UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangement of Certain Officers.
On May 29, 2026, Frank Galea submitted a notice of his intention to retire from his position as the Chief Compliance Officer of Remora Capital Corporation (the “Company”), effective as of June 12, 2026. Mr. Galea did not express any disagreement on any matter relating to the Company’s operations, policies or practices, and indicated his intent to work with his successor to facilitate a seamless transition. On June 12, 2026, the Board of Directors of the Company appointed Heather Birmingham as Chief Compliance Officer, effective June 15, 2026.
Ms. Birmingham has 25 years of investment industry experience and is responsible for administering compliance policies and procedures and performing compliance monitoring of legal and regulatory requirements. Prior to serving as Chief Compliance Officer for the Company, Ms. Birmingham worked as First Vice President at CIM Group, LLC from 2021 to 2026 and as Director of Compliance for Brookfield Public Securities Group from 2018 to 2021. Ms. Birmingham also served as Chief Compliance Officer of THL Credit, Inc., THL Credit Advisors LLC and THL Credit Senior Loan Strategies from 2012 to 2018 and has held dedicated compliance roles since 2002. Ms. Birmingham earned her B.A. in Accounting and International Business from Dominican University.
There are no arrangements or understandings between Ms. Birmingham and any other person pursuant to which she was selected as the Chief Compliance Officer of the Company. There are no family relationships between Ms. Birmingham and any director or executive officer of the Company, and there are no transactions since the beginning of the Company’s last fiscal year, or any currently proposed transaction, in which the Company is a participant, the amount involved exceeds $120,000, and in which Ms. Birmingham had, or will have, a direct or indirect material interest.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
| Exhibit Number |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Remora Capital Corporation | |||
| Date: June 12, 2026 | By: | /s/ Daniel Mafrice | |
| Name: | Daniel Mafrice | ||
| Title: | President and Chief Executive Officer | ||
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