Park Avenue New York NY 10017 United States
|
Executive Officers and Directors of TD
The following sets forth the name, title and present principal occupation of each executive officer and director of TD.
THE TORONTO-DOMINION BANK
DIRECTORS
| Name (Citizenship) | Principal Occupation or Employment |
| Ayman Antoun (Canadian and Egyptian Citizen) |
Chief Executive Officer OpenText Corporation (Oakville, Ontario, Canada) |
| Ana Arsov (U.S. and Macedonian Citizen) |
Corporate Director, and former Global Co-Head of Financial Institutions Moody’s Ratings |
| Cherie L. Brant (Canadian Citizen) |
Partner, Borden Ladner Gervais LLP, 22 Adelaide St. West, Suite 3400, Toronto, Ontario M5H 4E3 |
| Elio Luongo (Canadian and Italian Citizen) |
Corporate Director, and former Chief Executive Officer and Senior Partner, KPMG Canada (Burnaby, BC, Canada) |
| John B. MacIntyre (Canadian Citizen) |
Board Chair, The Toronto-Dominion Bank Partners (Toronto, Ontario, Canada) |
| Nathalie Palladitcheff (Canadian and French Citizen) |
Corporate Director, and former Chief Executive Officer, Ivanhoé Cambridge (Montreal, Quebec, Canada) |
| Keith G. Martell (Canadian Citizen) |
Corporate Director, and former President & Chief Executive Officer, (Eagle Ridge, Saskatchewan, Canada) |
| Raymond Chun (Canadian Citizen) |
Group President and Chief Executive Officer, The Toronto-Dominion Bank, 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |
| S. Jane Rowe (Canadian Citizen) |
Corporate Director, and former Vice Chair, Ontario Teachers’ Pension Plan Board, 160 Front St. W., Suite 3200, Toronto, Ontario M5J 0G4 |
| Nancy G. Tower (Canadian Citizen) |
Corporate Director, and former President & 1223 Lower Water Street, Halifax, Nova Scotia B3J 3S8 |
| Ajay K. Virmani (Canadian Citizen) |
President & CEO, Cargojet Inc., 2281 North Sheridan Way, Mississauga, Ontario L5K 2S3 |
| Mary A. Winston (U.S. Citizen) |
Corporate Director, and former public-company Chief Financial Officer (Charlotte, North Carolina, U.S.A.) |
| Paul Wirth (U.S. Citizen) |
Corporate Director, and former Deputy Chief Financial Officer, Morgan Stanley (New Vernon, NJ, USA) |
Frank J. Pearn (U.S. Citizen) |
Corporate Director, and former Global Chief Compliance Officer, (Naples, Florida, USA) |
EXECUTIVE OFFICERS
| Name (Citizenship) | Principal Occupation or Employment |
| Raymond Chun (Canadian Citizen) |
Group President and Chief Executive Officer, TD Bank Group, 161 Bay Street, 35th Floor, Toronto, Ontario M5J 2T2, Canada |
| Ajai K. Bambawale (Canadian Citizen) |
Group Head and Chief Risk Officer, TD Bank Group, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Melanie Burns (Canadian Citizen) |
Senior Executive Vice President & Chief Human Resources Officer, TD Bank Group, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Paul Clark (Canadian Citizen) |
Group Head, Wealth Management and TD Insurance, TD Bank Group 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |
| Barbara Hooper (Canadian Citizen) |
Group Head, TD Bank, Toronto, Ontario M5K 1A2, Canada |
| Vlad Shpilsky (US Citizen) |
Senior Executive Vice President, Global Technology & Solutions, TD Bank Group 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
Simon Fish (Canadian Citizen) |
Senior Executive Vice President TD Bank Group 66 Wellington St. W., 4th Floor Toronto, Ontario MK5 1A2 Canada |
| Sona Mehta (Canadian Citizen) |
Group Head, Canadian Personal Banking, TD Bank Group, 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
| Michelle Myers (Canadian Citizen) |
Global Chief Auditor, TD Bank Group, 66 Wellington Street West, Toronto, Ontario M5K 1A2, Canada |
| Leovigildo Salom (U.S. Citizen) |
Group Head, U.S. Retail and President and CEO, TD Bank, America’s Most Convenient Bank®, 1701 Route 70 East, 2nd Floor, Cherry Hill, Camden, NJ 08003 |
| Kelvin Vi Luan Tran (Canadian Citizen) |
Group Head and Chief Financial Officer, TD Bank, 66 Wellington St. W., 4th Floor, Toronto, Ontario M5K 1A2, Canada |
| Tim Wiggan (Canadian Citizen) |
President and CEO, TD Securities, Group Head, Wholesale Banking, TD Bank Group, 161 Bay Street, Toronto, Ontario M5J 2T2, Canada |
Taylan Turan (British Citizen) |
Group Head and Chief Operating Officer, TD Bank Group TD Bank Tower, Toronto, Ontario M5K 1A2 Canada |