COLT SECURITIZATION DEPOSITOR, LLC ABS-15G

 

Exhibit 99.39

 

Seller Loan ID Deal ID Seller Loan ID Investor Loan ID Queue Created Date Last Modified Date Finding Status Event Level Initial Finding Grade Current/Final Finding Grade Finding Category Finding Sub Category Finding Name Reviewer Comments Seller Comments Finding Resolution Finding Document Reviewer Comp Factors Originator Comp Factors State Occupancy Loan Purpose Refinance Purpose Unique Finding ID Acknowledged / Waived By Waiver in File?
XXXX XXXX 4350121195     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Received Business Narrative.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Received Business Narrative.  - Due Diligence Vendor-XXXX
Business Narrative Letter - signed.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121204     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Requested asset depletion income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Bank Statement Summary Lender Worksheet / Income Calculator is Missing for one or more borrowers. Provide Asset depletion worksheet  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Requested asset depletion income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Supplemental Asset Depletion Calculator.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121204     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Insufficient Tolerance Cure (XXXX) Resolved- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Ready for Review-A Lender Credit for Excess Charges of ($XXXX), Principal Reduction for Excess Charges of ($XXXX), and general or specific lender credit increases of ($XXXX) were applied to the total fee variance of ($XXXX) between the baseline disclosure and the last Closing Disclosure. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance. - Due Diligence Vendor-XXXX
Ready for Review-A Lender Credit for Excess Charges of ($XXXX), Principal Reduction for Excess Charges of ($XXXX), and general or specific lender credit increases of ($XXXX) were applied to the total fee variance of ($XXXX) between the baseline disclosure and the last Closing Disclosure. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached and clear please  - Seller-XXXX
Counter- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Counter-Provide updated COC due to increase in discount points after XXXX - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open-dup finding - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open-A Lender Credit for Excess Charges of (XXXX), Principal Reduction for Excess Charges of ($XXXX), and general or specific lender credit increases of ($XXXX) were applied to the total fee variance of ($XXXX) between the baseline disclosure and the last Closing Disclosure. Since the lender credits and principal reduction (if applicable) are less than the total fee variance amount, they are not sufficient to cure the variance. Points-Loan Discount Fee increased from $XXXX to $XXXX. Required updated COC - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached and clear please  - Seller-XXXX
 Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved- - Due Diligence Vendor-XXXX
Change of Circumstance Form.pdf
LOX XXXX.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121204     Closed XXXX XXXX Resolved 1 - Information C A Compliance Mavent XXXX Fee Not Allowed- Underwriting Fee (Fee ID: 8) Resolved-Section 3:1-16.2 of the XXXX (XXXX) does not allow Underwriting Fee (Fee ID: XXXX) to be charged to the Borrower in XXXX. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Ready for Review-Can you please clear as this was rescinded? - Seller-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Rescinded-dup finding - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached final CD - The borrower was charged for an application fee rather than an underwriting fee - Thank you! - Seller-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open-Section 3:1-16.2 of the XXXX (XXXX) does not allow Underwriting Fee (Fee ID: XXXX) to be charged to the Borrower in XXXX.   XXXX does not allow Underwriting Fee to be charged to the Borrower in XXXX. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Can you please clear as this was rescinded? - Seller-XXXX
 Ready for Review-Document Uploaded. Please see the attached final CD - The borrower was charged for an application fee rather than an underwriting fee - Thank you! - Seller-XXXX
Resolved-Section 3:1-16.2 of the XXXX Mortgage Loans, Fees, Obligations Provisions (XXXXA.C. 3:1-16.2) does not allow Underwriting Fee (Fee ID: XXXX) to be charged to the Borrower in XXXX. - Due Diligence Vendor-XXXX
 Resolved- - Due Diligence Vendor-XXXX
 Rescinded-dup finding - Due Diligence Vendor-XXXX
Closing Disclosure (CD) - Final.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121204     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Narrative rec'd/resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide Business Narrative - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Narrative rec'd/resolved - Due Diligence Vendor-XXXX
i - Business Narrative - signed.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121204     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited DTI Exceeds Guideline DTI Requirements Open-Audited DTI of 54.13% exceeds Guideline DTI of 50% Exception provided on page #XXXX. Exception Request for DTI exceeds 50% (55%), also Self-Employment income is less than 30% of the total qualifying income, and depletion is under a 25% portion. We are using various incomes beyond the self-employed source. Title also shows a deferred COVID second lien which is now being paid off, but added deferred principal XXXX years ago (forbearance given for a few months, no reported lates from current first lien). - Due Diligence Vendor-XXXX         65% LTV is below the maximum 70% LTV by 5%.
Borrower has been employed in same career for XXXX years.
XXXX Primary Residence Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121185     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Borrower 2 3rd Party VOE Prior to Close Missing Resolved-Requested 3rd party VOE provided, updated & condition resolved.
 - Due Diligence Vendor-XXXX
Resolved-Borrower 2 3rd Party VOE Prior to Close Was Provided or Not Applicable (Number of Borrowers equals 2) - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Borrower 2 3rd Party VOE Prior to Close Missing Provide VOE for Borrower 2. VOE provided has expired. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Requested 3rd party VOE provided, updated & condition resolved.
 - Due Diligence Vendor-XXXX
 Resolved-Borrower 2 3rd Party VOE Prior to Close Was Provided or Not Applicable (Number of Borrowers equals 2) - Due Diligence Vendor-XXXX
LLC_XXXX_Articles of Organization.pdf
LLC_XXXX_Good Standing.pdf
LLC_XXXX_Certificate of Assumed Name.pdf
    XXXX Second Home Purchase NA XXXX N/A N/A
XXXX XXXX 4350121185     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Requested business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Requested business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Narrative.pdf     XXXX Second Home Purchase NA XXXX N/A N/A
XXXX XXXX 4350121185     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited LTV Exceeds Guideline LTV Waived-Audited LTV Exceeds Guideline LTV Exception provided on page #XXXX. Exception Request asking for exception to grant 90% LTV on Prime Alt Doc purchase, mid score XXXX is below the XXXX requirement. - Due Diligence Vendor-XXXX   Waived-Audited LTV Exceeds Guideline LTV Exception provided on page #XXXX. Exception Request asking for exception to grant 90% LTV on Prime Alt Doc purchase, mid score XXXX is below the XXXX requirement. - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
40.22% DTI is below the maximum 50% DTI by 9.78%.
0x30 mortgage history for 82 months.
Monthly reserves is verified and at least 4 months more than the guideline minimum.

XXXX Second Home Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121212     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Missing subject rental income documentation Resolved-Requested STR documents provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide short term rental documentation used to qualify in the amount of $XXXX.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Requested STR documents provided, updated & condition resolved. - Due Diligence Vendor-XXXX
STR XXXX Short term Rental.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121212     Closed XXXX XXXX Waived 2 - Non-Material B B Property Appraisal Property/Appraisal General Waived-Exception provided on page #XXXX. Exception Request for unique property. (Log Cabin with 1 unit ADU). There a not any comps in area for a log cabin with an ADU. - Due Diligence Vendor-XXXX   Waived-Exception provided on page #XXXX. Exception Request for unique property. (Log Cabin with 1 unit ADU). There a not any comps in area for a log cabin with an ADU. - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
80% LTV is equal to the maximum of 80% LTV .
XXXX Representative credit score exceeds the minimum required of XXXX by XXXX points.
Qualifying DSCR is higher than 1. And at least .1 higher than guidelines.
Monthly reserves is verified and at least 4 months more than guideline minimum.

XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121172     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit DSCR is less than 1.00 Resolved-Master building coverage provided, resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Master Policy and HO 6.  All in the closing package - Seller-XXXX
Counter-Missing HOI dec page showing coverage amounts. - Due Diligence Vendor-XXXX
Ready for Review-Is the Master Insurance Policy.  Using the 17.17%  - Seller-XXXX
Counter-Missing XXXX other monthly. It looks as if this if an additional HOI as there is a invoice in the file but it does not include dwelling coverage or anything else just an invoice. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Taxes (uploaded) Unit XXXX is 17.17% XXXX x 17.17% = XXXX/12 = XXXX  =  (We used XXXX to qualify) .   - Seller-XXXX
Open-Missing proof of the tax amount paid by borrower and the $XXXX other monthly. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Master Policy and HO 6.  All in the closing package - Seller-XXXX
 Ready for Review-Is the Master Insurance Policy.  Using the 17.17%  - Seller-XXXX
 Ready for Review-Document Uploaded. Taxes (uploaded) Unit XXXX is 17.17% XXXX x 17.17% = XXXX/12 = XXXX  =  (We used XXXX to qualify) .   - Seller-XXXX
Resolved-Master building coverage provided, resolved. - Due Diligence Vendor-XXXX
XXXX_Taxes_XXXX.pdf
XXXX_insurance.pdf
    XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121172     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Evidence of Property Tax Missing Resolved-Tax certificate provided, resolved. - Due Diligence Vendor-XXXX
Resolved-Evidence of Property Tax is present - Due Diligence Vendor-XXXX
Ready for Review-Uplaoded  - Seller-XXXX
Open-Missing Evidence of Property Tax Missing property tax information.  - Due Diligence Vendor-XXXX
Ready for Review-Uplaoded  - Seller-XXXX
Resolved-Tax certificate provided, resolved. - Due Diligence Vendor-XXXX
 Resolved-Evidence of Property Tax is present - Due Diligence Vendor-XXXX
      XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121172     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Business Purpose Affidavit is Missing Resolved-Requested BPA document provided, Updated & Condition Resolved - Due Diligence Vendor-XXXX
Resolved-The Business Purpose Affidavit is present or Not Applicable (1008 Page Loan Type is DSCR.) - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Uploaded.  In was in the closing doc's page XXXX. - Seller-XXXX
Open-The 1008 Page Loan Type is 'DSCR' but the Business Purpose Affidavit Disclosure Indicator on the 1008 is 'Missing', and on the Business Purpose V2 Page is 'Missing'.  Business Purpose Affidavit is required for a DSCR loan. Final Business Purpose Affidavit Disclosure is missing from file. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Uploaded.  In was in the closing doc's page XXXX. - Seller-XXXX
Resolved-Requested BPA document provided, Updated & Condition Resolved - Due Diligence Vendor-XXXX
 Resolved-The Business Purpose Affidavit is present or Not Applicable (1008 Page Loan Type is DSCR.) - Due Diligence Vendor-XXXX
XXXX_Business PUrpose.pdf     XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121174     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Lender Credits That Cannot Decrease Test (XXXX) Resolved-The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($XXXX). The Last CD shows a total lender credit amount of ($XXXX). The following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved-COC provided - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The Initial LE dated XXXX discloses a Lender Credit of - $XXXX (FLOATING)
The Revised LE dated XXXX discloses Discount Points of $XXXX (LOCKED) > COC attached
 - Seller-XXXX
Open-The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($XXXX). The Last CD shows a total lender credit amount of ($XXXX). The
following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a
particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new
disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs
above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The Initial LE dated XXXX discloses a Lender Credit of - $XXXX (FLOATING)
The Revised LE dated XXXX discloses Discount Points of $XXXX (LOCKED) > COC attached
 - Seller-XXXX
Resolved-The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($XXXX). The Last CD shows a total lender credit amount of ($XXXX). The following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). - Due Diligence Vendor-XXXX
 Resolved-COC provided - Due Diligence Vendor-XXXX
COC.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121174     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Federal - Closing Disclosure and Consummation Date Resolved-The Initial Closing Disclosure Received Date of (XXXX) is not three business days before the consummation date of (XXXX). Three business days before the consummation date is (XXXX). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction no later than three business days before consummation. (12 CFR 1026.19(f)(1)(ii)(A)); 1026.19(f)(1)(iii)) i - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved-Document Uploaded.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The ICD sent on XXXX reflects the correct APR of 6.512% so there wouldn’t have been a new wait period.  Per TRID, the only items that would require a new wait period are APR increasing .125% or more, true program change and/or Prepayment penalty added.  
Please be advised that the changes that took place on XXXX are reflected on the COC form, however, none of these changes triggered a new 3-day wait period, therefore the earliest allowable closing date would be XXXX.
 - Seller-XXXX
Counter-The Initial Closing Disclosure Received Date of (XXXX) is not three business days before the consummation date of (XXXX). Three business days before the consummation date is (XXXX). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction no later than three business days before consummation. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. XXXX CD - Seller-XXXX
Counter-Is there another disclosure floating around? Updated Initial Disclosure sent shows a closing date of XXXX with a disbursement date of XXXX. However, PCCD reflects the closing date as XXXX with a disbursement date of XXXX - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Initial CD XXXX - Seller-XXXX
Open-The Initial Closing Disclosure Received Date of (XXXX) is not three business days before the consummation date of (XXXX). Three business days before the
consummation date is (XXXX). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction no later than three
business days before consummation. (12 CFR 1026.19(f)(1)(ii)(A)); 1026.19(f)(1)(iii)) - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The ICD sent on XXXX reflects the correct APR of XXXX% so there wouldn’t have been a new wait period.  Per TRID, the only items that would require a new wait period are APR increasing .125% or more, true program change and/or Prepayment penalty added.  
Please be advised that the changes that took place on XXXX are reflected on the COC form, however, none of these changes triggered a new 3-day wait period, therefore the earliest allowable closing date would be XXXX.
 - Seller-XXXX
 Ready for Review-Document Uploaded. XXXX CD - Seller-XXXX
 Ready for Review-Document Uploaded. Initial CD XXXX - Seller-XXXX
Resolved-The Initial Closing Disclosure Received Date of (XXXX) is not three business days before the consummation date of (XXXX). Three business days before the consummation date is (XXXX). Under Regulation Z, a consumer must receive the Initial Closing Disclosure reflecting the actual terms of the transaction no later than three business days before consummation. (12 CFR 1026.19(f)(1)(ii)(A)); 1026.19(f)(1)(iii)) i - Due Diligence Vendor-XXXX
 Resolved-Document Uploaded.  - Due Diligence Vendor-XXXX
XXXX ICD XXXX.pdf
XXXX XXXX CD.pdf
XXXX ICD XXXX.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121174     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Open-Per the GL XXXX page # XXXX a clear fraud report is required. The Fraud report in file (page #XXXX) is showing  high 1 uncleared alert. The required cleared Fraud report is missing.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121174     Closed XXXX XXXX Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Fannie SSR - Seller-XXXX
Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than 2.5 The file is missing secondary valuation or additional valuation. Provide a FNMA or FHLMC UCDP/SSR report with a score less than 2.5, or an appraisal desk review.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Fannie SSR - Seller-XXXX
Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
XXXX Fannie SSR.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121203     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Received business narratives.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Provide Business Narrative for B1 and B2. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Received business narratives.  - Due Diligence Vendor-XXXX
audit log Business Narrative.pdf

B2 BUSINESS NARRATIVE.pdf

i-B1 Business Narrative.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121215     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Business Narrative received.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Counter-Unable to open file format .docx. Please convert to PDF. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
 Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Business Narrative received.  - Due Diligence Vendor-XXXX
LOX - Business Narrative.docx

Business Narrative.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121215     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Requested bank statement income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Bank Statement Summary Lender Worksheet / Income Calculator is Missing for one or more borrowers. Provide Bank Statement income worksheet. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Requested bank statement income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Bank Statement Calculator_2.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121225     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Homeowners Association Questionnaire Resolved-Received condo questionnaire and approval.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide Condo Questionnaire. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Received condo questionnaire and approval.  - Due Diligence Vendor-XXXX
Condo - Freddie CPA_2.pdf

Condo Questionnaire-Lenders Disclosure.pdf

Condo - Fannie CPM_2.pdf
    XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121225     Closed XXXX XXXX Resolved 1 - Information C A Credit Doc Issue Missing asset documentation (ATR) Resolved-Received 1031 Exchange document.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. see attached  - Seller-XXXX
Open-Provide documentation to support 1031 Exchange proceeds in the amount of $XXXX. Received estimated buyer's statement, need Final. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. see attached  - Seller-XXXX
Resolved-Received 1031 Exchange document.  - Due Diligence Vendor-XXXX
1031 Exchange Documents-UPDATED ACCOUNT BALANCE.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121175     Closed XXXX XXXX Resolved 1 - Information B A Credit Credit Worthiness Mortgage history for primary residence less than 12 months Resolved-Received VOM updated credit page.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. VOR for housing history - Seller-XXXX
Counter-Is  in file but need 12 months of housing payments being made Only have 9 with credit report  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Months Rev is incorrect. Acct opened XXXX, Note for this was delivered in file supporting when opened. This should be sufficient to show 12 months.  - Seller-XXXX
Open-Delinquent Credit History Does Not Meet Guideline Requirements Provide primary housing history for 12 months, only 10 months history only available in credit report, mortgage loan opened on XXXX - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. VOR for housing history - Seller-XXXX
 Ready for Review-Document Uploaded. Months Rev is incorrect. Acct opened XXXX, Note for this was delivered in file supporting when opened. This should be sufficient to show 12 months.  - Seller-XXXX
Resolved-Received VOM updated credit page.  - Due Diligence Vendor-XXXX
Housing History.pdf

VOR.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121175     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit DTI discrepancy or failure. Resolved-Received updated worksheet and 1008 updated 1008 and employment page DTI is in line.   - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated Income worksheet with 1008 - Seller-XXXX
Open-DTI discrepancy or Failure - Audited DTI is 19.25 % and lender DTI is 17.33. the difference is 1.92. This is because lender considered qualifying income as $XXXX whereas per our review it is $XXXX, (Lender not consider the expense ratio)
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated Income worksheet with 1008 - Seller-XXXX
Resolved-Received updated worksheet and 1008 updated 1008 and employment page DTI is in line.   - Due Diligence Vendor-XXXX
Income Analyzer Worksheet.pdf

1008.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121175     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-There are uncleared alerts in fraud, Provided Updated Fraud report, Updated & Condition Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Open-Per the GL XXXX page # XXXX a clear fraud report is required. The fraud report in file (page # XXXX) is showing uncleared alert, provide updated fraud report.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Resolved-There are uncleared alerts in fraud, Provided Updated Fraud report, Updated & Condition Resolved - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121175     Closed XXXX XXXX Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Requested secondary valuation provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Freddie SSR - Seller-XXXX
Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than 2.5 Provide Secondary Valuation or Additional Valuation (with acceptable variance to Primary) per guideline requirements and CU Score, if present, is greater than 2.5 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Freddie SSR - Seller-XXXX
Resolved-Requested secondary valuation provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
Freddie SSR.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121198     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Third Party Market Rent Source (IE. XXXX, XXXX, etc.) Resolved-Short Term Rent analysis provided.  - Due Diligence Vendor-XXXX
Resolved-Requested STR docs provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Validation Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Third party market rent estimate is missing, a document establishing third party market rent source is missing from file, such as a 1007, 1025, etc. Finding added Missing rental documentation used to qualify Rental Income in the amount of $XXXX - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Short Term Rent analysis provided.  - Due Diligence Vendor-XXXX
 Resolved-Requested STR docs provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved - Due Diligence Vendor-XXXX
XXXX-F2 1007 Short-Term Rent Schedule (STR F.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121198     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Condo project is ineligible Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
Waived-Exception provided on page #XXXX. Exception Request for Condo exception - the XXXX budget does not allocate to ongoing reserves. The Project does demonstrate financial stability by holding a current reserve balance of $XXXX. - Due Diligence Vendor-XXXX
  Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
 Waived-Exception provided on page #XXXX. Exception Request for Condo exception - the XXXX budget does not allocate to ongoing reserves. The Project does demonstrate financial stability by holding a current reserve balance of $XXXX. - Due Diligence Vendor-XXXX
    XXXX Representative credit score exceeds the minimum required of XXXX by XXXX points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 4 months over the required minimum.

XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121213     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Received business narrative.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Received business narrative.  - Due Diligence Vendor-XXXX
Buss Narr.pdf

Business Narrative.pdf
    XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121209     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Ineligible Housing History per program guidelines Resolved-Primary Housing is verified to be owned Free & Clear, Housing History Meets Guideline Requirements, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Open-Housing History Does Not Meet Guideline Requirements Provide 12 months VOM for primary housing or proof of property being owned free and clear. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Resolved-Primary Housing is verified to be owned Free & Clear, Housing History Meets Guideline Requirements, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
 Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
Letter of Explanation from Lender.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121209     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121209     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Trade line count does not meet program requirements Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
XXXX taxes.pdf
XXXX Tax bill vacant land.pdf
XXXX ins policy.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121209     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing verification of taxes, insurance, and/or HOA fees for non-subject property Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Missing verification of taxes for property XXXX/XXXX XXXX XXXX
Missing verification of taxes, insurance for property XXXX XXXX XXXX of $XXXX - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
XXXX taxes.pdf
XXXX Tax bill vacant land.pdf
XXXX ins policy.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121210     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Ineligible Housing History per program guidelines Resolved-Properties owned free and clear.  - Due Diligence Vendor-XXXX
Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Open-Housing History Does Not Meet Guideline Requirements Provide 12 months VOM for primary housing or proof of property being owned free and clear.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Resolved-Properties owned free and clear.  - Due Diligence Vendor-XXXX
 Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
Letter of Explanation from Lender.pdf     XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121210     Closed XXXX XXXX Resolved 1 - Information D A Credit Eligibility Business Entity EIN Number Missing Resolved-Received EIN number.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide Business Entity EIN. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Received EIN number.  - Due Diligence Vendor-XXXX
Self Employment Verification.pdf     XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121210     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Trade line count does not meet program requirements Resolved-Received full divorce decree evidencing payments. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide supporting documentation for monthly payment of $XXXX per 1003.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Received full divorce decree evidencing payments. - Due Diligence Vendor-XXXX
Divorce Decree_2.pdf

Divorce Decree_3.pdf
    XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121210     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing verification of taxes, insurance, and/or HOA fees for non-subject property Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX uploaded, Verified - Resolved

 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Verification of taxes, insurance for property XXXX XXXX XXXX for $XXXX and for property XXXX/XXXX XXXX XXXX uploaded, Verified - Resolved

 - Due Diligence Vendor-XXXX
XXXX taxes.pdf
XXXX Tax bill vacant land.pdf
XXXX ins policy.pdf
    XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121210     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. please see attached - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. please see attached - Seller-XXXX
Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121234     Closed XXXX XXXX Resolved 1 - Information B A Compliance Missing Doc Missing Anti-Steering Disclosure Resolved-Anti-Steering Disclosure provided. Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Anti-Steering Disclosure - Seller-XXXX
Open-Provide Anti-Steering document as broker fees are paid by lender, however anti-steering document is not included in the file. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Anti-Steering Disclosure - Seller-XXXX
Resolved-Anti-Steering Disclosure provided. Resolved - Due Diligence Vendor-XXXX
XXXX.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121234     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Lender Credits That Cannot Decrease Test (XXXX) Resolved-Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. COC - Seller-XXXX
Open-The baseline amount of non-specific (lump sum) lender credits and specific lender credits disclosed is ($XXXX). The Last CD shows a total lender credit amount of ($XXXX). The following fees "lender credits" have decreased below their baseline amounts (General Lender Credit). Non-specific lender credits are generalized payments that do not pay for a particular fee. Specific lender credits are specific payments to pay for a specific fee. The total amount of non-specific and specific lender credits cannot decrease unless a new disclosure is provided and there is a valid changed circumstance associated with the re-disclosure, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3)(i) and comments 19(e)(3)(i)-5 and -6; 12 CFR 1026.19(f)(2)(v); 12 CFR 1026.37(g)(6); 12 CFR 1026.38(h)). Lender credits are decreased from $XXXX ( revised CD) to $XXXX (final CD). Provide a valid COC for final CD to cure this. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. COC - Seller-XXXX
Resolved-Resolved - Due Diligence Vendor-XXXX
XXXX COC XXXX.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121234     Closed XXXX XXXX Resolved 1 - Information C A Compliance Closing The Deed of Trust is Not Executed Resolved-The Deed of Trust is Executed - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. DOT - Seller-XXXX
Open-The Deed of Trust is Not Executed Provide updated DOT as the one in file is missing B1 and B2 signatures on page # XXXX. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. DOT - Seller-XXXX
Resolved-The Deed of Trust is Executed - Due Diligence Vendor-XXXX
DOT.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121207     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc The Final 1003 is Missing Resolved-Received Final 1003. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-The Final 1003 is Missing Provide Final 1003. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Received Final 1003. - Due Diligence Vendor-XXXX
1003 - Uniform Residential Loan Application - XXXX.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121207     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Borrower 1 3rd Party VOE Prior to Close Missing Resolved-Borrower 1 3rd Party VOE Prior to Close Was Provided - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Borrower 1 3rd Party VOE Prior to Close Missing Provide 3rd Party VOE Prior to Close. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Borrower 1 3rd Party VOE Prior to Close Was Provided - Due Diligence Vendor-XXXX
XXXX  XXXX XXXX Management VOE - XXXX.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121207     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited LTV Exceeds Guideline LTV Waived-Audited LTV of 90% exceeds Guideline LTV of 85% With a qualifying FICO score of XXXX, the maximum allowable LTV for an Alt Doc loan is 85%. However, the loan is qualified at 90% LTV. An exception for the 90% LTV has been provided on page XXXX under the Exception Request, despite the credit score being XXXX. - Due Diligence Vendor-XXXX   Waived-Audited LTV of 90% exceeds Guideline LTV of 85% With a qualifying FICO score of XXXX, the maximum allowable LTV for an Alt Doc loan is 85%. However, the loan is qualified at 90% LTV. An exception for the 90% LTV has been provided on page XXXX under the Exception Request, despite the credit score being XXXX. - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 6 months over the required minimum.
Borrower has been employed in same career for XXXX years.
Borrower has verified residual income (disposable income) of at $XXXX per month.
XXXX Primary Residence Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121173     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Fees: Limited Resolved- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. PCCD - Seller-XXXX
Counter-provide PCCD  - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Open-The total amount of the 10% category fees on the last Closing Disclosure ($XXXX) has increased by more than 10% over the current baseline value of ($XXXX). The total amount of fees in the 10% category cannot exceed ($XXXX). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the 10% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (12 CFR 1026.19(e)(3)(ii); 12 CFR 1026.19(e)(3)(iv)).  Required A valid  COC for Recording Fee increase more than 10% on Final CD XXXX - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. PCCD - Seller-XXXX
Resolved- - Due Diligence Vendor-XXXX
PCCD.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121173     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Fees: Limited Resolved- - Due Diligence Vendor-XXXX
Resolved- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-The total amount of the 10% category fees ($XXXX) has increased by more than 10% over the current baseline value of ($XXXX). The total amount of fees in the 10% category cannot exceed ($XXXX). The following fee(s) have either increased from their baseline disclosure or have been recently added: (Recording Fees – Mortgage/Deed of Trust). Any increase to an existing fee and/or the addition of a new fee that causes the 10% category threshold to be exceeded cannot occur unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee(s) or new fee(s). (12 CFR 1026.19(e)(3)(ii); 12 CFR 1026.19(e)(3)(iv)).  A valid COC required for Recording Fee, finding in place hence rescinded - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved- - Due Diligence Vendor-XXXX
Comment to Clear.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121173     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Assets Asset 9 Does Not Meet Guideline Requirements Waived-lender waived with comp factors - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval attached for use of Gift funds - Seller-XXXX
Open-Asset 9 Does Not Meet Guideline Requirements Per GL's 1.1.2.1 gift funds are not allowed for loans over $XXXX  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval attached for use of Gift funds - Seller-XXXX
Waived-lender waived with comp factors - Due Diligence Vendor-XXXX
Exception Approval.pdf   LVT 52.7 % and guideline max is 90%
FICO is XXXX and guideline min is XXXX
XXXX Primary Residence Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121173     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Assets Asset 8 Does Not Meet Guideline Requirements Waived-lender waived guideline with comp factors - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval attached for use of Gift funds - Seller-XXXX
Open-Asset 8 Does Not Meet Guideline Requirements Per GL's 1.1.2.1 gift funds are not allowed for loans over $XXXX  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval attached for use of Gift funds - Seller-XXXX
Waived-lender waived guideline with comp factors - Due Diligence Vendor-XXXX
Exception Approval.pdf   LVT 52.7 % and guideline max is 90%
FICO is XXXX and guideline min is XXXX
XXXX Primary Residence Purchase NA XXXX Originator Post-Close Yes
XXXX XXXX 4350121181     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Open-The fraud report in file (page # XXXX) is showing 1 high uncleared alert. The required clear fraud report is missing from file.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121181     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc 1008 Document is Missing Resolved-1008 Document uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated 1008 - Seller-XXXX
Open-The 1008 document is missing from the loan file. Provide 1008 document as it is missing in the file - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated 1008 - Seller-XXXX
Resolved-1008 Document uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
 Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XXXX
1008.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121226     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Homeowners Association Questionnaire Resolved-HOA Questionnaire is Present - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Counter-Received condo invoice for payment. Still need Condo Questionnaire and/or Condo approval certificate. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-HOA Questionnaire is Missing or Partial. Provide Condo Questionnaire and/or Condo approval certificate.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
 Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-HOA Questionnaire is Present - Due Diligence Vendor-XXXX
Invoice - master Cert.pdf

Condo - Freddie CPA.pdf

Condo - Fannie CPM.pdf
    XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121226     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Ineligible Housing History per program guidelines Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Housing History Does Not Meet Guideline Requirements Provide 12 month housing history for XXXX XXXX XXXX or proof of property being owned free and clear.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Housing History Meets Guideline Requirements - Due Diligence Vendor-XXXX
REO - XXXX - Note.pdf
REO - XXXX - Transfer Letter.pdf
REO - XXXX - PR.pdf
REO - XXXX - TI Escrowed.pdf
    XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121226     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Business Narrative uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121220     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Insufficient Change of Circumstance (XXXX) Resolved-Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open- - Due Diligence Vendor-XXXX
Open-The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). Provide COC. Points - Loan Discount Fee Increased from $XXXX to $XXXX on XXXX. COC received on XXXX with points fee change.  - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Resolved - Due Diligence Vendor-XXXX
Changed Circumstances.pdf

Loan Estimate.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121220     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Requested Business narrative provided in findings, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Requested Business narrative provided in findings, updated & condition resolved. - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121220     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Borrower 1 3rd Party VOE Prior to Close Missing Resolved-Requested 3rd party VOE prior to close provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Borrower 1 3rd Party VOE Prior to Close Was Provided - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Borrower 1 3rd Party VOE Prior to Close Missing Provide 3rd Party VOE prior to closing.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Requested 3rd party VOE prior to close provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Borrower 1 3rd Party VOE Prior to Close Was Provided - Due Diligence Vendor-XXXX
XXXX 3rd Party Phone Number.pdf
VOE - 3rd Party Phone Number.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121200     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Third Party Market Rent Source (IE. XXXX, XXXX, etc.) Resolved-Requested Short term rental income documents provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Validation Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Open-Third party market rent estimate is missing, a document establishing third party market rent source is missing from file, such as a 1007, 1025, etc. Provide Rental documentation used to qualify in the amount of $XXXX.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Resolved-Requested Short term rental income documents provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved - Due Diligence Vendor-XXXX
XXXX-F2 1007 Short-Term Rent Schedule (STR F.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121229     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Credit Tradeline minimum has not met guidelines Waived-Exception provided on page #XXXX. Exception Request for 1) Not meeting the minimum tradeline requirement, borrower only has 1 account open for full length, but was closed in XXXX, after reported for XXXX months. All other accounts have been open for less than XXXX months. - Due Diligence Vendor-XXXX   Waived-Exception provided on page #XXXX. Exception Request for 1) Not meeting the minimum tradeline requirement, borrower only has 1 account open for full length, but was closed in XXXX, after reported for XXXX months. All other accounts have been open for less than XXXX months. - Due Diligence Vendor-XXXX
    70.93% LTV is below the maximum 75% LTV by 4.07%.
XXXX Representative credit score exceeds the minimum required of XXXX by XXXX points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 15 months over the required minimum.

XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121229     Closed XXXX XXXX Waived 2 - Non-Material B B Property Property Property has been listed for sale in the past 6 months Waived-Exception provided on page #XXXX. Exception Request for 2) Property recently listed for sale within past 6 months - Due Diligence Vendor-XXXX   Waived-Exception provided on page #XXXX. Exception Request for 2) Property recently listed for sale within past 6 months - Due Diligence Vendor-XXXX
    DSCR ratio of 1.00 exceeds the minimum requirement of 0.75 by 0.25 points.
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 15 months over the required minimum.
XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121229     Closed XXXX XXXX Waived 2 - Non-Material B B Property Appraisal Property/Appraisal General Waived-Exception provided on page #XXXX. Exception Request for 3) Property bought inXXXX in name of LLC where borrower was only 50% owner, another transfer occurred XXXX into the present LLC where borrower is sole owner - Due Diligence Vendor-XXXX   Waived-Exception provided on page #XXXX. Exception Request for 3) Property bought in XXXX in name of LLC where borrower was only 50% owner, another transfer occurred XXXX into the present LLC where borrower is sole owner - Due Diligence Vendor-XXXX
    70.93% LTV is below the maximum 75% LTV by 4.07%.
XXXX Representative credit score exceeds the minimum required of XXXX by XXXX points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by XXXX months over the required minimum.

XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121208     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Condo project is ineligible Waived-Exception provided on page #XXXX. Exception Request for Condo exception - Project has outstanding critical repairs that consist of a failing retaining wall. The subject unit is part of the outstanding repairs as the wall runs behind the unit. The cost and ETA of completion are to be determined as the HOA is still obtaining bids and interviewing engineers. Once a company is chosen, they will move forward. The project completion is expected to take about XXXX weeks once started. Each unit has a supplemental fee of $XXXX to be applied to the cost of the wall. - Due Diligence Vendor-XXXX   Waived-Exception provided on page #XXXX. Exception Request for Condo exception - Project has outstanding critical repairs that consist of a failing retaining wall. The subject unit is part of the outstanding repairs as the wall runs behind the unit. The cost and ETA of completion are to be determined as the HOA is still obtaining bids and interviewing engineers. Once a company is chosen, they will move forward. The project completion is expected to take about XXXX weeks once started. Each unit has a supplemental fee of $XXXX to be applied to the cost of the wall. - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
61.38% LTV is below the maximum 75% LTV by 13.62%.
38.46% DTI is below the maximum 45% DTI by 6.54%.
XXXX Primary Residence Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121206     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Eligibility Audited FICO is less than Guideline requirements Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
Open-FICO value does not meet Guideline requirements Audited FICO of XXXX does not meet minimum required XXXX per GL's.  - Due Diligence Vendor-XXXX
  Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    55% LTV is below the maximum 70% LTV by 15%.
Primary Residence Free and Clear.
Prior mortgage history 0x30 mortgage history for XXXX months.
XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121231     Closed XXXX XXXX Resolved 1 - Information C A Credit Insurance Hazard Insurance Coverage Amount is less than Required Coverage Amount Resolved-Updated HOI rec'd/resolved - Due Diligence Vendor-XXXX
Resolved-Hazard Insurance Coverage Amount of $XXXX is equal to or greater than Required Coverage Amount of $XXXX or Guaranteed Replacement Coverage is present (Guaranteed Replacement Coverage indicator is 'No') - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Hazard Insurance Coverage Amount of $XXXX is less than Required Coverage Amount of $XXXX and Guaranteed Replacement Coverage indicator is 'No' Hazard Insurance Coverage is less than Required Coverage Amount of $XXXX. Required RCE or updated document - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Updated HOI rec'd/resolved - Due Diligence Vendor-XXXX
 Resolved-Hazard Insurance Coverage Amount of $XXXX is equal to or greater than Required Coverage Amount of $XXXX or Guaranteed Replacement Coverage is present (Guaranteed Replacement Coverage indicator is 'No') - Due Diligence Vendor-XXXX
770f0759-1e9a-489b-8505-400ae71ee1cf.pdf
b7b32854-cb3f-4502-a98e-82c3048a2d55.pdf
    XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121231     Closed XXXX XXXX Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Secondary Valuation (CDA) uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than 2.5 Secondary Property Valuation document missing in file. Please provide. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Secondary Valuation (CDA) uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
 Resolved-Secondary Valuation or Additional Valuation is present or Not Required - Due Diligence Vendor-XXXX
CDA - Collateral Desktop Appraisal.pdf     XXXX Investment Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121219     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit DSCR Does Not Meet Guideline Requirements Resolved-DSCR STR analysis rec'd/resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Per UW: "Disagree with findings - Rental income is Short Term rental income - see attached Short term rental income analysis report supporting annual estimated rental income which includes occupancy rate $XXXX/ 12 months = $ XXXX per month used to qualify.  Appraisal market rent is not based on short term rental - using STR report analysis which includes consideration for the occupancy rate." - Seller-XXXX
Open-Audited DSCR 1.334 does not match UW DSCR of 2.39 per 1008.  Audited DSCR Calculated using 125% of 1007 market Rent per GL of $XXXX / pitia $XXXX = 1.281 DSCR.  UW DSCR using full STR of $XXXX / pitia $XXXX=2.3999.  Please provide Exception allowing use of full STR estimate $XXXX or updated OW DSCR using Max allowed 1007 marker rent $XXXX - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Per UW: "Disagree with findings - Rental income is Short Term rental income - see attached Short term rental income analysis report supporting annual estimated rental income which includes occupancy rate $ XXXX/ 12 months = $ XXXX per month used to qualify.  Appraisal market rent is not based on short term rental - using STR report analysis which includes consideration for the occupancy rate." - Seller-XXXX
Resolved-DSCR STR analysis rec'd/resolved - Due Diligence Vendor-XXXX
DSCR 2.35.pdf

Appraisal - Short Term Rental Form (STR).pdf
    XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121219     Closed XXXX XXXX Resolved 1 - Information B A Credit Missing Doc Approval/Underwriting Summary Partially Provided Resolved-STR Analysis rec'd/resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide 12 month STR Analysis form Opteon used to calculate DSCR - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-STR Analysis rec'd/resolved - Due Diligence Vendor-XXXX
Appraisal - Short Term Rental Form (STR).pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121187     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited DTI Exceeds Guideline DTI Waived-Audited DTI Exceeds Guideline DTI Client elects to waive with the following compensating factors. - Due Diligence Vendor-XXXX   Waived-Audited DTI Exceeds Guideline DTI Client elects to waive with the following compensating factors. - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
Credit Score is XXXX. Minimum required per guidelines is XXXX.
Borrower(s) have XXXX months Reserves. Minimum required per guidelines is 9 months.
Borrower has worked in same industry more than 5 years.
XXXX Primary Residence Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121187     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Received Business Narratives.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Provide  Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Received Business Narratives.  - Due Diligence Vendor-XXXX
XXXX Farms Business Narrative.pdf
XXXX Realty Business Narrative.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121217     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Eligibility Ineligible Housing History per program guidelines Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
Open-2 x 30 x 12 exceeds allowable lates of 1 x 30 x 12 per guidelines.   - Due Diligence Vendor-XXXX
  Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    $XXXX reserves (not including Cash Out) exceed the minimum required of $XXXX exceeds the minimum by 9 months over the required minimum.
XXXX Representative credit score exceeds the minimum required of XXXX by 40 points
XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121216     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited Loan Amount is less than Guideline Minimum Loan Amount Waived-Audited Loan Amount is less than Guideline Minimum Loan Amount Exception provided on page #XXXX. Exception request for loan amount less than $XXXX program minimum - Due Diligence Vendor-XXXX   Waived-Audited Loan Amount is less than Guideline Minimum Loan Amount Exception provided on page #XXXX. Exception request for loan amount less than $XXXX program minimum - Due Diligence Vendor-XXXX
    XXXX Representative credit score exceeds the minimum required of XXXX by 40 points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 14 months over the required minimum.

XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121216     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Ineligible Housing History per program guidelines Waived-Housing History Does Not Meet Guideline Requirements Exception provided on page #XXXX. Exception to allow overall mortgage history with 3x30 lates within past 12 months - Due Diligence Vendor-XXXX   Waived-Housing History Does Not Meet Guideline Requirements Exception provided on page #XXXX. Exception to allow overall mortgage history with 3x30 lates within past 12 months - Due Diligence Vendor-XXXX
    XXXX Representative credit score exceeds the minimum required of XXXX by 40 points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 14 months over the required minimum.
XXXX Investment Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121177     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Eligibility Ineligible Borrower per program guidelines Waived- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval Attached - Seller-XXXX
Open-Borrower Type ineligible per program guidelines. Missing approved Lender's Exception as per 1008 - Subject transaction is investment property for a FTHB - Guidelines allow primary residence only for FTHB - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Exception Approval Attached - Seller-XXXX
Waived-  - Due Diligence Vendor-XXXX
Exception Approval.pdf   80% LTV is below the maximum 85% LTV by 5%.
29.34% DTI is below the maximum 43% DTI by 13.66%.
XXXX Representative credit score exceeds the minimum required of XXXX by 34 points
$XXXX reserves exceed the minimum required of $XXXX exceeds the minimum by 20 months over the required minimum.



XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121221     Closed XXXX XXXX Resolved 1 - Information C A Credit Insurance Hazard Insurance Coverage Amount is less than Required Coverage Amount Resolved-Evidence of GRC rec'd/resolved - Due Diligence Vendor-XXXX
Resolved-Hazard Insurance Coverage Amount of $XXXX is equal to or greater than Required Coverage Amount of $XXXX or Guaranteed Replacement Coverage is present (Guaranteed Replacement Coverage indicator is 'Yes') - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Hazard Insurance Coverage Amount of $XXXX is less than Required Coverage Amount of $XXXX and Guaranteed Replacement Coverage indicator is 'N/A' The Hazard Insurance coverage amount of $XXXX is less than the loan amount of $XXXX, and Guaranteed Replacement Coverage is also not available. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Evidence of GRC rec'd/resolved - Due Diligence Vendor-XXXX
 Resolved-Hazard Insurance Coverage Amount of $XXXX is equal to or greater than Required Coverage Amount of $XXXX or Guaranteed Replacement Coverage is present (Guaranteed Replacement Coverage indicator is 'Yes') - Due Diligence Vendor-XXXX
HOI - EOI XXXXK.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121221     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Missing subject rental income documentation Resolved-Short Term Rental Analysis uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-DSCR qualifies using short-term rental income; however, supporting documentation is missing. DSCR was verified based on the provided DSCR worksheet and 1008 UW comments. Please provide STR Analysis - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Short Term Rental Analysis uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
Appraisal - Short Term Rental.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121197     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc Missing evidence of rate lock Resolved-Rate lock received.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide Evidence of rate lock. Only received float agreement.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Rate lock received.  - Due Diligence Vendor-XXXX
Lock-In Agreement.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121197     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Received Business Narrative.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Received Business Narrative.  - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121224     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Property potentially affected by FEMA Disaster(s) INDIVIDUAL ASSISTANCE AREA Resolved-Disaster report received. No damage reported.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Property potentially affected by FEMA Disaster ID XXXX. SEVERE STORMS FLOODING LANDSLIDES AND MUDSLIDES XXXX - Declared XXXX with an Incident End Date of XXXX with Public Assistance: YES and Individual Assistance: YES. Property inspection with exterior photos required. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Disaster report received. No damage reported.  - Due Diligence Vendor-XXXX
XXXX-XXXX, XXXX V1.pdf     XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121224     Closed XXXX XXXX Resolved 1 - Information C A Credit Doc Issue HOA Fee Difference Resolved-Requested updated 1008 with updated HOA fee of $XXXX provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-HOA Fee difference exsits between validated HOA and documents 1008 has HOA fee listed as $XXXX, Appraisal shows $XXXX. Provide documentation of higher HOA. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Requested updated 1008 with updated HOA fee of $XXXX provided, updated & condition resolved. - Due Diligence Vendor-XXXX
1008 Transmittal Summary_2.pdf     XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121188     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited FICO is less than Guideline requirements Waived-Audited FICO of XXXX is less than Guideline FICO of XXXX Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX   Waived-Audited FICO of XXXX is less than Guideline FICO of XXXX Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
Borrower(s) have 10.95 months Reserves. Minimum required per guidelines is 6 months.
Borrower Housing History is 0X30, 24 months. Housing History required per guidelines is 0X30, 12 months.
Borrower has worked in same job for XXXX years.
XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121188     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Loan does not conform to program guidelines Waived-Loan does not conform to program guidelines Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX   Waived-Loan does not conform to program guidelines Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
Borrower(s) have 10.95 months Reserves. Minimum required per guidelines is 6 months.
Borrower Housing History is 0X30, 24 months. Housing History required per guidelines is 0X30, 12 months.
Borrower has worked in same job for XXXX years.

XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit DTI unknown Resolved-No Change the other loan was cancelled  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The 1008 wasn't updated properly, the other property ended up being commercial. The 1008 was updated and there is no change to the 1003

 - Seller-XXXX
Counter-Same 1003 is attached  if there is a new property based on 1008 there is will need updated 1003 and 1008  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. 1003 1008 - Seller-XXXX
Open-Based on 1008 borrower is purchasing another property at same time.  Need updated 1003 with the other property and  negative income if needed .   - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. The 1008 wasn't updated properly, the other property ended up being commercial. The 1008 was updated and there is no change to the 1003

 - Seller-XXXX
 Ready for Review-Document Uploaded. 1003 1008 - Seller-XXXX
Resolved-No Change the other loan was cancelled  - Due Diligence Vendor-XXXX
Underwriting 1003 1008.pdf

Underwriting 1003 1008.pdf
    XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information C A Credit Insurance Hazard Insurance Effective Date is after the Note Date Resolved-Previous Ho3 Policy dated XXXX to XXXX uploaded, Verified - Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Hazard Insurance Effective Date of XXXX is after the Note Date ofXXXX Hazard insurance effective date of XXXX is after the note date of XXXX. Provide the HOI with effective date on or before closing date. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Previous Ho3 Policy dated XXXX to XXXX uploaded, Verified - Resolved - Due Diligence Vendor-XXXX
XXXX XXXX PAGE.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Fraud Report  - Seller-XXXX
Open-Fraud Report Shows Uncleared Alerts Per the GL XXXX page # XXXX a clear fraud report is required. The fraud report in file (page # XXXX) is showing 1 high uncleared alert. The required cleared report is missing.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Fraud Report  - Seller-XXXX
Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Fraud.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc Homeownership Counseling Disclosure Is Partially Provided Resolved-Received and updated disclosure page  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Homeownership Counseling Disclosure is missing in file. Provide Homeownership Counseling Disclosure. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Received and updated disclosure page  - Due Diligence Vendor-XXXX
Homeownership Counseling.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc Missing Service Provider List Resolved-Received providers list - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Service Provider List - Seller-XXXX
Open-Settlement Service Provider List is missing. Provide Settlement Service Provider List - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Service Provider List - Seller-XXXX
Resolved-Received providers list - Due Diligence Vendor-XXXX
Service Provider List.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc XXXX Home Equity Receipt Of Documents is Missing Resolved-Received receipt of XXXX Equity docs  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. XXXX Home Equity Receipt Of Documents - Seller-XXXX
Open-XXXX Home Equity Receipt Of Documents is Missing. Provide XXXX Home Equity Receipt Of Documents . - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. XXXX Home Equity Receipt Of Documents - Seller-XXXX
Resolved-Received receipt of XXXX Equity docs  - Due Diligence Vendor-XXXX
Receipt of Document Copies.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information D A Compliance Disclosure Missing Intent to Proceed Resolved-Received and updated disclosure page  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Missing Signed Intent to Proceed Disclosure. Required on Primary Residence and Second Homes. Signed Intent to Proceed Disclosure is missing. Provide Signed Intent to Proceed Disclosure - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Received and updated disclosure page  - Due Diligence Vendor-XXXX
Intent to Proceed.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information B A Compliance Missing Doc Missing Anti-Steering Disclosure Resolved-Received Anti  updated disclosure page  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Antisteering - Seller-XXXX
Open-Anti-Steering Disclosure is missing. Provide Anti-Steering Disclosure. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Antisteering - Seller-XXXX
Resolved-Received Anti  updated disclosure page  - Due Diligence Vendor-XXXX
Antisteering.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information C A Compliance Compliance TRID LE date violation; missing initial Loan Estimate. Unable to determine TRID date of compliance. Resolved-Received Initial LE updated  TRID  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Initial LE - Seller-XXXX
Open-One in file initial Loan Estimate is missing. Provide Initial LE. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Initial LE - Seller-XXXX
Resolved-Received Initial LE updated  TRID  - Due Diligence Vendor-XXXX
Initial LE.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121183     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc The Initial 1003 is Missing Resolved-Received Initial 1003 updated  initial  date  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Initial 1003 - Seller-XXXX
Open- Initial 1003 is missing in file. Provide  Initial 1003 document. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Initial 1003 - Seller-XXXX
Resolved-Received Initial 1003 updated  initial  date  - Due Diligence Vendor-XXXX
Initial 1003.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121233     Closed XXXX XXXX Resolved 1 - Information C A Credit Title Title Coverage is Less than Subject Lien(s) Total Resolved-Requested updated title report with updated coverage amount that covers loan amount provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s) - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. FTP - Seller-XXXX
Open-Title Coverage Amount of $XXXX is Less than Loan Amount Provide updated title with the coverage amount as the provided one on page XXXX not reflecting loan amount.  
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. FTP - Seller-XXXX
Resolved-Requested updated title report with updated coverage amount that covers loan amount provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s) - Due Diligence Vendor-XXXX
ALTA Lenders_(XXXX).pdf     XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121233     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Property potentially affected by FEMA Disaster(s) INDIVIDUAL ASSISTANCE AREA Resolved-PDI received clear from storm damage - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Disaster Report attached - Seller-XXXX
Open-Fail Potential FEMA. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Disaster Report attached - Seller-XXXX
Resolved-PDI received clear from storm damage - Due Diligence Vendor-XXXX
Disaster Report.pdf     XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121179     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Requested alerts cleared fraud report provided, updated & condition resolved.
 - Due Diligence Vendor-XXXX
Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Open-Fraud Report Shows Uncleared Alerts Per the GL XXXX page # XXXX a clear fraud report is required. The fraud report in file (page # XXXX) is showing 2 high uncleared alert. The required cleared report is missing.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Resolved-Requested alerts cleared fraud report provided, updated & condition resolved.
 - Due Diligence Vendor-XXXX
 Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121179     Closed XXXX XXXX Resolved 1 - Information D A Property Missing Doc Second Appraisal/ Valuation is Missing Resolved-Received secondary updated property page.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Freddie SSR - LCA Score of 1 - Seller-XXXX
Open-Secondary Valuation or Additional Valuation (with acceptable variance to Primary) is missing per guideline requirements and CU Score, if present, is greater than 2.5 Provide a FNMA or FHLMC UCDP/SSR report with a score less than 2.5, or an appraisal desk review as the CU in file shows risk score of 2.9
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Freddie SSR - LCA Score of 1 - Seller-XXXX
Resolved-Received secondary updated property page.  - Due Diligence Vendor-XXXX
XXXX_Freddie SSR.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121178     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Third Party Fraud Report not Provided Resolved-Updated fraud report with cleared alerts provided. Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Open-Missing Third Party Fraud Report - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Resolved-Updated fraud report with cleared alerts provided. Resolved - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121178     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc 1008 Document is Missing Resolved-1008 Document uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. 1008 - Seller-XXXX
Open-The 1008 document is missing from the loan file. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. 1008 - Seller-XXXX
Resolved-1008 Document uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
 Resolved-The 1008 document is present in the loan file. - Due Diligence Vendor-XXXX
XXXX 1008.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121227     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Audited LTV Exceeds Guideline LTV Resolved-Requested STR documents with highest short term rent provided, using which DSCR coming more than 1% hence LTV is increased to 80% which is more than qualifying LTV of 75%, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Audited LTV of 75% is less than or equal to Guideline LTV of 80% - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. using str income to qualify.  i have attached str for review. - Seller-XXXX
Open-Audited LTV Exceeds Guideline LTV  Audited LTV of 75% Exceeds Guideline LTV 70% for a DSCR <1.0. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. using str income to qualify.  i have attached str for review. - Seller-XXXX
Resolved-Requested STR documents with highest short term rent provided, using which DSCR coming more than 1% hence LTV is increased to 80% which is more than qualifying LTV of 75%, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Audited LTV of 75% is less than or equal to Guideline LTV of 80% - Due Diligence Vendor-XXXX
XXXX-F2 1007 Short-Term Rent Schedule (STR F.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121227     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit DSCR Calculation Undocumented Resolved-Requested DSCR calculation sheet provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide DSCR worksheet. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Requested DSCR calculation sheet provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Income Calculation Worksheet.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121205     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Income/Employment Income/Employment General Waived-Use of supplemental Asset Depletion income as a 10% portion which does not meet or exceed 25% of the total gross income overall - Due Diligence Vendor-XXXX
Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
  Waived-Use of supplemental Asset Depletion income as a 10% portion which does not meet or exceed 25% of the total gross income overall - Due Diligence Vendor-XXXX
 Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
53.19% LTV is below the maximum 75% LTV by 21.81%.
XXXX Representative credit score exceeds the minimum required of XXXX by 34 points.
XXXX Second Home Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121205     Closed XXXX XXXX Waived 2 - Non-Material C B Credit Assets Asset General Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
Ready for Review-please advise what is needed, clarification as to the the issue as this appears to be more of a statement then a deficiency  - Seller-XXXX
Open-An exception provided in findings says "The borrower took 2 initial distributions from new auto-pay from his retirement account and now has XXXX months continuance as of the closing date", Recommends waiving. - Due Diligence Vendor-XXXX
Ready for Review-please advise what is needed, clarification as to the the issue as this appears to be more of a statement then a deficiency  - Seller-XXXX
Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    53.19% LTV is below the maximum 75% LTV by 21.81%.
XXXX Representative credit score exceeds the minimum required of XXXX by 34 points
XXXX Second Home Refinance Cash Out - Other XXXX Originator Pre-Close No
XXXX XXXX 4350121205     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Housing History Does Not Meet Guideline Requirements Resolved-Requested full exception provided, updated exception in separate condition & resolved this condition. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide clarification on the Exception form. The last sentence is not complete. It reads, "The borrower took 2 initial". Need to verify if another exception needs to be added.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Requested full exception provided, updated exception in separate condition & resolved this condition. - Due Diligence Vendor-XXXX
Copy of XXXX Exception Form (XXXX XXXX_XXXX.pdf     XXXX Second Home Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121205     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Tolerance Insufficient Change of Circumstance (XXXX) Resolved-COC received.  - Due Diligence Vendor-XXXX
Resolved-Resolved - Due Diligence Vendor-XXXX
Open-The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open- - Due Diligence Vendor-XXXX
Open-The amounts disclosed on the last Closing Disclosure for the following fee(s) have either increased above the amount disclosed within each fee(s) baseline disclosure OR have been added to the last Closing Disclosure and placed within the Cannot Increase Category: Points - Loan Discount Fee. Each fee within the Cannot Increase category cannot increase or be added unless a new disclosure is provided and there is a valid changed circumstance associated with the increased fee that is re-disclosed, or the creditor provides an additional credit for the increase in Closing Costs above the legal limit. (12 CFR 1026.19(e)(3); 12 CFR 1026.19(e)(4); 12 CFR 1026.19(f)(2)(v)). Provide COC. Points - Loan Discount Fee increased from $252.00 to $2,236.80.  - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-COC received.  - Due Diligence Vendor-XXXX
 Resolved-Resolved - Due Diligence Vendor-XXXX
Changed Circumstances_2.pdf     XXXX Second Home Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121205     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Requested self employment business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Requested self employment business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Second Home Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121205     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Requested asset depletion income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-Bank Statement Summary Lender Worksheet / Income Calculator is Missing for one or more borrowers. Missing income calculator for Asset Depletion income.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Requested asset depletion income calculator provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Asset Depletion Calculator_5.pdf

Income Calculation Worksheet  Self Employed.pdf
    XXXX Second Home Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121205     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Assets Cash Out Does Not Meet Guideline Requirements Waived-Cash Out is not completed according to the guideline requirements Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX   Waived-Cash Out is not completed according to the guideline requirements Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
53.19% LTV is below the maximum 75% LTV by 21.81%.
XXXX Representative credit score exceeds the minimum required of XXXX by 34 points.

XXXX Second Home Refinance Cash Out - Other XXXX Originator Pre-Close Yes
XXXX XXXX 4350121180     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Open-Fraud Report Shows Uncleared Alerts Per the GL XXXX  page # XXXX a clear fraud report is required. The Fraud report in file (page XXXX) is showing  high 1 uncleared alert. The required cleared Fraud report is missing.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Resolved-Updated Fraud Report with cleared alerts uploaded, Verified & entered in system - Resolved
 - Due Diligence Vendor-XXXX
 Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121190     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc Missing evidence of rate lock Resolved-Received rate lock. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Open-Missing Evidence of Rate lock. Only received Float agreement.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached - Seller-XXXX
Resolved-Received rate lock. - Due Diligence Vendor-XXXX
Lock-In Agreement.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121194     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Deficient subject rental income documentation. Resolved-proof sec dep rec'd/resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-As per guideline page#XXXX , If the lease rent amount used in DSCR calculation is higher than market rents. Provide 2 months proof of receipt of rent payments.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-proof sec dep rec'd/resolved - Due Diligence Vendor-XXXX
Security Deposit-1st month rent.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121194     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Audited LTV Exceeds Guideline LTV Waived-Audited LTV of 75% exceeds Guideline LTV of 70%  Exception provided on page #XXXX. Exception request for 75% LTV with current credit score of XXXX - normally requires XXXX score for the LTV - Due Diligence Vendor-XXXX   Waived-Audited LTV of 75% exceeds Guideline LTV of 70%  Exception provided on page #XXXX. Exception request for 75% LTV with current credit score of XXXX - normally requires XXXX score for the LTV - Due Diligence Vendor-XXXX
    0x30 mortgage history for 66 months.
XXXX Representative credit score exceeds the minimum required of XXXX by 14 points
XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121184     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Final CD: Closing Cost Detail fee(s) not disclosed in the proper section based on ability to shop Resolved-PCCD provided - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated PCCD - Seller-XXXX
Open-As per Final CD page XXXX Title Fee Closing protection letter reflecting in B section is paid to provider XXXX that's not on provider List page XXXX, but the Fee is still in Section B, Move the Fee to Section C or Provide updated service provider. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Updated PCCD - Seller-XXXX
Resolved-PCCD provided - Due Diligence Vendor-XXXX
Loan_XXXX_POSTCLOSE_XXXXT17_41_XXXX.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121184     Closed XXXX XXXX Resolved 1 - Information C A Credit Insurance Hazard Insurance Coverage Amount is less than Required Coverage Amount Resolved-File has Appraisal with estimate cost new amount. Hence resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Seller Certificate - Seller-XXXX
Open-Hazard Insurance Coverage Amount of $XXXX is less than Required Coverage Amount of $XXXX and Guaranteed Replacement Coverage indicator is 'No' Provide updated hazard insurance or RC document as the provided insurance on page XXXX dwelling not covering the loan amount.

 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Seller Certificate - Seller-XXXX
Resolved-File has Appraisal with estimate cost new amount. Hence resolved - Due Diligence Vendor-XXXX
XXXX_Seller Certificate.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121184     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Updated fraud report with cleared alerts provided. Resolved - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Open-Fraud Report Shows Uncleared Alerts Per the GL XXXX page # XXXX a clear fraud report is required. The fraud report in file (page # XXXX) is showing uncleared alert, provide updated fraud report.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alerts - Seller-XXXX
Resolved-Updated fraud report with cleared alerts provided. Resolved - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121193     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Loan does not conform to program guidelines Waived-Client elects to waive with the following compensating factors - Due Diligence Vendor-XXXX
Waived-Loan does not conform to program guidelines Exception on page XXXX
The conversion from SFR to a 4 unit property was just completed and the borrower currently has 1 unit leased out and is in the process of leasing out the other units, but do not have them leased yet. The borrower will be renting at the appraisal market rent of 2 x $XXXX and 2 x $XXXX from the 4 units. Looking to use the Estimated rent of $XXXX for calculating the DSCR while the other 3 units are still being placed. - Due Diligence Vendor-XXXX
  Waived-Client elects to waive with the following compensating factors - Due Diligence Vendor-XXXX
 Waived-Loan does not conform to program guidelines Exception on page XXXX
The conversion from SFR to a 4 unit property was just completed and the borrower currently has 1 unit leased out and is in the process of leasing out the other units, but do not have them leased yet. The borrower will be renting at the appraisal market rent of 2 x $XXXX and 2 x $XXXX from the 4 units. Looking to use the Estimated rent of $XXXX for calculating the DSCR while the other 3 units are still being placed. - Due Diligence Vendor-XXXX
    Credit Score is 792. Minimum required per guidelines is 720.
Borrower(s) have 34.07 months Reserves. Minimum required per guidelines is 6 months.
Borrower Housing History is 0X30, 70 months. Housing History required per guidelines is 0X30, 12 months.
XXXX Investment Refinance No Cash Out - Borrower Initiated XXXX Originator Pre-Close Yes
XXXX XXXX 4350121211     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Missing subject rental income documentation Resolved-Short Term Rent Analysis Document uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Open-As per the 1008 UW comment and the DSCR worksheet, rental income is considered from XXXX short-term rental; Provide XXXX STR Analysis used to qualify. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded.  - Seller-XXXX
Resolved-Short Term Rent Analysis Document uploaded, Verified - Resolved  - Due Diligence Vendor-XXXX
XXXX- Short Term Rental praisal.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121211     Closed XXXX XXXX Waived 2 - Non-Material B B Credit Eligibility Loan does not conform to program guidelines Waived-Loan does not conform to program guidelines Exception on page#XXXX
Condo exception - Project has outstanding critical repairs. The milestone phase 1 report shows there is structural deterioration - Concrete spalling, delamination, and exposed corroding reinforcing steel. The HOA is in the process of finalizing its shoring and restoration recommendations with deliverables expected between XXXX- XXXX. Construction will begin right after. The reserve study also showed the seawalls to be replaced in XXXX - Due Diligence Vendor-XXXX
  Waived-Loan does not conform to program guidelines Exception on page#XXXX
Condo exception - Project has outstanding critical repairs. The milestone phase 1 report shows there is structural deterioration - Concrete spalling, delamination, and exposed corroding reinforcing steel. The HOA is in the process of finalizing its shoring and restoration recommendations with deliverables expected between XXXX- XXXX. Construction will begin right after. The reserve study also showed the seawalls to be replaced in XXXX - Due Diligence Vendor-XXXX
    Credit Score is XXXX. Minimum required per guidelines is XXXX.
Borrower(s) have 14.44 months Reserves. Minimum required per guidelines is 6 months.
Borrower Housing History is 0X30, 24 months. Housing History required per guidelines is 0X30, 12 months.
XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121222     Closed XXXX XXXX Resolved 1 - Information C A Compliance TRID Final CD: File # is missing Resolved-Received Final CD with Security Instrument information completed on pXXXX. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Open-Provide completed Final CD. Page XXXX is missing the Security Interest details information.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see the attached - Seller-XXXX
Resolved-Received Final CD with Security Instrument information completed on p4. - Due Diligence Vendor-XXXX
Closing Disclosure (CD) - Final_2.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121222     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc The Deed of Trust is Missing Resolved-Requested executed DOT provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-The Deed of Trust is Present - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-The Deed of Trust is Missing Provide executed Deed of Trust. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Requested executed DOT provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-The Deed of Trust is Present - Due Diligence Vendor-XXXX
Mortgage - Deed of Trust.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121222     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Lender Income Calculation Worksheet Resolved-Requested Income Calculation Worksheet provided, updated & Condition Resolved - Due Diligence Vendor-XXXX
Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Bank Statement Summary Lender Worksheet / Income Calculator is Missing for one or more borrowers. Provide Asset depletion income worksheet.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Requested Income Calculation Worksheet provided, updated & Condition Resolved - Due Diligence Vendor-XXXX
 Resolved-Validation Resolved' - Due Diligence Vendor-XXXX
Asset Depletion Calculator.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121189     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Appraisal deficiency. Resolved-Received corrected Appraisal with PUD check marked.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-PUD rider is included in file; however, the appraisal report does not have the PUD box selected. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Received corrected Appraisal with PUD check marked.  - Due Diligence Vendor-XXXX
905c625f-ed2c-43a0-8b63-82be2ca59416.pdf

5ef998f3-7160-42fb-8b54-42cd445bf686.pdf

b9f9f618-b987-4c46-a71e-e24d62355783.pdf

d6692e26-e022-42d2-8ba6-5cebd583ba8a.pdf
    XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121189     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Hazard Insurance Policy is Missing Resolved-Requested full HOI policy provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-Hazard Insurance Policy is fully present - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Missing Hazard Insurance Policy Provide Hazard Insurance policy for subject property. Only received the receipt.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Requested full HOI policy provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-Hazard Insurance Policy is fully present - Due Diligence Vendor-XXXX
Property Insurance - Hazard_2.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121189     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Flood Certificate Partially Provided Resolved-Flood Certificate is fully present - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Open-Provide Flood Certificate for subject property.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. See attached  - Seller-XXXX
Resolved-Flood Certificate is fully present - Due Diligence Vendor-XXXX
Flood Certificate.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121182     Closed XXXX XXXX Resolved 1 - Information C A Compliance HigherPriced:APR Federal - Higher Priced Mortgage Loan (HPML)(First Lien XXXX)(Conforming) Resolved-The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved-**The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
Open-The loan's (XXXX%) APR equals or exceeds the Federal HPML threshold of (XXXX%). The threshold is determined by adding 1.5 points to the comparable average prime offer rate index on the "last date the interest rate is set before consummation." The comparable APOR for this loan is (XXXX%).(12 CFR 1026.35(a)(1)(i))   This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. TRID Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Borrower is Escrowing,  escrow disclosures and loan information is on Pg#’s XXXX and the Final Closing disclosure on Pg#’s  XXXX-XXXX reflects escrows. Rate lock date was entered correctly – see Pg#’s XXXX An interior and exterior appraisal was completed for this property – see pg XXXX-XXXX , the appraisal disclosure was provided to the borrower(s)- see Pg#’s XXXX-XXXX , and copy of the appraisal was given to the borrower – see Pg#’s XXXX for the copy of the disclosure. The loan  meets HPML guidelines. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
  Resolved-The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
 Resolved-**The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
      XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121182     Closed XXXX XXXX Resolved 1 - Information C A Compliance HigherPriced:APR XXXX - Higher Priced Mortgage Loan (First Lien XXXX)(Conforming) Resolved-The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Resolved-**The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
Open-This is a XXXX Higher-Priced Mortgage Loan (HPML). The loan's APR of (XXXX%) equals or exceeds the XXXX HPML threshold of (XXXX%). The threshold is determined by adding 1.5 points to the comparable average prime offer rate index on the last date the interest rate is set before consummation. The comparable APOR for this loan is (XXXX%).(Cal. Fin. Code 4995(a); 12 CFR 1026.35(a)(1)(i))    This loan failed the higher-priced mortgage loan test. ( 12 CFR § 1026.35(a)(1) )Using the greater of the disclosed APR and the calculated APR, the loan is a higher-priced mortgage loan, as defined in Regulation Z. While the higher-priced mortgage loan provisions specify that lenders can legally make this type of loan subject to additional requirements in 12 CFR §1026.35, some lenders and secondary market investors may prefer not to fund or buy higher-priced mortgage loans even if the additional conditions are met. TRID Header Disclosure Page was entered correctly All disclosures, COC’s, Fees, and dates are entered correctly. Borrower is Escrowing,  escrow disclosures and loan information is on Pg#’s XXXX and the Final Closing disclosure on Pg#’s  XXXX-XXXX reflects escrows. Rate lock date was entered correctly – see Pg#’s XXXX An interior and exterior appraisal was completed for this property – see pg XXXX-XXXX , the appraisal disclosure was provided to the borrower(s)- see Pg#’s XXXX-XXXX , and copy of the appraisal was given to the borrower – see Pg#’s XXXX for the copy of the disclosure. The loan  meets HPML guidelines. - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
Open- - Due Diligence Vendor-XXXX
  Resolved-The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
 Resolved-**The loan meets HPML Guidelines and is a Compliant HPML loan.
 - Due Diligence Vendor-XXXX
      XXXX Primary Residence Refinance Cash Out - Other XXXX N/A N/A
XXXX XXXX 4350121201     Closed XXXX XXXX Waived 2 - Non-Material B B Property Appraisal Property/Appraisal General Waived-Condo exception - the Master Insurance is missing Ordinance or Law coverage. The HOA would need to
wait until renewal to add this coverage. The risk is lowered since this project is legally zoned per
appraisal. This project demonstrates financial stability by allocating 10% towards reserves annually and
hold a current reserve balance of $XXXX. - Due Diligence Vendor-XXXX
Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
  Waived-Condo exception - the Master Insurance is missing Ordinance or Law coverage. The HOA would need to
wait until renewal to add this coverage. The risk is lowered since this project is legally zoned per
appraisal. This project demonstrates financial stability by allocating 10% towards reserves annually and
hold a current reserve balance of $XXXX. - Due Diligence Vendor-XXXX
 Waived-Client elects to waive with the following compensating factors: - Due Diligence Vendor-XXXX
    Client elects to waive with the following compensating factors:
36.25% DTI is below the maximum 45% DTI by 8.75%.
XXXX Representative credit score exceeds the minimum required of XXXX by 130 points.
XXXX Investment Purchase NA XXXX Originator Pre-Close Yes
XXXX XXXX 4350121201     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Missing Business Narrative Resolved-Requested business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide Business Narrative. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Requested business narrative provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Business Narrative.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121201     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc Missing evidence of rate lock Resolved-Requested lock confirmation with lock date provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Open-Provide Evidence of rate lock. Only received float agreement.  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Please see attached - Seller-XXXX
Resolved-Requested lock confirmation with lock date provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Lock-In Agreement.pdf     XXXX Investment Purchase NA XXXX N/A N/A
XXXX XXXX 4350121232     Closed XXXX XXXX Resolved 1 - Information D A Credit Missing Doc Third Party Fraud Report not Provided Resolved-Provided Fraud shows uncleared alerts has been cleared. - Due Diligence Vendor-XXXX
Resolved-Third Party Fraud Report is provided - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Open-Missing Third Party Fraud Report Provide Third Party Fraud Report with uncleared alerts document as it is missing in the file - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Cleared Alerts - Seller-XXXX
Resolved-Provided Fraud shows uncleared alerts has been cleared. - Due Diligence Vendor-XXXX
 Resolved-Third Party Fraud Report is provided - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121232     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc The Final 1003 is Missing Resolved-Final 1003 document provided. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Final 1003 - Seller-XXXX
Open-The Final 1003 is Missing Provide Final 1003 document as it is missing in the file - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Final 1003 - Seller-XXXX
Resolved-Final 1003 document provided. - Due Diligence Vendor-XXXX
XXXX final URLA.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121232     Closed XXXX XXXX Resolved 1 - Information C A Credit Title Title Coverage is Less than Subject Lien(s) Total Resolved-Updated Title Commitment uploaded, Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s), Verified - Resolved  - Due Diligence Vendor-XXXX
Resolved-Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s) - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Title Report showing $XXXX loan amount on page XXXX - Seller-XXXX
Open-Title Coverage Amount of $XXXX is Less than Loan Amount Provide updated Title document as the one in file is not showing coverage amount  - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Title Report showing $XXXX loan amount on page XXXX - Seller-XXXX
Resolved-Updated Title Commitment uploaded, Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s), Verified - Resolved  - Due Diligence Vendor-XXXX
 Resolved-Title Coverage Amount of $XXXX is equal to or greater than Total Amount of Subject Lien(s) - Due Diligence Vendor-XXXX
XXXX Prelim XXXX.pdf     XXXX Primary Residence Purchase NA XXXX N/A N/A
XXXX XXXX 4350121236     Closed XXXX XXXX Resolved 1 - Information C A Credit Credit Property potentially affected by FEMA Disaster(s) INDIVIDUAL ASSISTANCE AREA Resolved-Property inspection report dated XXXX states no damage noted with photos, property screen updated. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Disaster report - Seller-XXXX
Open-Property potentially affected by FEMA Disaster ID XXXX. SEVERE STORMS, FLOODING, LANDSLIDES, AND MUDSLIDES, XXXX - Declared XXXX with an Incident End Date of XXXX with Public Assistance: YES and Individual Assistance: YES. Property inspection with exterior photos required. - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Disaster report - Seller-XXXX
Resolved-Property inspection report dated XXXX states no damage noted with photos, property screen updated. - Due Diligence Vendor-XXXX
Disaster Report.pdf     XXXX Primary Residence Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121236     Closed XXXX XXXX Resolved 1 - Information C A Credit Eligibility Fraud Report Shows Uncleared Alerts Resolved-Provided Fraud shows All Fraud Report Alerts have been cleared or None Exist. - Due Diligence Vendor-XXXX
Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alert - Seller-XXXX
Open-Fraud Report Shows Uncleared Alerts Per the guideline Version XXXX on page#XXXX a clear fraud report is required. The fraud report in file pg#XXXX is showing a High alert. The required cleared report is missing.
 - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. cleared alert - Seller-XXXX
Resolved-Provided Fraud shows All Fraud Report Alerts have been cleared or None Exist. - Due Diligence Vendor-XXXX
 Resolved-All Fraud Report Alerts have been cleared or None Exist - Due Diligence Vendor-XXXX
Cleared Alerts.pdf     XXXX Primary Residence Refinance No Cash Out - Borrower Initiated XXXX N/A N/A
XXXX XXXX 4350121236     Closed XXXX XXXX Resolved 1 - Information D A Compliance Missing Doc The Deed of Trust is Missing Resolved-Requested DOT provided, updated & condition resolved. - Due Diligence Vendor-XXXX
Resolved-The Deed of Trust is Present - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Deed of Trust - Seller-XXXX
Open-Provide the DOT. - Due Diligence Vendor-XXXX
Open-The Deed of Trust is Missing Deed of Trust document missing - Due Diligence Vendor-XXXX
Ready for Review-Document Uploaded. Deed of Trust - Seller-XXXX
Resolved-Requested DOT provided, updated & condition resolved. - Due Diligence Vendor-XXXX
 Resolved-The Deed of Trust is Present - Due Diligence Vendor-XXXX
Ingram_Deed of trust_Mortgage.pdf     XXXX Primary Residence Refinance No Cash Out - Borrower Initiated XXXX N/A N/A