X0505 N-CEN LIVE 0001681717 XXXXXXXX false false N-2 FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 811-23179 0001681717 549300T1OQVTYVCDS341 235 WEST GALENA STREET MILWAUKEE 53212-3948 US-WI US 414-299-2000 UMB FUND SERVICES, INC. 235 WEST GALENA STREET MILWAUKEE 53212-3948 414-299-2000 TRANSFER AGENT, FUND ACCOUNTANT AND ADMINISTRATOR UMB BANK, N.A. 928 GRAND BOULEVARD, 5TH FLOOR KANSAS CITY 64106-2008 816-860-1142 CUSTODIAN FIRST TRUST CAPITAL MANAGEMENT L.P. 225 W. WACKER DRIVE Suite 2160 CHICAGO 60606-1224 773-828-6700 INVESTMENT MANAGER FIRST TRUST PORTFOLIOS L.P. 120 E. LIBERTY DRIVE, SUITE 400 WHEATON 60187-5455 800-621-1675 DISTRIBUTOR PALMER SQUARE CAPITAL MANAGEMENT LLC 1900 SHAWNEE MISSION PARKWAY, SUITE 315 MISSION WOODS 66205-2035 816-994-3200 SUB-ADVISER RIVERNORTH CAPITAL MANAGEMENT, LLC 360 S. ROSEMARY AVE, SUITE 1420 WEST PALM BEACH 33401-6056 561-484-7185 SUB-ADVISER N N N N-2 Y Gary Shugrue N/A N David G. Lee N/A N Robert Seyferth N/A N Terrance P. Gallagher N/A Y BERNADETTE MURPHY N/A 223 WILMINGTON WEST CHESTER PIKE CHADDS FORD 19317-9007 XXXXXX N N N N N N FIRST TRUST PORTFOLIOS L.P. 8-43843 000028519 54930062T84Z5CXY1C58 N/A Y N ERNST & YOUNG LLP 00042 254900Y3CIB1KF938C31 N/A N N N N N FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 549300T1OQVTYVCDS341 N Interval Fund Y Y N N/A N/A N/A Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Rule 18f-4 (17 CFR 270.18f-4) Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)) Rule 18f-4(e) (17 CFR 270.18f-4(e)) Y Y Y N FIRST TRUST CAPITAL MANAGEMENT L.P. 801-122924 000317825 254900F17D83LYP3CD32 N/A N RIVERNORTH CAPITAL MANAGEMENT, LLC 801-61533 000122020 549300GSJH8NAH5BFT73 N/A N N PALMER SQUARE CAPITAL MANAGEMENT LLC 801-72047 000155697 549300BKB46CGMNC2L04 N/A N N UMB FUND SERVICES, INC. 84-05792 N/A 3028706 N N N INTERCONTINENTAL EXCHANGE, INC. 5493000F4ZO33MV32P92 N/A N REFINITIV US LLC 213800HQORQAP68CJJ04 N/A N VALUATION RESEARCH CORPORATION N/A N/A N N UMB BANK, NATIONAL ASSOCIATION VNOO6EITDJ2YUEBMSZ83 N/A N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BROWN BROTHERS BROWN BROTHERS HARRIMAN AND CO.AND CO. 5493006KMX1VFTPYPW14 N/A N Y Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) HSBC BANK AUSTRALIA LIMITED DY9DBNI4W8J63Z298033 N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK OF MONTREAL NQQ6HPCNCCU6TUTQYE16 N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UBS SWITZERLAND AG, ZURICH 549300WOIFUSNYH0FL22 N/A CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC CONTINENTAL EUROPE F0HUI1NY1AZMJMD8LP67 N/A FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BARCLAYS BANK PLC G5GSEF7VJP5I7OUK5573 N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) MUFG BANK, LTD. N/A N/A JP N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIGROUP PTY LIMITED (AUD) 0C45RG70GW42XSBLJ131 N/A AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) RBC INV SERVICES TRUST 5493002MUOV04NSPT571 N/A CA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK LONDON 549300U8H3KN0K301B23 N/A GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP GERMANY N/A N/A DE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SOCGEN SEC SERV SPA N/A N/A IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) SEB AB PUBL N/A N/A SE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) N UMB FUND SERVICES, INC. N/A 3028706 N N N UMB FUND SERVICES, INC. N/A 3028706 N/A N/A N N N FORGE SECURITIES, LLC 8-66846 000134596 N/A N/A 354525.000000000000 MIZUHO SECURITIES USA LLC 8-37710 000019647 N/A N/A 9291.000000000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 N/A 8520.000000000000 BTIG, LLC 8-65473 000122225 549300GTG9PL6WO3EC51 N/A 5473.000000000000 CANTOR FITZGERALD & CO. 8-201 000000134 5493004J7H4GCPG6OB62 N/A 1631.000000000000 ROTH CAPITAL PARTNERS, LLC 8-32129 000015407 549300FMF3TPT1HFRF48 N/A 984.000000000000 STIFEL, NICOLAUS & COMPANY, INCORPORATED 8-1447 000000793 5WUVMA08EYG4KEUPW589 N/A 920.000000000000 CLEAR STREET LLC 8-69972 000288933 549300KNQS43Y7TO3X67 N/A 894.000000000000 WOLVERINE EXECUTION SERVICES, LLC 8-65336 000120719 2549003XDWF020DPX559 N/A 704.000000000000 IMPERIAL CAPITAL GROUP, INC. N/A N/A N/A N/A 1300.000000000000 385784.000000000000 BNP PARIBAS SECURITIES CORP. 8-32682 000015794 RCNB6OTYUAMMP879YW96 N/A 3531106140.000000000000 MARKETAXESS CORPORATION 8-50727 000044542 GPSMMRI21JE7ZCVYF972 N/A 47094422.000000000000 BARCLAYS CAPITAL INC. 8-41342 000019714 AC28XWWI3WIBK2824319 N/A 46854183.000000000000 SANTANDER US CAPITAL MARKETS LLC 8-68282 000150696 549300LGG2RLWD21SU97 N/A 32658700.000000000000 BANC OF AMERICA SECURITIES LLC 8-42263 000026091 N/A N/A 19742310.000000000000 MIZUHO SECURITIES USA LLC 8-37710 000019647 N/A N/A 13406481.000000000000 WELLS FARGO CLEARING SERVICES, LLC 8-37180 000019616 88KRVSOEKUGQZJ3DKW55 N/A 12988750.000000000000 CITIGROUP GLOBAL MARKETS INC. 8-8177 000007059 6SHGI4ZSSLCXXQSBB395 N/A 12911763.000000000000 J.P. MORGAN SECURITIES LLC 8-35008 000000079 ZBUT11V806EZRVTWT807 N/A 12163400.000000000000 BROWN BROTHERS HARRIMAN & CO. N/A 000104487 5493006KMX1VFTPYPW14 N/A 10984234.000000000000 3856421393.000000000000 Y 3011799591.000000000000 Common stock First Trust Alternative Opportunities Fund - Class A Shares Common stock First Trust Alternative Opportunities Fund - Class I Shares N N Common stock N N N 0.950000000000 1.460000000000 N/A 27.360000000000 true