MA/A 0001729355 XXXXXXXX Alex Dinkels 8563812699 adinkels@mara-cap.com Marathon Capital Strategies, LLC 82-4117628 867-02318 856-375-2365 N www.mara-cap.com Alex Michael Dinkels 8563812699 adinkels@mara-cap.com December NJ 01-19-2018 N 2 2 0 0 0 2 Daniel Donovan Connelly 2156688079 Gregory James Oliver 443-988-1519 10 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Contingent Fees Other retainer Not Applicable Advice Insurance Of MS Advice Investment Of Proceeds MS Advice ME Investments Advice Guaranteed IC Advice Use Of MD Advice On Selection Other advice with respect to mergers and acquisitions on behalf of nonprofit/501c3 organizations, representing either the buyer or seller; serving as bidding agent for the investment of bond proceeds or swaps N 0 N N N N N N N N N N N Y N With respect to Section 7E, Marathon participates in a fee sharing arrangement for certain swap advisory engagements referred by HJ Sims & Co, Inc., when HJ Sims serves as advisor or underwriter. N N N N N N N N N N N N N N N N N N N N N N N N Y N Alex Michael Dinkels CCO 01-19-2018 E Y 000000000 Alex Michael Dinkels CCO 01-19-2018 E Y 000000000 Alex Dinkels Alex Dinkels Principal/CCO 05-20-2026 N N N N N N N N N N N N N Y N N N N N N N